Executive Vice President

0001142495-15-000010.txt : 20151028 0001142495-15-000010.hdr.sgml : 20151028 20151028172411 ACCESSION NUMBER: 0001142495-15-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151028 EFFECTIVENESS DATE: 20151028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 151181122 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 09-30-2015 09-30-2015 WEDBUSH SECURITIES INC

1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-12460 N R James Richards Executive Vice President 213-688-8000 R James Richards Los Angeles CA 10-28-2015 0 11603 497985 false INFORMATION TABLE 2 13FInfoTable_2015Q3.xml AFLAC INC COM 001055102 913 15703 SH SOLE 0 0 15703 AGL RESOURCES INC COM 001204106 206 3370 SH SOLE 0 0 3370 AG MORTGAGE INV TR INC COM 001228105 1179 77434 SH SOLE 0 0 77434 AK STEEL HOLDING CORP COM 001547108 34 14025 SH SOLE 0 0 14025 ALPS ALERIAN MLP ETF COM 00162Q866 891 71410 SH SOLE 0 0 71410 API TECHNOLOGIES CORP COM 00187E203 130 59700 SH SOLE 0 0 59700 AT&T INC COM 00206R102 5331 163624 SH SOLE 0 0 163624 AU OPTRONICS CORP COM 002255107 136 45800 SH SOLE 0 0 45800 ABBOTT LABORATORIES COM 002824100 688 17112 SH SOLE 0 0 17112 ABBVIE INC COM 00287Y109 2513 46195 SH SOLE 0 0 46195 ABERDEEN ASIA PACIFIC COM 003009107 131 29214 SH SOLE 0 0 29214 ABERDEEN AUSTRALIA COM 003011103 84 15643 SH SOLE 0 0 15643 ACADEMY COM 004006508 256 11710 SH SOLE 0 0 11710 ADCARE HEALTH SYSTEM INC COM 00650W300 62 18583 SH SOLE 0 0 18583 ADDVANTAGE TECHNOLOGY COM 006743306 138 61720 SH SOLE 0 0 61720 ADVISORSHARES PERITUS COM 00768Y503 751 20780 SH SOLE 0 0 20780 AEROPOSTALE COM 007865108 15 23600 SH SOLE 0 0 23600 ADVANCED MICRO DEVICES COM 007903107 90 52316 SH SOLE 0 0 52316 AETNA INC NEW COM 00817Y108 297 2718 SH SOLE 0 0 2718 AGRIUM INC COM 008916108 211 2361 SH SOLE 0 0 2361 AIR PRODUCTS & CHEMICALS COM 009158106 487 3813 SH SOLE 0 0 3813 ALCOA INC COM 013817101 955 98831 SH SOLE 0 0 98831 ALCATEL LUCENT COM 013904305 92 25142 SH SOLE 0 0 25142 ALEXION PHARMACEUTICALS COM 015351109 578 3698 SH SOLE 0 0 3698 ALIBABA GROUP HOLDING COM 01609W102 652 11060 SH SOLE 0 0 11060 ALLIANCE DATA COM 018581108 213 823 SH SOLE 0 0 823 ALLIANCEBERNSTEIN GLOBAL COM 01879R106 275 24813 SH SOLE 0 0 24813 ALLIANCEBERNSTEIN * COM 01881E101 250 31817 SH SOLE 0 0 31817 ALLIANZGI NFJ DIV INT COM 01883A107 162 12700 SH SOLE 0 0 12700 ALLIANZGI DIVERSIFIED COM 01883J108 199 11415 SH SOLE 0 0 11415 ALPHA NATURAL RESOURCE COM 02076X102 0 12500 SH SOLE 0 0 12500 ALPINE GLOBAL PREMIER * COM 02083A103 214 38278 SH SOLE 0 0 38278 ALPINE TOTAL DYNAMIC DIV COM 021060207 81 10796 SH SOLE 0 0 10796 ALTRIA GROUP INC COM 02209S103 1684 30956 SH SOLE 0 0 30956 AMAZON.COM INC COM 023135106 1169 2283 SH SOLE 0 0 2283 AMCON DISTRIBUTING COM 02341Q205 375 4688 SH SOLE 0 0 4688 AMERICAN AIRLINES COM 02376R102 643 16556 SH SOLE 0 0 16556 AMERICAN APPAREL INC COM 023850100 2 20000 SH SOLE 0 0 20000 AMERICAN ELECTRIC POWER COM 025537101 517 9100 SH SOLE 0 0 9100 AMERICAN EXPRESS COMPANY COM 025816109 500 6742 SH SOLE 0 0 6742 AMERICAN INTL GROUP INC COM 026874784 461 8106 SH SOLE 0 0 8106 AMERICAN RAILCAR COM 02916P103 307 8478 SH SOLE 0 0 8478 AMERICAN RIVER COM 029326105 130 13529 SH SOLE 0 0 13529 AMERICAN WATER WORKS COM 030420103 3192 57945 SH SOLE 0 0 57945 AMERIGAS PARTNERS LTD COM 030975106 259 6226 SH SOLE 0 0 6226 AMGEN INC COM 031162100 1138 8226 SH SOLE 0 0 8226 AMREP CORP COM 032159105 244 49802 SH SOLE 0 0 49802 AMTRUST FINANCIAL SVCS COM 032359309 249 3950 SH SOLE 0 0 3950 ANADARKO PETROLEUM CORP COM 032511107 258 4269 SH SOLE 0 0 4269 ANCHOR BANCORP WA COM 032838104 447 20300 SH SOLE 0 0 20300 ANNALY CAPITAL COM 035710409 1288 130451 SH SOLE 0 0 130451 APACHE CORP COM 037411105 207 5275 SH SOLE 0 0 5275 APOLLO INVT CORP BOND 03761UAE6 503 5000 SH SOLE 0 0 5000 APOLLO RESIDENTIAL MTG * COM 03763V102 541 42754 SH SOLE 0 0 42754 APPLE INC COM 037833100 14852 134649 SH SOLE 0 0 134649 APPROACH RESOURCES INC COM 03834A103 20 10700 SH SOLE 0 0 10700 ARCELORMITTAL SA COM 03938L104 219 42484 SH SOLE 0 0 42484 ARES CAPITAL CORP COM 04010L103 230 15894 SH SOLE 0 0 15894 ASTERIAS BIOTHERAPEUTICS COM 04624N107 50 13033 SH SOLE 0 0 13033 ATLAS RESOURCE PARTNERS COM 04941A101 231 82611 SH SOLE 0 0 82611 AUTOMATIC DATA COM 053015103 274 3408 SH SOLE 0 0 3408 AVON PRODUCTS INC COM 054303102 70 21500 SH SOLE 0 0 21500 BB&T CORP COM 054937107 362 10158 SH SOLE 0 0 10158 BCE INC NEW COM 05534B760 258 6294 SH SOLE 0 0 6294 BBX CAPITAL CORP CL A COM 05540P100 178 11069 SH SOLE 0 0 11069 BP PLC COM 055622104 1292 42291 SH SOLE 0 0 42291 BOFI HOLDING INC COM 05566U108 303 2350 SH SOLE 0 0 2350 BABSON CAPITAL PARTN COM 05616B100 273 20687 SH SOLE 0 0 20687 BABSON CAPITAL CORP INVS COM 05617K109 590 36240 SH SOLE 0 0 36240 BAIDU INC COM 056752108 554 4030 SH SOLE 0 0 4030 BANK AMERICA CORP COM 060505104 2212 141961 SH SOLE 0 0 141961 BANK AMERICA CORP WTS WARNT 060505146 83 14400 SH SOLE 0 0 14400 BARRICK GOLD CORP COM 067901108 71 11134 SH SOLE 0 0 11134 BAXALTA INC COM 07177M103 213 6764 SH SOLE 0 0 6764 BAXTER INTERNATIONAL INC COM 071813109 235 7153 SH SOLE 0 0 7153 BAY BANCORP INC COM 07203T106 58 11447 SH SOLE 0 0 11447 BEMIS COMPANY INC COM 081437105 272 6880 SH SOLE 0 0 6880 BERKSHIRE HATHAWAY INC COM 084670702 5651 43333 SH SOLE 0 0 43333 BHP BILLITON LIMITED COM 088606108 268 8474 SH SOLE 0 0 8474 BIO RAD LABS INC CL A COM 090572207 2884 21472 SH SOLE 0 0 21472 BIOGEN INC COM 09062X103 1191 4080 SH SOLE 0 0 4080 BIOLASE INC COM 090911108 9 10312 SH SOLE 0 0 10312 BLACKROCK INC COM 09247X101 456 