0001085146-21-002439.txt : 20210813
0001085146-21-002439.hdr.sgml : 20210813
20210813092025
ACCESSION NUMBER: 0001085146-21-002439
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210813
DATE AS OF CHANGE: 20210813
EFFECTIVENESS DATE: 20210813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
CENTRAL INDEX KEY: 0001141802
IRS NUMBER: 392018056
STATE OF INCORPORATION: X1
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11160
FILM NUMBER: 211169975
BUSINESS ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-665-8621
MAIL ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWESTERN MUTUAL TRUST CO
DATE OF NAME CHANGE: 20010601
13F-HR
1
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13F-HR
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06-30-2021
06-30-2021
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NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
720 EAST WISCONSIN AVENUE
MILWAUKEE
WI
53202
13F COMBINATION REPORT
028-11160
0001520601
028-14467
AFFINITY INVESTMENT ADVISORS, LLC
0001569141
028-15235
Alley Co LLC
0001109448
028-10562
ALLIANCEBERNSTEIN L.P.
0000860644
028-02634
Aristotle Capital Management, LLC
0000949012
028-05034
BERKSHIRE ASSET MANAGEMENT LLC/PA
0001599763
028-16017
BMO ASSET MANAGEMENT CORP.
0001386060
028-12484
Boston Partners
0001114667
028-05775
Brown Advisory LLC
0000874791
028-02903
CAMPBELL NEWMAN ASSET MANAGEMENT INC
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
0001414287
028-12632
Chilton Capital Management Advisors, Inc.
0000820330
028-01701
CLEARBRIDGE, LLC
0000845563
028-02405
COHEN & STEERS CAPITAL MANAGEMENT INC
0001233991
028-10477
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
0000897378
028-03434
CONGRESS ASSET MANAGEMENT CO /MA
0001541743
028-14668
Copeland Capital Management, LLC
0001427514
028-13023
Dana Investment Advisors, Inc.
0001036325
028-04121
DAVIS SELECTED ADVISERS
0000790502
028-01666
EAGLE ASSET MANAGEMENT INC
0001102578
028-05269
EARNEST PARTNERS LLC
0000819684
028-01454
FEDERATED INVESTMENT COUNSELING
0001125816
028-06487
FIRST TRUST ADVISORS LP
0001229262
028-10981
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
0001082917
028-04145
GW&K Investment Management, LLC
0000928196
028-04434
HARDING LOEVNER LP
0001314620
028-11091
Hillman Capital Management, Inc.
0000812295
028-01343
JANUS CAPITAL MANAGEMENT LLC
0000053417
028-00074
JENNISON ASSOCIATES LLC
0001021223
028-05792
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC
0001207017
028-10469
LAZARD ASSET MANAGEMENT LLC
0001409108
028-12558
Legg Mason Private Portfolio Group, LLC
0001121330
028-05837
LOGAN CAPITAL MANAGEMENT INC
0001074032
028-07406
MDT ADVISERS INC
0001442898
028-13180
MFS Investment Management CO (LUX) S.A.R.L.
0001141802
028-11160
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
0001054554
028-06668
OAK RIDGE INVESTMENTS LLC
0000932859
028-04558
PARAMETRIC PORTFOLIO ASSOCIATES LLC
0001034524
028-03687
POLEN CAPITAL MANAGEMENT LLC
0001280511
028-10887
QCM LLC
0001554656
028-15157
Raub Brock Capital Management LP
0001112325
028-05655
RIVERBRIDGE PARTNERS LLC
0000721204
028-01190
RUSSELL FRANK CO/
0001556245
028-15042
Sandhill Capital Partners LLC
0001109426
028-05621
SANTA BARBARA ASSET MANAGEMENT, LLC
0001056593
028-04691
SCHAFER CULLEN CAPITAL MANAGEMENT INC
0001580212
028-16442
Strategic Global Advisors, LLC
0001759421
028-19415
Wakefield Asset Managment Corp
0001061186
028-07104
WCM INVESTMENT MANAGEMENT, LLC
0001327354
028-11406
Wells Fargo Funds Management, LLC
0001138897
028-10245
Western Asset Management Company, LLC
0001086483
028-04587
ZACKS INVESTMENT MANAGEMENT
0001276918
028-10622
ZEVENBERGEN CAPITAL INVESTMENTS LLC
0001307617
028-10982
Ziegler Capital Management, LLC
N
JENNIFER OLEARY
TREASURER
414 665-2542
/s/JENNIFER OLEARY
MILWAUKEE
WI
08-13-2021
1
3069
52654145
false
1
0000073076
028-00229
NORTHWESTERN MUTUAL LIFE INSURANCE CO
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
1 800 FLOWERS COM INC
CL A
68243Q106
1
22
SH
DFND
1
0
0
22
180 DEGREE CAP CORP
COM NEW
68235B208
9
1166
SH
DFND
1
0
0
1166
180 LIFE SCIENCES CORP
COM
68236V104
223
22299
SH
DFND
1
0
0
22299
1ST SOURCE CORP
COM
336901103
58
1250
SH
DFND
1
0
0
1250
3-D SYS CORP DEL
COM NEW
88554D205
63
1578
SH
DFND
1
0
0
1578
3M CO
COM
88579Y101
16456
82849
SH
DFND
1
0
0
82849
AAON INC
COM PAR $0.004
000360206
1
13
SH
DFND
1
0
0
13
ABB LTD
SPONSORED ADR
000375204
1896
55791
SH
DFND
1
0
0
55791
ABBOTT LABS
COM
002824100
54865
473259
SH
DFND
1
0
0
473259
ABBVIE INC
COM
00287Y109
23230
206242
SH
DFND
1
0
0
206242
ABCAM PLC
ADS
000380204
1
33
SH
DFND
1
0
0
33
ABEONA THERAPEUTICS INC
COM
00289Y107
0
200
SH
DFND
1
0
0
200
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
4817
1087447
SH
DFND
1
0
0
1087447
ABERDEEN GLOBAL DYNAMIC DIVI
COM
00302M106
101
8422
SH
DFND
1
0
0
8422
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
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1297
76381
SH
DFND
1
0
0
76381
ABERDEEN STD PLATINUM ETF TR
PHYSCL PLATM SHS
003260106
58
582
SH
DFND
1
0
0
582
ABERDEEN STD PRECIOUS METALS
PHYSCL PM BASKET
003263100
111
1151
SH
DFND
1
0
0
1151
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
529
52003
SH
DFND
1
0
0
52003
ABIOMED INC
COM
003654100
1151
3687
SH
DFND
1
0
0
3687
ABM INDS INC
COM
000957100
17
384
SH
DFND
1
0
0
384
ABRAXAS PETE CORP
COM NEW
003830304
0
9
SH
DFND
1
0
0
9
ACADEMY SPORTS & OUTDOORS IN
COM
00402L107
130
3148
SH
DFND
1
0
0
3148
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
27257
92463
SH
DFND
1
0
0
92463
ACI WORLDWIDE INC
COM
004498101
0
5
SH
DFND
1
0
0
5
ACLARIS THERAPEUTICS INC
COM
00461U105
9
500
SH
DFND
1
0
0
500
ACNB CORP
COM
000868109
10
350
SH
DFND
1
0
0
350
ACTINIUM PHARMACEUTICALS INC
COM
00507W206
1
107
SH
DFND
1
0
0
107
ACTIVISION BLIZZARD INC
COM
00507V109
22331
233956
SH
DFND
1
0
0
233956
ACUITY BRANDS INC
COM
00508Y102
3
13
SH
DFND
1
0
0
13
ADAM NAT RES FD INC
COM
00548F105
19
1190
SH
DFND
1
0
0
1190
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
153
7751
SH
DFND
1
0
0
7751
ADIENT PLC
ORD SHS
G0084W101
104
2302
SH
DFND
1
0
0
2302
ADOBE SYSTEMS INCORPORATED
COM
00724F101
50344
85965
SH
DFND
1
0
0
85965
ADVANCE AUTO PARTS INC
COM
00751Y106
325
1581
SH
DFND
1
0
0
1581
ADVANCED DRAIN SYS INC DEL
COM
00790R104
2
15
SH
DFND
1
0
0
15
ADVANCED ENERGY INDS
COM
007973100
54
478
SH
DFND
1
0
0
478
ADVANCED MICRO DEVICES INC
COM
007903107
40739
433714
SH
DFND
1
0
0
433714
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
12
1000
SH
DFND
1
0
0
1000
ADVANSIX INC
COM
00773T101
3
130
SH
DFND
1
0
0
130
ADVENT CONV & INCOME FD
COM
00764C109
77
4016
SH
DFND
1
0
0
4016
AECOM
COM
00766T100
116
1834
SH
DFND
1
0
0
1834
AEGON N V
NY REGISTRY SHS
007924103
10
2364
SH
DFND
1
0
0
2364
AERCAP HOLDINGS NV
SHS
N00985106
14
264
SH
DFND
1
0
0
264
AES CORP
COM
00130H105
113
4319
SH
DFND
1
0
0
4319
AFFILIATED MANAGERS GROUP IN
COM
008252108
24
153
SH
DFND
1
0
0
153
AFLAC INC
COM
001055102
6466
120499
SH
DFND
1
0
0
120499
AGCO CORP
COM
001084102
9
68
SH
DFND
1
0
0
68
AGILE GROWTH CORP
UNIT 03/09/2026
G01202129
1
100
SH
DFND
1
0
0
100
AGILE THERAPEUTICS INC
COM
00847L100
1
1000
SH
DFND
1
0
0
1000
AGILENT TECHNOLOGIES INC
COM
00846U101
106
715
SH
DFND
1
0
0
715
AGILYSYS INC
COM
00847J105
63
1102
SH
DFND
1
0
0
1102
AGNC INVT CORP
COM
00123Q104
22
1292
SH
DFND
1
0
0
1292
AGNICO EAGLE MINES LTD
COM
008474108
45
759
SH
DFND
1
0
0
759
AGREE RLTY CORP
COM
008492100
17
248
SH
DFND
1
0
0
248
AIR LEASE CORP
CL A
00912X302
10
241
SH
DFND
1
0
0
241
AIR PRODS & CHEMS INC
COM
009158106
4640
16129
SH
DFND
1
0
0
16129
AIRBNB INC
COM CL A
009066101
277
1812
SH
DFND
1
0
0
1812
AKAMAI TECHNOLOGIES INC
COM
00971T101
757
6494
SH
DFND
1
0
0
6494
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
12
9000
SH
DFND
1
0
0
9000
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
40
3725
SH
DFND
1
0
0
3725
ALARM COM HLDGS INC
COM
011642105
2
25
SH
DFND
1
0
0
25
ALASKA AIR GROUP INC
COM
011659109
495
8209
SH
DFND
1
0
0
8209
ALBANY INTL CORP
CL A
012348108
7
82
SH
DFND
1
0
0
82
ALBEMARLE CORP
COM
012653101
1219
7239
SH
DFND
1
0
0
7239
ALBERTSONS COS INC
COMMON STOCK
013091103
129
6568
SH
DFND
1
0
0
6568
ALCOA CORP
COM
013872106
844
22926
SH
DFND
1
0
0
22926
ALCON AG
ORD SHS
H01301128
97
1387
SH
DFND
1
0
0
1387
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
479
2635
SH
DFND
1
0
0
2635
ALEXION PHARMACEUTICALS INC
COM
015351109
500
2719
SH
DFND
1
0
0
2719
ALGONQUIN PWR UTILS CORP
COM
015857105
16
1059
SH
DFND
1
0
0
1059
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
47701
210340
SH
DFND
1
0
0
210340
ALIGN TECHNOLOGY INC
COM
016255101
402
658
SH
DFND
1
0
0
658
ALKERMES PLC
SHS
G01767105
2
100
SH
DFND
1
0
0
100
ALLEGHANY CORP MD
COM
017175100
51
77
SH
DFND
1
0
0
77
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
288
13795
SH
DFND
1
0
0
13795
ALLEGION PLC
ORD SHS
G0176J109
162
1168
SH
DFND
1
0
0
1168
ALLETE INC
COM NEW
018522300
8
108
SH
DFND
1
0
0
108
ALLIANCE DATA SYSTEMS CORP
COM
018581108
324
3118
SH
DFND
1
0
0
3118
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
993
79445
SH
DFND
1
0
0
79445
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
166
3560
SH
DFND
1
0
0
3560
ALLIANCEBERNSTEIN NATL MUN I
COM
01864U106
43
2839
SH
DFND
1
0
0
2839
ALLIANT ENERGY CORP
COM
018802108
779
13990
SH
DFND
1
0
0
13990
ALLISON TRANSMISSION HLDGS I
COM
01973R101
0
10
SH
DFND
1
0
0
10
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
5
290
SH
DFND
1
0
0
290
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 0.875% 1/0
01988PAF5
24
16000
SH
DFND
1
0
0
16000
ALLSTATE CORP
COM
020002101
3326
25493
SH
DFND
1
0
0
25493
ALLY FINL INC
COM
02005N100
381
7640
SH
DFND
1
0
0
7640
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
102
601
SH
DFND
1
0
0
601
ALPHA ARCHITECT ETF TR
MERLYN AI SECTOR
02072L862
80
2873
SH
DFND
1
0
0
2873
ALPHABET INC
CAP STK CL A
02079K305
192284
78746
SH
DFND
1
0
0
78746
ALPHABET INC
CAP STK CL C
02079K107
51109
20392
SH
DFND
1
0
0
20392
ALPHATEC HLDGS INC
COM NEW
02081G201
15
1000
SH
DFND
1
0
0
1000
ALPS ETF TR
ALERIAN MLP
00162Q452
193
5294
SH
DFND
1
0
0
5294
ALPS ETF TR
CLEAN ENERGY
00162Q460
5186
68393
SH
DFND
1
0
0
68393
ALPS ETF TR
MED BREAKTHGH
00162Q593
98
2012
SH
DFND
1
0
0
2012
ALPS ETF TR
SECTR DIV DOGS
00162Q858
281
5318
SH
DFND
1
0
0
5318
ALSET EHOME INTERNATIONAL IN
COM
02116A104
0
15
SH
DFND
1
0
0
15
ALTAIR ENGR INC
NOTE 0.250% 6/0
021369AA1
9
6000
SH
DFND
1
0
0
6000
ALTERYX INC
COM CL A
02156B103
41
469
SH
DFND
1
0
0
469
ALTICE USA INC
CL A
02156K103
9
262
SH
DFND
1
0
0
262
ALTIMMUNE INC
COM NEW
02155H200
1
100
SH
DFND
1
0
0
100
ALTRIA GROUP INC
COM
02209S103
18446
386858
SH
DFND
1
0
0
386858
AMAZON COM INC
COM
023135106
288670
83912
SH
DFND
1
0
0
83912
AMBARELLA INC
SHS
G037AX101
13
126
SH
DFND
1
0
0
126
AMBEV SA
SPONSORED ADR
02319V103
297
86218
SH
DFND
1
0
0
86218
AMC ENTMT HLDGS INC
CL A COM
00165C104
24
420
SH
DFND
1
0
0
420
AMC NETWORKS INC
CL A
00164V103
84
1262
SH
DFND
1
0
0
1262
AMCOR PLC
ORD
G0250X107
27
2399
SH
DFND
1
0
0
2399
AMDOCS LTD
SHS
G02602103
334
4326
SH
DFND
1
0
0
4326
AMEDISYS INC
COM
023436108
1
6
SH
DFND
1
0
0
6
AMER SOFTWARE INC
CL A
029683109
3
153
SH
DFND
1
0
0
153
AMER STATES WTR CO
COM
029899101
7
89
SH
DFND
1
0
0
89
AMERCO
COM
023586100
103
175
SH
DFND
1
0
0
175
AMEREN CORP
COM
023608102
751
9372
SH
DFND
1
0
0
9372
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
128
8532
SH
DFND
1
0
0
8532
AMERICA MOVIL SAB DE CV
SPONSORED ADR
02364W204
10
653
SH
DFND
1
0
0
653
AMERICAN AIRLS GROUP INC
COM
02376R102
1182
55710
SH
DFND
1
0
0
55710
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
0
45
SH
DFND
1
0
0
45
AMERICAN CAMPUS CMNTYS INC
COM
024835100
1
11
SH
DFND
1
0
0
11
AMERICAN CENTY ETF TR
AVANTIS EMGMKT
025072604
42
600
SH
DFND
1
0
0
600
AMERICAN CENTY ETF TR
INTL EQT ETF
025072703
163
2584
SH
DFND
1
0
0
2584
AMERICAN CENTY ETF TR
STOXX US QLTY
025072307
151
2158
SH
DFND
1
0
0
2158
AMERICAN CENTY ETF TR
US EQT ETF
025072885
300
4039
SH
DFND
1
0
0
4039
AMERICAN CENTY ETF TR
US SML CP VALU
025072877
83
1099
SH
DFND
1
0
0
1099
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
26
688
SH
DFND
1
0
0
688
AMERICAN EAGLE OUTFITTERS IN
NOTE 3.750% 4/1
02553EAB2
17
4000
SH
DFND
1
0
0
4000
AMERICAN ELEC PWR CO INC
COM
025537101
3679
43488
SH
DFND
1
0
0
43488
AMERICAN EQTY INVT LIFE HLD
COM
025676206
165
5108
SH
DFND
1
0
0
5108
AMERICAN EXPRESS CO
COM
025816109
34479
208678
SH
DFND
1
0
0
208678
AMERICAN FIN TR INC
COM CLASS A
02607T109
141
16647
SH
DFND
1
0
0
16647
AMERICAN FINL GROUP INC OHIO
COM
025932104
305
2446
SH
DFND
1
0
0
2446
AMERICAN HOMES 4 RENT
CL A
02665T306
117
3030
SH
DFND
1
0
0
3030
AMERICAN INTL GROUP INC
COM NEW
026874784
1124
23614
SH
DFND
1
0
0
23614
AMERICAN NATL BANKSHARES INC
COM
027745108
23
750
SH
DFND
1
0
0
750
AMERICAN SUPERCONDUCTOR CORP
SHS NEW
030111207
17
951
SH
DFND
1
0
0
951
AMERICAN TOWER CORP NEW
COM
03027X100
16390
60672
SH
DFND
1
0
0
60672
AMERICAN WOODMARK CORPORATIO
COM
030506109
5
62
SH
DFND
1
0
0
62
AMERICAN WTR WKS CO INC NEW
COM
030420103
512
3329
SH
DFND
1
0
0
3329
AMERICOLD RLTY TR
COM
03064D108
46
1229
SH
DFND
1
0
0
1229
AMERIPRISE FINL INC
COM
03076C106
2648
10637
SH
DFND
1
0
0
10637
AMERISOURCEBERGEN CORP
COM
03073E105
608
5304
SH
DFND
1
0
0
5304
AMES NATL CORP
COM
031001100
2
84
SH
DFND
1
0
0
84
AMETEK INC
COM
031100100
604
4520
SH
DFND
1
0
0
4520
AMGEN INC
COM
031162100
12663
51950
SH
DFND
1
0
0
51950
AMKOR TECHNOLOGY INC
COM
031652100
79
3351
SH
DFND
1
0
0
3351
AMN HEALTHCARE SVCS INC
COM
001744101
253
2604
SH
DFND
1
0
0
2604
AMNEAL PHARMACEUTICALS INC
COM STK CL A
03168L105
0
1
SH
DFND
1
0
0
1
AMPHENOL CORP NEW
CL A
032095101
425
6211
SH
DFND
1
0
0
6211
AMPIO PHARMACEUTICALS INC
COM
03209T109
13
7790
SH
DFND
1
0
0
7790
AMPLIFY ENERGY CORP NEW
COM
03212B103
0
2
SH
DFND
1
0
0
2
AMPLIFY ETF TR
BLOCKCHAIN LDR
032108607
3553
74522
SH
DFND
1
0
0
74522
AMPLIFY ETF TR
ONLIN RETL ETF
032108102
9220
71089
SH
DFND
1
0
0
71089
AMYRIS INC
COM NEW
03236M200
147
9000
SH
DFND
1
0
0
9000
ANALOG DEVICES INC
COM
032654105
3572
20751
SH
DFND
1
0
0
20751
ANAPLAN INC
COM
03272L108
404
7586
SH
DFND
1
0
0
7586
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
2707
37600
SH
DFND
1
0
0
37600
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
3914
440765
SH
DFND
1
0
0
440765
ANSYS INC
COM
03662Q105
387
1116
SH
DFND
1
0
0
1116
ANTERO RESOURCES CORP
COM
03674X106
30
2016
SH
DFND
1
0
0
2016
ANTHEM INC
COM
036752103
31214
81754
SH
DFND
1
0
0
81754
AON PLC
SHS CL A
G0403H108
5023
21036
SH
DFND
1
0
0
21036
APA CORPORATION
COM
03743Q108
79
3631
SH
DFND
1
0
0
3631
APARTMENT INCOME REIT CORP
COM
03750L109
12
248
SH
DFND
1
0
0
248
APARTMENT INVT & MGMT CO
CL A
03748R747
420
62647
SH
DFND
1
0
0
62647
API GROUP CORP
COM STK
00187Y100
4284
205078
SH
DFND
1
0
0
205078
APOLLO COML REAL EST FIN INC
COM
03762U105
54
3395
SH
DFND
1
0
0
3395
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
89
1433
SH
DFND
1
0
0
1433
APOLLO SR FLOATING RATE FD I
COM
037636107
458
29037
SH
DFND
1
0
0
29037
APOLLO TACTICAL INCOME FD IN
COM
037638103
805
51444
SH
DFND
1
0
0
51444
APPFOLIO INC
COM CL A
03783C100
3
22
SH
DFND
1
0
0
22
APPHARVEST INC
COM
03783T103
2
138
SH
DFND
1
0
0
138
APPIAN CORP
CL A
03782L101
82
592
SH
DFND
1
0
0
592
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
83
5407
SH
DFND
1
0
0
5407
APPLE INC
COM
037833100
414024
3022951
SH
DFND
1
0
0
3022951
APPLIED MATLS INC
COM
038222105
41857
293934
SH
DFND
1
0
0
293934
APPLIED OPTOELECTRONICS INC
COM
03823U102
0
25
SH
DFND
1
0
0
25
APTARGROUP INC
COM
038336103
14
99
SH
DFND
1
0
0
99
APTIV PLC
SHS
G6095L109
553
3516
SH
DFND
1
0
0
3516
APTOSE BIOSCIENCES INC
COM NEW
03835T200
7
2000
SH
DFND
1
0
0
2000
ARAMARK
COM
03852U106
1
34
SH
DFND
1
0
0
34
ARBOR REALTY TRUST INC
COM
038923108
81
4560
SH
DFND
1
0
0
4560
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L203
1
52
SH
DFND
1
0
0
52
ARCH CAP GROUP LTD
ORD
G0450A105
405
10417
SH
DFND
1
0
0
10417
ARCHER DANIELS MIDLAND CO
COM
039483102
2102
34697
SH
DFND
1
0
0
34697
ARCIMOTO INC
COM
039587100
17
978
SH
DFND
1
0
0
978
ARCONIC CORPORATION
COM
03966V107
19
530
SH
DFND
1
0
0
530
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
1
177
SH
DFND
1
0
0
177
ARCOSA INC
COM
039653100
61
1044
SH
DFND
1
0
0
1044
ARCTOS NORTHSTAR ACQUIS CORP
UNIT 99/99/9999
G0477L118
1
100
SH
DFND
1
0
0
100
ARCUS BIOSCIENCES INC
COM
03969F109
64
2315
SH
DFND
1
0
0
2315
ARENA PHARMACEUTICALS INC
COM NEW
040047607
9
137
SH
DFND
1
0
0
137
ARES CAPITAL CORP
COM
04010L103
214
10911
SH
DFND
1
0
0
10911
ARES CAPITAL CORP
NOTE 3.750% 2/0
04010LAT0
22
21000
SH
DFND
1
0
0
21000
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
17
16000
SH
DFND
1
0
0
16000
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
133
8261
SH
DFND
1
0
0
8261
ARISTA NETWORKS INC
COM
040413106
1094
3019
SH
DFND
1
0
0
3019
ARK ETF TR
3D PRINTING ETF
00214Q500
77
1935
SH
DFND
1
0
0
1935
ARK ETF TR
AUTNMUS TECHNLGY
00214Q203
341
3959
SH
DFND
1
0
0
3959
ARK ETF TR
FINTECH INNOVA
00214Q708
5
95
SH
DFND
1
0
0
95
ARK ETF TR
GENOMIC REV ETF
00214Q302
23103
249756
SH
DFND
1
0
0
249756
ARK ETF TR
INNOVATION ETF
00214Q104
187386
1432831
SH
DFND
1
0
0
1432831
ARK ETF TR
NEXT GNRTN INTER
00214Q401
120874
784540
SH
DFND
1
0
0
784540
ARK RESTAURANTS CORP
COM
040712101
109
5500
SH
DFND
1
0
0
5500
ARLO TECHNOLOGIES INC
COM
04206A101
5
693
SH
DFND
1
0
0
693
ARMATA PHARMACEUTICALS INC
COM
04216R102
2
571
SH
DFND
1
0
0
571
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
17
159
SH
DFND
1
0
0
159
ARROW ELECTRS INC
COM
042735100
66
591
SH
DFND
1
0
0
591
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
19
234
SH
DFND
1
0
0
234
ASENSUS SURGICAL INC
COM
04367G103
0
377
SH
DFND
1
0
0
377
ASGN INC
COM
00191U102
50
515
SH
DFND
1
0
0
515
ASHLAND GLOBAL HLDGS INC
COM
044186104
6
67
SH
DFND
1
0
0
67
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
7123
10312
SH
DFND
1
0
0
10312
ASPEN TECHNOLOGY INC
COM
045327103
42
308
SH
DFND
1
0
0
308
ASSOCIATED BANC CORP
COM
045487105
27
1298
SH
DFND
1
0
0
1298
ASSOCIATED CAP GROUP INC
CL A
045528106
1
20
SH
DFND
1
0
0
20
ASSURANT INC
COM
04621X108
30
188
SH
DFND
1
0
0
188
ASSURED GUARANTY LTD
COM
G0585R106
12
252
SH
DFND
1
0
0
252
ASTRAZENECA PLC
SPONSORED ADR
046353108
2412
40263
SH
DFND
1
0
0
40263
ASTROTECH CORP
COM NEW
046484200
1
550
SH
DFND
1
0
0
550
AT&T INC
COM
00206R102
15610
542357
SH
DFND
1
0
0
542357
ATHENA TECHNOLOGY ACQUISI CO
UNIT 99/99/9999
04687A208
1
100
SH
DFND
1
0
0
100
ATHENE HOLDING LTD
CL A
G0684D107
27
397
SH
DFND
1
0
0
397
ATHIRA PHARMA INC
COM
04746L104
30
2941
SH
DFND
1
0
0
2941
ATLANTIC UN BANKSHARES CORP
COM
04911A107
13
357
SH
DFND
1
0
0
357
ATLASSIAN CORP PLC
CL A
G06242104
2072
8074
SH
DFND
1
0
0
8074
ATMOS ENERGY CORP
COM
049560105
368
3818
SH
DFND
1
0
0
3818
AURORA CANNABIS INC
COM
05156X884
43
4790
SH
DFND
1
0
0
4790
AUTODESK INC
COM
052769106
1335
4572
SH
DFND
1
0
0
4572
AUTOHOME INC
SP ADS RP CL A
05278C107
14
220
SH
DFND
1
0
0
220
AUTOLIV INC
COM
052800109
96
981
SH
DFND
1
0
0
981
AUTOMATIC DATA PROCESSING IN
COM
053015103
5425
27313
SH
DFND
1
0
0
27313
AUTONATION INC
COM
05329W102
1
8
SH
DFND
1
0
0
8
AUTOZONE INC
COM
053332102
1770
1187
SH
DFND
1
0
0
1187
AVALARA INC
COM
05338G106
2
10
SH
DFND
1
0
0
10
AVALONBAY CMNTYS INC
COM
053484101
324
1555
SH
DFND
1
0
0
1555
AVANGRID INC
COM
05351W103
88
1713
SH
DFND
1
0
0
1713
AVANOS MED INC
COM
05350V106
6
156
SH
DFND
1
0
0
156
AVANTOR INC
COM
05352A100
7
203
SH
DFND
1
0
0
203
AVERY DENNISON CORP
COM
053611109
412
1962
SH
DFND
1
0
0
1962
AVIAT NETWORKS INC
COM NEW
05366Y201
0
2
SH
DFND
1
0
0
2
AVIENT CORPORATION
COM
05368V106
10
200
SH
DFND
1
0
0
200
AVIS BUDGET GROUP
COM
053774105
47
611
SH
DFND
1
0
0
611
AVISTA CORP
COM
05379B107
6
140
SH
DFND
1
0
0
140
AVNET INC
COM
053807103
2
54
SH
DFND
1
0
0
54
AXALTA COATING SYS LTD
COM
G0750C108
1
23
SH
DFND
1
0
0
23
AXON ENTERPRISE INC
COM
05464C101
121
689
SH
DFND
1
0
0
689
AXOS FINANCIAL INC
COM
05465C100
5
100
SH
DFND
1
0
0
100
B & G FOODS INC NEW
COM
05508R106
134
4090
SH
DFND
1
0
0
4090
BABCOCK & WILCOX ENTERPRISES
COM
05614L209
0
1
SH
DFND
1
0
0
1
BADGER METER INC
COM
056525108
5
48
SH
DFND
1
0
0
48
BAIDU INC
SPON ADR REP A
056752108
3567
17490
SH
DFND
1
0
0
17490
BAKER HUGHES COMPANY
CL A
05722G100
336
14693
SH
DFND
1
0
0
14693
BALCHEM CORP
COM
057665200
87
659
SH
DFND
1
0
0
659
BALL CORP
COM
058498106
615
7593
SH
DFND
1
0
0
7593
BALLARD PWR SYS INC NEW
COM
058586108
30
1664
SH
DFND
1
0
0
1664
BANCFIRST CORP
COM
05945F103
87
1400
SH
DFND
1
0
0
1400
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
65
10374
SH
DFND
1
0
0
10374
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
4
858
SH
DFND
1
0
0
858
BANCO DE CHILE
SPONSORED ADS
059520106
9
474
SH
DFND
1
0
0
474
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
13
639
SH
DFND
1
0
0
639
BANCO SANTANDER S.A.
