Executive Vice President

0001142495-16-000013.txt : 20160502 0001142495-16-000013.hdr.sgml : 20160502 20160502162132 ACCESSION NUMBER: 0001142495-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160502 DATE AS OF CHANGE: 20160502 EFFECTIVENESS DATE: 20160502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 161611902 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 03-31-2016 03-31-2016 WEDBUSH SECURITIES INC

1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017

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1338 86630 SH SOLE 0 0 86630 TARGET CORP COM 87612E106 723 8786 SH SOLE 0 0 8786 TEAM INC COM 878155100 289 9501 SH SOLE 0 0 9501 TEKLA HEALTHCARE OPPTYS COM 879105104 539 33904 SH SOLE 0 0 33904 TEKLA HEALTHCARE INV SBI COM 87911J103 478 19910 SH SOLE 0 0 19910 TEKLA WORLD HLTHCARE COM 87911L108 201 14342 SH SOLE 0 0 14342 TEMPLETON GLOBAL INCOME COM 880198106 126 19300 SH SOLE 0 0 19300 TESLA MOTORS INC COM 88160R101 359 1564 SH SOLE 0 0 1564 TEVA PHARMACEUTICAL INDS COM 881624209 280 5233 SH SOLE 0 0 5233 TETRA TECH INC NEW COM 88162G103 515 17261 SH SOLE 0 0 17261 TEVA PHARM FINL LLC BOND 88163VAE9 1041 8000 SH SOLE 0 0 8000 TEXAS INSTRUMENTS INC COM 882508104 601 10473 SH SOLE 0 0 10473 THERMO FISHER COM 883556102 225 1592 SH SOLE 0 0 1592 THOMPSON CREEK METALS COM 884768102 6 26000 SH SOLE 0 0 26000 3M COMPANY COM 88579Y101 1099 6596 SH SOLE 0 0 6596 THRESHOLD COM 885807206 12 27000 SH SOLE 0 0 27000 TIME WARNER INC NEW COM 887317303 711 9794 SH SOLE 0 0 9794 TOLL BROS INC BOND 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43000 SH SOLE 0 0 43000 UNDER ARMOUR INC COM 904311107 473 5571 SH SOLE 0 0 5571 UNICO AMERICAN CORP COM 904607108 149 15632 SH SOLE 0 0 15632 UNIFI INC NEW COM 904677200 6564 286514 SH SOLE 0 0 286514 UNILEVER PLC COM 904767704 685 15154 SH SOLE 0 0 15154 UNION PACIFIC CORP COM 907818108 2315 29105 SH SOLE 0 0 29105 UNITED COMMUNITY FINL COM 909839102 3397 578768 SH SOLE 0 0 578768 UNITED PARCEL SERVICE COM 911312106 1289 12218 SH SOLE 0 0 12218 UNITED STATES NAT GAS COM 912318201 422 63349 SH SOLE 0 0 63349 UNITED STATES STEEL CORP COM 912909108 529 32950 SH SOLE 0 0 32950 UNITED TECHNOLOGIES CORP COM 913017109 691 6902 SH SOLE 0 0 6902 UNITEDHEALTH GROUP INC COM 91324P102 1266 9818 SH SOLE 0 0 9818 V F CORP COM 918204108 250 3865 SH SOLE 0 0 3865 VOXX INTERNATIONAL CORP COM 91829F104 117 26187 SH SOLE 0 0 26187 VALE S A ADR COM 91912E105 65 15503 SH SOLE 0 0 15503 VALERO