1532 SH SOLE 0 0 1532 BLACKROCK COM 09248X100 393 19492 SH SOLE 0 0 19492 BLACKROCK GLOBAL COM 092501105 262 21688 SH SOLE 0 0 21688 BLACKROCK CREDIT COM 092508100 465 38241 SH SOLE 0 0 38241 BLACKROCK ENHANCED COM 09251A104 338 46981 SH SOLE 0 0 46981 BLACKROCK INTERNATIONAL COM 092524107 88 14500 SH SOLE 0 0 14500 BLACKSTONE GROUP LP COM 09253U108 569 17979 SH SOLE 0 0 17979 BLACKROCK MUNIASSETS COM 09254J102 258 19089 SH SOLE 0 0 19089 BLACKROCK CORP HIGH COM 09255P107 347 35183 SH SOLE 0 0 35183 BLACKROCK DEBT COM 09255R103 319 95362 SH SOLE 0 0 95362 BLACKROCK RESOURCES & COM 09257A108 78 11014 SH SOLE 0 0 11014 BLACKROCK MUNICIPAL COM 09257P105 206 10127 SH SOLE 0 0 10127 BLUE EARTH INC COM 095428108 68 100000 SH SOLE 0 0 100000 BLUEBIRD BIO INC COM 09609G100 381 4450 SH SOLE 0 0 4450 BOEING COMPANY COM 097023105 1879 14351 SH SOLE 0 0 14351 BOULDER GROWTH & INCOME COM 101507101 340 45664 SH SOLE 0 0 45664 BREITBURN ENERGY COM 106776107 23 11458 SH SOLE 0 0 11458 BRISTOL MYERS SQUIBB COM 110122108 2064 34858 SH SOLE 0 0 34858 BRUNSWICK CORP COM 117043109 373 7789 SH SOLE 0 0 7789 CME GROUP INC CLASS A COM 12572Q105 262 2821 SH SOLE 0 0 2821 CNA FINANCIAL CORP COM 126117100 1653 47323 SH SOLE 0 0 47323 CSX CORP COM 126408103 358 13302 SH SOLE 0 0 13302 CVS HEALTH CORP COM 126650100 2274 23574 SH SOLE 0 0 23574 CYS INVESTMENTS INC COM 12673A108 95 13050 SH SOLE 0 0 13050 CALAMOS STRATEGIC TOTAL COM 128125101 905 97428 SH SOLE 0 0 97428 CALIFORNIA FIRST COM 130222102 191 14533 SH SOLE 0 0 14533 CALUMET SPECIALTY COM 131476103 1000 41186 SH SOLE 0 0 41186 CAPITAL SOUTHWEST CORP COM 140501107 770 16252 SH SOLE 0 0 16252 CARBYLAN THERAPEUTICS COM 141384107 80 22300 SH SOLE 0 0 22300 CARDICA INC COM 14141R101 5 20000 SH SOLE 0 0 20000 CARE CAP PPTYS INC COM 141624106 264 8005 SH SOLE 0 0 8005 CARMAX INC COM 143130102 255 4297 SH SOLE 0 0 4297 CATERPILLAR INC COM 149123101 607 9293 SH SOLE 0 0 9293 CAVIUM INC COM 14964U108 624 10170 SH SOLE 0 0 10170 CELGENE CORP COM 151020104 2504 23153 SH SOLE 0 0 23153 CELLADON CORP COM 15117E107 18 17000 SH SOLE 0 0 17000 CENTRAL FUND OF CANADA COM 153501101 364 34386 SH SOLE 0 0 34386 CERUS CORP COM 157085101 48 10500 SH SOLE 0 0 10500 CERULEAN PHARMA INC COM 15708Q105 60 16387 SH SOLE 0 0 16387 CHAMBERS STREET PPTYS * COM 157842105 204 31500 SH SOLE 0 0 31500 CHESAPEAKE ENERGY CORP COM 165167107 301 41122 SH SOLE 0 0 41122 CHEVRON CORP COM 166764100 4579 58052 SH SOLE 0 0 58052 CHICAGO BRIDGE & IRON COM 167250109 309 7791 SH SOLE 0 0 7791 CHIMERA INVT CORP NEW COM 16934Q208 142 10629 SH SOLE 0 0 10629 CHINA BAK BATTERY INC COM 16936Y209 31 13600 SH SOLE 0 0 13600 CHINA FINANCE ONLINE COM 169379104 38 11000 SH SOLE 0 0 11000 CHINA SUNERGY COMPANY COM 16942X302 37 31531 SH SOLE 0 0 31531 CIBER INC COM 17163B102 48 15000 SH SOLE 0 0 15000 CINCINNATI BELL INC NEW COM 171871106 144 46100 SH SOLE 0 0 46100 CISCO SYSTEMS INC COM 17275R102 1350 51414 SH SOLE 0 0 51414 CITIGROUP INC NEW COM 172967424 855 17232 SH SOLE 0 0 17232 CITY OFFICE REIT INC * COM 178587101 377 33207 SH SOLE 0 0 33207 CIVEO CORP COM 17878Y108 15 10000 SH SOLE 0 0 10000 CLEARBRIDGE AMERICAN COM 184691103 211 22000 SH SOLE 0 0 22000 CLEARBRIDGE ENERGY MLP COM 18469P100 204 14170 SH SOLE 0 0 14170 CLOROX COMPANY COM 189054109 428 3706 SH SOLE 0 0 3706 CLOUD PEAK ENERGY INC COM 18911Q102 28 10500 SH SOLE 0 0 10500 COCA-COLA COMPANY COM 191216100 2503 62377 SH SOLE 0 0 62377 COGNIZANT TECHNOLOGY COM 192446102 1225 19569 SH SOLE 0 0 19569 COHEN & STEERS COM 19248A109 199 10442 SH SOLE 0 0 10442 COHEN & STEERS * COM 19248P106 478 44251 SH SOLE 0 0 44251 COHEN & STEERS SELECT * COM 19248Y107 213 9121 SH SOLE 0 0 9121 COLGATE-PALMOLIVE COM 194162103 739 11652 SH SOLE 0 0 11652 COLUMBIA PIPELINE COM 198281107 223 17639 SH SOLE 0 0 17639 COMCAST CORP CL A NEW COM 20030N101 554 9732 SH SOLE 0 0 9732 COMCAST CORP NEW CL A COM 20030N200 227 3960 SH SOLE 0 0 3960 COMMUNITY WEST BANCSHS COM 204157101 258 37100 SH SOLE 0 0 37100 COMPANHIA DE SANEAMENTO COM 20441A102 44 11378 SH SOLE 0 0 11378 COMPASS MNRLS INTL INC COM 20451N101 347 4426 SH SOLE 0 0 4426 COMPASS DIVERSIFIED COM 20451Q104 164 10200 SH SOLE 0 0 10200 CONAGRA FOODS INC COM 205887102 206 5078 SH SOLE 0 0 5078 CONCORD MEDICAL SERVICES COM 206277105 86 18409 SH SOLE 0 0 18409 CONE MIDSTREAM PARTNERS COM 206812109 167 16782 SH SOLE 0 0 16782 CONNS INC COM 208242107 2790 116037 SH SOLE 0 0 116037 CONOCOPHILLIPS COM 20825C104 1416 29514 SH SOLE 0 0 29514 CONSOLIDATED EDISON INC COM 209115104 377 5644 SH SOLE 0 0 5644 CORDIA BANCORP INC COM 218513109 55 15394 SH SOLE 0 0 15394 CORENERGY INFRASTRUCTURE COM 21870U205 99 22500 SH SOLE 0 0 22500 CORNERSTONE STRATEGIC COM 21924B302 824 52449 SH SOLE 0 0 52449 CORNERSTONE TOTAL RETURN COM 21924U300 161 10000 SH SOLE 0 0 10000 COSTCO WHOLESALE CORP COM 22160K105 1043 7216 SH SOLE 0 0 7216 COVANTA HOLDING CORP COM 22282E102 351 20130 SH SOLE 0 0 20130 CREDIT SUISSE ASSET COM 224916106 328 115916 SH SOLE 0 0 115916 CREE INC COM 225447101 206 8501 SH SOLE 0 0 8501 CRESTWOOD EQUITY COM 226344109 62 27125 SH SOLE 0 0 27125 CROWN CASTLE INTL CORP * COM 22822V101 732 9281 SH SOLE 0 0 9281 CUMMINS INC COM 231021106 263 2421 SH SOLE 0 0 2421 CUSTOMERS BANCORP INC COM 23204G100 402 15636 SH SOLE 0 0 15636 D R HORTON INC COM 23331A109 310 10569 SH SOLE 0 0 10569 DANAHER CORP COM 235851102 1410 16548 SH SOLE 0 0 16548 DARLING INGREDIENTS INC COM 237266101 228 20310 SH SOLE 0 0 20310 DEERE & COMPANY COM 244199105 360 4860 SH SOLE 0 0 4860 DELAWARE ENHANCED * COM 246060107 396 42805 SH