ADR
05964H105
248
63440
SH
DFND
1
0
0
63440
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
7850
277092
SH
DFND
1
0
0
277092
BANCROFT FD LTD
COM
059695106
7018
219178
SH
DFND
1
0
0
219178
BANDWIDTH INC
COM CL A
05988J103
139
1012
SH
DFND
1
0
0
1012
BANK HAWAII CORP
COM
062540109
78
925
SH
DFND
1
0
0
925
BANK MONTREAL QUE
COM
063671101
1678
16365
SH
DFND
1
0
0
16365
BANK NEW YORK MELLON CORP
COM
064058100
2027
39570
SH
DFND
1
0
0
39570
BANK NOVA SCOTIA B C
COM
064149107
154
2372
SH
DFND
1
0
0
2372
BANK OZK
COM
06417N103
427
10127
SH
DFND
1
0
0
10127
BANKFINANCIAL CORP
COM
06643P104
45
3922
SH
DFND
1
0
0
3922
BAOZUN INC
SPONSORED ADR
06684L103
15
411
SH
DFND
1
0
0
411
BARCLAYS PLC
ADR
06738E204
189
19466
SH
DFND
1
0
0
19466
BARINGS CORPORATE INVS
COM
06759X107
1087
71519
SH
DFND
1
0
0
71519
BARINGS GLOBAL SHORT DURATIO
COM
06760L100
1278
74875
SH
DFND
1
0
0
74875
BARNES GROUP INC
COM
067806109
511
9956
SH
DFND
1
0
0
9956
BARRICK GOLD CORP
COM
067901108
2203
106508
SH
DFND
1
0
0
106508
BATTALION OIL CORP
COM
07134L107
0
3
SH
DFND
1
0
0
3
BAUSCH HEALTH COS INC
COM
071734107
210
7152
SH
DFND
1
0
0
7152
BAXTER INTL INC
COM
071813109
2588
32160
SH
DFND
1
0
0
32160
BBQ HLDGS INC
COM
05551A109
4
200
SH
DFND
1
0
0
200
BCE INC
COM NEW
05534B760
834
16906
SH
DFND
1
0
0
16906
BEAZER HOMES USA INC
COM NEW
07556Q881
0
9
SH
DFND
1
0
0
9
BECTON DICKINSON & CO
COM
075887109
3209
13196
SH
DFND
1
0
0
13196
BED BATH & BEYOND INC
COM
075896100
4
133
SH
DFND
1
0
0
133
BELLRING BRANDS INC
COM CL A
079823100
2
66
SH
DFND
1
0
0
66
BENCHMARK ELECTRS INC
COM
08160H101
33
1168
SH
DFND
1
0
0
1168
BENTLEY SYS INC
COM CL B
08265T208
501
7735
SH
DFND
1
0
0
7735
BERKLEY W R CORP
COM
084423102
97
1304
SH
DFND
1
0
0
1304
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
4187
10
SH
DFND
1
0
0
10
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
93122
335068
SH
DFND
1
0
0
335068
BERKSHIRE HILLS BANCORP INC
COM
084680107
19
695
SH
DFND
1
0
0
695
BERRY GLOBAL GROUP INC
COM
08579W103
68
1040
SH
DFND
1
0
0
1040
BEST BUY INC
COM
086516101
704
6126
SH
DFND
1
0
0
6126
BEYOND MEAT INC
COM
08862E109
130
822
SH
DFND
1
0
0
822
BHP GROUP LTD
SPONSORED ADS
088606108
289
3961
SH
DFND
1
0
0
3961
BHP GROUP PLC
SPONSORED ADR
05545E209
73
1226
SH
DFND
1
0
0
1226
BIG LOTS INC
COM
089302103
1121
16986
SH
DFND
1
0
0
16986
BIGCOMMERCE HLDGS INC
COM SER 1
08975P108
39
600
SH
DFND
1
0
0
600
BILIBILI INC
NOTE 1.375% 4/0
090040AB2
59
12000
SH
DFND
1
0
0
12000
BILIBILI INC
SPONS ADS REP Z
090040106
1
8
SH
DFND
1
0
0
8
BIO RAD LABS INC
CL A
090572207
188
293
SH
DFND
1
0
0
293
BIOGEN INC
COM
09062X103
1846
5330
SH
DFND
1
0
0
5330
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
748
8962
SH
DFND
1
0
0
8962
BIOMARIN PHARMACEUTICAL INC
NOTE 0.599% 8/0
09061GAH4
33
32000
SH
DFND
1
0
0
32000
BIONANO GENOMICS INC
COM
09075F107
15
2000
SH
DFND
1
0
0
2000
BIO-TECHNE CORP
COM
09073M104
1
2
SH
DFND
1
0
0
2
BIOVIE INC
CL A NEW
09074F207
7
399
SH
DFND
1
0
0
399
BIOXCEL THERAPEUTICS INC
COM
09075P105
1
30
SH
DFND
1
0
0
30
BJS WHSL CLUB HLDGS INC
COM
05550J101
3
58
SH
DFND
1
0
0
58
BK OF AMERICA CORP
COM
060505104
51407
1246821
SH
DFND
1
0
0
1246821
BLACK HILLS CORP
COM
092113109
378
5757
SH
DFND
1
0
0
5757
BLACK KNIGHT INC
COM
09215C105
19
240
SH
DFND
1
0
0
240
BLACKBAUD INC
COM
09227Q100
96
1258
SH
DFND
1
0
0
1258
BLACKBERRY LTD
COM
09228F103
27
2170
SH
DFND
1
0
0
2170
BLACKLINE INC
COM
09239B109
1
5
SH
DFND
1
0
0
5
BLACKLINE INC
NOTE 0.125% 8/0
09239BAB5
18
11000
SH
DFND
1
0
0
11000
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
27
2918
SH
DFND
1
0
0
2918
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
33
2206
SH
DFND
1
0
0
2206
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
1382
83630
SH
DFND
1
0
0
83630
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
494
40102
SH
DFND
1
0
0
40102
BLACKROCK CR ALLOCATION INCO
COM
092508100
3267
209556
SH
DFND
1
0
0
209556
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
680
59388
SH
DFND
1
0
0
59388
BLACKROCK ENERGY & RES TR
COM
09250U101
13
1294
SH
DFND
1
0
0
1294
BLACKROCK ENHANCD CAP & INM
COM
09256A109
978
47510
SH
DFND
1
0
0
47510
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
533
52540
SH
DFND
1
0
0
52540
BLACKROCK ENHANCED GLOBAL DI
COM
092501105
77
6137
SH
DFND
1
0
0
6137
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
186
28428
SH
DFND
1
0
0
28428
BLACKROCK FLOATING RATE INCO
COM
09255X100
29
2173
SH
DFND
1
0
0
2173
BLACKROCK GLOBAL FLOATING RA
COM
091941104
244
18974
SH
DFND
1
0
0
18974
BLACKROCK HEALTH SCIENCES TR
COM
09250W107
87
1806
SH
DFND
1
0
0
1806
BLACKROCK HEALTH SCIENCS TR
COM SHS
09260E105
58
2000
SH
DFND
1
0
0
2000
BLACKROCK INC
COM
09247X101
46574
53229
SH
DFND
1
0
0
53229
BLACKROCK INNOVATION AND GRW
SHS BEN INT
09260Q108
30
1500
SH
DFND
1
0
0
1500
BLACKROCK INVT QUALITY MUN T
COM
09247D105
743
40279
SH
DFND
1
0
0
40279
BLACKROCK LONG-TERM MUN ADVA
COM
09250B103
593
43519
SH
DFND
1
0
0
43519
BLACKROCK LTD DURATION INCOM
COM SHS
09249W101
12
692
SH
DFND
1
0
0
692
BLACKROCK MUN INCOME QUALITY
COM
092479104
1866
118960
SH
DFND
1
0
0
118960
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
178
6779
SH
DFND
1
0
0
6779
BLACKROCK MUNI INCOME TR II
COM
09249N101
497
31535
SH
DFND
1
0
0
31535
BLACKROCK MUNI INTER DR FD I
COM
09253X102
226
14448
SH
DFND
1
0
0
14448
BLACKROCK MUNIASSETS FD INC
COM
09254J102
82
4850
SH
DFND
1
0
0
4850
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
637
39903
SH
DFND
1
0
0
39903
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
40
2707
SH
DFND
1
0
0
2707
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
218
13706
SH
DFND
1
0
0
13706
BLACKROCK MUNIHOLDINGS FD IN
COM
09253N104
1244
74134
SH
DFND
1
0
0
74134
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
851
60726
SH
DFND
1
0
0
60726
BLACKROCK MUNIVEST FD II INC
COM
09253T101
47
3078
SH
DFND
1
0
0
3078
BLACKROCK MUNIVEST FD INC
COM
09253R105
442
46023
SH
DFND
1
0
0
46023
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
234
15149
SH
DFND
1
0
0
15149
BLACKROCK MUNIYIELD CALIF QU
COM
09254N103
666
42290
SH
DFND
1
0
0
42290
BLACKROCK MUNIYIELD FD INC
COM
09253W104
2479
164176
SH
DFND
1
0
0
164176
BLACKROCK MUNIYIELD N J FD I
COM
09254Y109
23
1442
SH
DFND
1
0
0
1442
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
61
3847
SH
DFND
1
0
0
3847
BLACKROCK MUNIYIELD QUALITY
COM
09254E103
3122
210196
SH
DFND
1
0
0
210196
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
3153
217525
SH
DFND
1
0
0
217525
BLACKROCK MUNIYILD QULT FD I
COM
09254F100
2135
127429
SH
DFND
1
0
0
127429
BLACKROCK MUNIYLD MICH QLTY
COM
09254V105
39
2500
SH
DFND
1
0
0
2500
BLACKROCK N Y MUN INCOME TRU
SH BEN INT
09248L106
62
4110
SH
DFND
1
0
0
4110
BLACKROCK RES & COMMODITIES
SHS
09257A108
43
4591
SH
DFND
1
0
0
4591
BLACKROCK SCIENCE & TECHNOLO
RIGHT 07/14/2021
09258G112
15
22052
SH
DFND
1
0
0
22052
BLACKROCK SCIENCE & TECHNOLO
SHS
09258G104
1305
21906
SH
DFND
1
0
0
21906
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
196
7601
SH
DFND
1
0
0
7601
BLACKROCK UTILS INFRASTRUCTU
COM
09248D104
57
2202
SH
DFND
1
0
0
2202
BLACKSTONE GROUP INC
COM
09260D107
9862
101534
SH
DFND
1
0
0
101534
BLACKSTONE LONG SHORT CR INC
COM SHS BN INT
09257D102
109
7238
SH
DFND
1
0
0
7238
BLACKSTONE MTG TR INC
COM CL A
09257W100
3
107
SH
DFND
1
0
0
107
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
20
20000
SH
DFND
1
0
0
20000
BLACKSTONE SENIOR FLOATNG RA
COM
09256U105
41
2508
SH
DFND
1
0
0
2508
BLACKSTONE STRATEGIC CREDIT
COM SHS BEN IN
09257R101
623
44770
SH
DFND
1
0
0
44770
BLADE AIR MOBILITY INC
CL A COM
092667104
4
365
SH
DFND
1
0
0
365
BLINK CHARGING CO
COM
09354A100
0
6
SH
DFND
1
0
0
6
BLOCK H & R INC
COM
093671105
4
167
SH
DFND
1
0
0
167
BLOOM ENERGY CORP
COM CL A
093712107
45
1688
SH
DFND
1
0
0
1688
BLOOMIN BRANDS INC
COM
094235108
1
54
SH
DFND
1
0
0
54
BLUEBIRD BIO INC
COM
09609G100
7
205
SH
DFND
1
0
0
205
BLUEGREEN VACATIONS HLDG COR
CLASS A
096308101
6
309
SH
DFND
1
0
0
309
BLUEPRINT MEDICINES CORP
COM
09627Y109
9
100
SH
DFND
1
0
0
100
BLUEROCK RESIDENTIAL GWT REI
COM CL A
09627J102
5
516
SH
DFND
1
0
0
516
BNY MELLON MUN BD INFRASTRUC
COM SHS
09662W109
1728
117642
SH
DFND
1
0
0
117642
BNY MELLON STRATEGIC MUN BD
COM
09662E109
474
57509
SH
DFND
1
0
0
57509
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
82
9087
SH
DFND
1
0
0
9087
BOEING CO
COM
097023105
22042
92013
SH
DFND
1
0
0
92013
BOOKING HOLDINGS INC
COM
09857L108
5739
2623
SH
DFND
1
0
0
2623
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
17
12000
SH
DFND
1
0
0
12000
BOOT BARN HLDGS INC
COM
099406100
21
253
SH
DFND
1
0
0
253
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
79
933
SH
DFND
1
0
0
933
BORGWARNER INC
COM
099724106
2386
49161
SH
DFND
1
0
0
49161
BOSTON BEER INC
CL A
100557107
684
670
SH
DFND
1
0
0
670
BOSTON PROPERTIES INC
COM
101121101
830
7240
SH
DFND
1
0
0
7240
BOSTON SCIENTIFIC CORP
COM
101137107
27462
642241
SH
DFND
1
0
0
642241
BOTTOMLINE TECH DEL INC
COM
101388106
4
109
SH
DFND
1
0
0
109
BOULDER GROWTH & INCOME FD I
COM
101507101
77
5689
SH
DFND
1
0
0
5689
BOYD GAMING CORP
COM
103304101
146
2374
SH
DFND
1
0
0
2374
BP PLC
SPONSORED ADR
055622104
2678
101376
SH
DFND
1
0
0
101376
BRADY CORP
CL A
104674106
24
435
SH
DFND
1
0
0
435
BRANDYWINEGBL GBL INCM OPP F
COM
10537L104
1624
128811
SH
DFND
1
0
0
128811
BRICKELL BIOTECH INC
COM
10802T105
0
1
SH
DFND
1
0
0
1
BRIGHTCOVE INC
COM
10921T101
1
37
SH
DFND
1
0
0
37
BRIGHTHOUSE FINL INC
COM
10922N103
29
661
SH
DFND
1
0
0
661
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
76
7969
SH
DFND
1
0
0
7969
BRIGHTVIEW HLDGS INC
COM
10948C107
5031
312056
SH
DFND
1
0
0
312056
BRINKER INTL INC
COM
109641100
38
612
SH
DFND
1
0
0
612
BRISTOL-MYERS SQUIBB CO
COM
110122108
15290
228806
SH
DFND
1
0
0
228806
BRISTOL-MYERS SQUIBB CO
RIGHT 12/30/2030
110122140
0
242
SH
DFND
1
0
0
242
BRISTOW GROUP INC
COM
11040G103
0
3
SH
DFND
1
0
0
3
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
632
16071
SH
DFND
1
0
0
16071
BRIXMOR PPTY GROUP INC
COM
11120U105
1
54
SH
DFND
1
0
0
54
BROADCOM INC
COM
11135F101
14061
29490
SH
DFND
1
0
0
29490
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
1302
8063
SH
DFND
1
0
0
8063
BROOKDALE SR LIVING INC
COM
112463104
3
400
SH
DFND
1
0
0
400
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
132
2587
SH
DFND
1
0
0
2587
BROOKFIELD ASSET MGMT REINS
CL A EXCH LT VTG
G16169107
0
10
SH
DFND
1
0
0
10
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
151
2704
SH
DFND
1
0
0
2704
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
34
452
SH
DFND
1
0
0
452
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
83
4360
SH
DFND
1
0
0
4360
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
5
242
SH
DFND
1
0
0
242
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
2
51
SH
DFND
1
0
0
51
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
12
300
SH
DFND
1
0
0
300
BROOKLINE BANCORP INC DEL
COM
11373M107
16
1091
SH
DFND
1
0
0
1091
BROOKS AUTOMATION INC NEW
COM
114340102
2053
21539
SH
DFND
1
0
0
21539
BROWN & BROWN INC
COM
115236101
1548
29125
SH
DFND
1
0
0
29125
BROWN FORMAN CORP
CL A
115637100
28
400
SH
DFND
1
0
0
400
BROWN FORMAN CORP
CL B
115637209
1497
19966
SH
DFND
1
0
0
19966
BRP GROUP INC
COM CL A
05589G102
13
500
SH
DFND
1
0
0
500
BRP INC
COM SUN VTG
05577W200
2
20
SH
DFND
1
0
0
20
BRUKER CORP
COM
116794108
13
167
SH
DFND
1
0
0
167
BRUNSWICK CORP
COM
117043109
75
753
SH
DFND
1
0
0
753
BUILDERS FIRSTSOURCE INC
COM
12008R107
34
801
SH
DFND
1
0
0
801
BUNGE LIMITED
COM
G16962105
254
3251
SH
DFND
1
0
0
3251
BURLINGTON STORES INC
COM
122017106
204
635
SH
DFND
1
0
0
635
BURLINGTON STORES INC
NOTE 2.250% 4/1
122017AB2
22
14000
SH
DFND
1
0
0
14000
BWX TECHNOLOGIES INC
COM
05605H100
18
314
SH
DFND
1
0
0
314
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
835
8919
SH
DFND
1
0
0
8919
CABOT CORP
COM
127055101
69
1216
SH
DFND
1
0
0
1216
CABOT OIL & GAS CORP
COM
127097103
643
36872
SH
DFND
1
0
0
36872
CACI INTL INC
CL A
127190304
98
382
SH
DFND
1
0
0
382
CADENCE BANCORPORATION
CL A
12739A100
42
2000
SH
DFND
1
0
0
2000
CADENCE DESIGN SYSTEM INC
COM
127387108
1131
8272
SH
DFND
1
0
0
8272
CAE INC
COM
124765108
2
53
SH
DFND
1
0
0
53
CAL MAINE FOODS INC
COM NEW
128030202
26
714
SH
DFND
1
0
0
714
CALADRIUS BIOSCIENCES INC
COM NEW
128058203
0
300
SH
DFND
1
0
0
300
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
393
24111
SH
DFND
1
0
0
24111
CALAMOS CONV OPPORTUNITIES &
SH BEN INT
128117108
2443
161082
SH
DFND
1
0
0
161082
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
121
3861
SH
DFND
1
0
0
3861
CALAMOS GBL DYN INCOME FUND
COM
12811L107
687
62673
SH
DFND
1
0
0
62673
CALAMOS LNG SHR EQT DYNAMIC
COM
12812C106
0
20
SH
DFND
1
0
0
20
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
50
2743
SH
DFND
1
0
0
2743
CALAVO GROWERS INC
COM
128246105
14
227
SH
DFND
1
0
0
227
CALERES INC
COM
129500104
16
585
SH
DFND
1
0
0
585
CALIFORNIA WTR SVC GROUP
COM
130788102
16
276
SH
DFND
1
0
0
276
CALLAWAY GOLF CO
COM
131193104
75
2224
SH
DFND
1
0
0
2224
CAMBER ENERGY INC
COM
13200M508
0
1
SH
DFND
1
0
0
1
CAMDEN PPTY TR
SH BEN INT
133131102
22
166
SH
DFND
1
0
0
166
CAMECO CORP
COM
13321L108
224
11694
SH
DFND
1
0
0
11694
CAMPBELL SOUP CO
COM
134429109
481
10564
SH
DFND
1
0
0
10564
CAMPING WORLD HLDGS INC
CL A
13462K109
4
98
SH
DFND
1
0
0
98
CANADA GOOSE HLDGS INC
SHS SUB VTG
135086106
65
1487
SH
DFND
1
0
0
1487
CANADIAN IMP BK COMM
COM
136069101
962
8452
SH
DFND
1
0
0
8452
CANADIAN NAT RES LTD
COM
136385101
1811
49895
SH
DFND
1
0
0
49895
CANADIAN NATL RY CO
COM
136375102
1585
15023
SH
DFND
1
0
0
15023
CANADIAN PAC RY LTD
COM
13645T100
595
7745
SH
DFND
1
0
0
7745
CANADIAN SOLAR INC
COM
136635109
277
6184
SH
DFND
1
0
0
6184
CANNAE HLDGS INC
COM
13765N107
1
42
SH
DFND
1
0
0
42
CANON INC
SPONSORED ADR
138006309
119
5247
SH
DFND
1
0
0
5247
CANOPY GROWTH CORP
COM
138035100
251
10342
SH
DFND
1
0
0
10342
CAPITAL ONE FINL CORP
COM
14040H105
4822
31175
SH
DFND
1
0
0
31175
CAPRI HOLDINGS LIMITED
SHS
G1890L107
1078
18852
SH
DFND
1
0
0
18852
CAPRICOR THERAPEUTICS INC
COM NEW
14070B309
3
500
SH
DFND
1
0
0
500
CARDIFF ONCOLOGY INC
COM
14147L108
0
48
SH
DFND
1
0
0
48
CARDINAL HEALTH INC
COM
14149Y108
422
7377
SH
DFND
1
0
0
7377
CARGURUS INC
COM CL A
141788109
0
9
SH
DFND
1
0
0
9
CARLISLE COS INC
COM
142339100
1761
9197
SH
DFND
1
0
0
9197
CARLYLE GROUP INC
COM
14316J108
131
2823
SH
DFND
1
0
0
2823
CARMAX INC
COM
143130102
1513
11720
SH
DFND
1
0
0
11720
CARNIVAL CORP
UNIT 99/99/9999
143658300
427
16196
SH
DFND
1
0
0
16196
CARNIVAL PLC
ADR
14365C103
54
2321
SH
DFND
1
0
0
2321
CARPARTS COM INC
COM
14427M107
2
100
SH
DFND
1
0
0
100
CARPENTER TECHNOLOGY CORP
COM
144285103
163
4059
SH
DFND
1
0
0
4059
CARRIER GLOBAL CORPORATION
COM
14448C104
1254
25798
SH
DFND
1
0
0
25798
CARS COM INC
COM
14575E105
4
253
SH
DFND
1
0
0
253
CARTERS INC
COM
146229109
42
408
SH
DFND
1
0
0
408
CARVANA CO
CL A
146869102
404
1335
SH
DFND
1
0
0
1335
CASELLA WASTE SYS INC
CL A
147448104
1273
20063
SH
DFND
1
0
0
20063
CASEYS GEN STORES INC
COM
147528103
70
365
SH
DFND
1
0
0
365
CASI PHARMACEUTICALS INC
COM
14757U109
0
132
SH
DFND
1
0
0
132
CASS INFORMATION SYS INC
COM
14808P109
3
70
SH
DFND
1
0
0
70
CATALENT INC
COM
148806102
44
402
SH
DFND
1
0
0
402
CATERPILLAR INC
COM
149123101
20054
92151
SH
DFND
1
0
0
92151
CATHAY GEN BANCORP
COM
149150104
50
1270
SH
DFND
1
0
0
1270
CATO CORP NEW
CL A
149205106
0
20
SH
DFND
1
0
0
20
CBOE GLOBAL MKTS INC
COM
12503M108
444
3731
SH
DFND
1
0
0
3731
CBRE CLARION GLOBAL REAL EST
COM
12504G100
99
11225
SH
DFND
1
0
0
11225
CBRE GROUP INC
CL A
12504L109
2263
26395
SH
DFND
1
0
0
26395
CDK GLOBAL INC
COM
12508E101
32
640
SH
DFND
1
0
0
640
CDW CORP
COM
12514G108
364
2086
SH
DFND
1
0
0
2086
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
115
2558
SH
DFND
1
0
0
2558
CELANESE CORP DEL
COM
150870103
292
1926
SH
DFND
1
0
0
1926
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
4
113
SH
DFND
1
0
0
113
CELSIUS HLDGS INC
COM NEW
15118V207
70
916
SH
DFND
1
0
0
916
CEMEX SAB DE CV
SPON ADR NEW
151290889
14
1659
SH
DFND
1
0
0
1659
CENOVUS ENERGY INC
COM
15135U109
78
8090
SH
DFND
1
0
0
8090
CENTENE CORP DEL
COM
15135B101
1425
19540
SH
DFND
1
0
0
19540
CENTERPOINT ENERGY INC
COM
15189T107
359
14610
SH
DFND
1
0
0
14610
CENTERSPACE
COM
15202L107
6
78
SH
DFND
1
0
0
78
CERENCE INC
COM
156727109
48
440
SH
DFND
1
0
0
440
CERIDIAN HCM HLDG INC
COM
15677J108
94
979
SH
DFND
1
0
0
979
CERNER CORP
COM
156782104
809
10351
SH
DFND
1
0
0
10351
CF INDS HLDGS INC
COM
125269100
782
15216
SH
DFND
1
0
0
15216
CGI INC
CL A SUB VTG
12532H104
13
143
SH
DFND
1
0
0
143
CHAMPIONX CORPORATION
COM
15872M104
19
727
SH
DFND
1
0
0
727
CHANGE HEALTHCARE INC
COM
15912K100
1
40
SH
DFND
1
0
0
40
CHARLES RIV LABS INTL INC
COM
159864107
205
553
SH
DFND
1
0
0
553
CHART INDS INC
COM
16115Q308
9
63
SH
DFND
1
0
0
63
CHARTER COMMUNICATIONS INC N
CL A
16119P108
3346
4639
SH
DFND
1
0
0
4639
CHECK CAP LTD
SHS
M2361E203
0
59
SH
DFND
1
0
0
59
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
635
5475
SH
DFND
1
0
0
5475
CHEESECAKE FACTORY INC
COM
163072101
101
1858
SH
DFND
1
0
0
1858
CHEGG INC
NOTE 0.125% 3/1
163092AD1
10
6000
SH
DFND
1
0
0
6000
CHEMBIO DIAGNOSTICS INC
COM NEW
163572209
15
5000
SH
DFND
1
0
0
5000
CHEMED CORP NEW
COM
16359R103
26
54
SH
DFND
1
0
0
54
CHEMOURS CO
COM
163851108
132
3808
SH
DFND
1
0
0
3808
CHENIERE ENERGY INC
COM NEW
16411R208
1425
16429
SH
DFND
1
0
0
16429
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