ENERGY CORP COM 91913Y100 299 4666 SH SOLE 0 0 4666 VANGUARD DIVIDEND COM 921908844 662 8143 SH SOLE 0 0 8143 VANGUARD EXTENDED COM 921910709 2042 16105 SH SOLE 0 0 16105 VANGUARD SHORT TERM COM 921937827 359 4452 SH SOLE 0 0 4452 VANGUARD TOTAL BOND COM 921937835 503 6071 SH SOLE 0 0 6071 VANGUARD COM 922042775 495 11475 SH SOLE 0 0 11475 VANGUARD FTSE EMERGING COM 922042858 324 9374 SH SOLE 0 0 9374 VANGUARD NATURAL RES COM 92205F106 224 153295 SH SOLE 0 0 153295 VANGUARD INTERMEDIATE COM 92206C870 653 7511 SH SOLE 0 0 7511 VECTOR GROUP LTD COM 92240M108 379 16586 SH SOLE 0 0 16586 VENTAS INC * COM 92276F100 2244 35640 SH SOLE 0 0 35640 VANGUARD REIT INDEX ETF COM 922908553 501 5981 SH SOLE 0 0 5981 VANGUARD MID CAP ETF COM 922908629 485 4004 SH SOLE 0 0 4004 VANGUARD SMALL CAP ETF COM 922908751 367 3294 SH SOLE 0 0 3294 VANGUARD TOTAL STOCK COM 922908769 4830 46079 SH SOLE 0 0 46079 VEREIT INC * COM 92339V100 460 51867 SH SOLE 0 0 51867 VERIZON COMMUNICATIONS COM 92343V104 5611 103758 SH SOLE 0 0 103758 VERSAR INC COM 925297103 1555 642425 SH SOLE 0 0 642425 VIPSHOP HOLDINGS INC ADR COM 92763W103 390 30300 SH SOLE 0 0 30300 VIRCO MANUFACTURING CORP COM 927651109 5293 1718652 SH SOLE 0 0 1718652 VISA INC CLASS A COM 92826C839 2602 34027 SH SOLE 0 0 34027 VMWARE INC CLASS A COM 928563402 597 11407 SH SOLE 0 0 11407 VODAFONE GROUP PLC NEW COM 92857W308 514 16042 SH SOLE 0 0 16042 VOYA PRIME RATE COM 92913A100 269 53442 SH SOLE 0 0 53442 VULCAN MATERIALS COMPANY COM 929160109 379 3592 SH SOLE 0 0 3592 WSI INDUSTRIES INC COM 92932Q102 57 16950 SH SOLE 0 0 16950 W P CAREY INC COM 92936U109 761 12224 SH SOLE 0 0 12224 WEC ENERGY GROUP INC COM 92939U106 1488 24774 SH SOLE 0 0 24774 WAL-MART STORES INC COM 931142103 1295 18909 SH SOLE 0 0 18909 WALGREENS BOOTS ALLIANCE COM 931427108 455 5407 SH SOLE 0 0 5407 WAYFAIR INC CL A COM 94419L101 454 10508 SH SOLE 0 0 10508 WELLPOINT INC BOND 94973VBG1 1914 10000 SH SOLE 0 0 10000 WELLS FARGO & CO NEW COM 949746101 5623 116270 SH SOLE 0 0 116270 WELLTOWER INC * COM 95040Q104 336 4840 SH SOLE 0 0 4840 WESTERN ASSET WORLDWIDE* COM 957668106 372 35794 SH SOLE 0 0 35794 WESTERN ASSET * COM 95766A101 199 13730 SH SOLE 0 0 13730 WESTERN ASSET GLOBAL * COM 95766B109 619 68500 SH SOLE 0 0 68500 WESTERN ASSET GLOBAL * COM 95766G108 250 31110 SH SOLE 0 0 31110 WESTERN ASSET HIGH * COM 95766J102 98 14784 SH SOLE 0 0 14784 WESTERN ASSET MANAGED * COM 95766L107 148 33408 SH SOLE 0 0 33408 WESTERN ASSET