SOLE 0 0 42805 DELAWARE INVESTMENTS COM 246101109 150 10698 SH SOLE 0 0 10698 DENBURY RESOURCES COM 247916208 36 14902 SH SOLE 0 0 14902 DELUXE CORP COM 248019101 350 6278 SH SOLE 0 0 6278 DESWELL INDUSTRIES INC COM 250639101 142 91695 SH SOLE 0 0 91695 DEUTSCHE GLOBAL HIGH COM 25158V108 172 22724 SH SOLE 0 0 22724 DEUTSCHE MULTI MARKET COM 25160E102 140 19003 SH SOLE 0 0 19003 DEXCOM INC COM 252131107 339 3950 SH SOLE 0 0 3950 DIAGEO PLC NEW COM 25243Q205 221 2047 SH SOLE 0 0 2047 DIGITAL REALTY * COM 253868103 338 5180 SH SOLE 0 0 5180 DIGITAL TURBINE INC COM 25400W102 203 112010 SH SOLE 0 0 112010 DIREXION DAILY OLDCHG COM 25459Y389 116 40000 SH SOLE 0 0 40000 DISCOVERY LABORATORIES COM 254668403 11 35804 SH SOLE 0 0 35804 WALT DISNEY CO COM 254687106 2552 24970 SH SOLE 0 0 24970 DISCOVER FINANCIAL SVCS COM 254709108 525 10097 SH SOLE 0 0 10097 DIVIDEND & INCOME FUND COM 25538A204 278 25666 SH SOLE 0 0 25666 DOMINION RESOURCES INC COM 25746U109 1065 15130 SH SOLE 0 0 15130 DONEGAL GROUP INC CL A COM 257701201 346 24642 SH SOLE 0 0 24642 DOUBLELINE INCOME COM 258622109 462 26738 SH SOLE 0 0 26738 DOUBLELINE OPPORTUNISTIC COM 258623107 336 13487 SH SOLE 0 0 13487 DOW CHEMICAL COMPANY COM 260543103 1371 32346 SH SOLE 0 0 32346 DU PONT E.I.DE NEMOURS COM 263534109 721 14963 SH SOLE 0 0 14963 DUKE ENERGY CORP NEW COM 26441C204 1146 15924 SH SOLE 0 0 15924 DYNATRONICS CORP NEW COM 268157401 254 81807 SH SOLE 0 0 81807 EL POLLO LOCO HOLDINGS COM 268603107 150 13900 SH SOLE 0 0 13900 E M C CORP MASS COM 268648102 370 15323 SH SOLE 0 0 15323 EAGLE ROCK ENERGY CHG COM 26985R104 113 89097 SH SOLE 0 0 89097 EAST WEST BANCORP INC COM 27579R104 396 10306 SH SOLE 0 0 10306 EATON VANCE CALIFORNIA COM 27828A100 151 12988 SH SOLE 0 0 12988 EATON VANCE LIMITED COM 27828H105 320 25252 SH SOLE 0 0 25252 EATON VANCE TAX * COM 27828X100 840 55013 SH SOLE 0 0 55013 EATON VANCE TAX * COM 27828Y108 1352 95190 SH SOLE 0 0 95190 EATON VANCE TAX * COM 27829C105 819 76602 SH SOLE 0 0 76602 EATON VANCE TAX * COM 27829F108 333 40153 SH SOLE 0 0 40153 EBAY INC COM 278642103 279 11405 SH SOLE 0 0 11405 ECOLOGY&ENVRMNT INC CL A COM 278878103 143 12312 SH SOLE 0 0 12312 EMERSON ELECTRIC COMPANY COM 291011104 409 9258 SH SOLE 0 0 9258 ENDOCYTE INC COM 29269A102 214 46728 SH SOLE 0 0 46728 ENERGY RECOVERY INC COM 29270J100 81 38000 SH SOLE 0 0 38000 ENERGY TRANSFER PARTNERS COM 29273R109 989 24075 SH SOLE 0 0 24075 ENERGY TRANSFER EQUITY COM 29273V100 254 12229 SH SOLE 0 0 12229 ENTERGY CORP NEW COM 29364G103 1116 17150 SH SOLE 0 0 17150 ENTERPRISE PRODUCTS COM 293792107 1046 42021 SH SOLE 0 0 42021 EPIRUS COM 29428P107 59 13250 SH SOLE 0 0 13250 ERIN ENERGY CORP COM 295625107 49 12433 SH SOLE 0 0 12433 EXELON CORP COM 30161N101 257 8662 SH SOLE 0 0 8662 EXPRESS SCRIPTS HLDG COM 30219G108 1238 15290 SH SOLE 0 0 15290 EXTERRAN PARTNERS L P COM 30225N105 307 18700 SH SOLE 0 0 18700 EXXON MOBIL CORP COM 30231G102 4980 66977 SH SOLE 0 0 66977 FS INVESTMENT CORP COM 302635107 99 10617 SH SOLE 0 0 10617 FS BANCORP INC COM 30263Y104 439 18700 SH SOLE 0 0 18700 FACEBOOK INC CL A COM 30303M102 2607 28998 SH SOLE 0 0 28998 FACTORSHARES PUREFUNDS COM 30304R407 796 31514 SH SOLE 0 0 31514 FARMERS NATIONAL BANC COM 309627107 125 15250 SH SOLE 0 0 15250 FASTENAL COMPANY COM 311900104 294 8023 SH SOLE 0 0 8023 FEDL AGRIC MTG CL C COM 313148306 1922 74106 SH SOLE 0 0 74106 FEDERATED NATIONAL COM 31422T101 222 9250 SH SOLE 0 0 9250 FEDEX CORP COM 31428X106 519 3603 SH SOLE 0 0 3603 FELCOR LODGING TRUST INC PREF 31430F200 1266 51003 SH SOLE 0 0 51003 FIFTH THIRD BANCORP COM 316773100 275 14558 SH SOLE 0 0 14558 FIRST FINANCIAL COM 320209109 382 20000 SH SOLE 0 0 20000 FIRST INTERNET BANCORP COM 320557101 1068 33416 SH SOLE 0 0 33416 FIRST MARBLEHEAD CORP COM 320771207 42 12100 SH SOLE 0 0 12100 FIRST TRUST COM 336920103 493 10122 SH SOLE 0 0 10122 FIRST TRUST ABERDEEN * COM 337319107 307 31709 SH SOLE 0 0 31709 FIRST TRUST ABERDEEN COM 33731K102 202 15497 SH SOLE 0 0 15497 FIRST TRUST NYSE ARCA COM 33733E203 662 6538 SH SOLE 0 0 6538 FIRST TRUST DOW JONES COM 33733E302 207 3138 SH SOLE 0 0 3138 FIRST TRUST LARGE CAP COM 33734K109 213 5093 SH SOLE 0 0 5093 FIRST TRUST CONSUMER COM 33734X101 298 8709 SH SOLE 0 0 8709 FIRST TRUST FINANCIALS COM 33734X135 338 15045 SH SOLE 0 0 15045 FIRST TRUST HEALTHCARE COM 33734X143 445 7644 SH SOLE 0 0 7644 FIRST TRUST TECHNOLOGY COM 33734X176 214 6749 SH SOLE 0 0 6749 FIRST TRUST LARGE CAP COM 33735K108 215 4713 SH SOLE 0 0 4713 FIRST TRUST HIGH INCOME COM 33738E109 387 27454 SH SOLE 0 0 27454 FIRST TR ENERGY INCM COM 33738G104 562 22130 SH SOLE 0 0 22130 FIRST TRUST COM 33738R605 1370 62478 SH SOLE 0 0 62478 FIRST TRUST VI COM 33738R886 324 18987 SH SOLE 0 0 18987 FIRST TRUST MLP & ENERGY COM 33739B104 263 16545 SH SOLE 0 0 16545 FLY LEASING LTD COM 34407D109 138 10425 SH SOLE 0 0 10425 FORD MOTOR COMPANY NEW COM 345370860 1004 73997 SH SOLE 0 0 73997 FRANKLIN RESOURCES INC COM 354613101 1177 31593 SH SOLE 0 0 31593 FRANKLIN UNIVERSAL COM 355145103 118 19913 SH SOLE 0 0 19913 FREEPORT MCMORAN INC COM 35671D857 456 47105 SH SOLE 0 0 47105 FRESH MARKET INC COM 35804H106 226 10025 SH SOLE 0 0 10025 FRONTIER COMMUNICATIONS COM 35906A108 115 24307 SH SOLE 0 0 24307 GDL FUND COM 361570104 333 33950 SH SOLE 0 0 33950 GABELLI EQUITY TRUST INC COM 362397101 374 71723 SH SOLE 0 0 71723 GABELLI MULTIMEDIA TR COM 36239Q109 193 25657 SH SOLE 0 0 25657 GABELLI CONVERTIBLE & COM 36240B109 51 10548 SH SOLE 0 0 10548 GAMCO GLOBAL GOLD COM 36465A109 294 58933 SH SOLE 0 0 58933 GENERAL DYNAMICS