0000894189-22-005565.txt : 20220815
0000894189-22-005565.hdr.sgml : 20220815
20220815164939
ACCESSION NUMBER: 0000894189-22-005565
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220815
DATE AS OF CHANGE: 20220815
EFFECTIVENESS DATE: 20220815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUST FOR PROFESSIONAL MANAGERS
CENTRAL INDEX KEY: 0001141819
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-10401
FILM NUMBER: 221166335
BUSINESS ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES LLC
STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4147655067
MAIL ADDRESS:
STREET 1: U.S. BANCORP FUND SERVICES LLC
STREET 2: 615 EAST MICHIGAN ST 2ND FLOOR
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: ZODIAC TRUST
DATE OF NAME CHANGE: 20010601
0001141819
S000029835
Performance Trust Strategic Bond Fund
C000091754
Performance Trust Strategic Bond Fund - Institutional Class
PTIAX
C000207405
Performance Trust Strategic Bond Fund - Class A
PTAOX
C000207406
Performance Trust Strategic Bond Fund - Class C
PTCOX
0001141819
S000033197
Performance Trust Municipal Bond Fund
C000102162
Performance Trust Municipal Bond Fund - Institutional Class
PTIMX
C000102163
Performance Trust Municipal Bond Fund - Class A
PTRMX
0001141819
S000070558
Performance Trust Credit Fund
C000224122
Performance Trust Credit Fund - Institutional Class
PTCRX
N-PX
1
tpm-pt-npx.txt
ANNUAL REPORT FOR N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10401
NAME OF REGISTRANT: Trust for Professional Managers
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton
U.S. Bancorp Fund Services,
LLC
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 513-629-8104
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
Performance Trust Credit Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Performance Trust Municipal Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Performance Trust Strategic Bond Fund
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK INVESTMENT QUALITY MUNI TR INC Agenda Number: 935460181
--------------------------------------------------------------------------------------------------------------------------
Security: 09247D105
Meeting Type: Annual
Meeting Date: 29-Jul-2021
Ticker: BKN
ISIN: US09247D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Phillip Holloman Mgmt For For
Catherine A. Lynch Mgmt For For
Karen P. Robards Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 935470714
--------------------------------------------------------------------------------------------------------------------------
Security: 46131F101
Meeting Type: Annual
Meeting Date: 23-Nov-2021
Ticker: VLT
ISIN: US46131F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack M. Fields Mgmt For For
Martin L. Flanagan Mgmt For For
Elizabeth Krentzman Mgmt For For
Robert C. Troccoli Mgmt For For
James D. Vaughn Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935470120
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101
Meeting Type: Annual
Meeting Date: 04-Aug-2021
Ticker: NAD
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
Jack B. Evans Mgmt For For
Joanne T. Medero Mgmt For For
Matthew Thornton III Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935470714
--------------------------------------------------------------------------------------------------------------------------
Security: 46132C107
Meeting Type: Annual
Meeting Date: 23-Nov-2021
Ticker: VMO
ISIN: US46132C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack M. Fields Mgmt For For
Martin L. Flanagan Mgmt For For
Elizabeth Krentzman Mgmt For For
Robert C. Troccoli Mgmt For For
James D. Vaughn Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Professional Managers
By (Signature) /s/ John Buckel
Name John Buckel
Title President
Date 08/15/2022