32
38000
SH
DFND
1
0
0
38000
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
21
464
SH
DFND
1
0
0
464
CHESAPEAKE UTILS CORP
COM
165303108
19
158
SH
DFND
1
0
0
158
CHEVRON CORP NEW
COM
166764100
44095
420994
SH
DFND
1
0
0
420994
CHEWY INC
CL A
16679L109
33
413
SH
DFND
1
0
0
413
CHIMERA INVT CORP
COM NEW
16934Q208
101
6717
SH
DFND
1
0
0
6717
CHINA FD INC
COM
169373107
11
360
SH
DFND
1
0
0
360
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
99
9902
SH
DFND
1
0
0
9902
CHINA PETROLEUM & CHEMICAL C
SPON ADR H SHS
16941R108
135
2649
SH
DFND
1
0
0
2649
CHIPOTLE MEXICAN GRILL INC
COM
169656105
1888
1218
SH
DFND
1
0
0
1218
CHOICE HOTELS INTL INC
COM
169905106
44
364
SH
DFND
1
0
0
364
CHUBB LIMITED
COM
H1467J104
2968
18673
SH
DFND
1
0
0
18673
CHURCH & DWIGHT INC
COM
171340102
495
5804
SH
DFND
1
0
0
5804
CHURCHILL CAPITAL CORP IV
CL A
171439102
60
2073
SH
DFND
1
0
0
2073
CHURCHILL DOWNS INC
COM
171484108
6406
32312
SH
DFND
1
0
0
32312
CIA ENERGETICA DE MINAS GERA
SP ADR N-V PFD
204409601
11
4642
SH
DFND
1
0
0
4642
CIENA CORP
COM NEW
171779309
270
4748
SH
DFND
1
0
0
4748
CIGNA CORP NEW
COM
125523100
3143
13258
SH
DFND
1
0
0
13258
CIMAREX ENERGY CO
COM
171798101
158
2185
SH
DFND
1
0
0
2185
CINCINNATI FINL CORP
COM
172062101
507
4346
SH
DFND
1
0
0
4346
CINTAS CORP
COM
172908105
1850
4842
SH
DFND
1
0
0
4842
CIRRUS LOGIC INC
COM
172755100
55
646
SH
DFND
1
0
0
646
CISCO SYS INC
COM
17275R102
22053
416093
SH
DFND
1
0
0
416093
CITI TRENDS INC
COM
17306X102
1
15
SH
DFND
1
0
0
15
CITIGROUP INC
COM NEW
172967424
32573
460418
SH
DFND
1
0
0
460418
CITIZENS CMNTY BANCORP INC M
COM
174903104
15
1108
SH
DFND
1
0
0
1108
CITIZENS FINL GROUP INC
COM
174610105
329
7171
SH
DFND
1
0
0
7171
CITRIX SYS INC
COM
177376100
275
2341
SH
DFND
1
0
0
2341
CITY HLDG CO
COM
177835105
609
8091
SH
DFND
1
0
0
8091
CLARUS CORP NEW
COM
18270P109
6
238
SH
DFND
1
0
0
238
CLASS ACCELERATION CORP
*W EXP 03/31/202
18274B114
0
136
SH
DFND
1
0
0
136
CLEAN ENERGY FUELS CORP
COM
184499101
0
36
SH
DFND
1
0
0
36
CLEAN HARBORS INC
COM
184496107
3
32
SH
DFND
1
0
0
32
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
16
6000
SH
DFND
1
0
0
6000
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
24
1032
SH
DFND
1
0
0
1032
CLEARBRIDGE MLP AND MIDSTRM
COM
18469Q207
68
2693
SH
DFND
1
0
0
2693
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
413
14150
SH
DFND
1
0
0
14150
CLEARWATER PAPER CORP
COM
18538R103
11
388
SH
DFND
1
0
0
388
CLEVELAND-CLIFFS INC NEW
COM
185899101
160
7406
SH
DFND
1
0
0
7406
CLOROX CO DEL
COM
189054109
2837
15768
SH
DFND
1
0
0
15768
CLOUDERA INC
COM
18914U100
18
1150
SH
DFND
1
0
0
1150
CLOUDFLARE INC
CL A COM
18915M107
43
406
SH
DFND
1
0
0
406
CLOUGH GLOBAL EQUITY FD
COM
18914C100
2180
147707
SH
DFND
1
0
0
147707
CM LIFE SCIENCES INC
COM CL A
18978W109
10
700
SH
DFND
1
0
0
700
CMC MATERIALS INC
COM
12571T100
60
393
SH
DFND
1
0
0
393
CME GROUP INC
COM
12572Q105
2436
11453
SH
DFND
1
0
0
11453
CMS ENERGY CORP
COM
125896100
540
9144
SH
DFND
1
0
0
9144
CNH INDL N V
SHS
N20944109
8
494
SH
DFND
1
0
0
494
CNX RES CORP
COM
12653C108
25
1872
SH
DFND
1
0
0
1872
COCA COLA CO
COM
191216100
17980
332288
SH
DFND
1
0
0
332288
COCA COLA CONS INC
COM
191098102
8
19
SH
DFND
1
0
0
19
COCA-COLA EUROPACIFIC PARTNE
SHS
G25839104
229
3861
SH
DFND
1
0
0
3861
COCA-COLA FEMSA SAB DE CV
SPONSORD ADR REP
191241108
467
8831
SH
DFND
1
0
0
8831
CODEXIS INC
COM
192005106
0
1
SH
DFND
1
0
0
1
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
42
559
SH
DFND
1
0
0
559
COGNEX CORP
COM
192422103
1092
12990
SH
DFND
1
0
0
12990
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
656
9493
SH
DFND
1
0
0
9493
COGNYTE SOFTWARE LTD
ORD SHS
M25133105
0
6
SH
DFND
1
0
0
6
COHEN & STEERS CLOSED-END OP
COM
19248P106
505
34780
SH
DFND
1
0
0
34780
COHEN & STEERS INC
COM
19247A100
115
1406
SH
DFND
1
0
0
1406
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
371
12929
SH
DFND
1
0
0
12929
COHEN & STEERS LTD DURATION
COM
19248C105
147
5370
SH
DFND
1
0
0
5370
COHEN & STEERS QUALITY INCOM
COM
19247L106
605
38530
SH
DFND
1
0
0
38530
COHEN & STEERS REIT & PFD &
COM
19247X100
2088
76694
SH
DFND
1
0
0
76694
COHEN & STEERS SELECT PFD &
COM
19248Y107
38
1226
SH
DFND
1
0
0
1226
COHEN & STEERS TAX ADVAN PFD
COM
19249X108
235
9280
SH
DFND
1
0
0
9280
COHEN & STEERS TOTAL RETURN
COM
19247R103
11
693
SH
DFND
1
0
0
693
COHERENT INC
COM
192479103
79
300
SH
DFND
1
0
0
300
COHERUS BIOSCIENCES INC
NOTE 1.500% 4/1
19249HAB9
6
6000
SH
DFND
1
0
0
6000
COINBASE GLOBAL INC
COM CL A
19260Q107
564
2225
SH
DFND
1
0
0
2225
COLFAX CORP
COM
194014106
2
59
SH
DFND
1
0
0
59
COLGATE PALMOLIVE CO
COM
194162103
4984
61255
SH
DFND
1
0
0
61255
COLONY STARWOOD HOMES
NOTE 3.500% 1/1
19625XAB8
22
13000
SH
DFND
1
0
0
13000
COLUMBIA PPTY TR INC
COM NEW
198287203
59
3419
SH
DFND
1
0
0
3419
COLUMBIA SELIGM PREM TECH GR
COM
19842X109
14
390
SH
DFND
1
0
0
390
COLUMBIA SPORTSWEAR CO
COM
198516106
24
241
SH
DFND
1
0
0
241
COLUMBUS MCKINNON CORP N Y
COM
199333105
876
18153
SH
DFND
1
0
0
18153
COMCAST CORP NEW
CL A
20030N101
44709
784088
SH
DFND
1
0
0
784088
COMERICA INC
COM
200340107
282
3954
SH
DFND
1
0
0
3954
COMFORT SYS USA INC
COM
199908104
123
1560
SH
DFND
1
0
0
1560
COMMERCE BANCSHARES INC
COM
200525103
148
1982
SH
DFND
1
0
0
1982
COMMERCIAL METALS CO
COM
201723103
48
1566
SH
DFND
1
0
0
1566
COMMUNITY BK SYS INC
COM
203607106
82
1084
SH
DFND
1
0
0
1084
COMMUNITY HEALTH SYS INC NEW
COM
203668108
54
3500
SH
DFND
1
0
0
3500
COMMVAULT SYS INC
COM
204166102
147
1876
SH
DFND
1
0
0
1876
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
1
151
SH
DFND
1
0
0
151
COMPANHIA PARANAENSE ENERG C
SPON ADS
20441B605
6
1100
SH
DFND
1
0
0
1100
COMPASS MINERALS INTL INC
COM
20451N101
110
1846
SH
DFND
1
0
0
1846
COMTECH TELECOMMUNICATIONS C
COM NEW
205826209
103
4262
SH
DFND
1
0
0
4262
CONAGRA BRANDS INC
COM
205887102
1325
36427
SH
DFND
1
0
0
36427
CONCENTRIX CORP
COM
20602D101
81
503
SH
DFND
1
0
0
503
CONCRETE PUMPING HLDGS INC
COM
206704108
915
108056
SH
DFND
1
0
0
108056
CONDUENT INC
COM
206787103
1
172
SH
DFND
1
0
0
172
CONMED CORP
NOTE 2.625% 2/0
207410AF8
26
16000
SH
DFND
1
0
0
16000
CONOCOPHILLIPS
COM
20825C104
3503
57507
SH
DFND
1
0
0
57507
CONSOLIDATED EDISON INC
COM
209115104
1060
14789
SH
DFND
1
0
0
14789
CONSOLIDATED WATER CO INC
ORD
G23773107
9
800
SH
DFND
1
0
0
800
CONSTELLATION BRANDS INC
CL A
21036P108
18833
80516
SH
DFND
1
0
0
80516
CONSTRUCTION PARTNERS INC
COM CL A
21044C107
6
173
SH
DFND
1
0
0
173
CONTAINER STORE GROUP INC
COM
210751103
3
250
SH
DFND
1
0
0
250
COOPER COS INC
COM NEW
216648402
134
337
SH
DFND
1
0
0
337
COPART INC
COM
217204106
295
2238
SH
DFND
1
0
0
2238
CORE LABORATORIES N V
COM
N22717107
26
666
SH
DFND
1
0
0
666
CORE-MARK HLDG CO INC
COM
218681104
18
397
SH
DFND
1
0
0
397
CORESITE RLTY CORP
COM
21870Q105
458
3407
SH
DFND
1
0
0
3407
CORNERSTONE STRATEGIC VALUE
COM
21924B302
49
4169
SH
DFND
1
0
0
4169
CORNING INC
COM
219350105
2458
60113
SH
DFND
1
0
0
60113
CORTEVA INC
COM
22052L104
891
20107
SH
DFND
1
0
0
20107
COSTAR GROUP INC
COM
22160N109
313
3779
SH
DFND
1
0
0
3779
COSTCO WHSL CORP NEW
COM
22160K105
51903
131178
SH
DFND
1
0
0
131178
COTY INC
COM CL A
222070203
17
1842
SH
DFND
1
0
0
1842
COUNTY BANCORP INC
COM
221907108
7
218
SH
DFND
1
0
0
218
COUPA SOFTWARE INC
COM
22266L106
102
389
SH
DFND
1
0
0
389
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
10
6000
SH
DFND
1
0
0
6000
COURSERA INC
COM
22266M104
9
225
SH
DFND
1
0
0
225
COUSINS PPTYS INC
COM NEW
222795502
1
16
SH
DFND
1
0
0
16
COVANTA HLDG CORP
COM
22282E102
91
5146
SH
DFND
1
0
0
5146
COVETRUS INC
COM
22304C100
8
275
SH
DFND
1
0
0
275
CRA INTL INC
COM
12618T105
10
115
SH
DFND
1
0
0
115
CRACKER BARREL OLD CTRY STOR
COM
22410J106
2
16
SH
DFND
1
0
0
16
CRANE CO
COM
224399105
289
3127
SH
DFND
1
0
0
3127
CREDIT SUISSE ASSET MGMT INC
COM
224916106
63
17829
SH
DFND
1
0
0
17829
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
70
6625
SH
DFND
1
0
0
6625
CREDIT SUISSE HIGH YIELD BD
SH BEN INT
22544F103
638
254158
SH
DFND
1
0
0
254158
CREE INC
COM
225447101
324
3300
SH
DFND
1
0
0
3300
CRESCENT PT ENERGY CORP
COM
22576C101
1
150
SH
DFND
1
0
0
150
CRH PLC
ADR
12626K203
126
2482
SH
DFND
1
0
0
2482
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
139
856
SH
DFND
1
0
0
856
CRITEO S A
SPONS ADS
226718104
17
382
SH
DFND
1
0
0
382
CROCS INC
COM
227046109
2
20
SH
DFND
1
0
0
20
CRONOS GROUP INC
COM
22717L101
62
7234
SH
DFND
1
0
0
7234
CROWDSTRIKE HLDGS INC
CL A
22788C105
23418
93184
SH
DFND
1
0
0
93184
CROWN CASTLE INTL CORP NEW
COM
22822V101
3184
16319
SH
DFND
1
0
0
16319
CROWN HLDGS INC
COM
228368106
275
2694
SH
DFND
1
0
0
2694
CSW INDUSTRIALS INC
COM
126402106
4
33
SH
DFND
1
0
0
33
CSX CORP
COM
126408103
26102
813656
SH
DFND
1
0
0
813656
CTS CORP
COM
126501105
4
118
SH
DFND
1
0
0
118
CUBESMART
COM
229663109
21
458
SH
DFND
1
0
0
458
CULLEN FROST BANKERS INC
COM
229899109
312
2790
SH
DFND
1
0
0
2790
CUMMINS INC
COM
231021106
5201
21329
SH
DFND
1
0
0
21329
CURIOSITYSTREAM INC
COM CL A
23130Q107
3
250
SH
DFND
1
0
0
250
CURTISS WRIGHT CORP
COM
231561101
88
743
SH
DFND
1
0
0
743
CUSHING NEXTGEN INFRA INCM F
COM
231647207
42
875
SH
DFND
1
0
0
875
CVB FINL CORP
COM
126600105
21
1043
SH
DFND
1
0
0
1043
CVS HEALTH CORP
COM
126650100
16015
191947
SH
DFND
1
0
0
191947
CYBERARK SOFTWARE LTD
NOTE 11/1
23248VAB1
16
15000
SH
DFND
1
0
0
15000
CYBERARK SOFTWARE LTD
SHS
M2682V108
514
3942
SH
DFND
1
0
0
3942
CYCLERION THERAPEUTICS INC
COM
23255M105
0
127
SH
DFND
1
0
0
127
CYNERGISTEK INC
COM
23258P105
3
1667
SH
DFND
1
0
0
1667
CYRUSONE INC
COM
23283R100
257
3590
SH
DFND
1
0
0
3590
D R HORTON INC
COM
23331A109
1762
19494
SH
DFND
1
0
0
19494
DAKTRONICS INC
COM
234264109
7
1001
SH
DFND
1
0
0
1001
DANA INC
COM
235825205
180
7589
SH
DFND
1
0
0
7589
DANAHER CORPORATION
COM
235851102
34811
129722
SH
DFND
1
0
0
129722
DANIMER SCIENTIFIC INC
COM CL A
236272100
4
150
SH
DFND
1
0
0
150
DAQO NEW ENERGY CORP
SPNSRD ADS NEW
23703Q203
9
140
SH
DFND
1
0
0
140
DARDEN RESTAURANTS INC
COM
237194105
4219
28896
SH
DFND
1
0
0
28896
DATADOG INC
CL A COM
23804L103
16
162
SH
DFND
1
0
0
162
DAVIS FUNDAMENTAL ETF TR
SELECT WRLD WI
23908L306
1163
34039
SH
DFND
1
0
0
34039
DAVITA INC
COM
23918K108
501
4152
SH
DFND
1
0
0
4152
DBX ETF TR
XTRACK INTL REAL
233051846
1
23
SH
DFND
1
0
0
23
DBX ETF TR
XTRACK MSCI EAFE
233051200
165407
4407375
SH
DFND
1
0
0
4407375
DBX ETF TR
XTRACK MSCI EURP
233051853
1781
52221
SH
DFND
1
0
0
52221
DBX ETF TR
XTRACK USD HIGH
233051432
145
3607
SH
DFND
1
0
0
3607
DBX ETF TR
XTRACKERS S&P
233051143
141
3737
SH
DFND
1
0
0
3737
DBX ETF TR
XTRCKR MSCI US
233051150
123
3118
SH
DFND
1
0
0
3118
DECKERS OUTDOOR CORP
COM
243537107
151
396
SH
DFND
1
0
0
396
DEERE & CO
COM
244199105
33043
93680
SH
DFND
1
0
0
93680
DELAWARE INVTS COLO MUN INCO
COM
246101109
52
3479
SH
DFND
1
0
0
3479
DELL TECHNOLOGIES INC
CL C
24703L202
771
7728
SH
DFND
1
0
0
7728
DELTA AIR LINES INC DEL
COM NEW
247361702
7754
179244
SH
DFND
1
0
0
179244
DENTSPLY SIRONA INC
COM
24906P109
98
1545
SH
DFND
1
0
0
1545
DESCARTES SYS GROUP INC
COM
249906108
72
1035
SH
DFND
1
0
0
1035
DESIGNER BRANDS INC
CL A
250565108
0
24
SH
DFND
1
0
0
24
DEUTSCHE BANK A G
NAMEN AKT
D18190898
99
7578
SH
DFND
1
0
0
7578
DEVON ENERGY CORP NEW
COM
25179M103
100
3424
SH
DFND
1
0
0
3424
DEXCOM INC
COM
252131107
1752
4102
SH
DFND
1
0
0
4102
DEXCOM INC
NOTE 0.750%12/0
252131AH0
10
4000
SH
DFND
1
0
0
4000
DHT HOLDINGS INC
SHS NEW
Y2065G121
1
210
SH
DFND
1
0
0
210
DIAGEO PLC
SPON ADR NEW
25243Q205
12056
62892
SH
DFND
1
0
0
62892
DIAMONDBACK ENERGY INC
COM
25278X109
2342
24940
SH
DFND
1
0
0
24940
DICKS SPORTING GOODS INC
COM
253393102
308
3073
SH
DFND
1
0
0
3073
DIEBOLD NIXDORF INC
COM STK
253651103
33
2604
SH
DFND
1
0
0
2604
DIGI INTL INC
COM
253798102
0
3
SH
DFND
1
0
0
3
DIGITAL RLTY TR INC
COM
253868103
5544
36849
SH
DFND
1
0
0
36849
DIGITAL TURBINE INC
COM NEW
25400W102
23
296
SH
DFND
1
0
0
296
DILLARDS INC
CL A
254067101
102
561
SH
DFND
1
0
0
561
DIME CMNTY BANCSHARES INC
COM
25432X102
196
5842
SH
DFND
1
0
0
5842
DIMENSIONAL ETF TRUST
US CORE EQUITY 2
25434V708
4517
167385
SH
DFND
1
0
0
167385
DIMENSIONAL ETF TRUST
US EQUITY ETF
25434V401
914
19399
SH
DFND
1
0
0
19399
DIMENSIONAL ETF TRUST
US SMALL CAP ETF
25434V500
575
9832
SH
DFND
1
0
0
9832
DIMENSIONAL ETF TRUST
US TARGETED VLU
25434V609
819
18269
SH
DFND
1
0
0
18269
DIODES INC
COM
254543101
7
94
SH
DFND
1
0
0
94
DIREXION SHS ETF TR
AUSPCE CMD STG
25460E307
33
1100
SH
DFND
1
0
0
1100
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
1
8
SH
DFND
1
0
0
8
DIREXION SHS ETF TR
FALLEN KNIVES
25460G757
25
315
SH
DFND
1
0
0
315
DIREXION SHS ETF TR
NAS100 EQL WGT
25459Y207
43
514
SH
DFND
1
0
0
514
DIREXION SHS ETF TR
WORK FROM HOME
25460G773
8
100
SH
DFND
1
0
0
100
DISCOVER FINL SVCS
COM
254709108
2206
18649
SH
DFND
1
0
0
18649
DISCOVERY INC
COM SER A
25470F104
94
3082
SH
DFND
1
0
0
3082
DISCOVERY INC
COM SER C
25470F302
16
557
SH
DFND
1
0
0
557
DISH NETWORK CORPORATION
CL A
25470M109
22
530
SH
DFND
1
0
0
530
DISNEY WALT CO
COM
254687106
65975
375349
SH
DFND
1
0
0
375349
DIVERSIFIED HEALTHCARE TR
COM SH BEN INT
25525P107
0
22
SH
DFND
1
0
0
22
DNP SELECT INCOME FD INC
COM
23325P104
414
39583
SH
DFND
1
0
0
39583
DOCUSIGN INC
COM
256163106
2053
7347
SH
DFND
1
0
0
7347
DOCUSIGN INC
NOTE 0.500% 9/1
256163AB2
8
2000
SH
DFND
1
0
0
2000
DOLBY LABORATORIES INC
COM CL A
25659T107
101
1021
SH
DFND
1
0
0
1021
DOLLAR GEN CORP NEW
COM
256677105
8409
38857
SH
DFND
1
0
0
38857
DOLLAR TREE INC
COM
256746108
10663
107171
SH
DFND
1
0
0
107171
DOMINION ENERGY INC
COM
25746U109
6012
81702
SH
DFND
1
0
0
81702
DOMINOS PIZZA INC
COM
25754A201
619
1326
SH
DFND
1
0
0
1326
DONALDSON INC
COM
257651109
62
989
SH
DFND
1
0
0
989
DONNELLEY FINL SOLUTIONS INC
COM
25787G100
0
12
SH
DFND
1
0
0
12
DONNELLEY R R & SONS CO
COM
257867200
0
33
SH
DFND
1
0
0
33
DOORDASH INC
CL A
25809K105
23
131
SH
DFND
1
0
0
131
DORMAN PRODS INC
COM
258278100
7
66
SH
DFND
1
0
0
66
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
169
8396
SH
DFND
1
0
0
8396
DOVER CORP
COM
260003108
1149
7627
SH
DFND
1
0
0
7627
DOW INC
COM
260557103
2712
42854
SH
DFND
1
0
0
42854
DRAFTKINGS INC
COM CL A
26142R104
1265
24239
SH
DFND
1
0
0
24239
DRAGONEER GROWTH OPPORTUN CO
COM CL A
G28302100
10
1000
SH
DFND
1
0
0
1000
DRAGONEER GROWTH OPPTY CORP
SHS CL A
G28314105
9
850
SH
DFND
1
0
0
850
DRIVEN BRANDS HLDGS INC
COM
26210V102
12
400
SH
DFND
1
0
0
400
DROPBOX INC
CL A
26210C104
10
350
SH
DFND
1
0
0
350
DTE ENERGY CO
COM
233331107
768
5934
SH
DFND
1
0
0
5934
DUCK CREEK TECHNOLOGIES INC
SHS
264120106
11
261
SH
DFND
1
0
0
261
DUKE ENERGY CORP NEW
COM NEW
26441C204
8582
86928
SH
DFND
1
0
0
86928
DUKE REALTY CORP
COM NEW
264411505
153
3221
SH
DFND
1
0
0
3221
DULUTH HLDGS INC
COM CL B
26443V101
10
500
SH
DFND
1
0
0
500
DUPONT DE NEMOURS INC
COM
26614N102
2368
30602
SH
DFND
1
0
0
30602
DWS MUN INCOME TR
COM
233368109
230
18805
SH
DFND
1
0
0
18805
DXC TECHNOLOGY CO
COM
23355L106
103
2650
SH
DFND
1
0
0
2650
DYNATRACE INC
COM NEW
268150109
113
1927
SH
DFND
1
0
0
1927
EAGLE BANCORP INC MD
COM
268948106
7
123
SH
DFND
1
0
0
123
EAGLE MATLS INC
COM
26969P108
41
292
SH
DFND
1
0
0
292
EAST WEST BANCORP INC
COM
27579R104
167
2336
SH
DFND
1
0
0
2336
EASTERLY GOVT PPTYS INC
COM
27616P103
4
191
SH
DFND
1
0
0
191
EASTGROUP PPTYS INC
COM
277276101
153
930
SH
DFND
1
0
0
930
EASTMAN CHEM CO
COM
277432100
1196
10245
SH
DFND
1
0
0
10245
EASTMAN KODAK CO
COM NEW
277461406
22
2700
SH
DFND
1
0
0
2700
EATON CORP PLC
SHS
G29183103
6686
45129
SH
DFND
1
0
0
45129
EATON VANCE CALIF MUN INCOM
SH BEN INT
27826F101
61
4385
SH
DFND
1
0
0
4385
EATON VANCE ENHANCED EQUITY
COM
278274105
635
34220
SH
DFND
1
0
0
34220
EATON VANCE ENHANCED EQUITY
COM
278277108
34
1475
SH
DFND
1
0
0
1475
EATON VANCE LTD DURATION INC
COM
27828H105
120
9046
SH
DFND
1
0
0
9046
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
3346
238462
SH
DFND
1
0
0
238462
EATON VANCE RISK-MANAGED DIV
COM
27829G106
27
2316
SH
DFND
1
0
0
2316
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
677
47868
SH
DFND
1
0
0
47868
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
5
764
SH
DFND
1
0
0
764
EATON VANCE TAX ADVT DIV INC
COM
27828G107
40
1450
SH
DFND
1
0
0
1450
EATON VANCE TAX MNGED BUY WR
COM
27828X100
220
13125
SH
DFND
1
0
0
13125
EATON VANCE TAX-ADVANTAGED G
COM
27828U106
35
1191
SH
DFND
1
0
0
1191
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
781
48005
SH
DFND
1
0
0
48005
EATON VANCE TAX-MANAGED DIVE
COM
27828N102
114
8043
SH
DFND
1
0
0
8043
EATON VANCE TAX-MANAGED GLOB
COM
27829C105
1425
130905
SH
DFND
1
0
0
130905
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
763
74807
SH
DFND
1
0
0
74807
EATON VANCE TX ADV GLBL DIV
COM
27828S101
73
3494
SH
DFND
1
0
0
3494
EBAY INC.
COM
278642103
1065
15160
SH
DFND
1
0
0
15160
ECHO GLOBAL LOGISTICS INC
COM
27875T101
20
640
SH
DFND
1
0
0
640
ECOLAB INC
COM
278865100
1688
8200
SH
DFND
1
0
0
8200
ECOPETROL S A
SPONSORED ADS
279158109
9
595
SH
DFND
1
0
0
595
EDGEWELL PERS CARE CO
COM
28035Q102
1
25
SH
DFND
1
0
0
25
EDISON INTL
COM
281020107
331
5723
SH
DFND
1
0
0
5723
EDITAS MEDICINE INC
COM
28106W103
16
283
SH
DFND
1
0
0
283
EDWARDS LIFESCIENCES CORP
COM
28176E108
6855
66189
SH
DFND
1
0
0
66189
EHEALTH INC
COM
28238P109
0
2
SH
DFND
1
0
0
2
ELANCO ANIMAL HEALTH INC
COM
28414H103
9
265
SH
DFND
1
0
0
265
ELBIT SYS LTD
ORD
M3760D101
0
3
SH
DFND
1
0
0
3
ELECTRONIC ARTS INC
COM
285512109
1509
10487
SH
DFND
1
0
0
10487
EMBRAER S.A.