COM 369550108 1259 9128 SH SOLE 0 0 9128 GENERAL ELECTRIC COMPANY COM 369604103 8566 339663 SH SOLE 0 0 339663 GENERAL GROWTH PPTYS INC COM 370023103 43500 1675000 SH SOLE 0 0 1675000 GENERAL MILLS INC COM 370334104 411 7330 SH SOLE 0 0 7330 GENERAL MOTORS COMPANY COM 37045V100 497 16551 SH SOLE 0 0 16551 GENESEE & WYO INC CL A COM 371559105 693 11732 SH SOLE 0 0 11732 GENWORTH FINANCIAL CL A COM 37247D106 82 17750 SH SOLE 0 0 17750 GENTHERM INC COM 37253A103 2209 49179 SH SOLE 0 0 49179 GERDAU S A COM 373737105 14 10019 SH SOLE 0 0 10019 GILEAD SCIENCES INC COM 375558103 4454 45357 SH SOLE 0 0 45357 GLAXOSMITHKLINE PLC COM 37733W105 759 19739 SH SOLE 0 0 19739 GLOBAL HIGH INCOME FUND COM 37933G108 167 21665 SH SOLE 0 0 21665 GOLDMAN SACHS GROUP INC COM 38141G104 2116 12178 SH SOLE 0 0 12178 GOLDMAN SACHS MLP INCOME COM 38147W103 122 11672 SH SOLE 0 0 11672 GOLDMAN SACHS MLP ENERGY COM 38148G107 541 65047 SH SOLE 0 0 65047 GOODRICH PETROLEUM CORP COM 382410405 12 20000 SH SOLE 0 0 20000 GOOGLE INC CL A XXX COM 38259P508 1174 1839 SH SOLE 0 0 1839 GOOGLE INC CL C XXX COM 38259P706 1142 1877 SH SOLE 0 0 1877 GOPRO INC COM 38268T103 267 8567 SH SOLE 0 0 8567 GOVERNMENT PROPERTIES * COM 38376A103 296 18506 SH SOLE 0 0 18506 GRAINGER W W INC COM 384802104 602 2798 SH SOLE 0 0 2798 GRUPO SIMEC S A B DE C V COM 400491106 173 23456 SH SOLE 0 0 23456 GUGGENHEIM EQUAL WEIGHT COM 40167M106 261 15842 SH SOLE 0 0 15842 H & E EQUIPMENT SERVICES COM 404030108 227 13550 SH SOLE 0 0 13550 HCP INC COM 40414L109 2520 67639 SH SOLE 0 0 67639 HMG COURTLND PPTYS INC * COM 404232100 468 40594 SH SOLE 0 0 40594 HALCON RESOURCES CORP COM 40537Q209 9 16455 SH SOLE 0 0 16455 HALLIBURTON COMPANY COM 406216101 446 12631 SH SOLE 0 0 12631 HAMILTON BANCORP INC MD COM 407015106 165 11803 SH SOLE 0 0 11803 HANCOCK JOHN FINL OPPTYS COM 409735206 222 8792 SH SOLE 0 0 8792 HANCOCK JOHN PREM DIV COM 41013T105 220 17541 SH SOLE 0 0 17541 HEALTHCARE TRUST * COM 42225P501 659 26889 SH SOLE 0 0 26889 HELIX ENERGY SOLUTIONS COM 42330P107 57 12000 SH SOLE 0 0 12000 HERCULES OFFSHORE INC COM 427093109 2 30000 SH SOLE 0 0 30000 HEWLETT-PACKARD COMPANY COM 428236103 266 10373 SH SOLE 0 0 10373 HIBBETT SPORTS INC COM 428567101 1696 48456 SH SOLE 0 0 48456 HOME DEPOT INC COM 437076102 1751 15165 SH SOLE 0 0 15165 HONEYWELL INTL INC COM 438516106 990 10453 SH SOLE 0 0 10453 HOVNANIAN ENTERPRISES COM 442487203 44 24914 SH SOLE 0 0 24914 ILLINOIS TOOL WORKS INC COM 452308109 249 3026 SH SOLE 0 0 3026 ILLUMINA INC COM 452327109 1978 11251 SH SOLE 0 0 11251 INNOSPEC INC COM 45768S105 347 7457 SH SOLE 0 0 7457 INTEL CORP COM 458140100 1736 57599 SH SOLE 0 0 57599 INTERCEPT COM 45845P108 358 2160 SH SOLE 0 0 2160 INTL BUSINESS MACHINES COM 459200101 1914 13203 SH SOLE 0 0 13203 INTERPHASE CORP COM 460593106 14 82320 SH SOLE 0 0 82320 INTERPUBLIC GROUP COM 460690100 361 18866 SH SOLE 0 0 18866 INTUITIVE SURGICAL INC COM 46120E602 657 1430 SH SOLE 0 0 1430 INVENTURE FOODS INC COM 461212102 301 33895 SH SOLE 0 0 33895 INVESCO SENIOR INCOME TR COM 46131H107 85 20383 SH SOLE 0 0 20383 INVESCO TRUST INVT GRADE COM 46131M106 175 13500 SH SOLE 0 0 13500 INVESCO CA VALU MUN COM 46132H106 223 17733 SH SOLE 0 0 17733 INVESCO PA VALUE MUN COM 46132K109 208 17000 SH SOLE 0 0 17000 INVESCO QUALITY COM 46133G107 139 11448 SH SOLE 0 0 11448 ISHARES GOLD TRUST COM 464285105 148 13687 SH SOLE 0 0 13687 ISHARES MSCI COM 464286848 204 17878 SH SOLE 0 0 17878 ISHARES SELECT COM 464287168 435 5982 SH SOLE 0 0 5982 ISHARES COM 464287176 378 3419 SH SOLE 0 0 3419 ISHARES CORE S&P 500 ETF COM 464287200 257 1333 SH SOLE 0 0 1333 ISHARES CORE U S COM 464287226 243 2219 SH SOLE 0 0 2219 ISHARES IBOXX COM 464287242 1541 13275 SH SOLE 0 0 13275 ISHARES COM 464287432 3248 26293 SH SOLE 0 0 26293 ISHARES COM 464287457 486 5716 SH SOLE 0 0 5716 ISHARES MSCI COM 464287465 377 6569 SH SOLE 0 0 6569 ISHARES CORE S&P MID COM 464287507 1375 10063 SH SOLE 0 0 10063 ISHARES NASDAQ COM 464287556 327 1078 SH SOLE 0 0 1078 ISHARES RUSSELL 1000 COM 464287598 555 5950 SH SOLE 0 0 5950 ISHARES RUSSELL 1000 COM 464287614 319 3433 SH SOLE 0 0 3433 ISHARES RUSSELL 2000 COM 464287655 553 5066 SH SOLE 0 0 5066 ISHARES COM 464287739 769 10836 SH SOLE 0 0 10836 ISHARES CORE S&P COM 464287804 242 2271 SH SOLE 0 0 2271 ISHARES COM 464287861 263 6600 SH SOLE 0 0 6600 ISHARES S&P SMALL CAP COM 464287887 202 1681 SH SOLE 0 0 1681 ISHARES NATIONAL COM 464288414 370 3380 SH SOLE 0 0 3380 ISHARES IBOXX $ COM 464288513 810 9719 SH SOLE 0 0 9719 ISHARES MORTGAGE COM 464288539 117 11783 SH SOLE 0 0 11783 ISHARES COM 464288687 1562 40477 SH SOLE 0 0 40477 ISHARES U S COM 464288752 795 30456 SH SOLE 0 0 30456 ISHARES 10+ YEAR COM 464289511 437 7660 SH SOLE 0 0 7660 ISHARES SILVER TRUST COM 46428Q109 278 20076 SH SOLE 0 0 20076 ISHARES GNMA CORE BOND COM 46429B333 252 5005 SH SOLE 0 0 5005 ISHARES CORE MSCI COM 46432F842 208 3946 SH SOLE 0 0 3946 ISHARES COM 46434V803 457 18597 SH SOLE 0 0 18597 ITC HOLDINGS CORP COM 465685105 754 22623 SH SOLE 0 0 22623 JPMORGAN CHASE & COM 46625H100 1478 24236 SH SOLE 0 0 24236 JACK IN THE BOX INC COM 466367109 258 3350 SH SOLE 0 0 3350 JACOBS ENGINEERNG GROUP COM 469814107 2034 54348 SH SOLE 0 0 54348 JAMBA INC NEW COM 47023A309 9823 689311 SH SOLE 0 0 689311 JAPAN SMALLER COM 47109U104 197 19361 SH SOLE 0 0 19361 JOHNSON & JOHNSON COM 478160104 4030 43166 SH SOLE 0 0 43166 KKR & COMPANY DEL COM 48248M102 552 32886 SH SOLE 0 0 32886 KATE SPADE & COMPANY COM 485865109 216 11325 SH SOLE 0 0 11325 KAYNE ANDERSON MLP COM 486606106 406 17534 