EX-99.H.1(III) 4 first-fa_agree.htm FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT



FIRST AMENDMENT TO THE
FUND ADMINISTRATION SERVICING AGREEMENT


THIS FIRST AMENDMENT dated as of June 20, 2013, to the Fund Amdinistration Servicing Agreement, dated as of April 28, 2011 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the “Trust”) on behalf of the M.D. Sass Funds (the “Funds”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

RECITALS

WHEREAS, the parties have entered into the Agreement; and

WHEREAS, the parties desire to amend the Agreement to add M.D. Sass Equity Income Plus Fund; and

WHEREAS, Section 10 of the Agreement allows for its amendment by a written instrument executed by both parties.

NOW, THEREFORE, the parties agree as follows:

Exhibit A of the Agreement is hereby superseded and replaced with Amended Exhibit A attached hereto.

Except to the extent amended hereby, the Agreement shall remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
 
TRUST FOR PROFESSIONAL MANAGERS
 
U.S. BANCORP FUND SERVICES, LLC
By: /s/ John Buckel____________________
By: /s/ Michael R. McVoy___________
 
Name: John Buckel
 
Name: Michael R. McVoy
 
Title:  President
 
Title: Executive Vice President

Amended Exhibit a to the to the Fund Administration Servicing Agreement –
Trust for Professional Managers – M.D. Sass
 

 
Fund Names
 
Name of Series
 
Date Added
M.D. Sass 1-3 Year Duration U.S. Agency Bond Fund
 
M.D. Sass Equity Income Plus Fund
on or after June 20, 2013
 
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