SPONSORED ADS
29082A107
87
5746
SH
DFND
1
0
0
5746
EMCOR GROUP INC
COM
29084Q100
6
51
SH
DFND
1
0
0
51
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
6
92
SH
DFND
1
0
0
92
EMERSON ELEC CO
COM
291011104
7822
81263
SH
DFND
1
0
0
81263
EMPIRE ST RLTY OP L P
UNIT LTD PRTNSP
292102100
422
35000
SH
DFND
1
0
0
35000
EMPIRE ST RLTY TR INC
CL A
292104106
2
204
SH
DFND
1
0
0
204
ENBRIDGE INC
COM
29250N105
5758
143802
SH
DFND
1
0
0
143802
ENCOMPASS HEALTH CORP
COM
29261A100
5
64
SH
DFND
1
0
0
64
ENDAVA PLC
ADS
29260V105
9
75
SH
DFND
1
0
0
75
ENDO INTL PLC
SHS
G30401106
1
200
SH
DFND
1
0
0
200
ENEL AMERICAS S A
SPONSORED ADR
29274F104
40
5476
SH
DFND
1
0
0
5476
ENERGIZER HLDGS INC NEW
COM
29272W109
1
25
SH
DFND
1
0
0
25
ENERGOUS CORP
COM
29272C103
1
333
SH
DFND
1
0
0
333
ENERGY FOCUS INC
COM
29268T409
1
138
SH
DFND
1
0
0
138
ENERGY FUELS INC
COM NEW
292671708
24
3900
SH
DFND
1
0
0
3900
ENERGY RECOVERY INC
COM
29270J100
23
1000
SH
DFND
1
0
0
1000
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
866
81536
SH
DFND
1
0
0
81536
ENERSYS
COM
29275Y102
46
475
SH
DFND
1
0
0
475
ENI S P A
SPONSORED ADR
26874R108
263
10789
SH
DFND
1
0
0
10789
ENPHASE ENERGY INC
COM
29355A107
22
120
SH
DFND
1
0
0
120
ENPRO INDS INC
COM
29355X107
10
100
SH
DFND
1
0
0
100
ENSIGN GROUP INC
COM
29358P101
7
77
SH
DFND
1
0
0
77
ENTEGRIS INC
COM
29362U104
176
1436
SH
DFND
1
0
0
1436
ENTERGY CORP NEW
COM
29364G103
826
8276
SH
DFND
1
0
0
8276
ENTERPRISE FINL SVCS CORP
COM
293712105
195
4200
SH
DFND
1
0
0
4200
ENTERPRISE PRODS PARTNERS L
COM
293792107
2957
122511
SH
DFND
1
0
0
122511
ENVESTNET INC
COM
29404K106
151
1995
SH
DFND
1
0
0
1995
ENVESTNET INC
NOTE 1.750% 6/0
29404KAB2
15
12000
SH
DFND
1
0
0
12000
ENVISTA HOLDINGS CORPORATION
COM
29415F104
1
32
SH
DFND
1
0
0
32
EOG RES INC
COM
26875P101
1270
15237
SH
DFND
1
0
0
15237
EPAM SYS INC
COM
29414B104
3783
7404
SH
DFND
1
0
0
7404
EPR PPTYS
COM SH BEN INT
26884U109
5
96
SH
DFND
1
0
0
96
EQT CORP
COM
26884L109
211
9474
SH
DFND
1
0
0
9474
EQT CORP
NOTE 1.750% 5/0
26884LAK5
12
7000
SH
DFND
1
0
0
7000
EQUIFAX INC
COM
294429105
230
958
SH
DFND
1
0
0
958
EQUINIX INC
COM
29444U700
5763
7182
SH
DFND
1
0
0
7182
EQUINOR ASA
SPONSORED ADR
29446M102
47
2247
SH
DFND
1
0
0
2247
EQUITRANS MIDSTREAM CORP
COM
294600101
5
537
SH
DFND
1
0
0
537
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
226
3039
SH
DFND
1
0
0
3039
EQUITY RESIDENTIAL
SH BEN INT
29476L107
50
649
SH
DFND
1
0
0
649
ERICSSON
ADR B SEK 10
294821608
252
20032
SH
DFND
1
0
0
20032
EROS STX GLOBAL CORPORATION
SHS NEW
G3788M114
0
19
SH
DFND
1
0
0
19
ESSENTIAL PPTYS RLTY TR INC
COM
29670E107
1
30
SH
DFND
1
0
0
30
ESSENTIAL UTILS INC
COM
29670G102
326
7141
SH
DFND
1
0
0
7141
ESSEX PPTY TR INC
COM
297178105
17
56
SH
DFND
1
0
0
56
ETF MANAGERS TR
AI POWERED EQT
26924G813
13
314
SH
DFND
1
0
0
314
ETF MANAGERS TR
BLUESTAR ISRAEL
26924G870
112
1606
SH
DFND
1
0
0
1606
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
3
134
SH
DFND
1
0
0
134
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
1259
20760
SH
DFND
1
0
0
20760
ETF MANAGERS TR
PRIME MOBILE PAY
26924G409
70
1000
SH
DFND
1
0
0
1000
ETF SER SOLUTIONS
DEFIANCE NEXT
26922A289
236
6212
SH
DFND
1
0
0
6212
ETF SER SOLUTIONS
DISTILLATE US
26922A321
28
661
SH
DFND
1
0
0
661
ETF SER SOLUTIONS
US GLB JETS
26922A842
45
1835
SH
DFND
1
0
0
1835
ETSY INC
COM
29786A106
1230
5976
SH
DFND
1
0
0
5976
ETSY INC
NOTE 0.125%10/0
29786AAJ5
34
14000
SH
DFND
1
0
0
14000
EURONET WORLDWIDE INC
COM
298736109
14
106
SH
DFND
1
0
0
106
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
35
31000
SH
DFND
1
0
0
31000
EVERBRIDGE INC
COM
29978A104
31
226
SH
DFND
1
0
0
226
EVERCORE INC
CLASS A
29977A105
1394
9904
SH
DFND
1
0
0
9904
EVEREST RE GROUP LTD
COM
G3223R108
86
337
SH
DFND
1
0
0
337
EVERGY INC
COM
30034W106
849
14059
SH
DFND
1
0
0
14059
EVERQUOTE INC
COM CL A
30041R108
1
31
SH
DFND
1
0
0
31
EVERSOURCE ENERGY
COM
30040W108
594
7404
SH
DFND
1
0
0
7404
EVERTEC INC
COM
30040P103
2
52
SH
DFND
1
0
0
52
EVOFEM BIOSCIENCES INC
COM
30048L104
2
2000
SH
DFND
1
0
0
2000
EVOLUTION PETE CORP
COM
30049A107
5
1009
SH
DFND
1
0
0
1009
EVOQUA WATER TECHNOLOGIES CO
COM
30057T105
58
1723
SH
DFND
1
0
0
1723
EXACT SCIENCES CORP
COM
30063P105
871
6998
SH
DFND
1
0
0
6998
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
17
13000
SH
DFND
1
0
0
13000
EXACT SCIENCES CORP
NOTE 1.000% 1/1
30063PAA3
11
6000
SH
DFND
1
0
0
6000
EXCHANGE TRADED CONCEPTS TR
EMQQ EM INTERN
301505889
50827
802311
SH
DFND
1
0
0
802311
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
6477
99330
SH
DFND
1
0
0
99330
EXELIXIS INC
COM
30161Q104
12
625
SH
DFND
1
0
0
625
EXELON CORP
COM
30161N101
2624
59233
SH
DFND
1
0
0
59233
EXICURE INC
COM
30205M101
3
2000
SH
DFND
1
0
0
2000
EXLSERVICE HOLDINGS INC
COM
302081104
6
54
SH
DFND
1
0
0
54
EXP WORLD HLDGS INC
COM
30212W100
6
140
SH
DFND
1
0
0
140
EXPEDIA GROUP INC
COM NEW
30212P303
1338
8173
SH
DFND
1
0
0
8173
EXPEDITORS INTL WASH INC
COM
302130109
556
4388
SH
DFND
1
0
0
4388
EXPONENT INC
COM
30214U102
17
189
SH
DFND
1
0
0
189
EXTRA SPACE STORAGE INC
COM
30225T102
88
535
SH
DFND
1
0
0
535
EXXON MOBIL CORP
COM
30231G102
20013
317249
SH
DFND
1
0
0
317249
F5 NETWORKS INC
COM
315616102
4499
24104
SH
DFND
1
0
0
24104
FABRINET
SHS
G3323L100
4
45
SH
DFND
1
0
0
45
FACEBOOK INC
CL A
30303M102
129549
372577
SH
DFND
1
0
0
372577
FACTSET RESH SYS INC
COM
303075105
463
1378
SH
DFND
1
0
0
1378
FAIR ISAAC CORP
COM
303250104
495
983
SH
DFND
1
0
0
983
FARFETCH LTD
ORD SH CL A
30744W107
169
3360
SH
DFND
1
0
0
3360
FASTENAL CO
COM
311900104
3720
71520
SH
DFND
1
0
0
71520
FASTLY INC
CL A
31188V100
115
1924
SH
DFND
1
0
0
1924
FEDERAL AGRIC MTG CORP
CL C
313148306
5
46
SH
DFND
1
0
0
46
FEDERAL RLTY INVT TR
SH BEN INT NEW
313747206
177
1509
SH
DFND
1
0
0
1509
FEDERAL SIGNAL CORP
COM
313855108
53
1323
SH
DFND
1
0
0
1323
FEDERATED HERMES INC
CL B
314211103
392
11578
SH
DFND
1
0
0
11578
FEDERATED HERMES PREM MUNI I
COM
31423P108
1140
72816
SH
DFND
1
0
0
72816
FEDEX CORP
COM
31428X106
7909
26511
SH
DFND
1
0
0
26511
FERGUSON PLC NEW
SHS
G3421J106
2
17
SH
DFND
1
0
0
17
FERRARI N V
COM
N3167Y103
255
1233
SH
DFND
1
0
0
1233
FERROGLOBE PLC
SHS
G33856108
70
11500
SH
DFND
1
0
0
11500
FIDELITY COMWLTH TR
NASDAQ COMPSIT
315912808
107
1900
SH
DFND
1
0
0
1900
FIDELITY COVINGTON TRUST
CONSMR STAPLES
316092303
74
1756
SH
DFND
1
0
0
1756
FIDELITY COVINGTON TRUST
DIVID ETF RISI
316092832
29
677
SH
DFND
1
0
0
677
FIDELITY COVINGTON TRUST
HIGH DIVID ETF
316092840
514
13644
SH
DFND
1
0
0
13644
FIDELITY COVINGTON TRUST
LOW VOLITY ETF
316092824
1359
28823
SH
DFND
1
0
0
28823
FIDELITY COVINGTON TRUST
MSCI COMMNTN SVC
316092873
424
7773
SH
DFND
1
0
0
7773
FIDELITY COVINGTON TRUST
MSCI CONSM DIS
316092204
145
1784
SH
DFND
1
0
0
1784
FIDELITY COVINGTON TRUST
MSCI ENERGY IDX
316092402
315
21331
SH
DFND
1
0
0
21331
FIDELITY COVINGTON TRUST
MSCI FINLS IDX
316092501
1553
29674
SH
DFND
1
0
0
29674
FIDELITY COVINGTON TRUST
MSCI HLTH CARE I
316092600
6705
105201
SH
DFND
1
0
0
105201
FIDELITY COVINGTON TRUST
MSCI INDL INDX
316092709
1415
26093
SH
DFND
1
0
0
26093
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
13125
111422
SH
DFND
1
0
0
111422
FIDELITY COVINGTON TRUST
MSCI RL EST ETF
316092857
2313
76014
SH
DFND
1
0
0
76014
FIDELITY COVINGTON TRUST
MSCI UTILS INDEX
316092865
285
6949
SH
DFND
1
0
0
6949
FIDELITY MERRIMACK STR TR
LTD TRM BD ETF
316188200
21
408
SH
DFND
1
0
0
408
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
9
176
SH
DFND
1
0
0
176
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
3294
75782
SH
DFND
1
0
0
75782
FIDELITY NATL INFORMATION SV
COM
31620M106
2592
18295
SH
DFND
1
0
0
18295
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q205
14
1145
SH
DFND
1
0
0
1145
FIFTH THIRD BANCORP
COM
316773100
1103
28865
SH
DFND
1
0
0
28865
FIGURE ACQUISITION CORP I
UNIT 99/99/9999
302438205
1
100
SH
DFND
1
0
0
100
FINSERV ACQUISITION CORP II
UNIT 02/17/2026
31809Y202
1
100
SH
DFND
1
0
0
100
FIREEYE INC
COM
31816Q101
101
5031
SH
DFND
1
0
0
5031
FIREEYE INC
NOTE 0.875% 6/0
31816QAF8
18
16000
SH
DFND
1
0
0
16000
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
10
10000
SH
DFND
1
0
0
10000
FIRST AMERN FINL CORP
COM
31847R102
1
9
SH
DFND
1
0
0
9
FIRST BANCORP INC ME
COM
31866P102
22
732
SH
DFND
1
0
0
732
FIRST BUSEY CORP
COM NEW
319383204
32
1316
SH
DFND
1
0
0
1316
FIRST FINL BANKSHARES INC
COM
32020R109
12
245
SH
DFND
1
0
0
245
FIRST FNDTN INC
COM
32026V104
84
3713
SH
DFND
1
0
0
3713
FIRST GTY BANCSHARES INC
COM
32043P106
16
819
SH
DFND
1
0
0
819
FIRST HORIZON CORPORATION
COM
320517105
221
12824
SH
DFND
1
0
0
12824
FIRST INDL RLTY TR INC
COM
32054K103
61
1165
SH
DFND
1
0
0
1165
FIRST MAJESTIC SILVER CORP
COM
32076V103
6
400
SH
DFND
1
0
0
400
FIRST MIDWEST BANCORP DEL
COM
320867104
7
340
SH
DFND
1
0
0
340
FIRST REP BK SAN FRANCISCO C
COM
33616C100
51
273
SH
DFND
1
0
0
273
FIRST SOLAR INC
COM
336433107
59
653
SH
DFND
1
0
0
653
FIRST TR ENERGY INCOME & GRO
COM
33738G104
6137
423262
SH
DFND
1
0
0
423262
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
17
300
SH
DFND
1
0
0
300
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
102917
4995958
SH
DFND
1
0
0
4995958
FIRST TR EXCH TRD ALPHDX FD
DEV MRK EX US
33737J174
255
4064
SH
DFND
1
0
0
4064
FIRST TR EXCH TRD ALPHDX FD
EMERG MKT ALPH
33737J182
11
411
SH
DFND
1
0
0
411
FIRST TR EXCH TRD ALPHDX FD
EURO ALPHADEX
33737J505
18
378
SH
DFND
1
0
0
378
FIRST TR EXCH TRD ALPHDX FD
EUROPE ALPHADEX
33737J117
768
18010
SH
DFND
1
0
0
18010
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
12997
122657
SH
DFND
1
0
0
122657
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
39
642
SH
DFND
1
0
0
642
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
3202
123457
SH
DFND
1
0
0
123457
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
1733
39685
SH
DFND
1
0
0
39685
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
184
1577
SH
DFND
1
0
0
1577
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
29
493
SH
DFND
1
0
0
493
FIRST TR EXCHANGE TRADED FD
INDXX NEXTG ETF
33737K205
32
419
SH
DFND
1
0
0
419
FIRST TR EXCHANGE TRADED FD
INTL EQUITY OPP
33734X853
1369
20023
SH
DFND
1
0
0
20023
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
12662
270785
SH
DFND
1
0
0
270785
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
636
5120
SH
DFND
1
0
0
5120
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
21227
166517
SH
DFND
1
0
0
166517
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
12
387
SH
DFND
1
0
0
387
FIRST TR EXCHANGE TRADED FD
WTR ETF
33733B100
506
6051
SH
DFND
1
0
0
6051
FIRST TR EXCHANGE-TRADED ALP
MID CP GR ALPH
33737M102
6
73
SH
DFND
1
0
0
73
FIRST TR EXCHANGE-TRADED ALP
SML CP GRW ALP
33737M300
49
680
SH
DFND
1
0
0
680
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
6006
79493
SH
DFND
1
0
0
79493
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
2328
9507
SH
DFND
1
0
0
9507
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
188
3976
SH
DFND
1
0
0
3976
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
1094
18251
SH
DFND
1
0
0
18251
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
190
3729
SH
DFND
1
0
0
3729
FIRST TR EXCHANGE-TRADED FD
GBL WND ENRG ETF
33736G106
26
1199
SH
DFND
1
0
0
1199
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
1494
21584
SH
DFND
1
0
0
21584
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
305
5325
SH
DFND
1
0
0
5325
FIRST TR EXCHANGE-TRADED FD
NASDAQ TRANSN
33738R795
33
959
SH
DFND
1
0
0
959
FIRST TR EXCHANGE-TRADED FD
NAT GAS ETF
33733E807
7
407
SH
DFND
1
0
0
407
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
3479
142239
SH
DFND
1
0
0
142239
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
2225
12894
SH
DFND
1
0
0
12894
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
23494
489042
SH
DFND
1
0
0
489042
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
10
214
SH
DFND
1
0
0
214
FIRST TR EXCHANGE-TRADED FD
SMID RISNG ETF
33741X102
56
1928
SH
DFND
1
0
0
1928
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
1691
31542
SH
DFND
1
0
0
31542
FIRST TR HIGH INCOME LONG /
COM
33738E109
155
9851
SH
DFND
1
0
0
9851
FIRST TR INTER DURATN PFD &
COM
33718W103
2186
87044
SH
DFND
1
0
0
87044
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
60
913
SH
DFND
1
0
0
913
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
126
1463
SH
DFND
1
0
0
1463
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
1519
15177
SH
DFND
1
0
0
15177
FIRST TR MLP & ENERGY INCOM
COM
33739B104
158
19967
SH
DFND
1
0
0
19967
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
859
25890
SH
DFND
1
0
0
25890
FIRST TR MULTI CAP GROWTH AL
COM SHS
33733F101
27
227
SH
DFND
1
0
0
227
FIRST TR MULTI CP VAL ALPHA
SHS ISSUED FRST
33733C108
71
1000
SH
DFND
1
0
0
1000
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
544
4843
SH
DFND
1
0
0
4843
FIRST TR NASDAQ 100 TECH IND
SHS
337345102
464
2925
SH
DFND
1
0
0
2925
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
215
2308
SH
DFND
1
0
0
2308
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
1068
112214
SH
DFND
1
0
0
112214
FIRST TR SR FLTG RATE INCOME
COM
33733U108
6
500
SH
DFND
1
0
0
500
FIRST TR STOXX EUROPEAN SELE
COMMON SHS
33735T109
22
1534
SH
DFND
1
0
0
1534
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
139848
3516445
SH
DFND
1
0
0
3516445
FIRST TRUST LRGCP GWT ALPHAD
COM SHS
33735K108
261
2377
SH
DFND
1
0
0
2377
FIRSTENERGY CORP
COM
337932107
336
9042
SH
DFND
1
0
0
9042
FISERV INC
COM
337738108
21170
198057
SH
DFND
1
0
0
198057
FISKER INC
CL A COM STK
33813J106
138
7161
SH
DFND
1
0
0
7161
FIVE BELOW INC
COM
33829M101
553
2863
SH
DFND
1
0
0
2863
FIVE9 INC
COM
338307101
1
6
SH
DFND
1
0
0
6
FIVE9 INC
NOTE 0.125% 5/0
338307AB7
4
1000
SH
DFND
1
0
0
1000
FIVERR INTL LTD
ORD SHS
M4R82T106
24
100
SH
DFND
1
0
0
100
FLAHERTY & CRUMRINE DYNAMIC
SHS
33848W106
128
4380
SH
DFND
1
0
0
4380
FLAHERTY & CRUMRINE PFD INCO
COM
33848E106
155
11622
SH
DFND
1
0
0
11622
FLAHERTY & CRUMRINE PFD INCO
COM
338480106
35
2120
SH
DFND
1
0
0
2120
FLAHERTY & CRUMRINE PFD SECS
COM
338478100
147
6455
SH
DFND
1
0
0
6455
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
4
150
SH
DFND
1
0
0
150
FLEETCOR TECHNOLOGIES INC
COM
339041105
80
313
SH
DFND
1
0
0
313
FLEX LTD
ORD
Y2573F102
143
7978
SH
DFND
1
0
0
7978
FLEXSHARES TR
GLB QLT R/E IDX
33939L787
607
9109
SH
DFND
1
0
0
9109
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
271
7088
SH
DFND
1
0
0
7088
FLEXSHARES TR
MORNSTAR USMKT
33939L100
341
2000
SH
DFND
1
0
0
2000
FLEXSHARES TR
QUALT DIVD IDX
33939L860
164
2928
SH
DFND
1
0
0
2928
FLEXSHARES TR
STOXX GLOBR INF
33939L795
157
2733
SH
DFND
1
0
0
2733
FLOWERS FOODS INC
COM
343498101
267
11050
SH
DFND
1
0
0
11050
FLOWSERVE CORP
COM
34354P105
1
25
SH
DFND
1
0
0
25
FLUOR CORP NEW
COM
343412102
132
7468
SH
DFND
1
0
0
7468
FMC CORP
COM NEW
302491303
1485
13720
SH
DFND
1
0
0
13720
FOOT LOCKER INC
COM
344849104
1
11
SH
DFND
1
0
0
11
FORD MTR CO DEL
COM
345370860
3232
217544
SH
DFND
1
0
0
217544
FORTINET INC
COM
34959E109
239
1005
SH
DFND
1
0
0
1005
FORTIS INC
COM
349553107
33
752
SH
DFND
1
0
0
752
FORTIVE CORP
COM
34959J108
465
6670
SH
DFND
1
0
0
6670
FORTIVE CORP
NOTE 0.875% 2/1
34959JAK4
36
36000
SH
DFND
1
0
0
36000
FORTRESS BIOTECH INC
COM
34960Q109
2
500
SH
DFND
1
0
0
500
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
388
3898
SH
DFND
1
0
0
3898
FORWARD AIR CORP
COM
349853101
63
698
SH
DFND
1
0
0
698
FOX CORP
CL A COM
35137L105
16
443
SH
DFND
1
0
0
443
FOX CORP
CL B COM
35137L204
17
487
SH
DFND
1
0
0
487
FRANCO NEV CORP
COM
351858105
116
804
SH
DFND
1
0
0
804
FRANKLIN ELEC INC
COM
353514102
6
71
SH
DFND
1
0
0
71
FRANKLIN RESOURCES INC
COM
354613101
38
1179
SH
DFND
1
0
0
1179
FRANKLIN TEMPLETON ETF TR
FTSE JAPAN ETF
35473P744
22
731
SH
DFND
1
0
0
731
FRANKS INTL N V
COM
N33462107
7
2150
SH
DFND
1
0
0
2150
FREEPORT-MCMORAN INC
CL B
35671D857
10056
270972
SH
DFND
1
0
0
270972
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
55
1321
SH
DFND
1
0
0
1321
FRESHPET INC
COM
358039105
117
717
SH
DFND
1
0
0
717
FRONTDOOR INC
COM
35905A109
1
24
SH
DFND
1
0
0
24
FRONTIER COMMUNICATIONS PARE
COM
35909D109
0
17
SH
DFND
1
0
0
17
FS KKR CAP CORP
COM
302635206
312
14487
SH
DFND
1
0
0
14487
FST TR NEW OPPORT MLP & ENE
COM
33739M100
3
500
SH
DFND
1
0
0
500
FTI CONSULTING INC
COM
302941109
111
812
SH
DFND
1
0
0
812
FTI CONSULTING INC
NOTE 2.000% 8/1
302941AP4
3
2000
SH
DFND
1
0
0
2000
FUBOTV INC
COM
35953D104
13
417
SH
DFND
1
0
0
417
FUELCELL ENERGY INC
COM
35952H601
37
4202
SH
DFND
1
0
0
4202
FULGENT GENETICS INC
COM
359664109
15
155
SH
DFND
1
0
0
155
FULLER H B CO
COM
359694106
286
4500
SH
DFND
1
0
0
4500
FUNKO INC
COM CL A
361008105
9
400
SH
DFND
1
0
0
400
FUSION ACQUISITION CORP
CL A
36118H105
5
500
SH
DFND
1
0
0
500
G III APPAREL GROUP LTD
COM
36237H101
5
167
SH
DFND
1
0
0
167
GABELLI CONV & INC SECS FD I
COM
36240B109
588
89277
SH
DFND
1
0
0
89277
GABELLI DIVID & INCOME TR
COM
36242H104
17
636
SH
DFND
1
0
0
636
GABELLI EQUITY TR INC
COM
362397101
10
1450
SH
DFND
1
0
0
1450
GABELLI EQUITY TR INC
RIGHT 07/14/2021
362397218
0
1730
SH
DFND
1
0
0
1730
GABELLI GLOBAL SMALL & MID C
COM
36249W104
1
50
SH
DFND
1
0
0
50
GABELLI MULTIMEDIA TR INC
COM
36239Q109
1
101
SH
DFND
1
0
0
101
GABELLI UTIL TR
COM
36240A101
9
1102
SH
DFND
1
0
0
1102
GAIA INC NEW
CL A
36269P104
2
202
SH
DFND
1
0
0
202
GALIANO GOLD INC
COM
36352H100
6
5250
SH
DFND
1
0
0
5250
GALLAGHER ARTHUR J & CO
COM
363576109
926
6610
SH
DFND
1
0
0
6610
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
4
973
SH
DFND
1
0
0
973
GAMESTOP CORP NEW
CL A
36467W109
0
1
SH
DFND
1
0
0
1
GAMING & LEISURE PPTYS INC
COM
36467J108
46
996
SH
DFND
1
0
0
996
GAP INC
COM
364760108
59
1735
SH
DFND
1
0
0
1735
GARMIN LTD
SHS
H2906T109
526
3632
SH
DFND
1
0
0
3632
GARRETT MOTION INC
COM
366505105
6
690
SH
DFND
1
0
0
690
GARTNER INC
COM
366651107
2524
10422
SH
DFND
1
0
0
10422
GATX CORP
COM
361448103
3
34
SH
DFND
1
0
0
34
GDS HLDGS LTD
NOTE 2.000% 6/0
36165LAB4
3
2000
SH
DFND
1
0
0
2000
GENERAC HLDGS INC
COM
368736104
2
5
SH
DFND
1
0
0
5
GENERAL DYNAMICS CORP
COM
369550108
7566
40188
SH
DFND
1
0
0
40188
GENERAL ELECTRIC CO
COM
369604103
6134
455808
SH
DFND
1
0
0
455808
GENERAL MLS INC
COM
370334104
3501
57460
SH
DFND
1
0
0
57460
GENERAL MTRS CO
COM
37045V100
13734
232115
SH
DFND
1
0
0
232115
GENESCO INC
COM
371532102
3
44
SH
DFND
1
0
0
44
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
27
2321
SH
DFND
1
0
0
2321
GENPACT LIMITED
SHS
G3922B107
458
10088
SH
DFND
1
0
0
10088
GENTEX CORP
COM
371901109
236
7149
SH
DFND
1
0
0
7149
GENUINE PARTS CO
COM
372460105
1064
8403
SH
DFND
1
0
0
8403
GERMAN AMERN BANCORP INC
COM
373865104
192
5159
SH
DFND
1
0
0
5159
GERON CORP
COM
374163103
3
2000
SH
DFND
1
0
0
2000
GETTY RLTY CORP NEW
COM
374297109
3
101
SH
DFND
1
0
0
101
GEVO INC
COM PAR
374396406
5
739
SH
DFND
1
0
0
739
GILEAD SCIENCES INC
COM
375558103
4036
58618
SH
DFND
1
0
0
58618
GLACIER BANCORP INC NEW
COM
37637Q105
53
957
SH
DFND
1
0
0
957
GLADSTONE COMMERCIAL CORP
COM
376536108
11
500
SH
DFND
1
0
0
500
GLATFELTER CORPORATION
COM
377320106
1
100
SH
DFND
1
0
0
100
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
10493
263480
SH
DFND
1
0
0
263480
GLOBAL PMTS INC
COM
37940X102
16695
89021
SH
DFND
1
0
0
89021
GLOBAL X FDS
ARTIFICIAL ETF
37954Y632
20
660
SH
DFND
1
0
0
660
GLOBAL X FDS
AUTONMOUS EV ETF
37954Y624
2377
83968
SH
DFND
1
0
0
83968
GLOBAL X FDS
CLOUD COMPUTNG
37954Y442
2692
94278
SH
DFND
1
0
0
94278
GLOBAL X FDS
CONSCIOUS COS
37954Y731
10
326
SH
DFND
1
0
0
326
GLOBAL X FDS
CYBRSCURTY ETF
37954Y384
17
607
SH
DFND
1
0
0
607
GLOBAL X FDS
FINTECH ETF
37954Y814
276
5800
SH
DFND
1
0
0
5800
GLOBAL X FDS
GLOBAL X COPPER
37954Y830
187
5025
SH
DFND
1
0
0
5025
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
6077
83861
SH
DFND
1
0
0
83861
GLOBAL X FDS
MSCI CHINA CNSMR
37950E408
44
1250
SH
DFND
1
0
0
1250
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
583
25987
SH
DFND
1
0
0
25987
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
2268
64884
SH
DFND
1
0
0
64884
GLOBAL X FDS
REIT ETF
37950E127
113
11407
SH
DFND
1
0
0
11407
GLOBAL X FDS
S&P 500 CATHOLIC
37954Y889
246
4610
SH
DFND
1
0
0
4610
GLOBAL X FDS
SOCIAL MED ETF
37950E416
132
1822
SH
DFND
1
0
0
1822
GLOBAL X FDS
US INFR DEV ETF
37954Y673
18683
725554
SH
DFND
1
0
0
725554
GLOBAL X FDS
US PFD ETF
37954Y657
1954
74680
SH
DFND
1
0
0
74680
GLOBAL X FDS
VDEO GAM ESPRT
37954Y392
8
238
SH
DFND
1
0
0
238
GLOBALSTAR INC