MUNICIPAL* COM 95766N103 233 28624 SH SOLE 0 0 28624 WESTERN ASSET/CLAYMORE COM 95766R104 179 16173 SH SOLE 0 0 16173 WEYERHAEUSER COMPANY COM 962166104 3283 105969 SH SOLE 0 0 105969 WIDEPOINT CORP COM 967590100 13 21000 SH SOLE 0 0 21000 WILLDAN GROUP INC COM 96924N100 4571 473659 SH SOLE 0 0 473659 WISDOMTREE TRUST COM 97717W448 254 10000 SH SOLE 0 0 10000 WISDOMTREE INTL SMALL COM 97717W760 327 5546 SH SOLE 0 0 5546 WISDOMTREE JAPAN HEDGED COM 97717W851 274 6258 SH SOLE 0 0 6258 WISDOMTREE TRUST COM 97717X701 706 13598 SH SOLE 0 0 13598 WORKDAY INC COM 98138H101 456 5929 SH SOLE 0 0 5929 XCEL ENERGY INC COM 98389B100 336 8046 SH SOLE 0 0 8046 XILINX INC BOND 983919AF8 822 5000 SH SOLE 0 0 5000 XENITH BANKSHARES INC COM 98410X105 341 45160 SH SOLE 0 0 45160 XEROX CORP COM 984121103 168 15088 SH SOLE 0 0 15088 XOMA CORP DEL COM 98419J107 300 388569 SH SOLE 0 0 388569 YAHOO INC COM 984332106 549 14923 SH SOLE 0 0 14923 YUM BRANDS INC COM 988498101 292 3568 SH SOLE 0 0 3568 ZOETIS INC CL A COM 98978V103 219 4943 SH SOLE 0 0 4943 ZWEIG FUND INC NEW COM 989834205 356 27653 SH SOLE 0 0 27653 ZYNGA INC COM 98986T108 41 18000 SH SOLE 0 0 18000 ALLERGAN PLC COM G0177J108 352 1312 SH SOLE 0 0 1312 ALLERGAN PLC PREF G0177J116 1195 1300 SH SOLE 0 0 1300 ATLAS FINANCIAL HLDGS COM G06207115 272 15015 SH SOLE 0 0 15015 ENERGY XXI LTD COM G10082140 17 27500 SH SOLE 0 0 27500 ACCENTURE PLC IRELAND COM G1151C101 560 4849 SH SOLE 0 0 4849 DELPHI AUTOMOTIVE PLC COM G27823106 229 3059 SH SOLE 0 0 3059 EATON CORP PLC COM G29183103 224 3582 SH SOLE 0 0 3582 WEATHERFORD INTL PLC COM G48833100 267 34362 SH SOLE 0 0 34362 MEDTRONIC PLC COM G5960L103 871 11618 SH SOLE 0 0 11618 NABORS INDUSTRIES LTD COM G6359F103 221 23970 SH SOLE 0 0 23970 NORDIC AMERICAN TANKER COM G65773106 208 14765 SH SOLE 0 0 14765 SEADRILL LTD COM G7945E105 86 26141 SH SOLE 0 0 26141 SEAGATE TECHNOLOGY PLC COM G7945M107 278 8062 SH SOLE 0 0 8062 UTSTARCOM HOLDINGS CORP COM G9310A114 67 36536 SH SOLE 0 0 36536 CHUBB LTD COM H1467J104 277 2328 SH SOLE 0 0 2328 TRANSOCEAN LIMITED COM H8817H100 246 26927 SH SOLE 0 0 26927 LYONDELLBASELL COM N53745100 410 4793 SH SOLE 0 0 4793 NYMOX PHARMACEUTICAL COM P73398102 519 212593 SH SOLE 0 0 212593 CAPITAL PRODUCT PARTNERS COM Y11082107 107 33990 SH SOLE 0 0 33990 SCORPIO TANKERS INC COM Y7542C106 77 13163 SH SOLE 0 0 13163 STEALTHGAS INC COM Y81669106 91 25810 SH SOLE 0 0 25810 TEEKAY TANKERS LTD CL A COM Y8565N102 492 134000 SH SOLE 0 0 134000