SH SOLE 0 0 17534 KAYNE ANDERSON ENERGY COM 48660P104 1049 80164 SH SOLE 0 0 80164 KELLOGG COMPANY COM 487836108 259 3887 SH SOLE 0 0 3887 KIMBERLY CLARK CORP COM 494368103 622 5705 SH SOLE 0 0 5705 KINDER MORGAN INC DE COM 49456B101 3688 133235 SH SOLE 0 0 133235 KINROSS GOLD CORP COM 496902404 25 14673 SH SOLE 0 0 14673 KRAFT HEINZ CO COM 500754106 658 9326 SH SOLE 0 0 9326 KROGER COMPANY COM 501044101 487 13489 SH SOLE 0 0 13489 LMP REAL ESTATE INCOME * COM 50208C108 157 12820 SH SOLE 0 0 12820 L S B INDUSTRIES INC COM 502160104 825 53862 SH SOLE 0 0 53862 LTC PROPERTIES INC * COM 502175102 370 8677 SH SOLE 0 0 8677 LEAPFROG ENTERPRISES INC COM 52186N106 25 35350 SH SOLE 0 0 35350 LEGGETT & PLATT INC COM 524660107 3551 86089 SH SOLE 0 0 86089 LEGACY RESERVES LTD COM 524707304 44 10800 SH SOLE 0 0 10800 LEUCADIA NATIONAL CORP COM 527288104 2112 104235 SH SOLE 0 0 104235 LEVEL 3 COMMNS INC NEW COM 52729N308 258 5912 SH SOLE 0 0 5912 LIBERTY ALL STAR GRWTH COM 529900102 203 44801 SH SOLE 0 0 44801 LIBERTY ALL-STAR EQUITY COM 530158104 315 62092 SH SOLE 0 0 62092 LIBERTY PROPERTY TRUST * COM 531172104 299 9500 SH SOLE 0 0 9500 LILLY ELI & COMPANY COM 532457108 1057 12632 SH SOLE 0 0 12632 LIME ENERGY COMPANY COM 53261U304 32 11203 SH SOLE 0 0 11203 LINNCO LLC COM 535782106 73 26898 SH SOLE 0 0 26898 LO JACK CORP COM 539451104 42 14486 SH SOLE 0 0 14486 LOCKHEED MARTIN CORP COM 539830109 1762 8498 SH SOLE 0 0 8498 LOWES COMPANIES INC COM 548661107 1345 19511 SH SOLE 0 0 19511 LULULEMON ATHLETICA INC COM 550021109 1642 32410 SH SOLE 0 0 32410 M D C HOLDINGS INC COM 552676108 3305 126242 SH SOLE 0 0 126242 MFRI INC COM 552721102 131 25399 SH SOLE 0 0 25399 MFS MULTIMARKET INCOME COM 552737108 151 27002 SH SOLE 0 0 27002 MFS INTERMEDIATE COM 55273C107 85 18678 SH SOLE 0 0 18678 MAGELLAN MIDSTREAM COM 559080106 981 16327 SH SOLE 0 0 16327 MAIN STREET CAP CORP COM 56035L104 393 14726 SH SOLE 0 0 14726 MANITEX INTERNATIONAL COM 563420108 86 15277 SH SOLE 0 0 15277 MARKET VECTORS COM 57060U100 219 15949 SH SOLE 0 0 15949 MARKET VECTORS COM 57061R544 405 20694 SH SOLE 0 0 20694 MASONITE INTERNATIONAL COM 575385109 212 3500 SH SOLE 0 0 3500 MASTERCARD INC CLASS A COM 57636Q104 1441 15987 SH SOLE 0 0 15987 MATRIX SERVICE COMPANY COM 576853105 699 31103 SH SOLE 0 0 31103 MC CLATCHY COMPANY COM 579489105 13 13000 SH SOLE 0 0 13000 MCDONALDS CORP COM 580135101 3921 39799 SH SOLE 0 0 39799 MCKESSON CORP COM 58155Q103 249 1347 SH SOLE 0 0 1347 MEDICAL PROPERTIES * COM 58463J304 192 17397 SH SOLE 0 0 17397 MEDIVATION INC COM 58501N101 376 8848 SH SOLE 0 0 8848 MEDLEY CAPITAL CORP COM 58503F106 189 25410 SH SOLE 0 0 25410 MEMORIAL PRODUCTION COM 586048100 105 21754 SH SOLE 0 0 21754 MERCADOLIBRE INC COM 58733R102 285 3127 SH SOLE 0 0 3127 MERCK & COMPANY INC NEW COM 58933Y105 1281 25932 SH SOLE 0 0 25932 MFS INTERMEDIATE HIGH COM 59318T109 161 70970 SH SOLE 0 0 70970 MICROSOFT CORP COM 594918104 3210 72516 SH SOLE 0 0 72516 MICRON TECHNOLOGY INC COM 595112103 166 11098 SH SOLE 0 0 11098 MILLER HOWARD COM 600379101 210 17367 SH SOLE 0 0 17367 MOBILE MINI INC COM 60740F105 1638 53201 SH SOLE 0 0 53201 MOLINA HEALTHCARE INC COM 60855R100 694 10079 SH SOLE 0 0 10079 MONDELEZ INTERNATIONAL COM 609207105 699 16692 SH SOLE 0 0 16692 MONMOUTH REAL ESTATE * COM 609720107 222 22792 SH SOLE 0 0 22792 MUELLER WATER PRODUCTS COM 624758108 83 10781 SH SOLE 0 0 10781 NRG ENERGY INC NEW COM 629377508 229 15449 SH SOLE 0 0 15449 NATIONAL BANK GREECE S A COM 633643705 21 45764 SH SOLE 0 0 45764 NATIONAL FUEL GAS COM 636180101 278 5562 SH SOLE 0 0 5562 NATIONAL OILWELL COM 637071101 542 14403 SH SOLE 0 0 14403 NATIONAL WESTERN CHG COM 638522102 525 2358 SH SOLE 0 0 2358 NATURAL ALT INTL INC NEW COM 638842302 104 16607 SH SOLE 0 0 16607 NATURAL RESOURCES COM 63900P103 52 20562 SH SOLE 0 0 20562 NETFLIX INC COM 64110L106 403 3898 SH SOLE 0 0 3898 NEUBERGER BERMAN HIGH COM 64128C106 160 15733 SH SOLE 0 0 15733 NEW RESIDENTIAL INVT * COM 64828T201 438 33440 SH SOLE 0 0 33440 NEW YORK COMMUNITY COM 649445103 861 47650 SH SOLE 0 0 47650 NEWMONT MINING CORP HLDG COM 651639106 186 11597 SH SOLE 0 0 11597 NEXTERA ENERGY INC COM 65339F101 352 3610 SH SOLE 0 0 3610 NICHOLAS FINANCIAL INC COM 65373J209 878 67668 SH SOLE 0 0 67668 NIKE INC COM 654106103 1108 9012 SH SOLE 0 0 9012 NISKA GAS STORAGE COM 654678101 31 10000 SH SOLE 0 0 10000 NORFOLK SOUTHERN CORP COM 655844108 279 3651 SH SOLE 0 0 3651 NORTH AMERICAN ENERGY COM 656844107 44 20372 SH SOLE 0 0 20372 NORTHRIM BANCORP INC COM 666762109 922 31882 SH SOLE 0 0 31882 NORTHSTAR REALTY * COM 66704R704 247 19992 SH SOLE 0 0 19992 NORTHSTAR ASSET * COM 66705Y104 177 12350 SH SOLE 0 0 12350 NORTHWEST COM 66737P600 794 127000 SH SOLE 0 0 127000 NOVATEL WIRELESS INC NEW COM 66987M604 114 51605 SH SOLE 0 0 51605 NOVABAY PHARMACEUTICALS COM 66987P102 58 201376 SH SOLE 0 0 201376 NOVARTIS AG COM 66987V109 1045 11363 SH SOLE 0 0 11363 NOVAVAX INC COM 670002104 327 46310 SH SOLE 0 0 46310 NUVEEN ARIZONA PREMIUM COM 67061W104 335 22629 SH SOLE 0 0 22629 NUVEEN INVESTMENT COM 67062E103 228 15373 SH SOLE 0 0 15373 NUVEEN MUNICIPAL COM 67062H106 247 18550 SH SOLE 0 0 18550 NUVEEN PREMIUM INCOME COM 67063W102 271 19850 SH SOLE 0 0 19850 NUVEEN CA AMT FREE MUN COM 670651108 337 22996 SH SOLE 0 0 22996 NUVEEN DIVIDEND COM 67066V101 154 11189 SH SOLE 0 0 11189 NUVEEN CALIFORNIA COM 67066Y105 688 46029 SH SOLE 0 0 46029 NUVEEN S&P 500 BUY * COM 6706ER101 155 12782 SH SOLE 0 0 12782 NUVEEN QUALITY PREFERRED COM 67071S101 236 29901 SH SOLE 0 0 29901 NUVEEN QUALITY PREFERRED