COM
378973408
201
112983
SH
DFND
1
0
0
112983
GLOBE LIFE INC
COM
37959E102
52
545
SH
DFND
1
0
0
545
GLOBUS MED INC
CL A
379577208
8
100
SH
DFND
1
0
0
100
GMS INC
COM
36251C103
48
1000
SH
DFND
1
0
0
1000
GODADDY INC
CL A
380237107
4
45
SH
DFND
1
0
0
45
GOLAR LNG LTD
SHS
G9456A100
3
200
SH
DFND
1
0
0
200
GOLDEN NUGGET ONLINE GAMIN
COM CL A
38113L107
26
2000
SH
DFND
1
0
0
2000
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
748
7476
SH
DFND
1
0
0
7476
GOLDMAN SACHS ETF TR
ACCESS INVT GR
381430479
4
72
SH
DFND
1
0
0
72
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
7
173
SH
DFND
1
0
0
173
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
12612
361053
SH
DFND
1
0
0
361053
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
946531
11002327
SH
DFND
1
0
0
11002327
GOLDMAN SACHS ETF TR
EQUAL WEIGHT US
381430438
21509
320068
SH
DFND
1
0
0
320068
GOLDMAN SACHS ETF TR
JUST US LRG CP
381430396
19
300
SH
DFND
1
0
0
300
GOLDMAN SACHS GROUP INC
COM
38141G104
10208
26894
SH
DFND
1
0
0
26894
GOLDMAN SACHS MLP ENERGY REN
COM
38148G206
0
9
SH
DFND
1
0
0
9
GOODYEAR TIRE & RUBR CO
COM
382550101
3
192
SH
DFND
1
0
0
192
GOPRO INC
CL A
38268T103
31
2650
SH
DFND
1
0
0
2650
GP STRATEGIES CORP
COM
36225V104
0
10
SH
DFND
1
0
0
10
GRACO INC
COM
384109104
101
1324
SH
DFND
1
0
0
1324
GRAFTECH INTL LTD
COM
384313508
2
150
SH
DFND
1
0
0
150
GRAHAM HLDGS CO
COM CL B
384637104
1
1
SH
DFND
1
0
0
1
GRAINGER W W INC
COM
384802104
1399
3193
SH
DFND
1
0
0
3193
GRANITESHARES GOLD TR
SHS BEN INT
38748G101
76
4304
SH
DFND
1
0
0
4304
GRAY TELEVISION INC
COM
389375106
26
1090
SH
DFND
1
0
0
1090
GREAT AJAX CORP
COM
38983D300
1
104
SH
DFND
1
0
0
104
GREEN DOT CORP
CL A
39304D102
47
1000
SH
DFND
1
0
0
1000
GREENBRIER COS INC
NOTE 2.875% 2/0
393657AK7
11
10000
SH
DFND
1
0
0
10000
GREENLANE HLDGS INC
CL A
395330103
13
3000
SH
DFND
1
0
0
3000
GRIFFON CORP
COM
398433102
313
12205
SH
DFND
1
0
0
12205
GRIFOLS S A
SP ADR REP B NVT
398438408
30
1749
SH
DFND
1
0
0
1749
GROUP 1 AUTOMOTIVE INC
COM
398905109
498
3226
SH
DFND
1
0
0
3226
GROUP NINE ACQUISITION CORP
UNIT 01/15/2026
39947R203
2
200
SH
DFND
1
0
0
200
GROUPON INC
COM NEW
399473206
7
146
SH
DFND
1
0
0
146
GROWGENERATION CORP
COM
39986L109
2
33
SH
DFND
1
0
0
33
GRUPO TELEVISA S A B
SPON ADR REP ORD
40049J206
278
19480
SH
DFND
1
0
0
19480
GSE SYS INC
COM
36227K106
0
2
SH
DFND
1
0
0
2
GUARDANT HEALTH INC
COM
40131M109
21
166
SH
DFND
1
0
0
166
GUGGENHEIM CR ALLOCATION FD
COM
40168G108
11
500
SH
DFND
1
0
0
500
GUGGENHEIM STRATEGIC OPPORTU
COM SBI
40167F101
148
6841
SH
DFND
1
0
0
6841
GUIDEWIRE SOFTWARE INC
COM
40171V100
471
4170
SH
DFND
1
0
0
4170
HAIN CELESTIAL GROUP INC
COM
405217100
23
585
SH
DFND
1
0
0
585
HALLIBURTON CO
COM
406216101
327
14103
SH
DFND
1
0
0
14103
HAMILTON BEACH BRANDS HLDG C
COM CL A
40701T104
12
549
SH
DFND
1
0
0
549
HAMILTON LANE INC
CL A
407497106
10
114
SH
DFND
1
0
0
114
HANCOCK JOHN FINL OPPTYS FD
SH BEN INT NEW
409735206
3
80
SH
DFND
1
0
0
80
HANCOCK JOHN INVS TR
COM
410142103
4
216
SH
DFND
1
0
0
216
HANCOCK JOHN PFD INCOME FD I
COM
41021P103
51
2632
SH
DFND
1
0
0
2632
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
23
1075
SH
DFND
1
0
0
1075
HANCOCK JOHN PREM DIVID FD
COM SH BEN INT
41013T105
67
3971
SH
DFND
1
0
0
3971
HANESBRANDS INC
COM
410345102
748
40048
SH
DFND
1
0
0
40048
HANNON ARMSTRONG SUST INFR C
COM
41068X100
11
200
SH
DFND
1
0
0
200
HANOVER INS GROUP INC
COM
410867105
138
1014
SH
DFND
1
0
0
1014
HARLEY DAVIDSON INC
COM
412822108
298
6502
SH
DFND
1
0
0
6502
HARTFORD FDS EXCHANGE TRADED
MUN OPORTUNITE
41653L503
5498
130550
SH
DFND
1
0
0
130550
HARTFORD FDS EXCHANGE TRADED
SHRT DURTN ETF
41653L602
118
2874
SH
DFND
1
0
0
2874
HARTFORD FDS EXCHANGE TRADED
TOTAL RTRN ETF
41653L305
332
8092
SH
DFND
1
0
0
8092
HARTFORD FINL SVCS GROUP INC
COM
416515104
610
9847
SH
DFND
1
0
0
9847
HASBRO INC
COM
418056107
674
7133
SH
DFND
1
0
0
7133
HAWAIIAN ELEC INDUSTRIES
COM
419870100
130
3085
SH
DFND
1
0
0
3085
HAWAIIAN HOLDINGS INC
COM
419879101
3
120
SH
DFND
1
0
0
120
HCA HEALTHCARE INC
COM
40412C101
2779
13444
SH
DFND
1
0
0
13444
HDFC BANK LTD
SPONSORED ADS
40415F101
3
43
SH
DFND
1
0
0
43
HEALTHCARE RLTY TR
COM
421946104
16
537
SH
DFND
1
0
0
537
HEALTHCARE SVCS GROUP INC
COM
421906108
8
245
SH
DFND
1
0
0
245
HEALTHCARE TR AMER INC
CL A NEW
42225P501
9
334
SH
DFND
1
0
0
334
HEALTHPEAK PROPERTIES INC
COM
42250P103
543
16323
SH
DFND
1
0
0
16323
HEARTLAND FINL USA INC
COM
42234Q102
218
4644
SH
DFND
1
0
0
4644
HEICO CORP NEW
COM
422806109
59
422
SH
DFND
1
0
0
422
HELMERICH & PAYNE INC
COM
423452101
77
2347
SH
DFND
1
0
0
2347
HENRY JACK & ASSOC INC
COM
426281101
1351
8267
SH
DFND
1
0
0
8267
HENRY SCHEIN INC
COM
806407102
132
1772
SH
DFND
1
0
0
1772
HERBALIFE LTD
NOTE 2.625% 3/1
42703MAD5
13
12000
SH
DFND
1
0
0
12000
HERC HLDGS INC
COM
42704L104
168
1500
SH
DFND
1
0
0
1500
HERCULES CAPITAL INC
COM
427096508
26
1500
SH
DFND
1
0
0
1500
HERON THERAPEUTICS INC
COM
427746102
16
1000
SH
DFND
1
0
0
1000
HERSHEY CO
COM
427866108
2458
14113
SH
DFND
1
0
0
14113
HESKA CORP
COM RESTRC NEW
42805E306
23
100
SH
DFND
1
0
0
100
HESS CORP
COM
42809H107
230
2633
SH
DFND
1
0
0
2633
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
394
27135
SH
DFND
1
0
0
27135
HEXCEL CORP NEW
COM
428291108
114
1830
SH
DFND
1
0
0
1830
HEXO CORP
COM NEW
428304307
0
35
SH
DFND
1
0
0
35
HIBBETT INC
COM
428567101
269
3000
SH
DFND
1
0
0
3000
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
5
600
SH
DFND
1
0
0
600
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
11
1000
SH
DFND
1
0
0
1000
HILLENBRAND INC
COM
431571108
21
473
SH
DFND
1
0
0
473
HILL-ROM HLDGS INC
COM
431475102
80
704
SH
DFND
1
0
0
704
HILTON WORLDWIDE HLDGS INC
COM
43300A203
11776
97630
SH
DFND
1
0
0
97630
HOLICITY INC
COM CL A
435063102
10
785
SH
DFND
1
0
0
785
HOLLYFRONTIER CORP
COM
436106108
108
3286
SH
DFND
1
0
0
3286
HOLOGIC INC
COM
436440101
427
6398
SH
DFND
1
0
0
6398
HOME BANCSHARES INC
COM
436893200
6
231
SH
DFND
1
0
0
231
HOME DEPOT INC
COM
437076102
73838
231548
SH
DFND
1
0
0
231548
HONDA MOTOR LTD
AMERN SHS
438128308
147
4595
SH
DFND
1
0
0
4595
HONEYWELL INTL INC
COM
438516106
43592
198735
SH
DFND
1
0
0
198735
HORIZON GLOBAL CORP
COM
44052W104
65
7618
SH
DFND
1
0
0
7618
HORIZON THERAPEUTICS PUB L
SHS
G46188101
9
93
SH
DFND
1
0
0
93
HORMEL FOODS CORP
COM
440452100
577
12087
SH
DFND
1
0
0
12087
HOST HOTELS & RESORTS INC
COM
44107P104
482
28246
SH
DFND
1
0
0
28246
HOSTESS BRANDS INC
CL A
44109J106
22
1345
SH
DFND
1
0
0
1345
HOULIHAN LOKEY INC
CL A
441593100
9
107
SH
DFND
1
0
0
107
HOWARD BANCORP INC
COM
442496105
108
6668
SH
DFND
1
0
0
6668
HOWMET AEROSPACE INC
COM
443201108
277
8051
SH
DFND
1
0
0
8051
HP INC
COM
40434L105
923
30565
SH
DFND
1
0
0
30565
HSBC HLDGS PLC
SPON ADR NEW
404280406
771
26730
SH
DFND
1
0
0
26730
HUANENG PWR INTL INC
SPON ADR H SHS
443304100
8
482
SH
DFND
1
0
0
482
HUAZHU GROUP LTD
NOTE 0.375%11/0
16949NAC3
1
1000
SH
DFND
1
0
0
1000
HUB GROUP INC
CL A
443320106
14
207
SH
DFND
1
0
0
207
HUBBELL INC
COM
443510607
528
2822
SH
DFND
1
0
0
2822
HUBSPOT INC
COM
443573100
1445
2479
SH
DFND
1
0
0
2479
HUMANA INC
COM
444859102
1320
2980
SH
DFND
1
0
0
2980
HUNT J B TRANS SVCS INC
COM
445658107
38
235
SH
DFND
1
0
0
235
HUNTINGTON BANCSHARES INC
COM
446150104
618
43325
SH
DFND
1
0
0
43325
HUNTINGTON INGALLS INDS INC
COM
446413106
151
716
SH
DFND
1
0
0
716
HUNTSMAN CORP
COM
447011107
3297
124289
SH
DFND
1
0
0
124289
HYATT HOTELS CORP
COM CL A
448579102
498
6418
SH
DFND
1
0
0
6418
IAA INC
COM
449253103
13
233
SH
DFND
1
0
0
233
IAC INTERACTIVECORP NEW
COM NEW
44891N208
50
323
SH
DFND
1
0
0
323
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
1
16
SH
DFND
1
0
0
16
ICF INTL INC
COM
44925C103
6
72
SH
DFND
1
0
0
72
ICICI BANK LIMITED
ADR
45104G104
87
5113
SH
DFND
1
0
0
5113
ICON PLC
SHS
G4705A100
234
1135
SH
DFND
1
0
0
1135
ICU MED INC
COM
44930G107
32
154
SH
DFND
1
0
0
154
IDACORP INC
COM
451107106
123
1255
SH
DFND
1
0
0
1255
IDERA PHARMACEUTICALS INC
COM PAR
45168K405
3
2500
SH
DFND
1
0
0
2500
IDEX CORP
COM
45167R104
6
25
SH
DFND
1
0
0
25
IDEXX LABS INC
COM
45168D104
505
798
SH
DFND
1
0
0
798
IHS MARKIT LTD
SHS
G47567105
347
3074
SH
DFND
1
0
0
3074
II-VI INC
COM
902104108
146
2018
SH
DFND
1
0
0
2018
ILLINOIS TOOL WKS INC
COM
452308109
6184
27655
SH
DFND
1
0
0
27655
ILLUMINA INC
COM
452327109
6062
12811
SH
DFND
1
0
0
12811
ILLUMINA INC
NOTE 8/1
452327AK5
26
21000
SH
DFND
1
0
0
21000
IMAX CORP
COM
45245E109
2
110
SH
DFND
1
0
0
110
IMMUCELL CORP
COM PAR
452525306
1
152
SH
DFND
1
0
0
152
IMMUNITYBIO INC
COM
45256X103
29
2045
SH
DFND
1
0
0
2045
IMMUNOGEN INC
COM
45253H101
12
1823
SH
DFND
1
0
0
1823
INCYTE CORP
COM
45337C102
43
509
SH
DFND
1
0
0
509
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
3
55
SH
DFND
1
0
0
55
INDEPENDENT BANK GROUP INC
COM
45384B106
610
8244
SH
DFND
1
0
0
8244
INDEPENDENT BK CORP MASS
COM
453836108
201
2662
SH
DFND
1
0
0
2662
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
28
864
SH
DFND
1
0
0
864
INDIA FD INC
COM
454089103
122
5552
SH
DFND
1
0
0
5552
INFOSYS LTD
SPONSORED ADR
456788108
462
21794
SH
DFND
1
0
0
21794
ING GROEP N.V.
SPONSORED ADR
456837103
168
12721
SH
DFND
1
0
0
12721
INGERSOLL RAND INC
COM
45687V106
526
10760
SH
DFND
1
0
0
10760
INGEVITY CORP
COM
45688C107
3
43
SH
DFND
1
0
0
43
INGREDION INC
COM
457187102
280
3097
SH
DFND
1
0
0
3097
INNOVATIVE INDL PPTYS INC
COM
45781V101
316
1654
SH
DFND
1
0
0
1654
INNOVATOR ETFS TR
IBD 50 ETF
45782C102
184
3970
SH
DFND
1
0
0
3970
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
86
9300
SH
DFND
1
0
0
9300
INPHI CORP
NOTE 0.750% 4/1
45772FAF4
5
3000
SH
DFND
1
0
0
3000
INSIGHT ENTERPRISES INC
NOTE 0.750% 2/1
45765UAB9
21
14000
SH
DFND
1
0
0
14000
INSIGHT SELECT INCOME FD
COM
45781W109
7
305
SH
DFND
1
0
0
305
INSMED INC
COM PAR $.01
457669307
28
1000
SH
DFND
1
0
0
1000
INSPERITY INC
COM
45778Q107
220
2435
SH
DFND
1
0
0
2435
INSPIREMD INC
COM
45779A846
0
1
SH
DFND
1
0
0
1
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
8
116
SH
DFND
1
0
0
116
INTEGRA LIFESCIENCES HLDGS C
NOTE 0.500% 8/1
457985AM1
13
12000
SH
DFND
1
0
0
12000
INTEL CORP
COM
458140100
18131
322955
SH
DFND
1
0
0
322955
INTERACTIVE BROKERS GROUP IN
COM CL A
45841N107
1
13
SH
DFND
1
0
0
13
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
0
20
SH
DFND
1
0
0
20
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
23968
201918
SH
DFND
1
0
0
201918
INTERCONTINENTAL HOTELS GROU
SPONSORED ADS
45857P806
16
231
SH
DFND
1
0
0
231
INTERDIGITAL INC
COM
45867G101
100
1367
SH
DFND
1
0
0
1367
INTERDIGITAL INC
NOTE 2.000% 6/0
45867GAB7
13
12000
SH
DFND
1
0
0
12000
INTERFACE INC
COM
458665304
2
103
SH
DFND
1
0
0
103
INTERNATIONAL BUSINESS MACHS
COM
459200101
11307
77139
SH
DFND
1
0
0
77139
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
448
2997
SH
DFND
1
0
0
2997
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
4
181
SH
DFND
1
0
0
181
INTERNATIONAL PAPER CO
COM
460146103
912
14865
SH
DFND
1
0
0
14865
INTERPUBLIC GROUP COS INC
COM
460690100
449
13832
SH
DFND
1
0
0
13832
INTREPID POTASH INC
COM
46121Y201
6
200
SH
DFND
1
0
0
200
INTRICON CORP
COM
46121H109
17
750
SH
DFND
1
0
0
750
INTUIT
COM
461202103
10737
21904
SH
DFND
1
0
0
21904
INTUITIVE SURGICAL INC
COM NEW
46120E602
26721
29055
SH
DFND
1
0
0
29055
INVESCO ACTIVELY MANAGED ETF
ACTIVE US REAL
46090A101
19
184
SH
DFND
1
0
0
184
INVESCO ACTIVELY MANAGED ETF
S&P500 DOWNSID
46090A705
41
1141
SH
DFND
1
0
0
1141
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
112
2213
SH
DFND
1
0
0
2213
INVESCO ACTIVLY MANGD ETC FD
OPTIMUM YIELD
46090F100
27486
1368188
SH
DFND
1
0
0
1368188
INVESCO ADVANTAGE MUN INCOME
SH BEN INT
46132E103
493
40341
SH
DFND
1
0
0
40341
INVESCO BD FD
COM
46132L107
13
604
SH
DFND
1
0
0
604
INVESCO CALIF VALUE MUN INCO
COM
46132H106
18
1315
SH
DFND
1
0
0
1315
INVESCO CURRENCYSHARES EURO
EURO SHS
46138K103
30
268
SH
DFND
1
0
0
268
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
5517
286572
SH
DFND
1
0
0
286572
INVESCO DYNAMIC CR OPPORTUNI
COM
46132R104
29
2467
SH
DFND
1
0
0
2467
INVESCO EXCH TRADED FD TR II
CHINA TECHNLGY
46138E800
59
700
SH
DFND
1
0
0
700
INVESCO EXCH TRADED FD TR II
DWA EMERG MKTS
46138E867
1
53
SH
DFND
1
0
0
53
INVESCO EXCH TRADED FD TR II
DWA SMLCP MENT
46138E842
56
620
SH
DFND
1
0
0
620
INVESCO EXCH TRADED FD TR II
EMRNG MKT SVRG
46138E784
259
9355
SH
DFND
1
0
0
9355
INVESCO EXCH TRADED FD TR II
FNDMNTL HY CRP
46138E719
9
481
SH
DFND
1
0
0
481
INVESCO EXCH TRADED FD TR II
FTSE RAFI DEV
46138E743
176
3660
SH
DFND
1
0
0
3660
INVESCO EXCH TRADED FD TR II
FTSE RAFI EMNG
46138E727
87
3740
SH
DFND
1
0
0
3740
INVESCO EXCH TRADED FD TR II
GLOBAL WATER
46138E651
35
889
SH
DFND
1
0
0
889
INVESCO EXCH TRADED FD TR II
KBW BK ETF
46138E628
5
80
SH
DFND
1
0
0
80
INVESCO EXCH TRADED FD TR II
KBW REGL BKG
46138E578
26
441
SH
DFND
1
0
0
441
INVESCO EXCH TRADED FD TR II
MSCI GBL TIMBR
46138E545
8
225
SH
DFND
1
0
0
225
INVESCO EXCH TRADED FD TR II
NASDAQ 100 ETF
46138G649
5
32
SH
DFND
1
0
0
32
INVESCO EXCH TRADED FD TR II
NASDAQNXTGEN100
46138G631
410
11944
SH
DFND
1
0
0
11944
INVESCO EXCH TRADED FD TR II
NATL AMT MUNI
46138E537
2369
86906
SH
DFND
1
0
0
86906
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
3136
204643
SH
DFND
1
0
0
204643
INVESCO EXCH TRADED FD TR II
RUSEL 1000 EQL
46138E420
168
3670
SH
DFND
1
0
0
3670
INVESCO EXCH TRADED FD TR II
S&P 500 EX RAT
46138E388
34
731
SH
DFND
1
0
0
731
INVESCO EXCH TRADED FD TR II
S&P 500 HB ETF
46138E370
4873
64489
SH
DFND
1
0
0
64489
INVESCO EXCH TRADED FD TR II
S&P 500 REVENUE
46138G698
6865
93124
SH
DFND
1
0
0
93124
INVESCO EXCH TRADED FD TR II
S&P GBL WATER
46138E263
1515
28245
SH
DFND
1
0
0
28245
INVESCO EXCH TRADED FD TR II
S&P INTL LOW
46138E230
1084
35091
SH
DFND
1
0
0
35091
INVESCO EXCH TRADED FD TR II
S&P MDCP 400 REV
46138G672
3440
38855
SH
DFND
1
0
0
38855
INVESCO EXCH TRADED FD TR II
S&P MIDCP LOW
46138E198
9133
170771
SH
DFND
1
0
0
170771
INVESCO EXCH TRADED FD TR II
S&P SMALLCAP 600
46138G664
4623
38378
SH
DFND
1
0
0
38378
INVESCO EXCH TRADED FD TR II
S&P SMLCP DISC
46138E180
33
282
SH
DFND
1
0
0
282
INVESCO EXCH TRADED FD TR II
S&P SMLCP ENGY
46138E164
39
4860
SH
DFND
1
0
0
4860
INVESCO EXCH TRADED FD TR II
S&P SMLCP HELT
46138E149
169
872
SH
DFND
1
0
0
872
INVESCO EXCH TRADED FD TR II
S&P SMLCP INFO
46138E115
758
5283
SH
DFND
1
0
0
5283
INVESCO EXCH TRADED FD TR II
S&P SMLCP LOW
46138G102
1643
35044
SH
DFND
1
0
0
35044
INVESCO EXCH TRADED FD TR II
S&P SMLCP MATL
46138G201
28
435
SH
DFND
1
0
0
435
INVESCO EXCH TRADED FD TR II
S&P ULTRA DIVIDE
46138G656
11613
281650
SH
DFND
1
0
0
281650
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
667
15132
SH
DFND
1
0
0
15132
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
23663
388491
SH
DFND
1
0
0
388491
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
447
4997
SH
DFND
1
0
0
4997
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
221
9974
SH
DFND
1
0
0
9974
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
328
9881
SH
DFND
1
0
0
9881
INVESCO EXCH TRADED FD TR II
VAR RATE PFD
46138G870
41
1537
SH
DFND
1
0
0
1537
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
315
14922
SH
DFND
1
0
0
14922
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
11
465
SH
DFND
1
0
0
465
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
135
6274
SH
DFND
1
0
0
6274
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
7
308
SH
DFND
1
0
0
308
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
217
9778
SH
DFND
1
0
0
9778
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 HY
46138J833
158
6266
SH
DFND
1
0
0
6266
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
46138J825
110
4939
SH
DFND
1
0
0
4939
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 HY
46138J817
159
6415
SH
DFND
1
0
0
6415
INVESCO EXCH TRD SLF IDX FD
BULSHS 2026 CB
46138J791
110
5107
SH
DFND
1
0
0
5107
INVESCO EXCH TRD SLF IDX FD
BULSHS 2029 MUNI
46138J478
275
10480
SH
DFND
1
0
0
10480
INVESCO EXCH TRD SLF IDX FD
DEFENSIVE EQTY
46138J775
77
1163
SH
DFND
1
0
0
1163
INVESCO EXCH TRD SLF IDX FD
INVSC 30 MUNI BD
46138J445
528
20581
SH
DFND
1
0
0
20581
INVESCO EXCH TRD SLF IDX FD
INVSCO BLSH 26
46138J635
159
6139
SH
DFND
1
0
0
6139
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
82
1092
SH
DFND
1
0
0
1092
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
283
3145
SH
DFND
1
0
0
3145
INVESCO EXCHANGE TRADED FD T
DIVID ACHIEVEV
46137V506
254
6996
SH
DFND
1
0
0
6996
INVESCO EXCHANGE TRADED FD T
DWA ENERGY MNT
46137V878
35
1148
SH
DFND
1
0
0
1148
INVESCO EXCHANGE TRADED FD T
DWA HEALTHCARE
46137V852
1989
11963
SH
DFND
1
0
0
11963
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
235
2624
SH
DFND
1
0
0
2624
INVESCO EXCHANGE TRADED FD T
DWA TECHNOLOGY
46137V811
238
1592
SH
DFND
1
0
0
1592
INVESCO EXCHANGE TRADED FD T
DWA UTILS MUMT
46137V795
1
33
SH
DFND
1
0
0
33
INVESCO EXCHANGE TRADED FD T
DYNMC BIOTECH
46137V787
48
619
SH
DFND
1
0
0
619
INVESCO EXCHANGE TRADED FD T
DYNMC BLDG CON
46137V779
26
532
SH
DFND
1
0
0
532
INVESCO EXCHANGE TRADED FD T
DYNMC ENRG EXP
46137V761
33
1780
SH
DFND
1
0
0
1780
INVESCO EXCHANGE TRADED FD T
DYNMC LEISURE
46137V720
8628
165075
SH
DFND
1
0
0
165075
INVESCO EXCHANGE TRADED FD T
DYNMC LRG GWTH
46137V746
351
4718
SH
DFND
1
0
0
4718
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
5824
131255
SH
DFND
1
0
0
131255
INVESCO EXCHANGE TRADED FD T
DYNMC PHRMCTLS
46137V662
924
11488
SH
DFND
1
0
0
11488
INVESCO EXCHANGE TRADED FD T
DYNMC SEMICNDT
46137V647
379
2950
SH
DFND
1
0
0
2950
INVESCO EXCHANGE TRADED FD T
DYNMC SOFTWARE
46137V639
549
3334
SH
DFND
1
0
0
3334
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
60
3124
SH
DFND
1
0
0
3124
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
55089
343596
SH
DFND
1
0
0
343596
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
161
863
SH
DFND
1
0
0
863
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
2231
108007
SH
DFND
1
0
0
108007
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
24
1350
SH
DFND
1
0
0
1350
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
46137V530
450
1752
SH
DFND
1
0
0
1752
INVESCO EXCHANGE TRADED FD T
RYMND JMS SB 1
46137V522
89
1450
SH
DFND
1
0
0
1450
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
495
1521
SH
DFND
1
0
0
1521
INVESCO EXCHANGE TRADED FD T
S&P MDCP MOMNTUM
46137V464
2862
33424
SH
DFND
1
0
0
33424
INVESCO EXCHANGE TRADED FD T
S&P MDCP QUALITY
46137V472
36
462
SH
DFND
1
0
0
462
INVESCO EXCHANGE TRADED FD T
S&P MDCP400 PR
46137V217
21
93
SH
DFND
1
0
0
93
INVESCO EXCHANGE TRADED FD T
S&P SMCP VLU MNT
46137V480
8
150
SH
DFND
1
0
0
150
INVESCO EXCHANGE TRADED FD T
S&P SMLCP MOMENT
46137V498
49
897
SH
DFND
1
0
0
897
INVESCO EXCHANGE TRADED FD T
S&P500 EQL DIS
46137V381
40
271
SH
DFND
1
0
0
271
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
62
212
SH
DFND
1
0
0
212
INVESCO EXCHANGE TRADED FD T
S&P500 EQL IND
46137V324
124
663
SH
DFND
1
0
0
663
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
400
2483
SH
DFND
1
0
0
2483
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
443
1525
SH
DFND
1
0
0
1525
INVESCO EXCHANGE TRADED FD T
S&P500 EQL UTL
46137V274
31
297
SH
DFND
1
0
0
297
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
232372
1541647
SH
DFND
1
0
0
1541647
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
599
3256
SH
DFND
1
0
0
3256
INVESCO EXCHANGE TRADED FD T
S&P500 PUR VAL
46137V258
10434
135206
SH
DFND
1
0
0
135206
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
3548
73009
SH
DFND
1
0
0
73009
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
557
10414
SH
DFND
1
0
0
10414
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
4393
47135
SH
DFND
1
0
0
47135
INVESCO HIG INCM 2023 TARG T
COM
46135X108
55
5672
SH
DFND
1
0
0
5672
INVESCO HIGH INCOME 2024 TAR
COM
46136K105
79
8047
SH
DFND
1
0
0
8047
INVESCO HIGH INCOME TR II
COM
46131F101
3
196
SH
DFND
1
0
0
196
INVESCO LTD
SHS
G491BT108
1053
39394
SH
DFND
1
0
0
39394
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
0
23
SH
DFND
1
0
0
23
INVESCO MUN OPPORTUNITY TR
COM
46132C107
413
30344
SH
DFND
1
0
0
30344
INVESCO MUN TR
COM
46131J103
179
13016
SH
DFND
1
0
0
13016
INVESCO MUNI INCOME OPP TRST
COM
46132X101
2541
305775
SH
DFND
1
0
0
305775
INVESCO PA VALUE MUN INC TR
COM
46132K109
950
71033
SH
DFND
1
0
0
71033
INVESCO QQQ TR
UNIT SER 1
46090E103
905530
2554892
SH
DFND
1
0
0
2554892
INVESCO QUALITY MUN INCOME T
COM
46133G107
1003
74318
SH
DFND
1
0
0
74318
