0000894189-22-005565.txt : 20220815 0000894189-22-005565.hdr.sgml : 20220815 20220815164939 ACCESSION NUMBER: 0000894189-22-005565 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUST FOR PROFESSIONAL MANAGERS CENTRAL INDEX KEY: 0001141819 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-10401 FILM NUMBER: 221166335 BUSINESS ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES LLC STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147655067 MAIL ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES LLC STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ZODIAC TRUST DATE OF NAME CHANGE: 20010601 0001141819 S000029835 Performance Trust Strategic Bond Fund C000091754 Performance Trust Strategic Bond Fund - Institutional Class PTIAX C000207405 Performance Trust Strategic Bond Fund - Class A PTAOX C000207406 Performance Trust Strategic Bond Fund - Class C PTCOX 0001141819 S000033197 Performance Trust Municipal Bond Fund C000102162 Performance Trust Municipal Bond Fund - Institutional Class PTIMX C000102163 Performance Trust Municipal Bond Fund - Class A PTRMX 0001141819 S000070558 Performance Trust Credit Fund C000224122 Performance Trust Credit Fund - Institutional Class PTCRX N-PX 1 tpm-pt-npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-10401 NAME OF REGISTRANT: Trust for Professional Managers ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 513-629-8104 DATE OF FISCAL YEAR END: 08/31 DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022 Performance Trust Credit Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Performance Trust Municipal Bond Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Performance Trust Strategic Bond Fund -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INVESTMENT QUALITY MUNI TR INC Agenda Number: 935460181 -------------------------------------------------------------------------------------------------------------------------- Security: 09247D105 Meeting Type: Annual Meeting Date: 29-Jul-2021 Ticker: BKN ISIN: US09247D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. Phillip Holloman Mgmt For For Catherine A. Lynch Mgmt For For Karen P. Robards Mgmt For For -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 935470714 -------------------------------------------------------------------------------------------------------------------------- Security: 46131F101 Meeting Type: Annual Meeting Date: 23-Nov-2021 Ticker: VLT ISIN: US46131F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jack M. Fields Mgmt For For Martin L. Flanagan Mgmt For For Elizabeth Krentzman Mgmt For For Robert C. Troccoli Mgmt For For James D. Vaughn Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935470120 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 04-Aug-2021 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1C. DIRECTOR Jack B. Evans Mgmt For For Joanne T. Medero Mgmt For For Matthew Thornton III Mgmt For For -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 935470714 -------------------------------------------------------------------------------------------------------------------------- Security: 46132C107 Meeting Type: Annual Meeting Date: 23-Nov-2021 Ticker: VMO ISIN: US46132C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jack M. Fields Mgmt For For Martin L. Flanagan Mgmt For For Elizabeth Krentzman Mgmt For For Robert C. Troccoli Mgmt For For James D. Vaughn Mgmt For For * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Trust for Professional Managers By (Signature) /s/ John Buckel Name John Buckel Title President Date 08/15/2022