COM 67072C105 133 15161 SH SOLE 0 0 15161 NUVEEN PFD INCM OPPTY COM 67073B106 98 10915 SH SOLE 0 0 10915 NUVEEN BUILD AMERICA COM 67074C103 616 31340 SH SOLE 0 0 31340 NUVEEN PFD & INCOME TERM COM 67075A106 256 11684 SH SOLE 0 0 11684 NYMOX PHARM CORP COM 67076P102 689 200148 SH SOLE 0 0 200148 NUVEEN SELECT QUALITY COM 670973106 212 15863 SH SOLE 0 0 15863 NUVEEN QUALITY INCOME COM 670977107 284 21067 SH SOLE 0 0 21067 OCCIDENTAL PETROLEUM COM 674599105 354 5348 SH SOLE 0 0 5348 OCEAN SHORE HOLDING COM 67501R103 264 16443 SH SOLE 0 0 16443 OLD REPUBLIC INTL CORP COM 680223104 250 15958 SH SOLE 0 0 15958 OMEROS CORP COM 682143102 1195 109055 SH SOLE 0 0 109055 ONEOK PARTNERS LP COM 68268N103 225 7683 SH SOLE 0 0 7683 ORACLE CORP COM 68389X105 603 16692 SH SOLE 0 0 16692 ORBITAL ATK INC COM 68557N103 390 5421 SH SOLE 0 0 5421 OREXIGEN THERAPEUTICS COM 686164104 26 12500 SH SOLE 0 0 12500 ORGANOVO HOLDINGS INC COM 68620A104 36 13500 SH SOLE 0 0 13500 OVASCIENCE INC COM 69014Q101 87 10230 SH SOLE 0 0 10230 OWENS ILL INC NEW COM 690768403 1463 70593 SH SOLE 0 0 70593 PG&E CORP COM 69331C108 209 3954 SH SOLE 0 0 3954 PPG INDUSTRIES INC COM 693506107 628 7166 SH SOLE 0 0 7166 PPL CORP COM 69351T106 510 15494 SH SOLE 0 0 15494 PRA GROUP INC COM 69354N106 452 8548 SH SOLE 0 0 8548 PRGX GLOBAL INC COM 69357C503 46 12116 SH SOLE 0 0 12116 PALO ALTO NETWORKS INC COM 697435105 501 2910 SH SOLE 0 0 2910 PAR TECHNOLOGY CORP COM 698884103 897 169479 SH SOLE 0 0 169479 PARAGON SHIPPING INC COM 69913R408 7 20550 SH SOLE 0 0 20550 PARK CITY GROUP INC COM 700215304 322 30451 SH SOLE 0 0 30451 PARKER DRILLING COMPANY COM 701081101 62 23456 SH SOLE 0 0 23456 PARKERVISION INC COM 701354102 2 10000 SH SOLE 0 0 10000 PAYCHEX INC COM 704326107 308 6466 SH SOLE 0 0 6466 PAYPAL HOLDINGS INC COM 70450Y103 643 20718 SH SOLE 0 0 20718 PENNANTPARK INVESTMENT COM 708062104 67 10300 SH SOLE 0 0 10300 PENNYMAC MORTGAGE COM 70931T103 628 40588 SH SOLE 0 0 40588 PENSKE AUTOMOTIVE GROUP COM 70959W103 1844 38062 SH SOLE 0 0 38062 PEPSICO INC COM 713448108 1046 11095 SH SOLE 0 0 11095 PFIZER INC COM 717081103 3706 117984 SH SOLE 0 0 117984 PHILIP MORRIS INTL INC COM 718172109 1532 19312 SH SOLE 0 0 19312 PHILLIPS 66 COM 718546104 623 8112 SH SOLE 0 0 8112 PHOTOMEDEX INC COM 719358301 8 15000 SH SOLE 0 0 15000 PIMCO INCOME STRATEGY COM 72201J104 191 21565 SH SOLE 0 0 21565 PIMCO TOTAL RETURN COM 72201R775 1982 18797 SH SOLE 0 0 18797 PIMCO ENHANCED SHORT COM 72201R833 202 2000 SH SOLE 0 0 2000 PIMCO DYNAMIC CREDIT COM 72202D106 903 49429 SH SOLE 0 0 49429 PINNACLE WEST CAP CORP COM 723484101 956 14899 SH SOLE 0 0 14899 PIONEER ENERGY SERVICES COM 723664108 21 10000 SH SOLE 0 0 10000 PIONEER FLOATING RATE * COM 72369J102 181 15978 SH SOLE 0 0 15978 PLUM CREEK TIMBER * COM 729251108 781 19761 SH SOLE 0 0 19761 POLARIS INDUSTRIES INC COM 731068102 323 2697 SH SOLE 0 0 2697 POLYMET MINING CORP COM 731916102 7 10500 SH SOLE 0 0 10500 POTASH CORP COM 73755L107 332 16161 SH SOLE 0 0 16161 POWERSHARES QQQ ETF COM 73935A104 762 7485 SH SOLE 0 0 7485 POWERSHARES DWA COM 73935X153 201 5000 SH SOLE 0 0 5000 POWERSHARES FINANCIAL COM 73935X229 416 22764 SH SOLE 0 0 22764 POWERSHARES S&P 500 COM 73936G308 202 10000 SH SOLE 0 0 10000 POWERSHARES CEF INCOME COM 73936Q843 958 45625 SH SOLE 0 0 45625 POWERSHARES COM 73936T565 290 19879 SH SOLE 0 0 19879 POWERSHARES BUILD COM 73937B407 553 18880 SH SOLE 0 0 18880 PRECISION CASTPARTS CORP COM 740189105 611 2661 SH SOLE 0 0 2661 PRICELINE GROUP INC COM 741503403 1058 855 SH SOLE 0 0 855 PRIMA BIOMED LTD SPON COM 74154B203 25 20000 SH SOLE 0 0 20000 PROCTER & GAMBLE COMPANY COM 742718109 2505 34814 SH SOLE 0 0 34814 PROOFPOINT INC COM 743424103 289 4797 SH SOLE 0 0 4797 PROSHARES ULTRASHORT COM 74347B201 324 7482 SH SOLE 0 0 7482 PROSHARES COM 74347B508 1152 31098 SH SOLE 0 0 31098 PROSHARES COM 74347B839 570 16158 SH SOLE 0 0 16158 PROSHARES SHORT COM 74347R131 257 9000 SH SOLE 0 0 9000 PROSHARES LARGE CAP CORE COM 74347R248 2099 45457 SH SOLE 0 0 45457 PROSHARES SHORT COM 74347R370 701 20045 SH SOLE 0 0 20045 PROSHARES SHORT COM 74347R503 289 12825 SH SOLE 0 0 12825 PROSHARES ULTRASHORT COM 74348A319 223 5150 SH SOLE 0 0 5150 PROSHARES TRUST COM 74348A467 1392 29945 SH SOLE 0 0 29945 PROSHARES TRUST HIGH COM 74348A541 605 9293 SH SOLE 0 0 9293 PROSPECT CAPITAL CORP COM 74348T102 1301 182432 SH SOLE 0 0 182432 PROTO LABS INC COM 743713109 525 7835 SH SOLE 0 0 7835 PRUDENTIAL FINANCIAL INC COM 744320102 220 2889 SH SOLE 0 0 2889 PUTNAM MANAGED MUNICIPAL COM 746823103 228 31908 SH SOLE 0 0 31908 PUTNAM MUNICIPAL COM 746922103 124 10368 SH SOLE 0 0 10368 QUALCOMM INC COM 747525103 2416 44962 SH SOLE 0 0 44962 QUALSTAR CORP COM 74758R109 128 111974 SH SOLE 0 0 111974 RAIT FINANCIAL TR * COM 749227609 63 12684 SH SOLE 0 0 12684 REALTY INCOME CORP * COM 756109104 2360 49805 SH SOLE 0 0 49805 REGENERON COM 75886F107 299 642 SH SOLE 0 0 642 REGULUS THERAPEUTICS INC COM 75915K101 564 86295 SH SOLE 0 0 86295 REGIONS FINANCIAL COM 7591EP100 135 14987 SH SOLE 0 0 14987 REINSURANCE GROUP COM 759351604 208 2291 SH SOLE 0 0 2291 RELYPSA INC COM 759531106 357 19280 SH SOLE 0 0 19280 RENT A CENTER INC NEW COM 76009N100 801 33015 SH SOLE 0 0 33015 RENTRAK CORP COM 760174102 562 10400 SH SOLE 0 0 10400 RESMED INC COM 761152107 219 4300 SH SOLE 0 0 4300 RESTORATION HARDWARE COM 761283100 323 3464 SH SOLE 0 0 3464 REYNOLDS AMERICAN INC COM 761713106 222 5017 SH SOLE 0 0 5017 RITE AID CORP COM 767754104 162 26750 SH SOLE 0 0 26750 RIVERVIEW BANCORP COM 769397100 52 11000 SH SOLE 0 0 11000 