INVESCO SR INCOME TR
COM
46131H107
40
9101
SH
DFND
1
0
0
9101
INVESCO TR INVT GRADE MUNS
COM
46131M106
841
59937
SH
DFND
1
0
0
59937
INVESCO VALUE MUN INCOME TR
COM
46132P108
1130
68498
SH
DFND
1
0
0
68498
INVESTORS BANCORP INC NEW
COM
46146L101
85
5957
SH
DFND
1
0
0
5957
INVITAE CORP
COM
46185L103
25
750
SH
DFND
1
0
0
750
INVITATION HOMES INC
COM
46187W107
53
1424
SH
DFND
1
0
0
1424
IONIS PHARMACEUTICALS INC
COM
462222100
61
1528
SH
DFND
1
0
0
1528
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
15
580
SH
DFND
1
0
0
580
IPG PHOTONICS CORP
COM
44980X109
4
19
SH
DFND
1
0
0
19
IQIYI INC
NOTE 3.750%12/0
46267XAB4
7
7000
SH
DFND
1
0
0
7000
IQIYI INC
SPONSORED ADS
46267X108
2
100
SH
DFND
1
0
0
100
IQVIA HLDGS INC
COM
46266C105
1069
4414
SH
DFND
1
0
0
4414
IRIDEX CORP
COM
462684101
1
125
SH
DFND
1
0
0
125
IRON MTN INC NEW
COM
46284V101
933
22050
SH
DFND
1
0
0
22050
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
16
1270
SH
DFND
1
0
0
1270
IRONWOOD PHARMACEUTICALS INC
NOTE 0.750% 6/1
46333XAF5
7
6000
SH
DFND
1
0
0
6000
IRONWOOD PHARMACEUTICALS INC
NOTE 1.500% 6/1
46333XAH1
7
6000
SH
DFND
1
0
0
6000
ISHARES GOLD TR
ISHARES NEW
464285204
1189205
35277503
SH
DFND
1
0
0
35277503
ISHARES INC
CORE MSCI EMKT
46434G103
664059
9912828
SH
DFND
1
0
0
9912828
ISHARES INC
EM MKTS DIV ETF
464286319
645
16587
SH
DFND
1
0
0
16587
ISHARES INC
ESG AWR MSCI EM
46434G863
43773
969515
SH
DFND
1
0
0
969515
ISHARES INC
MSCI BRIC INDX
464286657
32
583
SH
DFND
1
0
0
583
ISHARES INC
MSCI CDA ETF
464286509
5
140
SH
DFND
1
0
0
140
ISHARES INC
MSCI EM ASIA ETF
464286426
50
534
SH
DFND
1
0
0
534
ISHARES INC
MSCI EMERG MKT
46434G889
220
4060
SH
DFND
1
0
0
4060
ISHARES INC
MSCI EMERG MRKT
464286533
40523
631585
SH
DFND
1
0
0
631585
ISHARES INC
MSCI EQUAL WEITE
464286681
539
6381
SH
DFND
1
0
0
6381
ISHARES INC
MSCI EURZONE ETF
464286608
1316476
26676322
SH
DFND
1
0
0
26676322
ISHARES INC
MSCI FRANCE ETF
464286707
3
81
SH
DFND
1
0
0
81
ISHARES INC
MSCI FRONTIER
464286145
181
5454
SH
DFND
1
0
0
5454
ISHARES INC
MSCI GBL MIN VOL
464286525
14633
142262
SH
DFND
1
0
0
142262
ISHARES INC
MSCI GERMANY ETF
464286806
68
1947
SH
DFND
1
0
0
1947
ISHARES INC
MSCI ISRAEL ETF
464286632
16
226
SH
DFND
1
0
0
226
ISHARES INC
MSCI JPN ETF NEW
46434G822
1931
28601
SH
DFND
1
0
0
28601
ISHARES INC
MSCI PAC JP ETF
464286665
311
6008
SH
DFND
1
0
0
6008
ISHARES INC
MSCI STH KOR ETF
464286772
102
1100
SH
DFND
1
0
0
1100
ISHARES INC
MSCI SWITZERLAND
464286749
34
691
SH
DFND
1
0
0
691
ISHARES INC
MSCI TAIWAN ETF
46434G772
2
34
SH
DFND
1
0
0
34
ISHARES INC
MSCI WORLD ETF
464286392
807
6372
SH
DFND
1
0
0
6372
ISHARES S&P GSCI COMMODITY-
UNIT BEN INT
46428R107
43
2676
SH
DFND
1
0
0
2676
ISHARES SILVER TR
ISHARES
46428Q109
14893
614872
SH
DFND
1
0
0
614872
ISHARES TR
0-5 YR TIPS ETF
46429B747
24441
229904
SH
DFND
1
0
0
229904
ISHARES TR
0-5YR HI YL CP
46434V407
502
10917
SH
DFND
1
0
0
10917
ISHARES TR
0-5YR INVT GR CP
46434V100
214
4127
SH
DFND
1
0
0
4127
ISHARES TR
1 3 YR TREAS BD
464287457
56243
652755
SH
DFND
1
0
0
652755
ISHARES TR
10+ YR INVST GRD
464289511
203
2892
SH
DFND
1
0
0
2892
ISHARES TR
10-20 YR TRS ETF
464288653
6
39
SH
DFND
1
0
0
39
ISHARES TR
20 YR TR BD ETF
464287432
10029
69482
SH
DFND
1
0
0
69482
ISHARES TR
3 7 YR TREAS BD
464288661
3693
28299
SH
DFND
1
0
0
28299
ISHARES TR
A RATE CP BD ETF
46429B291
40
703
SH
DFND
1
0
0
703
ISHARES TR
ASIA 50 ETF
464288430
1382
15080
SH
DFND
1
0
0
15080
ISHARES TR
BARCLAYS 7 10 YR
464287440
9525
82472
SH
DFND
1
0
0
82472
ISHARES TR
BLACKROCK ULTRA
46434V878
3220
63738
SH
DFND
1
0
0
63738
ISHARES TR
BROAD USD HIGH
46435U853
328
7849
SH
DFND
1
0
0
7849
ISHARES TR
CHINA LG-CAP ETF
464287184
45
975
SH
DFND
1
0
0
975
ISHARES TR
CMBS ETF
46429B366
12
220
SH
DFND
1
0
0
220
ISHARES TR
COHEN STEER REIT
464287564
84841
1298242
SH
DFND
1
0
0
1298242
ISHARES TR
CONV BD ETF
46435G102
368
3613
SH
DFND
1
0
0
3613
ISHARES TR
CORE 1 5 YR USD
46432F859
4475
87251
SH
DFND
1
0
0
87251
ISHARES TR
CORE DIV GRWTH
46434V621
90615
1799339
SH
DFND
1
0
0
1799339
ISHARES TR
CORE HIGH DV ETF
46429B663
6365
65948
SH
DFND
1
0
0
65948
ISHARES TR
CORE INTL AGGR
46435G672
290
5263
SH
DFND
1
0
0
5263
ISHARES TR
CORE MSCI EAFE
46432F842
1171861
15654039
SH
DFND
1
0
0
15654039
ISHARES TR
CORE MSCI EURO
46434V738
760
13276
SH
DFND
1
0
0
13276
ISHARES TR
CORE MSCI INTL
46435G326
8555
126845
SH
DFND
1
0
0
126845
ISHARES TR
CORE MSCI PAC
46434V696
6295
94881
SH
DFND
1
0
0
94881
ISHARES TR
CORE MSCI TOTAL
46432F834
7176
97887
SH
DFND
1
0
0
97887
ISHARES TR
CORE S&P MCP ETF
464287507
2477257
9218389
SH
DFND
1
0
0
9218389
ISHARES TR
CORE S&P SCP ETF
464287804
2293867
20303301
SH
DFND
1
0
0
20303301
ISHARES TR
CORE S&P TTL STK
464287150
69753
706282
SH
DFND
1
0
0
706282
ISHARES TR
CORE S&P US GWT
464287671
48393
479238
SH
DFND
1
0
0
479238
ISHARES TR
CORE S&P US VLU
464287663
10020
139254
SH
DFND
1
0
0
139254
ISHARES TR
CORE S&P500 ETF
464287200
8537710
19858835
SH
DFND
1
0
0
19858835
ISHARES TR
CORE TOTAL USD
46434V613
494340
9241713
SH
DFND
1
0
0
9241713
ISHARES TR
CORE US AGGBD ET
464287226
392336
3401860
SH
DFND
1
0
0
3401860
ISHARES TR
CRE U S REIT ETF
464288521
10198
174788
SH
DFND
1
0
0
174788
ISHARES TR
CUR HED MSCI GER
46434V704
64
1905
SH
DFND
1
0
0
1905
ISHARES TR
CYBERSECURITY
46435U135
304
7057
SH
DFND
1
0
0
7057
ISHARES TR
DOW JONES US ETF
464287846
1711
15849
SH
DFND
1
0
0
15849
ISHARES TR
EAFE GRWTH ETF
464288885
59154
551398
SH
DFND
1
0
0
551398
ISHARES TR
EAFE SML CP ETF
464288273
39965
538901
SH
DFND
1
0
0
538901
ISHARES TR
EAFE VALUE ETF
464288877
22554
435731
SH
DFND
1
0
0
435731
ISHARES TR
ESG AW MSCI EAFE
46435G516
14071
178047
SH
DFND
1
0
0
178047
ISHARES TR
ESG AWARE MSCI
46435U663
1054
26135
SH
DFND
1
0
0
26135
ISHARES TR
ESG AWR MSCI USA
46435G425
74673
758341
SH
DFND
1
0
0
758341
ISHARES TR
ESG AWR US AGRGT
46435U549
117623
2126229
SH
DFND
1
0
0
2126229
ISHARES TR
ESG AWRE USD ETF
46435G193
9
321
SH
DFND
1
0
0
321
ISHARES TR
ESG MSCI EM LDRS
46436E601
24
371
SH
DFND
1
0
0
371
ISHARES TR
ESG MSCI LEADR
46435U218
929
12372
SH
DFND
1
0
0
12372
ISHARES TR
EUROPE ETF
464287861
626
11748
SH
DFND
1
0
0
11748
ISHARES TR
EXPANDED TECH
464287515
26862
68870
SH
DFND
1
0
0
68870
ISHARES TR
EXPND TEC SC ETF
464287549
1038
2568
SH
DFND
1
0
0
2568
ISHARES TR
EXPONENTIAL TECH
46434V381
418
6606
SH
DFND
1
0
0
6606
ISHARES TR
FALN ANGLS USD
46435G474
6
197
SH
DFND
1
0
0
197
ISHARES TR
FLTG RATE NT ETF
46429B655
674
13262
SH
DFND
1
0
0
13262
ISHARES TR
GENOMICS IMMUN
46435U192
25
477
SH
DFND
1
0
0
477
ISHARES TR
GL CLEAN ENE ETF
464288224
9708
413797
SH
DFND
1
0
0
413797
ISHARES TR
GL TIMB FORE ETF
464288174
24
272
SH
DFND
1
0
0
272
ISHARES TR
GLB CNS DISC ETF
464288745
36
210
SH
DFND
1
0
0
210
ISHARES TR
GLB CNSM STP ETF
464288737
63
1028
SH
DFND
1
0
0
1028
ISHARES TR
GLB INFRASTR ETF
464288372
989
21780
SH
DFND
1
0
0
21780
ISHARES TR
GLOB HLTHCRE ETF
464287325
325
3919
SH
DFND
1
0
0
3919
ISHARES TR
GLOB INDSTRL ETF
464288729
22
185
SH
DFND
1
0
0
185
ISHARES TR
GLOBAL 100 ETF
464287572
113461
1598262
SH
DFND
1
0
0
1598262
ISHARES TR
GLOBAL ENERG ETF
464287341
559
21017
SH
DFND
1
0
0
21017
ISHARES TR
GLOBAL FINLS ETF
464287333
358
4607
SH
DFND
1
0
0
4607
ISHARES TR
GLOBAL MATER ETF
464288695
853
9373
SH
DFND
1
0
0
9373
ISHARES TR
GLOBAL REIT ETF
46434V647
17323
624919
SH
DFND
1
0
0
624919
ISHARES TR
GLOBAL TECH ETF
464287291
1796
5320
SH
DFND
1
0
0
5320
ISHARES TR
GRWT ALLOCAT ETF
464289867
8
150
SH
DFND
1
0
0
150
ISHARES TR
HDG MSCI EAFE
46434V803
29965
865018
SH
DFND
1
0
0
865018
ISHARES TR
IBDS DEC28 ETF
46435U515
154
5311
SH
DFND
1
0
0
5311
ISHARES TR
IBONDS 27 ETF
46435UAA9
180
6650
SH
DFND
1
0
0
6650
ISHARES TR
IBONDS DEC
46435U697
565
20906
SH
DFND
1
0
0
20906
ISHARES TR
IBONDS DEC 25
46435U432
243
8665
SH
DFND
1
0
0
8665
ISHARES TR
IBONDS DEC 26
46435U259
259
9573
SH
DFND
1
0
0
9573
ISHARES TR
IBONDS DEC 27
46435U283
244
8967
SH
DFND
1
0
0
8967
ISHARES TR
IBONDS DEC 28
46435U325
194
7088
SH
DFND
1
0
0
7088
ISHARES TR
IBONDS DEC 29
46436E205
154
5734
SH
DFND
1
0
0
5734
ISHARES TR
IBONDS DEC2021
46435G789
3335
130001
SH
DFND
1
0
0
130001
ISHARES TR
IBONDS DEC2022
46435G755
2298
87513
SH
DFND
1
0
0
87513
ISHARES TR
IBONDS DEC2023
46435G318
1048
40163
SH
DFND
1
0
0
40163
ISHARES TR
IBONDS DEC2026
46435GAA0
217
8154
SH
DFND
1
0
0
8154
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
5221
210694
SH
DFND
1
0
0
210694
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
6503
256000
SH
DFND
1
0
0
256000
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
2333
89485
SH
DFND
1
0
0
89485
ISHARES TR
IBONDS DEC24 ETF
46434VBG4
1298
49214
SH
DFND
1
0
0
49214
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
1384
51281
SH
DFND
1
0
0
51281
ISHARES TR
IBOXX HI YD ETF
464288513
4452
50559
SH
DFND
1
0
0
50559
ISHARES TR
IBOXX INV CP ETF
464287242
71699
533630
SH
DFND
1
0
0
533630
ISHARES TR
INTL SEL DIV ETF
464288448
3482
107468
SH
DFND
1
0
0
107468
ISHARES TR
INTL TREA BD ETF
464288117
5
86
SH
DFND
1
0
0
86
ISHARES TR
INTRM GOV CR ETF
464288612
87
747
SH
DFND
1
0
0
747
ISHARES TR
ISHARES BIOTECH
464287556
6435
39323
SH
DFND
1
0
0
39323
ISHARES TR
ISHARES SEMICDTR
464287523
7444
16387
SH
DFND
1
0
0
16387
ISHARES TR
ISHS 1-5YR INVS
464288646
4327
78924
SH
DFND
1
0
0
78924
ISHARES TR
ISHS 5-10YR INVT
464288638
1585
26184
SH
DFND
1
0
0
26184
ISHARES TR
JPMORGAN USD EMG
464288281
759
6747
SH
DFND
1
0
0
6747
ISHARES TR
JPX NIKKEI 400
464287382
65
908
SH
DFND
1
0
0
908
ISHARES TR
MBS ETF
464288588
3472
32068
SH
DFND
1
0
0
32068
ISHARES TR
MICRO-CAP ETF
464288869
407
2665
SH
DFND
1
0
0
2665
ISHARES TR
MODERT ALLOC ETF
464289875
9
200
SH
DFND
1
0
0
200
ISHARES TR
MORNINGSTAR GRWT
464287119
8051
124312
SH
DFND
1
0
0
124312
ISHARES TR
MORNINGSTAR VALU
464288109
391
6059
SH
DFND
1
0
0
6059
ISHARES TR
MORNINGSTR US EQ
464287127
1281
21101
SH
DFND
1
0
0
21101
ISHARES TR
MORTGE REL ETF
46435G342
1313
35393
SH
DFND
1
0
0
35393
ISHARES TR
MRGSTR MD CP ETF
464288208
311
4631
SH
DFND
1
0
0
4631
ISHARES TR
MRGSTR MD CP GRW
464288307
1727
25075
SH
DFND
1
0
0
25075
ISHARES TR
MRGSTR MD CP VAL
464288406
846
13170
SH
DFND
1
0
0
13170
ISHARES TR
MRGSTR SM CP ETF
464288505
4
74
SH
DFND
1
0
0
74
ISHARES TR
MRGSTR SM CP GR
464288604
78
1512
SH
DFND
1
0
0
1512
ISHARES TR
MRNING SM CP ETF
464288703
128
2182
SH
DFND
1
0
0
2182
ISHARES TR
MSCI AC ASIA ETF
464288182
251
2664
SH
DFND
1
0
0
2664
ISHARES TR
MSCI ACWI ETF
464288257
2674
26432
SH
DFND
1
0
0
26432
ISHARES TR
MSCI ACWI EX US
464288240
2664
46334
SH
DFND
1
0
0
46334
ISHARES TR
MSCI CHINA ETF
46429B671
15
177
SH
DFND
1
0
0
177
ISHARES TR
MSCI EAFE ETF
464287465
153929
1951420
SH
DFND
1
0
0
1951420
ISHARES TR
MSCI EAFE MIN VL
46429B689
237173
3139701
SH
DFND
1
0
0
3139701
ISHARES TR
MSCI EMG MKT ETF
464287234
29913
542393
SH
DFND
1
0
0
542393
ISHARES TR
MSCI EURO FL ETF
464289180
283
14448
SH
DFND
1
0
0
14448
ISHARES TR
MSCI GLOBAL IMP
46435G532
415
4173
SH
DFND
1
0
0
4173
ISHARES TR
MSCI INTL MOMENT
46434V449
1318
34082
SH
DFND
1
0
0
34082
ISHARES TR
MSCI INTL MULTFT
46434V274
1003
33386
SH
DFND
1
0
0
33386
ISHARES TR
MSCI INTL QUALTY
46434V456
23174
601022
SH
DFND
1
0
0
601022
ISHARES TR
MSCI INTL VLU FT
46435G409
287119
11120017
SH
DFND
1
0
0
11120017
ISHARES TR
MSCI KLD400 SOC
464288570
3721
44936
SH
DFND
1
0
0
44936
ISHARES TR
MSCI LW CRB TG
46434V464
91
547
SH
DFND
1
0
0
547
ISHARES TR
MSCI UK ETF NEW
46435G334
80
2433
SH
DFND
1
0
0
2433
ISHARES TR
MSCI USA ESG SLC
464288802
7815
81800
SH
DFND
1
0
0
81800
ISHARES TR
MSCI USA MIN VOL
46429B697
350510
4761705
SH
DFND
1
0
0
4761705
ISHARES TR
MSCI USA MMENTM
46432F396
54272
312933
SH
DFND
1
0
0
312933
ISHARES TR
MSCI USA MULTIFT
46434V282
3265
76225
SH
DFND
1
0
0
76225
ISHARES TR
MSCI USA QLT FCT
46432F339
68849
518173
SH
DFND
1
0
0
518173
ISHARES TR
MSCI USA SMCP MN
46435G433
302
7955
SH
DFND
1
0
0
7955
ISHARES TR
MSCI USA SML CP
46434V290
331
6040
SH
DFND
1
0
0
6040
ISHARES TR
MSCI USA SZE FT
46432F370
353
2731
SH
DFND
1
0
0
2731
ISHARES TR
MSCI USA VALUE
46432F388
1328038
12640767
SH
DFND
1
0
0
12640767
ISHARES TR
NA TEC MULTM ETF
464287531
2
32
SH
DFND
1
0
0
32
ISHARES TR
NATIONAL MUN ETF
464288414
400887
3420530
SH
DFND
1
0
0
3420530
ISHARES TR
NEW YORK MUN ETF
464288323
15
250
SH
DFND
1
0
0
250
ISHARES TR
NORTH AMERN NAT
464287374
1369
44998
SH
DFND
1
0
0
44998
ISHARES TR
PFD AND INCM SEC
464288687
58344
1483236
SH
DFND
1
0
0
1483236
ISHARES TR
RESIDENTIAL MULT
464288562
1336
16033
SH
DFND
1
0
0
16033
ISHARES TR
ROBOTICS ARTIF
46435U556
2566
57165
SH
DFND
1
0
0
57165
ISHARES TR
RUS 1000 ETF
464287622
200257
827230
SH
DFND
1
0
0
827230
ISHARES TR
RUS 1000 GRW ETF
464287614
142916
526433
SH
DFND
1
0
0
526433
ISHARES TR
RUS 1000 VAL ETF
464287598
106898
673924
SH
DFND
1
0
0
673924
ISHARES TR
RUS 2000 GRW ETF
464287648
17841
57238
SH
DFND
1
0
0
57238
ISHARES TR
RUS 2000 VAL ETF
464287630
7210
43492
SH
DFND
1
0
0
43492
ISHARES TR
RUS MD CP GR ETF
464287481
63056
557042
SH
DFND
1
0
0
557042
ISHARES TR
RUS MDCP VAL ETF
464287473
23672
205871
SH
DFND
1
0
0
205871
ISHARES TR
RUS MID CAP ETF
464287499
68728
867345
SH
DFND
1
0
0
867345
ISHARES TR
RUS TOP 200 ETF
464289446
33
321
SH
DFND
1
0
0
321
ISHARES TR
RUS TP200 GR ETF
464289438
7234
48030
SH
DFND
1
0
0
48030
ISHARES TR
RUS TP200 VL ETF
464289420
1371
20628
SH
DFND
1
0
0
20628
ISHARES TR
RUSSELL 2000 ETF
464287655
59351
258755
SH
DFND
1
0
0
258755
ISHARES TR
RUSSELL 3000 ETF
464287689
17944
70121
SH
DFND
1
0
0
70121
ISHARES TR
S&P 100 ETF
464287101
3764
19187
SH
DFND
1
0
0
19187
ISHARES TR
S&P 500 GRWT ETF
464287309
141948
1951712
SH
DFND
1
0
0
1951712
ISHARES TR
S&P 500 VAL ETF
464287408
54061
366163
SH
DFND
1
0
0
366163
ISHARES TR
S&P MC 400GR ETF
464287606
52212
645152
SH
DFND
1
0
0
645152
ISHARES TR
S&P MC 400VL ETF
464287705
67130
637259
SH
DFND
1
0
0
637259
ISHARES TR
S&P SML 600 GWT
464287887
33045
249141
SH
DFND
1
0
0
249141
ISHARES TR
SELECT DIVID ETF
464287168
69057
592147
SH
DFND
1
0
0
592147
ISHARES TR
SHORT TREAS BD
464288679
5124
46373
SH
DFND
1
0
0
46373
ISHARES TR
SHRT NAT MUN ETF
464288158
7217
66935
SH
DFND
1
0
0
66935
ISHARES TR
SP SMCP600VL ETF
464287879
47295
448598
SH
DFND
1
0
0
448598
ISHARES TR
TIPS BD ETF
464287176
385750
3013435
SH
DFND
1
0
0
3013435
ISHARES TR
TRANS AVG ETF
464287192
3107
11950
SH
DFND
1
0
0
11950
ISHARES TR
U.S. BAS MTL ETF
464287838
10425
79973
SH
DFND
1
0
0
79973
ISHARES TR
U.S. CNSM GD ETF
464287812
138
751
SH
DFND
1
0
0
751
ISHARES TR
U.S. CNSM SV ETF
464287580
11935
153767
SH
DFND
1
0
0
153767
ISHARES TR
U.S. ENERGY ETF
464287796
3808
130933
SH
DFND
1
0
0
130933
ISHARES TR
U.S. FIN SVC ETF
464287770
7087
38263
SH
DFND
1
0
0
38263
ISHARES TR
U.S. FINLS ETF
464287788
2978
36739
SH
DFND
1
0
0
36739
ISHARES TR
U.S. MED DVC ETF
464288810
12246
33916
SH
DFND
1
0
0
33916
ISHARES TR
U.S. PHARMA ETF
464288836
85
457
SH
DFND
1
0
0
457
ISHARES TR
U.S. REAL ES ETF
464287739
10244
100493
SH
DFND
1
0
0
100493
ISHARES TR
U.S. TECH ETF
464287721
2270
22838
SH
DFND
1
0
0
22838
ISHARES TR
U.S. UTILITS ETF
464287697
283
3609
SH
DFND
1
0
0
3609
ISHARES TR
US AER DEF ETF
464288760
1367
12489
SH
DFND
1
0
0
12489
ISHARES TR
US BR DEL SE ETF
464288794
22
213
SH
DFND
1
0
0
213
ISHARES TR
US HLTHCARE ETF
464287762
2446
8968
SH
DFND
1
0
0
8968
ISHARES TR
US HLTHCR PR ETF
464288828
14907
55942
SH
DFND
1
0
0
55942
ISHARES TR
US HOME CONS ETF
464288752
1516
21898
SH
DFND
1
0
0
21898
ISHARES TR
US INDUSTRIALS
464287754
977
8792
SH
DFND
1
0
0
8792
ISHARES TR
US OIL GS EX ETF
464288851
1093
19074
SH
DFND
1
0
0
19074
ISHARES TR
US REGNL BKS ETF
464288778
364
6310
SH
DFND
1
0
0
6310
ISHARES TR
US TELECOM ETF
464287713
16
479
SH
DFND
1
0
0
479
ISHARES TR
US TREAS BD ETF
46429B267
9557
359303
SH
DFND
1
0
0
359303
ISHARES TR
USD INV GRDE ETF
464288620
4371
72152
SH
DFND
1
0
0
72152
ISHARES U S ETF TR
BLACKROCK ST MAT
46431W507
2836
56528
SH
DFND
1
0
0
56528
ISHARES U S ETF TR
INT RT HD LONG
46431W812
1160
45765
SH
DFND
1
0
0
45765
ISHARES U S ETF TR
INT RT HDG C B
46431W705
32
328
SH
DFND
1
0
0
328
ISTAR INC
COM
45031U101
6
276
SH
DFND
1
0
0
276
ITT INC
COM
45073V108
22
239
SH
DFND
1
0
0
239
ITURAN LOCATION AND CONTROL
SHS
M6158M104
5
204
SH
DFND
1
0
0
204
IVY HIGH INCOME OPPORTUNITIE
COM
465893105
63
4468
SH
DFND
1
0
0
4468
J & J SNACK FOODS CORP
COM
466032109
26
153
SH
DFND
1
0
0
153
J ALEXANDERS HLDGS INC
COM
46609J106
0
7
SH
DFND
1
0
0
7
J P MORGAN EXCHANGE-TRADED F
BETABUILDERS DEV
46641Q233
54
927
SH
DFND
1
0
0
927
J P MORGAN EXCHANGE-TRADED F
BETABUILDERS EUR
46641Q191
144
2457
SH
DFND
1
0
0
2457
J P MORGAN EXCHANGE-TRADED F
BETABULDRS JAPAN
46641Q217
179
3181
SH
DFND
1
0
0
3181
J P MORGAN EXCHANGE-TRADED F
BETBULD MSCI
46641Q738
82
856
SH
DFND
1
0
0
856
J P MORGAN EXCHANGE-TRADED F
DIV RTN INT EQ
46641Q209
523
8379
SH
DFND
1
0
0
8379
J P MORGAN EXCHANGE-TRADED F
DIVERSFED RTRN
46641Q886
0
3
SH
DFND
1
0
0
3
J P MORGAN EXCHANGE-TRADED F
HIGH YLD RESRCH
46641Q878
10
196
SH
DFND
1
0
0
196
J P MORGAN EXCHANGE-TRADED F
JPMORGAN DIVER
46641Q407
35
355
SH
DFND
1
0
0
355
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
6642
130897
SH
DFND
1
0
0
130897
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
148
2893
SH
DFND
1
0
0
2893
J2 GLOBAL INC
COM
48123V102
30
218
SH
DFND
1
0
0
218
JABIL INC
COM
466313103
318
5475
SH
DFND
1
0
0
5475
JACK IN THE BOX INC
COM
466367109
33
300
SH
DFND
1
0
0
300
JACOBS ENGR GROUP INC
COM
469814107
631
4734
SH
DFND
1
0
0
4734
JARDEN CORP
NOTE 1.125% 3/1
471109AM0
1
1000
SH
DFND
1
0
0
1000
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
485
2733
SH
DFND
1
0
0
2733
JBG SMITH PPTYS
COM
46590V100
20
652
SH
DFND
1
0
0
652
JD.COM INC
SPON ADR CL A
47215P106
2633
32988
SH
DFND
1
0
0
32988
JEFFERIES FINL GROUP INC
COM
47233W109
98
2846
SH
DFND
1
0
0
2846
JETBLUE AWYS CORP
COM
477143101
73
4406
SH
DFND
1
0
0
4406
JFROG LTD
ORD SHS
M6191J100
75
1639
SH
DFND
1
0
0
1639
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
7
125
SH
DFND
1
0
0
125
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
23
164
SH
DFND
1
0
0
164
JOHN HANCOCK EXCHANGE TRADED
MLTFCTR LRG CAP
47804J107
11801
216802
SH
DFND
1
0
0
216802
JOHN HANCOCK EXCHANGE TRADED
MULTFCTR EMRNG
47804J834
398
12559
SH
DFND
1
0
0
12559
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTOR MI
47804J206
72940
1407030
SH
DFND
1
0
0
1407030
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTR SML
47804J842
5979
171433
SH
DFND
1
0
0
171433
JOHNSON & JOHNSON
COM
478160104
65797
399396
SH
DFND
1
0
0
399396
JOHNSON CTLS INTL PLC
SHS
G51502105
1672
24352
SH
DFND
1
0
0
24352
JONES LANG LASALLE INC
COM
48020Q107
458
2338
SH
DFND
1
0
0
2338
JOYY INC
ADS REPSTG COM A
46591M109
9
135
SH
DFND
1
0
0
135
JPMORGAN CHASE & CO
COM
46625H100
111193
714875
SH
DFND
1
0
0
714875
JUMIA TECHNOLOGIES AG
SPONSORED ADS
48138M105
9
300
SH
DFND
1
0
0
300
JUNIPER NETWORKS INC
COM
48203R104
15
575
SH
DFND
1
0
0
575
JUST EAT TAKEAWAY COM N V
SPONSORED ADS
48214T305
22
1169
SH
DFND
1
0
0
1169
KADMON HLDGS INC
COM
48283N106
91
23553
SH
DFND
1
0
0
23553
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
10
85
SH
DFND
1
0
0
85
KAMAN CORP
COM
483548103
257
5105
SH
DFND
1
0
0
5105
KANSAS CITY SOUTHERN
COM NEW
485170302
526
1858
SH
DFND
1
0
0
1858
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
4
490
SH
DFND
1
0
0
490
KB FINL GROUP INC
SPONSORED ADR
48241A105
1
30
SH
DFND
1
0
0
30
KB HOME
COM
48666K109
216
5317
SH
DFND
1
0
0
5317
KBR INC
COM
48242W106
4
113
SH
DFND
1
0
0
113
KBR INC
NOTE 2.500%11/0
48242WAB2
19
12000
SH
DFND
1
0
0
12000
KELLOGG CO
COM
487836108
715
11112
SH
DFND
1
0
0
11112
KENNEDY-WILSON HOLDINGS INC
COM
489398107
9
451
SH
DFND
1
0
0
451
KENTUCKY FIRST FED BANCORP
COM
491292108
1
150
SH
DFND
1
0
0
150
KEURIG DR PEPPER INC
COM
49271V100
188
5354
SH
DFND
1
0
0
5354
KEYCORP
COM
493267108
532
25733
SH
DFND
1
0
0
25733
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
541
3504
SH
DFND
1
0
0
3504
KFORCE INC
COM
493732101
6
89
SH
DFND
1
0
0
89
KILROY RLTY CORP
COM
49427F108
41
577
SH
DFND
1
0
0
577
KIMBALL ELECTRONICS INC
COM
49428J109
43
1962
SH
DFND
1
0
0
1962
KIMBALL INTL INC
CL B
494274103
34
2616
SH
DFND
1
0
0
2616
KIMBERLY-CLARK CORP
COM
494368103
4866
36375
SH
DFND
1
0
0
36375
KIMCO RLTY CORP
COM
49446R109
174
8362
SH
DFND
1
0
0
8362
KINDER MORGAN INC DEL
COM
49456B101
2709
148575
SH
DFND
1
0
0
148575
KINROSS GOLD CORP
COM
496902404
77
12131
SH
DFND
1
0
0
12131
KINSALE CAP GROUP INC
COM
49714P108
130
