485BPOS 1 pmcxbrlwrapper.htm PMC 485BPOS XBRL WRAPPER Document

As filed with the Securities and Exchange Commission on January 6, 2020
1933 Act Registration File No. 333-62298
1940 Act File No. 811-10401

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
[X]
Pre-Effective Amendment No.
 
 
[ ]
Post-Effective Amendment No.
714
 
[X]

and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
[X]
Amendment No.
716
 
[X]

TRUST FOR PROFESSIONAL MANAGERS
(Exact Name of Registrant as Specified in Charter)

615 East Michigan Street
Milwaukee, Wisconsin 53202
(Address of Principal Executive Offices) (Zip Code)
(Registrant’s Telephone Number, including Area Code) (414) 287-3338

Jay S. Fitton
U.S. Bank Global Fund Services
615 East Michigan Street, 2nd Floor
Milwaukee, Wisconsin 53202
(Name and Address of Agent for Service)

Copies to:
Carol A. Gehl, Esq.
Godfrey & Kahn, S.C.
833 East Michigan Street, Suite 1800
Milwaukee, Wisconsin 53202
(414) 273-3500

It is proposed that this filing will become effective (check appropriate box)
[X]
 
Immediately upon filing pursuant to Rule 485(b).
[ ]
 
on (date) pursuant to Rule 485(b).
[ ]
 
on (date) pursuant to Rule 485(a)(1).
[ ]
 
60 days after filing pursuant to Rule 485 (a)(1).
[ ]
 
75 days after filing pursuant to Rule 485 (a)(2).
[ ]
 
on (date) pursuant to Rule 485(a)(2).

If appropriate, check the following box:
[X]
 
This PEA No. 714 hereby incorporates Parts A, B and C from the Fund’s PEA No. 710 on Form N‑1A filed December 23, 2019. This PEA No. 714 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in PEA No. 710.

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SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that this Post-Effective Amendment No. 714 to its Registration Statement meets all of the requirements for effectiveness pursuant to Rule 485(b) of the Securities Act of 1933, as amended, and the Registrant has duly caused this Post-Effective Amendment No. 714 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee and State of Wisconsin, on the 6th day of January, 2020.

TRUST FOR PROFESSIONAL MANAGERS

By: /s/ John P. Buckel        
John P. Buckel
President and Principal Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 714 to its Registration Statement has been signed below on January 6, 2020 by the following persons in the capacities indicated.

Signature

Title
/s/ Joseph C. Neuberger*
Joseph C. Neuberger

Chairperson and Interested Trustee
/s/ Michael D. Akers*
Michael D. Akers

Independent Trustee
/s/ Gary A. Drska*
Gary A. Drska

Independent Trustee
/s/ Jonas B. Siegel*
Jonas B. Siegel

Independent Trustee
/s/ John P. Buckel
John P. Buckel

President and Principal Executive Officer
/s/ Jennifer A. Lima*
Jennifer A. Lima

Vice President, Treasurer and Principal Financial and Accounting Officer
* By: /s/ John P. Buckel      
   John P. Buckel
* Attorney-in-Fact pursuant to Power of Attorney previously filed with Registrant’s Post-Effective Amendment No. 703 to its Registration Statement on Form N-1A with the SEC on September 24, 2019, and is incorporated by reference.
 


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EXHIBIT INDEX


Exhibit
Exhibit No.

Instance Document
EX-101.INS
Schema Document
EX-101.SCH
Calculation Linkbase Document
EX-101.CAL
Definition Linkbase Document
EX-101.DEF
Label Linkbase Document
EX-101.LAB
Presentation Linkbase Document
EX-101.PRE



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