ROCKWELL MEDICAL INC COM 774374102 89 11500 SH SOLE 0 0 11500 ROSS STORES INC COM 778296103 324 6686 SH SOLE 0 0 6686 ROYAL BANK CANADA COM 780087102 267 4840 SH SOLE 0 0 4840 ROYAL BK OF SCOTLAND GRP PREF 780097713 313 12400 SH SOLE 0 0 12400 ROYAL DUTCH SHELL PLC COM 780259107 226 4752 SH SOLE 0 0 4752 ROYAL DUTCH SHELL PLC COM 780259206 805 16978 SH SOLE 0 0 16978 ROYCE VALUE TRUST INC COM 780910105 207 17980 SH SOLE 0 0 17980 RUSH ENTERPRISES INC COM 781846209 436 18004 SH SOLE 0 0 18004 RYDEX GUGGENHEIM S&P 500 COM 78355W106 541 7358 SH SOLE 0 0 7358 RYDEX GUGGENHEIM S&P COM 78355W809 203 2514 SH SOLE 0 0 2514 SPDR S&P 500 ETF COM 78462F103 2177 11362 SH SOLE 0 0 11362 SPDR GOLD TRUST COM 78463V107 839 7854 SH SOLE 0 0 7854 SPDR BARCLAYS CAPITAL COM 78464A359 504 11261 SH SOLE 0 0 11261 SPDR S&P REGIONAL COM 78464A698 259 6290 SH SOLE 0 0 6290 SPDR SERIES TRUST COM 78464A888 323 9423 SH SOLE 0 0 9423 SPDR COM 78467V608 244 5116 SH SOLE 0 0 5116 SPDR COM 78467V848 1098 22171 SH SOLE 0 0 22171 SPDR BARCLAYS CAP SHORT COM 78468R408 230 8528 SH SOLE 0 0 8528 SAIA INC COM 78709Y105 266 8600 SH SOLE 0 0 8600 SALESFORCE.COM INC COM 79466L302 399 5750 SH SOLE 0 0 5750 SANDRIDGE ENERGY INC COM 80007P307 5 19240 SH SOLE 0 0 19240 SANGAMO BIOSCIENCES INC COM 800677106 491 87080 SH SOLE 0 0 87080 SANOFI SPON ADR COM 80105N105 472 9939 SH SOLE 0 0 9939 SCANA CORP NEW COM 80589M102 562 9982 SH SOLE 0 0 9982 SCHLUMBERGER LTD COM 806857108 887 12859 SH SOLE 0 0 12859 SCHNITZER STEEL COM 806882106 142 10480 SH SOLE 0 0 10480 SCHWAB CHARLES CORP NEW COM 808513105 375 13144 SH SOLE 0 0 13144 SECTOR HEALTHCARE COM 81369Y209 910 13743 SH SOLE 0 0 13743 CONSUMER DISCRETIONARY COM 81369Y407 310 4179 SH SOLE 0 0 4179 SECTOR ENERGY SELECT COM 81369Y506 387 6321 SH SOLE 0 0 6321 SECTOR FINANCIAL SELECT COM 81369Y605 248 10949 SH SOLE 0 0 10949 SECTOR TECHNOLOGY COM 81369Y803 250 6324 SH SOLE 0 0 6324 SELECT UTILITIES SELECT COM 81369Y886 548 12648 SH SOLE 0 0 12648 SEMPRA ENERGY COM 816851109 547 5655 SH SOLE 0 0 5655 SIRIUS XM HLDGS INC COM 82968B103 137 36650 SH SOLE 0 0 36650 SKYWORKS SOLUTIONS INC COM 83088M102 526 6246 SH SOLE 0 0 6246 SOUTHERN COMPANY COM 842587107 969 21675 SH SOLE 0 0 21675 SOUTHWEST AIRLINES COM 844741108 375 9867 SH SOLE 0 0 9867 SOUTHWESTERN ENERGY COM 845467109 132 10428 SH SOLE 0 0 10428 SPECTRA ENERGY CORP COM 847560109 215 8186 SH SOLE 0 0 8186 SPRINT CORP COM 85207U105 46 12100 SH SOLE 0 0 12100 STARBUCKS CORP COM 855244109 2732 48069 SH SOLE 0 0 48069 STARWOOD PROPERTY TRUST* COM 85571B105 242 11813 SH SOLE 0 0 11813 STONE HARBOR EMRG MKTS COM 86164W100 156 13724 SH SOLE 0 0 13724 STRATEGIC GLOBAL INCOME COM 862719101 162 20378 SH SOLE 0 0 20378 STRYKER CORP COM 863667101 493 5234 SH SOLE 0 0 5234 SUMMIT STATE BANK COM 866264203 371 28355 SH SOLE 0 0 28355 SUNEDISON INC COM 86732Y109 376 52360 SH SOLE 0 0 52360 SYNCHRONOSS TECHNOLOGIES COM 87157B103 331 10106 SH SOLE 0 0 10106 SYNAPTICS INC COM 87157D109 264 3200 SH SOLE 0 0 3200 SYNTHETIC BIOLOGICS INC COM 87164U102 50 22000 SH SOLE 0 0 22000 SYSCO CORP COM 871829107 784 20131 SH SOLE 0 0 20131 TCW STRATEGIC INCOME COM 872340104 90 17267 SH SOLE 0 0 17267 TCP CAPITAL CORP COM 87238Q103 339 24966 SH SOLE 0 0 24966 TICC CAPITAL CORP COM 87244T109 115 17100 SH SOLE 0 0 17100 TRC COMPANIES INC COM 872625108 2213 187029 SH SOLE 0 0 187029 TARGET CORP COM 87612E106 533 6779 SH SOLE 0 0 6779 TEAM INC COM 878155100 297 9261 SH SOLE 0 0 9261 TEKLA HEALTHCARE OPPTYS COM 879105104 487 29863 SH SOLE 0 0 29863 TEKLA HEALTHCARE INV SBI COM 87911J103 404 14640 SH SOLE 0 0 14640 TEKLA LIFE SCIENCES INVS COM 87911K100 235 10458 SH SOLE 0 0 10458 TEKLA WORLD HLTHCARE COM 87911L108 352 24487 SH SOLE 0 0 24487 TEMPLETON GLOBAL INCOME COM 880198106 88 14429 SH SOLE 0 0 14429 TESLA MOTORS INC COM 88160R101 361 1453 SH SOLE 0 0 1453 TEVA PHARMACEUTICAL INDS COM 881624209 254 4506 SH SOLE 0 0 4506 TETRA TECH INC NEW COM 88162G103 457 18797 SH SOLE 0 0 18797 TEXAS INSTRUMENTS INC COM 882508104 210 4248 SH SOLE 0 0 4248 THOMPSON CREEK METALS COM 884768102 12 26400 SH SOLE 0 0 26400 3M COMPANY COM 88579Y101 909 6414 SH SOLE 0 0 6414 TIDEWATER INC COM 886423102 269 20489 SH SOLE 0 0 20489 TIME WARNER INC NEW COM 887317303 461 6707 SH SOLE 0 0 6707 TOTAL S A COM 89151E109 488 10918 SH SOLE 0 0 10918 TOYOTA MOTOR CORP COM 892331307 243 2073 SH SOLE 0 0 2073 TRACTOR SUPPLY COMPANY COM 892356106 2182 25875 SH SOLE 0 0 25875 TRAVELCENTERS OF AMERICA COM 894174101 125 12100 SH SOLE 0 0 12100 TRAVELERS COMPANIES INC COM 89417E109 346 3480 SH SOLE 0 0 3480 TRIANGLE PETROLEUM CORP COM 89600B201 23 16500 SH SOLE 0 0 16500 TRIO TECH INTERNATIONAL COM 896712205 29 12027 SH SOLE 0 0 12027 TRUECAR INC COM 89785L107 83 16000 SH SOLE 0 0 16000 TWITTER INC COM 90184L102 230 8534 SH SOLE 0 0 8534 TWO HARBORS INVT CORP * COM 90187B101 132 15008 SH SOLE 0 0 15008 TYSON FOODS INC CLASS A COM 902494103 213 4940 SH SOLE 0 0 4940 USA COMPRESSION PARTNERS COM 90290N109 309 21435 SH SOLE 0 0 21435 U S BANCORP DE NEW COM 902973304 1286 31353 SH SOLE 0 0 31353 UMH PROPERTIES INC * COM 903002103 630 67738 SH SOLE 0 0 67738 U S GEOTHERMAL INC COM 90338S102 18 29200 SH SOLE 0 0 29200 ULTA SALON COSMETICS & COM 90384S303 913 5591 SH SOLE 0 0 5591 UNDER ARMOUR INC COM 904311107 421 4353 SH SOLE 0 0 4353 UNICO AMERICAN CORP COM 904607108 156 14780 SH SOLE 0 0 14780 UNIFI INC NEW COM 904677200 387 12966 SH SOLE 0 0 12966 UNILEVER PLC COM 904767704 704 17272 SH SOLE 0 0 17272 UNION PACIFIC CORP COM 907818108 2509 28374 SH SOLE 0 0 28374 UNITED COMMUNITY FINL