786
SH
DFND
1
0
0
786
KIRBY CORP
COM
497266106
11
176
SH
DFND
1
0
0
176
KKR & CO INC
COM
48251W104
6228
105108
SH
DFND
1
0
0
105108
KKR INCOME OPPORTUNITIES FD
COM
48249T106
1293
77530
SH
DFND
1
0
0
77530
KLA CORP
COM NEW
482480100
7934
24475
SH
DFND
1
0
0
24475
KNIGHT-SWIFT TRANSN HLDGS IN
CL A
499049104
29
638
SH
DFND
1
0
0
638
KOHLS CORP
COM
500255104
1073
19466
SH
DFND
1
0
0
19466
KONINKLIJKE PHILIPS N V
NY REGIS SHS NEW
500472303
759
15283
SH
DFND
1
0
0
15283
KONTOOR BRANDS INC
COM
50050N103
1
14
SH
DFND
1
0
0
14
KOREA ELEC PWR CORP
SPONSORED ADR
500631106
1
116
SH
DFND
1
0
0
116
KORN FERRY
COM NEW
500643200
7
91
SH
DFND
1
0
0
91
KOSMOS ENERGY LTD
COM
500688106
0
36
SH
DFND
1
0
0
36
KRAFT HEINZ CO
COM
500754106
1280
31385
SH
DFND
1
0
0
31385
KRANESHARES TR
BOSERA MSCI CH
500767405
8
175
SH
DFND
1
0
0
175
KRANESHARES TR
ELEC VEH FUTUR
500767827
7
150
SH
DFND
1
0
0
150
KRATON CORP
COM
50077C106
33
1025
SH
DFND
1
0
0
1025
KROGER CO
COM
501044101
804
20975
SH
DFND
1
0
0
20975
KT CORP
SPONSORED ADR
48268K101
4
302
SH
DFND
1
0
0
302
KULICKE & SOFFA INDS INC
COM
501242101
110
1803
SH
DFND
1
0
0
1803
KVH INDS INC
COM
482738101
31
2500
SH
DFND
1
0
0
2500
L BRANDS INC
COM
501797104
2
25
SH
DFND
1
0
0
25
L3HARRIS TECHNOLOGIES INC
COM
502431109
1729
8002
SH
DFND
1
0
0
8002
LA Z BOY INC
COM
505336107
5
124
SH
DFND
1
0
0
124
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
731
2645
SH
DFND
1
0
0
2645
LAKELAND BANCORP INC
COM
511637100
1432
81938
SH
DFND
1
0
0
81938
LAKELAND FINL CORP
COM
511656100
16
262
SH
DFND
1
0
0
262
LAM RESEARCH CORP
COM
512807108
38450
59088
SH
DFND
1
0
0
59088
LAMAR ADVERTISING CO NEW
CL A
512816109
125
1202
SH
DFND
1
0
0
1202
LAMB WESTON HLDGS INC
COM
513272104
110
1368
SH
DFND
1
0
0
1368
LANDCADIA HOLDINGS III INC
COM CL A
51476H100
12
1000
SH
DFND
1
0
0
1000
LANDSTAR SYS INC
COM
515098101
255
1616
SH
DFND
1
0
0
1616
LANNET INC
COM
516012101
1
209
SH
DFND
1
0
0
209
LAS VEGAS SANDS CORP
COM
517834107
15629
296613
SH
DFND
1
0
0
296613
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
3184
103649
SH
DFND
1
0
0
103649
LAUDER ESTEE COS INC
CL A
518439104
2315
7279
SH
DFND
1
0
0
7279
LAZARD GLOBAL TOTAL RETURN &
COM
52106W103
5030
241787
SH
DFND
1
0
0
241787
LAZARD LTD
SHS A
G54050102
88
1963
SH
DFND
1
0
0
1963
LCNB CORP
COM
50181P100
191
11691
SH
DFND
1
0
0
11691
LEAR CORP
COM NEW
521865204
116
666
SH
DFND
1
0
0
666
LEGG MASON ETF INVT TR
L VOL H DIV ETF
52468L406
1027
28151
SH
DFND
1
0
0
28151
LEGGETT & PLATT INC
COM
524660107
115
2216
SH
DFND
1
0
0
2216
LEIDOS HOLDINGS INC
COM
525327102
447
4418
SH
DFND
1
0
0
4418
LEMAITRE VASCULAR INC
COM
525558201
8
127
SH
DFND
1
0
0
127
LEMONADE INC
COM
52567D107
44
397
SH
DFND
1
0
0
397
LENDINGCLUB CORP
COM NEW
52603A208
85
4681
SH
DFND
1
0
0
4681
LENNAR CORP
CL A
526057104
555
5582
SH
DFND
1
0
0
5582
LENNAR CORP
CL B
526057302
2
26
SH
DFND
1
0
0
26
LENNOX INTL INC
COM
526107107
113
320
SH
DFND
1
0
0
320
LESLIES INC
COM
527064109
3
105
SH
DFND
1
0
0
105
LEVI STRAUSS & CO NEW
CL A COM STK
52736R102
1
30
SH
DFND
1
0
0
30
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
2
500
SH
DFND
1
0
0
500
LGI HOMES INC
COM
50187T106
4
26
SH
DFND
1
0
0
26
LHC GROUP INC
COM
50187A107
5
23
SH
DFND
1
0
0
23
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
445
49189
SH
DFND
1
0
0
49189
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
34
3827
SH
DFND
1
0
0
3827
LIBERTY BROADBAND CORP
COM SER A
530307107
4
23
SH
DFND
1
0
0
23
LIBERTY BROADBAND CORP
COM SER C
530307305
11
63
SH
DFND
1
0
0
63
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
58
2127
SH
DFND
1
0
0
2127
LIBERTY LATIN AMERICA LTD
NOTE 2.000% 7/1
53069QAB5
20
20000
SH
DFND
1
0
0
20000
LIBERTY MEDIA ACQUISITION CO
UNIT 01/22/2026
53073L203
4
350
SH
DFND
1
0
0
350
LIBERTY MEDIA CORP DEL
COM A BRAVES GRP
531229706
0
1
SH
DFND
1
0
0
1
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
5
100
SH
DFND
1
0
0
100
LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
0
2
SH
DFND
1
0
0
2
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
9
201
SH
DFND
1
0
0
201
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
2
74
SH
DFND
1
0
0
74
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
11
244
SH
DFND
1
0
0
244
LIBERTY MEDIA CORP DEL
NOTE 1.000% 1/3
531229AF9
17
12000
SH
DFND
1
0
0
12000
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
8
6000
SH
DFND
1
0
0
6000
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
0
4
SH
DFND
1
0
0
4
LIFE STORAGE INC
COM
53223X107
31
292
SH
DFND
1
0
0
292
LIFEWAY FOODS INC
COM
531914109
1
100
SH
DFND
1
0
0
100
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
24
183
SH
DFND
1
0
0
183
LILLY ELI & CO
COM
532457108
16190
70532
SH
DFND
1
0
0
70532
LINCOLN ELEC HLDGS INC
COM
533900106
342
2597
SH
DFND
1
0
0
2597
LINCOLN NATL CORP IND
COM
534187109
325
5166
SH
DFND
1
0
0
5166
LINDE PLC
SHS
G5494J103
3461
11972
SH
DFND
1
0
0
11972
LINDSAY CORP
COM
535555106
1
5
SH
DFND
1
0
0
5
LIONS GATE ENTMNT CORP
CL A VTG
535919401
491
23749
SH
DFND
1
0
0
23749
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
14
786
SH
DFND
1
0
0
786
LISTED FD TR
ROUNDHILL SPORTS
53656F789
124
4100
SH
DFND
1
0
0
4100
LITHIA MTRS INC
COM
536797103
305
887
SH
DFND
1
0
0
887
LITTELFUSE INC
COM
537008104
13
48
SH
DFND
1
0
0
48
LIVANOVA PLC
SHS
G5509L101
54
638
SH
DFND
1
0
0
638
LIVE NATION ENTERTAINMENT IN
COM
538034109
347
3962
SH
DFND
1
0
0
3962
LIVE NATION ENTERTAINMENT IN
NOTE 2.500% 3/1
538034AQ2
29
21000
SH
DFND
1
0
0
21000
LIVENT CORP
COM
53814L108
35
1802
SH
DFND
1
0
0
1802
LIVEPERSON INC
COM
538146101
0
6
SH
DFND
1
0
0
6
LKQ CORP
COM
501889208
87
1763
SH
DFND
1
0
0
1763
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
51
19858
SH
DFND
1
0
0
19858
LOCKHEED MARTIN CORP
COM
539830109
36329
96022
SH
DFND
1
0
0
96022
LOEWS CORP
COM
540424108
10
180
SH
DFND
1
0
0
180
LOGITECH INTL S A
SHS
H50430232
182
1501
SH
DFND
1
0
0
1501
LORDSTOWN MOTORS CORP
COM CL A
54405Q100
4
350
SH
DFND
1
0
0
350
LOUISIANA PAC CORP
COM
546347105
47
784
SH
DFND
1
0
0
784
LOWES COS INC
COM
548661107
13926
71796
SH
DFND
1
0
0
71796
LPL FINL HLDGS INC
COM
50212V100
6412
47500
SH
DFND
1
0
0
47500
LSI INDS INC OHIO
COM
50216C108
4
503
SH
DFND
1
0
0
503
LTC PPTYS INC
COM
502175102
6
148
SH
DFND
1
0
0
148
LULULEMON ATHLETICA INC
COM
550021109
2337
6401
SH
DFND
1
0
0
6401
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
159
7539
SH
DFND
1
0
0
7539
LUMEN TECHNOLOGIES INC
COM
550241103
288
21194
SH
DFND
1
0
0
21194
LUMENTUM HLDGS INC
COM
55024U109
371
4512
SH
DFND
1
0
0
4512
LUMENTUM HLDGS INC
NOTE 0.250% 3/1
55024UAB5
1
1000
SH
DFND
1
0
0
1000
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
15
14000
SH
DFND
1
0
0
14000
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
114
5210
SH
DFND
1
0
0
5210
LUMINEX CORP DEL
COM
55027E102
9
257
SH
DFND
1
0
0
257
LUMOS PHARMA INC
COM
55028X109
0
73
SH
DFND
1
0
0
73
LYFT INC
CL A COM
55087P104
130
2141
SH
DFND
1
0
0
2141
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2327
22613
SH
DFND
1
0
0
22613
M & T BK CORP
COM
55261F104
1020
7026
SH
DFND
1
0
0
7026
M D C HLDGS INC
COM
552676108
12
237
SH
DFND
1
0
0
237
MACERICH CO
COM
554382101
40
2177
SH
DFND
1
0
0
2177
MACYS INC
COM
55616P104
76
3999
SH
DFND
1
0
0
3999
MADISON SQUARE GRDN ENTERTNM
CL A
55826T102
1
6
SH
DFND
1
0
0
6
MADISON SQUARE GRDN SPRT COR
CL A
55825T103
1
3
SH
DFND
1
0
0
3
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
710
14521
SH
DFND
1
0
0
14521
MAGNA INTL INC
COM
559222401
343
3697
SH
DFND
1
0
0
3697
MAGNITE INC
COM
55955D100
102
3013
SH
DFND
1
0
0
3013
MAIN STR CAP CORP
COM
56035L104
22
532
SH
DFND
1
0
0
532
MAINSTAY MACKAY DEFINEDTERM
COM
56064K100
2073
92740
SH
DFND
1
0
0
92740
MALIBU BOATS INC
COM CL A
56117J100
18
241
SH
DFND
1
0
0
241
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
11
700
SH
DFND
1
0
0
700
MANHATTAN ASSOCIATES INC
COM
562750109
91
627
SH
DFND
1
0
0
627
MANNKIND CORP
COM NEW
56400P706
3
600
SH
DFND
1
0
0
600
MANPOWERGROUP INC WIS
COM
56418H100
301
2535
SH
DFND
1
0
0
2535
MANTECH INTERNATIONAL CORP
CL A
564563104
102
1190
SH
DFND
1
0
0
1190
MANULIFE FINL CORP
COM
56501R106
508
25800
SH
DFND
1
0
0
25800
MARATHON OIL CORP
COM
565849106
3245
238226
SH
DFND
1
0
0
238226
MARATHON PETE CORP
COM
56585A102
2619
43347
SH
DFND
1
0
0
43347
MARCUS & MILLICHAP INC
COM
566324109
6
142
SH
DFND
1
0
0
142
MARKEL CORP
COM
570535104
1144
965
SH
DFND
1
0
0
965
MARKETAXESS HLDGS INC
COM
57060D108
532
1149
SH
DFND
1
0
0
1149
MARRIOTT INTL INC NEW
CL A
571903202
2639
19334
SH
DFND
1
0
0
19334
MARRIOTT VACATIONS WORLDWIDE
COM
57164Y107
10
60
SH
DFND
1
0
0
60
MARSH & MCLENNAN COS INC
COM
571748102
3653
25963
SH
DFND
1
0
0
25963
MARTIN MARIETTA MATLS INC
COM
573284106
592
1685
SH
DFND
1
0
0
1685
MARVELL TECHNOLOGY INC
COM
573874104
3542
60739
SH
DFND
1
0
0
60739
MASCO CORP
COM
574599106
490
8314
SH
DFND
1
0
0
8314
MASIMO CORP
COM
574795100
271
1119
SH
DFND
1
0
0
1119
MASTEC INC
COM
576323109
1
6
SH
DFND
1
0
0
6
MASTERCARD INCORPORATED
CL A
57636Q104
72498
198577
SH
DFND
1
0
0
198577
MATADOR RES CO
COM
576485205
182
5048
SH
DFND
1
0
0
5048
MATCH GROUP INC NEW
COM
57667L107
393
2436
SH
DFND
1
0
0
2436
MATERIALISE NV
SPONSORED ADS
57667T100
1
60
SH
DFND
1
0
0
60
MATERION CORP
COM
576690101
16
208
SH
DFND
1
0
0
208
MATTEL INC
COM
577081102
166
8291
SH
DFND
1
0
0
8291
MAXIM INTEGRATED PRODS INC
COM
57772K101
601
5693
SH
DFND
1
0
0
5693
MAXIMUS INC
COM
577933104
33
378
SH
DFND
1
0
0
378
MAXLINEAR INC
COM
57776J100
2
50
SH
DFND
1
0
0
50
MCCORMICK & CO INC
COM NON VTG
579780206
869
9839
SH
DFND
1
0
0
9839
MCCORMICK & CO INC
COM VTG
579780107
174
1980
SH
DFND
1
0
0
1980
MCDONALDS CORP
COM
580135101
34065
147473
SH
DFND
1
0
0
147473
MCKESSON CORP
COM
58155Q103
2425
12678
SH
DFND
1
0
0
12678
MDU RES GROUP INC
COM
552690109
441
14068
SH
DFND
1
0
0
14068
MEDALIST DIVERSIFIED REIT IN
COM
58403P105
60
43983
SH
DFND
1
0
0
43983
MEDICAL PPTYS TRUST INC
COM
58463J304
372
18555
SH
DFND
1
0
0
18555
MEDICINOVA INC
COM NEW
58468P206
1
305
SH
DFND
1
0
0
305
MEDPACE HLDGS INC
COM
58506Q109
7
37
SH
DFND
1
0
0
37
MEDTRONIC PLC
SHS
G5960L103
18152
146227
SH
DFND
1
0
0
146227
MELCO RESORTS AND ENTMNT LTD
ADR
585464100
31
1865
SH
DFND
1
0
0
1865
MERCADOLIBRE INC
COM
58733R102
2456
1577
SH
DFND
1
0
0
1577
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
4
1000
SH
DFND
1
0
0
1000
MERCANTILE BK CORP
COM
587376104
3
99
SH
DFND
1
0
0
99
MERCK & CO INC
COM
58933Y105
42304
543970
SH
DFND
1
0
0
543970
MERCURY SYS INC
COM
589378108
28
424
SH
DFND
1
0
0
424
MEREDITH CORP
COM
589433101
155
3559
SH
DFND
1
0
0
3559
MERIT MED SYS INC
COM
589889104
5
75
SH
DFND
1
0
0
75
MERITAGE HOMES CORP
COM
59001A102
10
107
SH
DFND
1
0
0
107
METLIFE INC
COM
59156R108
1762
29442
SH
DFND
1
0
0
29442
METTLER TOLEDO INTERNATIONAL
COM
592688105
67
48
SH
DFND
1
0
0
48
MFA FINL INC
COM
55272X102
0
78
SH
DFND
1
0
0
78
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
129
24526
SH
DFND
1
0
0
24526
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
269
56651
SH
DFND
1
0
0
56651
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
479
46573
SH
DFND
1
0
0
46573
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
478
76496
SH
DFND
1
0
0
76496
MFS MUN INCOME TR
SH BEN INT
552738106
2024
283487
SH
DFND
1
0
0
283487
MGE ENERGY INC
COM
55277P104
674
9058
SH
DFND
1
0
0
9058
MGIC INVT CORP WIS
COM
552848103
66
4857
SH
DFND
1
0
0
4857
MGM GROWTH PPTYS LLC
CL A COM
55303A105
39
1061
SH
DFND
1
0
0
1061
MGM RESORTS INTERNATIONAL
COM
552953101
1066
24989
SH
DFND
1
0
0
24989
MGP INGREDIENTS INC NEW
COM
55303J106
7
107
SH
DFND
1
0
0
107
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
1
167
SH
DFND
1
0
0
167
MICROCHIP TECHNOLOGY INC.
COM
595017104
2015
13452
SH
DFND
1
0
0
13452
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AD6
10
3000
SH
DFND
1
0
0
3000
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AF1
22
10000
SH
DFND
1
0
0
10000
MICRON TECHNOLOGY INC
COM
595112103
5896
69383
SH
DFND
1
0
0
69383
MICROSOFT CORP
COM
594918104
319800
1180509
SH
DFND
1
0
0
1180509
MICROVISION INC DEL
COM NEW
594960304
5
300
SH
DFND
1
0
0
300
MID-AMER APT CMNTYS INC
COM
59522J103
235
1395
SH
DFND
1
0
0
1395
MIDATECH PHARMA PLC
SPONSORED ADS
59564R302
2
1157
SH
DFND
1
0
0
1157
MIDDLEBY CORP
COM
596278101
7
42
SH
DFND
1
0
0
42
MILLER HERMAN INC
COM
600544100
13
275
SH
DFND
1
0
0
275
MILLER HOWARD HIGH INC EQTY
COM SHS BEN IN
600379101
3
289
SH
DFND
1
0
0
289
MILLER INDS INC TENN
COM NEW
600551204
7
165
SH
DFND
1
0
0
165
MILLICOM INTL CELLULAR S A
COM STK
L6388F110
162
4090
SH
DFND
1
0
0
4090
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
159
29433
SH
DFND
1
0
0
29433
MKS INSTRS INC
COM
55306N104
159
894
SH
DFND
1
0
0
894
MODEL N INC
COM
607525102
29
852
SH
DFND
1
0
0
852
MODERNA INC
COM
60770K107
1207
5137
SH
DFND
1
0
0
5137
MODINE MFG CO
COM
607828100
31
1894
SH
DFND
1
0
0
1894
MOELIS & CO
CL A
60786M105
5
96
SH
DFND
1
0
0
96
MOHAWK INDS INC
COM
608190104
60
312
SH
DFND
1
0
0
312
MOLINA HEALTHCARE INC
COM
60855R100
161
631
SH
DFND
1
0
0
631
MOLSON COORS BEVERAGE CO
CL B
60871R209
185
3452
SH
DFND
1
0
0
3452
MOMENTIVE GLOBAL INC
COM
60878Y108
82
3899
SH
DFND
1
0
0
3899
MONDELEZ INTL INC
CL A
609207105
5876
94106
SH
DFND
1
0
0
94106
MONGODB INC
CL A
60937P106
29
82
SH
DFND
1
0
0
82
MONOLITHIC PWR SYS INC
COM
609839105
235
628
SH
DFND
1
0
0
628
MONRO INC
COM
610236101
20
314
SH
DFND
1
0
0
314
MONROE CAP CORP
COM
610335101
27
2533
SH
DFND
1
0
0
2533
MONSTER BEVERAGE CORP NEW
COM
61174X109
14475
158470
SH
DFND
1
0
0
158470
MOODYS CORP
COM
615369105
879
2426
SH
DFND
1
0
0
2426
MORGAN STANLEY
COM NEW
617446448
9774
106588
SH
DFND
1
0
0
106588
MORGAN STANLEY EMERGING MKTS
COM
617477104
4
550
SH
DFND
1
0
0
550
MORNINGSTAR INC
COM
617700109
2
9
SH
DFND
1
0
0
9
MOSAIC CO NEW
COM
61945C103
281
8798
SH
DFND
1
0
0
8798
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1502
6924
SH
DFND
1
0
0
6924
MOTUS GI HLDGS INC
COM
62014P108
2
1500
SH
DFND
1
0
0
1500
MOVADO GROUP INC
COM
624580106
6
196
SH
DFND
1
0
0
196
MP MATERIALS CORP
COM CL A
553368101
7
200
SH
DFND
1
0
0
200
MPLX LP
COM UNIT REP LTD
55336V100
24
826
SH
DFND
1
0
0
826
MSC INDL DIRECT INC
CL A
553530106
170
1897
SH
DFND
1
0
0
1897
MSCI INC
COM
55354G100
195
366
SH
DFND
1
0
0
366
MURPHY OIL CORP
COM
626717102
61
2631
SH
DFND
1
0
0
2631
MYOVANT SCIENCES LTD
COM
G637AM102
11
500
SH
DFND
1
0
0
500
NACCO INDS INC
CL A
629579103
0
1
SH
DFND
1
0
0
1
NAKED BRAND GROUP LIMITED
SHS NEW
Q6519T117
1
1000
SH
DFND
1
0
0
1000
NASDAQ INC
COM
631103108
2850
16206
SH
DFND
1
0
0
16206
NATIONAL BEVERAGE CORP
COM
635017106
18
360
SH
DFND
1
0
0
360
NATIONAL FUEL GAS CO
COM
636180101
11
220
SH
DFND
1
0
0
220
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
277
4335
SH
DFND
1
0
0
4335
NATIONAL HEALTH INVS INC
COM
63633D104
8
125
SH
DFND
1
0
0
125
NATIONAL INSTRS CORP
COM
636518102
6
140
SH
DFND
1
0
0
140
NATIONAL RETAIL PROPERTIES I
COM
637417106
225
4814
SH
DFND
1
0
0
4814
NATIONAL VISION HLDGS INC
NOTE 2.500% 5/1
63845RAB3
9
5000
SH
DFND
1
0
0
5000
NATURA &CO HLDG S A
ADS
63884N108
10
452
SH
DFND
1
0
0
452
NATURES SUNSHINE PRODS INC
COM
639027101
52
3000
SH
DFND
1
0
0
3000
NATUS MED INC DEL
COM
639050103
3
118
SH
DFND
1
0
0
118
NATWEST GROUP PLC
SPONS ADR 2 ORD
639057108
163
28870
SH
DFND
1
0
0
28870
NAVIENT CORPORATION
COM
63938C108
32
1640
SH
DFND
1
0
0
1640
NAVIGATOR HLDGS LTD
SHS
Y62132108
1
70
SH
DFND
1
0
0
70
NAVIOS MARITIME HOLDINGS INC
COM
Y62197119
0
15
SH
DFND
1
0
0
15
NCINO INC
COM
63947U107
20
339
SH
DFND
1
0
0
339
NCR CORP NEW
COM
62886E108
20
445
SH
DFND
1
0
0
445
NEKTAR THERAPEUTICS
COM
640268108
17
1015
SH
DFND
1
0
0
1015
NEOGENOMICS INC
COM NEW
64049M209
248
5500
SH
DFND
1
0
0
5500
NEPTUNE WELLNESS SOLUTIONS I
COM
64079L105
0
125
SH
DFND
1
0
0
125
NETAPP INC
COM
64110D104
260
3175
SH
DFND
1
0
0
3175
NETEASE INC
SPONSORED ADS
64110W102
1423
12352
SH
DFND
1
0
0
12352
NETFLIX INC
COM
64110L106
20111
38072
SH
DFND
1
0
0
38072
NETGEAR INC
COM
64111Q104
14
350
SH
DFND
1
0
0
350
NEUBERGER BERMAN HIGH YIELD
COM
64128C106
17
1288
SH
DFND
1
0
0
1288
NEUBERGER BERMAN MLP & ENERG
COM
64129H104
0
53
SH
DFND
1
0
0
53
NEUBERGER BERMAN REAL ESTATE
COM
64190A103
2
493
SH
DFND
1
0
0
493
NEUROCRINE BIOSCIENCES INC
COM
64125C109
281
2880
SH
DFND
1
0
0
2880
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
9
7000
SH
DFND
1
0
0
7000
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
38
4082
SH
DFND
1
0
0
4082
NEW JERSEY RES CORP
COM
646025106
20
502
SH
DFND
1
0
0
502
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581107
38
4700
SH
DFND
1
0
0
4700
NEW RELIC INC
COM
64829B100
54
798
SH
DFND
1
0
0
798
NEW RELIC INC
NOTE 0.500% 5/0
64829BAB6
9
9000
SH
DFND
1
0
0
9000
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
10
971
SH
DFND
1
0
0
971
NEW YORK CITY REIT INC
COM
649439205
27
2037
SH
DFND
1
0
0
2037
NEW YORK CMNTY BANCORP INC
COM
649445103
103
9373
SH
DFND
1
0
0
9373
NEW YORK CMNTY CAP TR V
UNIT 11/01/2051
64944P307
26
500
SH
DFND
1
0
0
500
NEW YORK MTG TR INC
COM PAR $.02
649604501
14
3178
SH
DFND
1
0
0
3178
NEW YORK TIMES CO
CL A
650111107
91
2107
SH
DFND
1
0
0
2107
NEWELL BRANDS INC
COM
651229106
172
6259
SH
DFND
1
0
0
6259
NEWMARKET CORP
COM
651587107
143
445
SH
DFND
1
0
0
445
NEWMONT CORP
COM
651639106
1608
25377
SH
DFND
1
0
0
25377
NEWS CORP NEW
CL A
65249B109
2
67
SH
DFND
1
0
0
67
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
212
3848
SH
DFND
1
0
0
3848
NEXPOINT STRATEGIC OPPORTES
COM NEW
65340G205
5
397
SH
DFND
1
0
0
397
NEXSTAR MEDIA GROUP INC
CL A
65336K103
32
218
SH
DFND
1
0
0
218
NEXTERA ENERGY INC
COM
65339F101
13707
187037
SH
DFND
1
0
0
187037
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
11
143
SH
DFND
1
0
0
143
NEXTGEN HEALTHCARE INC
COM
65343C102
2
113
SH
DFND
1
0
0
113
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
17
7019
SH
DFND
1
0
0
7019
NICE LTD
SPONSORED ADR
653656108
6398
25853
SH
DFND
1
0
0
25853
NIELSEN HLDGS PLC
SHS EUR
G6518L108
6
239
SH
DFND
1
0
0
239
NIKE INC
CL B
654106103
45611
295231
SH
DFND
1
0
0
295231
NIKOLA CORP
COM
654110105
78
4309
SH
DFND
1
0
0
4309
NIO INC
SPON ADS
62914V106
126
2366
SH
DFND
1
0
0
2366
NISOURCE INC
COM
65473P105
113
4623
SH
DFND
1
0
0
4623
NOBLE CORP NEW
SHS
G6610J209
0
7
SH
DFND
1
0
0
7
NOKIA CORP
SPONSORED ADR
654902204
449
84395
SH
DFND
1
0
0
84395
NOODLES & CO
COM CL A
65540B105
3
250
SH
DFND
1
0
0
250
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
2
580
SH
DFND
1
0
0
580
NORDSON CORP
COM
655663102
3
15
SH
DFND
1
0
0
15
NORDSTROM INC
COM
655664100
123
3402
SH
DFND
1
0
0
3402
NORFOLK SOUTHN CORP
COM
655844108
9070
34177
SH
DFND
1
0
0
34177
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
31
62308
SH
DFND
1
0
0
62308
NORTHERN STAR INVEST CORP II
UNIT 02/25/2028
66574L209
1
100
SH
DFND
1
0
0
100
NORTHERN STAR INVEST CORP IV
UNIT 02/25/2028
66575B200
1
100
SH
DFND
1
0
0
100
NORTHERN TR CORP
COM
665859104
1053
9103
SH
DFND
1
0
0
9103
NORTHROP GRUMMAN CORP
COM
666807102
6727
18508
SH
DFND
1
0
0
18508
NORTHWEST BANCSHARES INC MD
COM
667340103
40
2919
SH
DFND
1
0
0
2919
NORTHWEST NAT HLDG CO
COM
66765N105
7
125
SH
DFND
1
0
0
125
NORTONLIFELOCK INC
COM
668771108
103
3742
SH
DFND
1
0
0
3742
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
581
19764
SH
DFND
1
0
0
19764
NOV INC
COM
62955J103
31
2019
SH
DFND
1
0
0
2019
NOVANTA INC
COM
67000B104
5
35
SH
DFND
1
0
0
35
NOVARTIS AG
SPONSORED ADR
66987V109
5999
65738
SH
DFND
1
0
0
65738
NOVAVAX INC
COM NEW
670002401
48
225
SH
DFND
1
0
0
225
NOVOCURE LTD
ORD SHS
G6674U108
32
145
SH
DFND
1
0
0
145
NOVO-NORDISK A S
ADR
670100205
2793
33346
SH
DFND
1
0
0
33346
NOW INC
COM
67011P100
3
270
SH
DFND
1
0
0
270
NRG ENERGY INC
COM NEW
629377508
1
14
SH
DFND
1
0
0
14
NUANCE COMMUNICATIONS INC
COM
67020Y100
144
2635
SH
DFND
1
0
0
2635
NUCOR CORP
COM
670346105
2559
26681
SH
DFND
1
0
0
26681
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
3070
47583
SH
DFND
1
0
0
47583
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
282
7466
SH
DFND
1
0
0
7466
NUSHARES ETF TR
NUVEEN ESG MIDCP
67092P409
88
1602
SH
DFND
1
0
0
1602
NUSHARES ETF TR
NUVEEN ESG SMLCP
67092P607
312
6900
SH
DFND
1
0
0
6900
NUSTAR ENERGY LP
UNIT COM
67058H102
9
459
SH
DFND
1
0
0
459
NUTANIX INC
CL A
67059N108
61
1606
SH
DFND
1
0
0
1606
NUTRIEN LTD
COM
67077M108
354
5845
SH
DFND
1
0
0
5845
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
3793
212381
SH
DFND
1
0
0
212381