COM 909839102 300 59947 SH SOLE 0 0 59947 UNITED PARCEL SERVICE COM 911312106 1093 11079 SH SOLE 0 0 11079 UNITED STATES NAT GAS COM 912318201 379 32649 SH SOLE 0 0 32649 UNITED STATES STEEL CORP COM 912909108 227 21829 SH SOLE 0 0 21829 UNITED TECHNOLOGIES CORP COM 913017109 511 5742 SH SOLE 0 0 5742 UNITEDHEALTH GROUP INC COM 91324P102 492 4241 SH SOLE 0 0 4241 UNWIRED PLANET INC NEW COM 91531F103 33 45000 SH SOLE 0 0 45000 V F CORP COM 918204108 242 3553 SH SOLE 0 0 3553 VOXX INTERNATIONAL CORP COM 91829F104 283 38186 SH SOLE 0 0 38186 VALE S A ADR COM 91912E105 90 21502 SH SOLE 0 0 21502 VALERO ENERGY CORP COM 91913Y100 281 4679 SH SOLE 0 0 4679 VANGUARD DIVIDEND COM 921908844 727 9856 SH SOLE 0 0 9856 VANGUARD SHORT TERM COM 921937827 351 4370 SH SOLE 0 0 4370 VANGUARD TOTAL BOND COM 921937835 494 6032 SH SOLE 0 0 6032 VANGUARD FTSE EMERGING COM 922042858 291 8800 SH SOLE 0 0 8800 VANGUARD FTSE EUROPE ETF COM 922042874 307 6235 SH SOLE 0 0 6235 VANGUARD NATURAL RES COM 92205F106 753 99051 SH SOLE 0 0 99051 VANGUARD INTERMEDIATE COM 92206C870 486 5686 SH SOLE 0 0 5686 VECTOR GROUP LTD COM 92240M108 328 14509 SH SOLE 0 0 14509 VENTAS INC * COM 92276F100 1727 30809 SH SOLE 0 0 30809 VANGUARD REIT INDEX ETF COM 922908553 325 4300 SH SOLE 0 0 4300 VANGUARD MID CAP ETF COM 922908629 448 3837 SH SOLE 0 0 3837 VANGUARD SMALL CAP ETF COM 922908751 331 3070 SH SOLE 0 0 3070 VANGUARD TOTAL STOCK COM 922908769 4960 50239 SH SOLE 0 0 50239 VEREIT INC * COM 92339V100 417 53967 SH SOLE 0 0 53967 VERIZON COMMUNICATIONS COM 92343V104 4693 107861 SH SOLE 0 0 107861 VERSAR INC COM 925297103 1250 371951 SH SOLE 0 0 371951 VIPSHOP HOLDINGS INC ADR COM 92763W103 534 31795 SH SOLE 0 0 31795 VIRCO MANUFACTURING CORP COM 927651109 2607 871991 SH SOLE 0 0 871991 VISA INC CLASS A COM 92826C839 2755 39554 SH SOLE 0 0 39554 VMWARE INC CLASS A COM 928563402 1022 12974 SH SOLE 0 0 12974 VODAFONE GROUP PLC NEW COM 92857W308 265 8338 SH SOLE 0 0 8338 VOYA PRIME RATE COM 92913A100 224 44362 SH SOLE 0 0 44362 VULCAN MATERIALS COMPANY COM 929160109 320 3592 SH SOLE 0 0 3592 WSI INDUSTRIES INC COM 92932Q102 97 19200 SH SOLE 0 0 19200 W P CAREY INC COM 92936U109 698 12072 SH SOLE 0 0 12072 WEC ENERGY GROUP INC COM 92939U106 1401 26837 SH SOLE 0 0 26837 WABTEC COM 929740108 476 5401 SH SOLE 0 0 5401 WAL-MART STORES INC COM 931142103 920 14188 SH SOLE 0 0 14188 WALGREENS BOOTS ALLIANCE COM 931427108 433 5207 SH SOLE 0 0 5207 WAYFAIR INC CL A COM 94419L101 336 9575 SH SOLE 0 0 9575 WEIGHT WATCHERS INTL INC COM 948626106 67 10500 SH SOLE 0 0 10500 WELLS FARGO & CO NEW COM 949746101 5945 115769 SH SOLE 0 0 115769 WELLTOWER INC * COM 95040Q104 311 4588 SH SOLE 0 0 4588 WESTAMERICA COM 957090103 222 5000 SH SOLE 0 0 5000 WESTERN ALLIANCE COM 957638109 256 8351 SH SOLE 0 0 8351 WESTERN ASSET WORLDWIDE* COM 957668106 169 17232 SH SOLE 0 0 17232 WESTERN ASSET * COM 95766A101 214 16067 SH SOLE 0 0 16067 WESTERN ASSET GLOBAL * COM 95766B109 390 43500 SH SOLE 0 0 43500 WESTERN ASSET GLOBAL * COM 95766G108 127 15920 SH SOLE 0 0 15920 WESTERN ASSET MANAGED * COM 95766L107 168 37608 SH SOLE 0 0 37608 WESTERN ASSET MUNICIPAL* COM 95766N103 202 28008 SH SOLE 0 0 28008 WESTERN ASSET/CLAYMORE COM 95766R104 180 17314 SH SOLE 0 0 17314 WEYERHAEUSER COMPANY COM 962166104 1855 67863 SH SOLE 0 0 67863 WHITEWAVE FOODS COMPANY COM 966244105 530 13200 SH SOLE 0 0 13200 WIDEPOINT CORP COM 967590100 26 29000 SH SOLE 0 0 29000 WILLDAN GROUP INC COM 96924N100 1398 137884 SH SOLE 0 0 137884 WILLIAMS COS INC DEL COM 969457100 271 7355 SH SOLE 0 0 7355 WILSHIRE BANCORP INC COM 97186T108 263 25059 SH SOLE 0 0 25059 WISDOMTREE TRUST COM 97717W448 253 10000 SH SOLE 0 0 10000 WISDOMTREE INTL SMALL COM 97717W760 232 4206 SH SOLE 0 0 4206 WISDOMTREE JAPAN HEDGED COM 97717W851 283 5826 SH SOLE 0 0 5826 WISDOMTREE TRUST COM 97717X701 791 14479 SH SOLE 0 0 14479 WORKDAY INC COM 98138H101 401 5824 SH SOLE 0 0 5824 XCEL ENERGY INC COM 98389B100 231 6527 SH SOLE 0 0 6527 XENITH BANKSHARES INC COM 98410X105 153 23992 SH SOLE 0 0 23992 XOMA CORP DEL COM 98419J107 203 270480 SH SOLE 0 0 270480 YAHOO INC COM 984332106 393 13598 SH SOLE 0 0 13598 YAMANA GOLD INC COM 98462Y100 19 11011 SH SOLE 0 0 11011 YINGLI GREEN ENERGY COM 98584B103 5 12000 SH SOLE 0 0 12000 ZWEIG FUND INC NEW COM 989834205 256 19970 SH SOLE 0 0 19970 ZYNGA INC COM 98986T108 32 14000 SH SOLE 0 0 14000 ALLERGAN PLC COM G0177J108 634 2332 SH SOLE 0 0 2332 ALLERGAN PLC PREF G0177J116 250 265 SH SOLE 0 0 265 ATLAS FINANCIAL HLDGS COM G06207115 278 15015 SH SOLE 0 0 15015 ENERGY XXI LTD COM G10082140 30 28700 SH SOLE 0 0 28700 ACCENTURE PLC IRELAND COM G1151C101 220 2235 SH SOLE 0 0 2235 DELPHI AUTOMOTIVE PLC COM G27823106 266 3494 SH SOLE 0 0 3494 WEATHERFORD INTL PLC COM G48833100 144 17040 SH SOLE 0 0 17040 MEDTRONIC PLC COM G5960L103 794 11861 SH SOLE 0 0 11861 NABORS INDUSTRIES LTD COM G6359F103 102 10843 SH SOLE 0 0 10843 NORDIC AMERICAN TANKER COM G65773106 549 36116 SH SOLE 0 0 36116 NORTH ATLANTIC DRILLING COM G6613P202 11 14100 SH SOLE 0 0 14100 SEADRILL LTD COM G7945E105 198 33637 SH SOLE 0 0 33637 SEAGATE TECHNOLOGY PLC COM G7945M107 255 5701 SH SOLE 0 0 5701 TRANSOCEAN LIMITED COM H8817H100 485 37537 SH SOLE 0 0 37537 LYONDELLBASELL COM N53745100 286 3432 SH SOLE 0 0 3432 MYLAN N V COM N59465109 748 18590 SH SOLE 0 0 18590 CAPITAL PRODUCT PARTNERS COM Y11082107 229 37226 SH SOLE 0 0 37226 DRYSHIPS INC COM Y2109Q101 2 10800 SH SOLE 0 0 10800 STEALTHGAS INC COM Y81669106 143 31826 SH SOLE 0 0 31826 TEEKAY TANKERS LTD CL A COM Y8565N102 914 132500 SH SOLE 0 0 132500