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
9680
616527
SH
DFND
1
0
0
616527
NUVEEN ARIZONA QLTY MUN INC
COM
67061W104
6
350
SH
DFND
1
0
0
350
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
204
12871
SH
DFND
1
0
0
12871
NUVEEN CALIFORNIA MUNI VLU F
COM STK
67062C107
29
2700
SH
DFND
1
0
0
2700
NUVEEN DOW 30 DYNMC OVERWRT
SHS
67075F105
7019
412409
SH
DFND
1
0
0
412409
NUVEEN ENHANCED MUN VALUE FD
COM
67074M101
57
3300
SH
DFND
1
0
0
3300
NUVEEN FLOATING RATE INCOME
COM
67072T108
2496
249089
SH
DFND
1
0
0
249089
NUVEEN GEORGIA QLTY MUN INC
COM
67072B107
228
16288
SH
DFND
1
0
0
16288
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
81
5433
SH
DFND
1
0
0
5433
NUVEEN INTER DURATION MUN TE
COM
670671106
107
7121
SH
DFND
1
0
0
7121
NUVEEN MASSACHUSETS QLT MUN
COM
67061E104
616
40675
SH
DFND
1
0
0
40675
NUVEEN MINN QUALITY MUN INM
SHS
670734102
116
7124
SH
DFND
1
0
0
7124
NUVEEN MUN CR OPPORTUNITIES
COM
670663103
55
3564
SH
DFND
1
0
0
3564
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
1748
113557
SH
DFND
1
0
0
113557
NUVEEN MUN VALUE FD INC
COM
670928100
260
22596
SH
DFND
1
0
0
22596
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
976
56751
SH
DFND
1
0
0
56751
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
80
2736
SH
DFND
1
0
0
2736
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
857
55006
SH
DFND
1
0
0
55006
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
159
11185
SH
DFND
1
0
0
11185
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
84
5609
SH
DFND
1
0
0
5609
NUVEEN OHIO QLTY MUN INCOME
COM
670980101
17
1011
SH
DFND
1
0
0
1011
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
54
3569
SH
DFND
1
0
0
3569
NUVEEN PFD & INCM SECURTIES
COM
67072C105
381
38302
SH
DFND
1
0
0
38302
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
305
30615
SH
DFND
1
0
0
30615
NUVEEN PFD & INCOME TERM FD
COM
67075A106
41
1585
SH
DFND
1
0
0
1585
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
1706
106558
SH
DFND
1
0
0
106558
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
73
6609
SH
DFND
1
0
0
6609
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
8781
611030
SH
DFND
1
0
0
611030
NUVEEN S&P 500 DYNAMIC OVERW
COM
6706EW100
937
51734
SH
DFND
1
0
0
51734
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
99
8992
SH
DFND
1
0
0
8992
NUVEEN SELECT TAX FREE INCOM
SH BEN INT
67063C106
18
1113
SH
DFND
1
0
0
1113
NUVEEN SELECT TAX FREE INCOM
SH BEN INT
67063X100
0
1
SH
DFND
1
0
0
1
NUVEEN SELECT TAX-FREE INCOM
SH BEN INT
67062F100
64
3513
SH
DFND
1
0
0
3513
NUVEEN SR INCOME FD
COM
67067Y104
3946
667565
SH
DFND
1
0
0
667565
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
84
3573
SH
DFND
1
0
0
3573
NVENT ELECTRIC PLC
SHS
G6700G107
69
2231
SH
DFND
1
0
0
2231
NVIDIA CORPORATION
COM
67066G104
96462
120563
SH
DFND
1
0
0
120563
NVR INC
COM
62944T105
55
11
SH
DFND
1
0
0
11
NXP SEMICONDUCTORS N V
COM
N6596X109
7670
37286
SH
DFND
1
0
0
37286
OAKTREE SPECIALTY LENDING CO
COM
67401P108
1
100
SH
DFND
1
0
0
100
OASIS PETROLEUM INC
COM NEW
674215207
15
145
SH
DFND
1
0
0
145
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
55
4055
SH
DFND
1
0
0
4055
OCCIDENTAL PETE CORP
COM
674599105
7607
243285
SH
DFND
1
0
0
243285
OGE ENERGY CORP
COM
670837103
40
1188
SH
DFND
1
0
0
1188
OIL DRI CORP AMER
COM
677864100
65
1909
SH
DFND
1
0
0
1909
OKTA INC
CL A
679295105
1749
7145
SH
DFND
1
0
0
7145
OLD DOMINION FREIGHT LINE IN
COM
679580100
68
268
SH
DFND
1
0
0
268
OLD NATL BANCORP IND
COM
680033107
18
1025
SH
DFND
1
0
0
1025
OLD REP INTL CORP
COM
680223104
45
1809
SH
DFND
1
0
0
1809
OLIN CORP
COM PAR $1
680665205
1090
23560
SH
DFND
1
0
0
23560
OLLIES BARGAIN OUTLET HLDGS
COM
681116109
20
241
SH
DFND
1
0
0
241
OMEGA HEALTHCARE INVS INC
COM
681936100
24
666
SH
DFND
1
0
0
666
OMNICELL COM
COM
68213N109
621
4096
SH
DFND
1
0
0
4096
OMNICOM GROUP INC
COM
681919106
265
3301
SH
DFND
1
0
0
3301
ON SEMICONDUCTOR CORP
COM
682189105
216
5629
SH
DFND
1
0
0
5629
ONE GAS INC
COM
68235P108
88
1194
SH
DFND
1
0
0
1194
ONEMAIN HLDGS INC
COM
68268W103
36
600
SH
DFND
1
0
0
600
ONEOK INC NEW
COM
682680103
1010
18149
SH
DFND
1
0
0
18149
ONESPAN INC
COM
68287N100
43
1668
SH
DFND
1
0
0
1668
ONTO INNOVATION INC
COM
683344105
7
101
SH
DFND
1
0
0
101
OPENDOOR TECHNOLOGIES INC
COM
683712103
36
2034
SH
DFND
1
0
0
2034
ORACLE CORP
COM
68389X105
6953
89317
SH
DFND
1
0
0
89317
ORANGE
SPONSORED ADR
684060106
454
39691
SH
DFND
1
0
0
39691
ORASURE TECHNOLOGIES INC
COM
68554V108
9
910
SH
DFND
1
0
0
910
OREILLY AUTOMOTIVE INC
COM
67103H107
4619
8158
SH
DFND
1
0
0
8158
ORGANON & CO
COMMON STOCK
68622V106
216
7153
SH
DFND
1
0
0
7153
ORGANOVO HLDGS INC
COM NEW
68620A203
0
16
SH
DFND
1
0
0
16
ORIX CORP
SPONSORED ADR
686330101
12
150
SH
DFND
1
0
0
150
ORMAT TECHNOLOGIES INC
COM
686688102
14
200
SH
DFND
1
0
0
200
OSHKOSH CORP
COM
688239201
255
2047
SH
DFND
1
0
0
2047
OSI ETF TR
OSHARES US QUALT
67110P407
241
5732
SH
DFND
1
0
0
5732
OSI ETF TR
OSHS GBL INTER
67110P704
109
1913
SH
DFND
1
0
0
1913
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
2
2000
SH
DFND
1
0
0
2000
OTIS WORLDWIDE CORP
COM
68902V107
1045
12785
SH
DFND
1
0
0
12785
OTTER TAIL CORP
COM
689648103
43
875
SH
DFND
1
0
0
875
OVERSTOCK COM INC DEL
COM
690370101
8
82
SH
DFND
1
0
0
82
OVINTIV INC
COM
69047Q102
23
725
SH
DFND
1
0
0
725
OWENS & MINOR INC NEW
COM
690732102
889
21000
SH
DFND
1
0
0
21000
OWENS CORNING NEW
COM
690742101
67
689
SH
DFND
1
0
0
689
OWL ROCK CAPITAL CORPORATION
COM
69121K104
233
16293
SH
DFND
1
0
0
16293
OXFORD LANE CAP CORP
COM
691543102
48
6510
SH
DFND
1
0
0
6510
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
1
51
SH
DFND
1
0
0
51
PACCAR INC
COM
693718108
4433
49682
SH
DFND
1
0
0
49682
PACER FDS TR
BNCHMRK INFRA
69374H741
86152
2135620
SH
DFND
1
0
0
2135620
PACER FDS TR
GLOBL CASH ETF
69374H709
23
739
SH
DFND
1
0
0
739
PACER FDS TR
PACER US SMALL
69374H857
894
20033
SH
DFND
1
0
0
20033
PACER FDS TR
US CASH COWS 100
69374H881
56609
1323268
SH
DFND
1
0
0
1323268
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
19
550
SH
DFND
1
0
0
550
PACIFIC PREMIER BANCORP
COM
69478X105
8
190
SH
DFND
1
0
0
190
PACIRA BIOSCIENCES INC
COM
695127100
2
36
SH
DFND
1
0
0
36
PACKAGING CORP AMER
COM
695156109
989
7313
SH
DFND
1
0
0
7313
PACWEST BANCORP DEL
COM
695263103
4
103
SH
DFND
1
0
0
103
PAGERDUTY INC
COM
69553P100
1461
34307
SH
DFND
1
0
0
34307
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
6
114
SH
DFND
1
0
0
114
PALANTIR TECHNOLOGIES INC
CL A
69608A108
1534
58173
SH
DFND
1
0
0
58173
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
0
1
SH
DFND
1
0
0
1
PALO ALTO NETWORKS INC
COM
697435105
6100
16441
SH
DFND
1
0
0
16441
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
52
36000
SH
DFND
1
0
0
36000
PANBELA THERAPEUTICS INC
COM
69833Q100
2
633
SH
DFND
1
0
0
633
PAPA JOHNS INTL INC
COM
698813102
113
1085
SH
DFND
1
0
0
1085
PARK HOTELS & RESORTS INC
COM
700517105
67
3255
SH
DFND
1
0
0
3255
PARK NATL CORP
COM
700658107
25
210
SH
DFND
1
0
0
210
PARKER-HANNIFIN CORP
COM
701094104
1683
5478
SH
DFND
1
0
0
5478
PATRICK INDS INC
COM
703343103
3
39
SH
DFND
1
0
0
39
PATTERSON COS INC
COM
703395103
42
1346
SH
DFND
1
0
0
1346
PATTERSON-UTI ENERGY INC
COM
703481101
0
50
SH
DFND
1
0
0
50
PAYCHEX INC
COM
704326107
4128
38461
SH
DFND
1
0
0
38461
PAYCOM SOFTWARE INC
COM
70432V102
5284
14536
SH
DFND
1
0
0
14536
PAYPAL HLDGS INC
COM
70450Y103
30097
103256
SH
DFND
1
0
0
103256
PEARSON PLC
SPONSORED ADR
705015105
6
526
SH
DFND
1
0
0
526
PEGASYSTEMS INC
COM
705573103
90
647
SH
DFND
1
0
0
647
PEGASYSTEMS INC
NOTE 0.750% 3/0
705573AB9
17
14000
SH
DFND
1
0
0
14000
PELOTON INTERACTIVE INC
CL A COM
70614W100
6382
51456
SH
DFND
1
0
0
51456
PEMBINA PIPELINE CORP
COM
706327103
372
11695
SH
DFND
1
0
0
11695
PENN NATL GAMING INC
COM
707569109
201
2626
SH
DFND
1
0
0
2626
PENNANTPARK FLOATING RATE CA
COM
70806A106
22
1750
SH
DFND
1
0
0
1750
PENNANTPARK INVT CORP
COM
708062104
65
9740
SH
DFND
1
0
0
9740
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
701
9292
SH
DFND
1
0
0
9292
PENTAIR PLC
SHS
G7S00T104
316
4680
SH
DFND
1
0
0
4680
PEOPLES UNITED FINANCIAL INC
COM
712704105
345
20157
SH
DFND
1
0
0
20157
PEPSICO INC
COM
713448108
43805
295654
SH
DFND
1
0
0
295654
PERKINELMER INC
COM
714046109
99
646
SH
DFND
1
0
0
646
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
12
2179
SH
DFND
1
0
0
2179
PERRIGO CO PLC
SHS
G97822103
1
15
SH
DFND
1
0
0
15
PETROCHINA CO LTD
SPONSORED ADR
71646E100
104
2118
SH
DFND
1
0
0
2118
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
162
13278
SH
DFND
1
0
0
13278
PFIZER INC
COM
717081103
28886
737612
SH
DFND
1
0
0
737612
PG&E CORP
COM
69331C108
22
2169
SH
DFND
1
0
0
2169
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
394
24737
SH
DFND
1
0
0
24737
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
620
38098
SH
DFND
1
0
0
38098
PHILIP MORRIS INTL INC
COM
718172109
8459
85364
SH
DFND
1
0
0
85364
PHILLIPS 66
COM
718546104
2729
31790
SH
DFND
1
0
0
31790
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
8
206
SH
DFND
1
0
0
206
PHUNWARE INC
COM
71948P100
1
500
SH
DFND
1
0
0
500
PHYSICIANS RLTY TR
COM
71943U104
23
1261
SH
DFND
1
0
0
1261
PIEDMONT LITHIUM INC
COM
72016P105
10
125
SH
DFND
1
0
0
125
PILGRIMS PRIDE CORP
COM
72147K108
553
24950
SH
DFND
1
0
0
24950
PIMCO CALIF MUN INCOME FD II
COM
72200M108
53
5484
SH
DFND
1
0
0
5484
PIMCO CORPORATE & INCM STRG
COM
72200U100
1696
90701
SH
DFND
1
0
0
90701
PIMCO CORPORATE & INCOME OPP
COM
72201B101
6302
318437
SH
DFND
1
0
0
318437
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
1128
50427
SH
DFND
1
0
0
50427
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
3502
121533
SH
DFND
1
0
0
121533
PIMCO DYNAMIC INCOME OPRNTS
COM BEN SHS
69355M107
22
928
SH
DFND
1
0
0
928
PIMCO ENERGY & TACTICAL CR O
COM SHS BEN INT
69346N107
6
483
SH
DFND
1
0
0
483
PIMCO EQUITY SER
RAFI DYN EMERG
72202L389
168
5434
SH
DFND
1
0
0
5434
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
1157
11584
SH
DFND
1
0
0
11584
PIMCO ETF TR
1-5 US TIP IDX
72201R205
15
275
SH
DFND
1
0
0
275
PIMCO ETF TR
15+ YR US TIPS
72201R304
5
60
SH
DFND
1
0
0
60
PIMCO ETF TR
25YR+ ZERO U S
72201R882
4
30
SH
DFND
1
0
0
30
PIMCO ETF TR
ACTIVE BD ETF
72201R775
232
2088
SH
DFND
1
0
0
2088
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
13295
130386
SH
DFND
1
0
0
130386
PIMCO GLOBAL STOCKSPLS INCM
COM
722011103
220
19856
SH
DFND
1
0
0
19856
PIMCO HIGH INCOME FD
COM SHS
722014107
1597
233538
SH
DFND
1
0
0
233538
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
937
35163
SH
DFND
1
0
0
35163
PIMCO INCOME STRATEGY FD
COM
72201H108
27
2093
SH
DFND
1
0
0
2093
PIMCO INCOME STRATEGY FD II
COM
72201J104
3042
277031
SH
DFND
1
0
0
277031
PIMCO MUN INCOME FD
COM
72200R107
385
25801
SH
DFND
1
0
0
25801
PIMCO MUN INCOME FD II
COM
72200W106
80
5286
SH
DFND
1
0
0
5286
PIMCO NEW YORK MUN FD II
COM
72200Y102
197
16386
SH
DFND
1
0
0
16386
PIMCO NEW YORK MUN INCOME FD
COM
72200T103
189
14555
SH
DFND
1
0
0
14555
PIMCO STRATEGIC INCOME FD
COM
72200X104
668
87742
SH
DFND
1
0
0
87742
PINDUODUO INC
SPONSORED ADS
722304102
6
50
SH
DFND
1
0
0
50
PINNACLE FINL PARTNERS INC
COM
72346Q104
479
5425
SH
DFND
1
0
0
5425
PINNACLE WEST CAP CORP
COM
723484101
305
3721
SH
DFND
1
0
0
3721
PINTEREST INC
CL A
72352L106
743
9422
SH
DFND
1
0
0
9422
PIONEER FLOATING RATE FUND I
COM
72369J102
86
7199
SH
DFND
1
0
0
7199
PIONEER MUNICIPAL HIGH INCOM
COM
723762100
51
4129
SH
DFND
1
0
0
4129
PIONEER MUNICIPAL HIGH INCOM
COM SHS
723763108
3
202
SH
DFND
1
0
0
202
PIONEER NAT RES CO
COM
723787107
6462
39763
SH
DFND
1
0
0
39763
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
11
7000
SH
DFND
1
0
0
7000
PITNEY BOWES INC
COM
724479100
10
1167
SH
DFND
1
0
0
1167
PJT PARTNERS INC
COM CL A
69343T107
14
201
SH
DFND
1
0
0
201
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
65
5720
SH
DFND
1
0
0
5720
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
228
19118
SH
DFND
1
0
0
19118
PLBY GROUP INC
COM
72814P109
4
107
SH
DFND
1
0
0
107
PLEXUS CORP
COM
729132100
225
2456
SH
DFND
1
0
0
2456
PLUG POWER INC
COM NEW
72919P202
99
2913
SH
DFND
1
0
0
2913
PNC FINL SVCS GROUP INC
COM
693475105
5472
28689
SH
DFND
1
0
0
28689
PNM RES INC
COM
69349H107
83
1697
SH
DFND
1
0
0
1697
POLARIS INC
COM
731068102
474
3459
SH
DFND
1
0
0
3459
POOL CORP
COM
73278L105
808
1763
SH
DFND
1
0
0
1763
PORCH GROUP INC
COM
733245104
60
3106
SH
DFND
1
0
0
3106
PORTLAND GEN ELEC CO
COM NEW
736508847
99
2132
SH
DFND
1
0
0
2132
POSCO
SPONSORED ADR
693483109
11
147
SH
DFND
1
0
0
147
POSHMARK INC
COM CL A
73739W104
7
140
SH
DFND
1
0
0
140
POST HLDGS INC
COM
737446104
9
85
SH
DFND
1
0
0
85
POSTAL REALTY TRUST INC
CL A
73757R102
6
350
SH
DFND
1
0
0
350
POWER INTEGRATIONS INC
COM
739276103
9
111
SH
DFND
1
0
0
111
PPG INDS INC
COM
693506107
1142
6727
SH
DFND
1
0
0
6727
PPL CORP
COM
69351T106
1850
66138
SH
DFND
1
0
0
66138
PREMIER FINANCIAL CORP
COM
74052F108
3
93
SH
DFND
1
0
0
93
PREMIER INC
CL A
74051N102
1
25
SH
DFND
1
0
0
25
PRESTIGE CONSMR HEALTHCARE I
COM
74112D101
4
85
SH
DFND
1
0
0
85
PRICE T ROWE GROUP INC
COM
74144T108
10807
54592
SH
DFND
1
0
0
54592
PRICESMART INC
COM
741511109
1
9
SH
DFND
1
0
0
9
PRIMERICA INC
COM
74164M108
51
334
SH
DFND
1
0
0
334
PRIMO WATER CORPORATION
COM
74167P108
6
366
SH
DFND
1
0
0
366
PRINCIPAL EXCHANGE-TRADED FD
US MEGA CP ETF
74255Y870
946
23817
SH
DFND
1
0
0
23817
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
738
11689
SH
DFND
1
0
0
11689
PRINCIPAL REAL ESTATE INCOME
SHS BEN INT
74255X104
130
8562
SH
DFND
1
0
0
8562
PROCTER AND GAMBLE CO
COM
742718109
60567
448886
SH
DFND
1
0
0
448886
PROG HOLDINGS INC
COM NPV
74319R101
2
32
SH
DFND
1
0
0
32
PROGRESSIVE CORP
COM
743315103
20699
210775
SH
DFND
1
0
0
210775
PROLOGIS INC.
COM
74340W103
7963
66614
SH
DFND
1
0
0
66614
PROOFPOINT INC
COM
743424103
155
888
SH
DFND
1
0
0
888
PROOFPOINT INC
NOTE 0.250% 8/1
743424AF0
21
17000
SH
DFND
1
0
0
17000
PROSHARES TR
LARGE CAP CRE
74347R248
202
2039
SH
DFND
1
0
0
2039
PROSHARES TR
ONLINE RTL ETF
74347B169
93
1154
SH
DFND
1
0
0
1154
PROSHARES TR
PET CARE ETF
74348A145
56
690
SH
DFND
1
0
0
690
PROSHARES TR
PSHS ULTRA QQQ
74347R206
124
1726
SH
DFND
1
0
0
1726
PROSHARES TR
PSHS ULTRA TECH
74347R693
154
1600
SH
DFND
1
0
0
1600
PROSHARES TR
RUSS 2000 DIVD
74347B698
24
381
SH
DFND
1
0
0
381
PROSHARES TR
S&P 500 DV ARIST
74348A467
6991
77143
SH
DFND
1
0
0
77143
PROSHARES TR
S&P MDCP 400 DIV
74347B680
4198
58836
SH
DFND
1
0
0
58836
PROSHARES TR
ULTRPRO S&P500
74347X864
116
1020
SH
DFND
1
0
0
1020
PROSHARES TR II
PSH ULTRA EURO
74347W874
3
190
SH
DFND
1
0
0
190
PROSPECT CAP CORP
COM
74348T102
56
6678
SH
DFND
1
0
0
6678
PROSPERITY BANCSHARES INC
COM
743606105
1
7
SH
DFND
1
0
0
7
PROTO LABS INC
COM
743713109
13
137
SH
DFND
1
0
0
137
PROVIDENT BANCORP INC
COM NEW
74383L105
9
540
SH
DFND
1
0
0
540
PRUDENTIAL FINL INC
COM
744320102
4068
39697
SH
DFND
1
0
0
39697
PRUDENTIAL PLC
ADR
74435K204
26
669
SH
DFND
1
0
0
669
PS BUSINESS PKS INC CALIF
COM
69360J107
107
720
SH
DFND
1
0
0
720
PTC INC
COM
69370C100
172
1221
SH
DFND
1
0
0
1221
PTC THERAPEUTICS INC
COM
69366J200
61
1453
SH
DFND
1
0
0
1453
PUBLIC STORAGE
COM
74460D109
740
2460
SH
DFND
1
0
0
2460
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
1195
19998
SH
DFND
1
0
0
19998
PULTE GROUP INC
COM
745867101
701
12841
SH
DFND
1
0
0
12841
PURE STORAGE INC
CL A
74624M102
21
1079
SH
DFND
1
0
0
1079
PURE STORAGE INC
NOTE 0.125% 4/1
74624MAB8
28
27000
SH
DFND
1
0
0
27000
PUTNAM MANAGED MUN INCOME TR
COM
746823103
157
17902
SH
DFND
1
0
0
17902
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
1120
79206
SH
DFND
1
0
0
79206
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
33
7139
SH
DFND
1
0
0
7139
PVH CORPORATION
COM
693656100
358
3328
SH
DFND
1
0
0
3328
PWP FORWARD ACQUISITION CORP
UNIT 03/10/2026
74709Q200
1
100
SH
DFND
1
0
0
100
Q2 HLDGS INC
COM
74736L109
35
343
SH
DFND
1
0
0
343
Q2 HLDGS INC
NOTE 0.750% 2/1
74736LAB5
2
1000
SH
DFND
1
0
0
1000
Q2 HLDGS INC
NOTE 0.750% 6/0
74736LAD1
8
6000
SH
DFND
1
0
0
6000
QCR HOLDINGS INC
COM
74727A104
101
2100
SH
DFND
1
0
0
2100
QORVO INC
COM
74736K101
4497
22984
SH
DFND
1
0
0
22984
QTS RLTY TR INC
COM CL A
74736A103
24
316
SH
DFND
1
0
0
316
QUAD / GRAPHICS INC
COM CL A
747301109
27
6500
SH
DFND
1
0
0
6500
QUAKER CHEM CORP
COM
747316107
19
79
SH
DFND
1
0
0
79
QUALCOMM INC
COM
747525103
15829
110737
SH
DFND
1
0
0
110737
QUANTA SVCS INC
COM
74762E102
2476
27332
SH
DFND
1
0
0
27332
QUANTUMSCAPE CORP
COM CL A
74767V109
6
200
SH
DFND
1
0
0
200
QUEENS GAMBIT GROWTH CAPITAL
UNIT 01/19/2026
G7315C127
1
85
SH
DFND
1
0
0
85
QUEST DIAGNOSTICS INC
COM
74834L100
1763
13366
SH
DFND
1
0
0
13366
QUIDEL CORP
COM
74838J101
2
16
SH
DFND
1
0
0
16
QUOTIENT TECHNOLOGY INC
COM
749119103
0
35
SH
DFND
1
0
0
35
QURATE RETAIL INC
COM SER A
74915M100
5
375
SH
DFND
1
0
0
375
RADIAN GROUP INC
COM
750236101
2
97
SH
DFND
1
0
0
97
RADIANT LOGISTICS INC
COM
75025X100
235
33894
SH
DFND
1
0
0
33894
RALPH LAUREN CORP
CL A
751212101
7
63
SH
DFND
1
0
0
63
RAMACO RES INC
COM
75134P303
33
6068
SH
DFND
1
0
0
6068
RAMBUS INC DEL
COM
750917106
44
1867
SH
DFND
1
0
0
1867
RANGE RES CORP
COM
75281A109
7
402
SH
DFND
1
0
0
402
RAPID7 INC
COM
753422104
8
88
SH
DFND
1
0
0
88
RAYMOND JAMES FINL INC
COM
754730109
381
2933
SH
DFND
1
0
0
2933
RAYONIER INC
COM
754907103
39
1074
SH
DFND
1
0
0
1074
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
37446
438935
SH
DFND
1
0
0
438935
RBB FD INC
MOTLEY FOL ETF
74933W601
8
190
SH
DFND
1
0
0
190
RBC BEARINGS INC
COM
75524B104
19
95
SH
DFND
1
0
0
95
RCM TECHNOLOGIES INC
COM NEW
749360400
3
750
SH
DFND
1
0
0
750
RE MAX HLDGS INC
CL A
75524W108
34
1025
SH
DFND
1
0
0
1025
REALTY INCOME CORP
COM
756109104
3221
48249
SH
DFND
1
0
0
48249
REATA PHARMACEUTICALS INC
CL A
75615P103
1
4
SH
DFND
1
0
0
4
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
1163
33916
SH
DFND
1
0
0
33916
REDBALL ACQUISITION CORP
COM CL A
G7417R105
0
18
SH
DFND
1
0
0
18
REDFIN CORP
COM
75737F108
375
5902
SH
DFND
1
0
0
5902
REDWOOD TR INC
NOTE 5.625% 7/1
758075AD7
5
5000
SH
DFND
1
0
0
5000
REEDS INC
COM
758338107
6
5500
SH
DFND
1
0
0
5500
REGENCY CTRS CORP
COM
758849103
287
4489
SH
DFND
1
0
0
4489
REGENERON PHARMACEUTICALS
COM
75886F107
1767
3163
SH
DFND
1
0
0
3163
REGIONS FINANCIAL CORP NEW
COM
7591EP100
746
36951
SH
DFND
1
0
0
36951
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
3
27
SH
DFND
1
0
0
27
RELIANCE STEEL & ALUMINUM CO
COM
759509102
26
170
SH
DFND
1
0
0
170
RELX PLC
SPONSORED ADR
759530108
62
2327
SH
DFND
1
0
0
2327
RENAISSANCE CAP GREENWICH FD
IPO ETF
759937204
207
3120
SH
DFND
1
0
0
3120
RENASANT CORP
COM
75970E107
140
3519
SH
DFND
1
0
0
3519
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
167
2686
SH
DFND
1
0
0
2686
RENREN INC
SPONSORED ADS
759892300
0
6
SH
DFND
1
0
0
6
REPLIGEN CORP
COM
759916109
5
27
SH
DFND
1
0
0
27
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
11
6000
SH
DFND
1
0
0
6000
REPUBLIC SVCS INC
COM
760759100
966
8776
SH
DFND
1
0
0
8776
RESIDEO TECHNOLOGIES INC
COM
76118Y104
35
1155
SH
DFND
1
0
0
1155
RESMED INC
COM
761152107
29
115
SH
DFND
1
0
0
115
RESTAURANT BRANDS INTL INC
COM
76131D103
665
10327
SH
DFND
1
0
0
10327
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
0
6
SH
DFND
1
0
0
6
RETAIL PPTYS AMER INC
CL A
76131V202
14
1210
SH
DFND
1
0
0
1210
REXFORD INDL RLTY INC
COM
76169C100
7
120
SH
DFND
1
0
0
120
RGC RES INC
COM
74955L103
38
1500
SH
DFND
1
0
0
1500
RH
COM
74967X103
65
95
SH
DFND
1
0
0
95
RH
NOTE 6/1
74967XAA1
49
14000
SH
DFND
1
0
0
14000
RIBBIT LEAP LTD
SHS CL A
G7552B105
5
500
SH
DFND
1
0
0
500
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
11
2550
SH
DFND
1
0
0
2550
RINGCENTRAL INC
CL A
76680R206
2776
9556
SH
DFND
1
0
0
9556
RINGCENTRAL INC
NOTE 3/0
76680RAF4
24
22000
SH
DFND
1
0
0
22000
RIO TINTO PLC
SPONSORED ADR
767204100
4655
55494
SH
DFND
1
0
0
55494
RIOT BLOCKCHAIN INC
COM
767292105
3
84
SH
DFND
1
0
0
84
RITE AID CORP
COM
767754872
0
16
SH
DFND
1
0
0
16
RIVERNORTH FLEXIBLE MUN INCO
COM
76883H104
2476
104702
SH
DFND
1
0
0
104702
RIVERNORTH OPPORTUNISTIC MUN
COM
76883F108
20
852
SH
DFND
1
0
0
852
RLI CORP
COM
749607107
6
53
SH
DFND
1
0
0
53
RMR MORTGAGE TR
COM
76970B101
12
1046
SH
DFND
1
0
0
1046
ROBERT HALF INTL INC
COM
770323103
614
6892
SH
DFND
1
0
0
6892
ROBLOX CORP
CL A
771049103
342
3803
SH
DFND
1
0
0
3803
ROCKET COS INC
COM CL A
77311W101
91
4690
SH
DFND
1
0
0
4690
ROCKWELL AUTOMATION INC
COM
773903109
1913
6687
SH
DFND
1
0
0
6687
ROCKWELL MED INC
COM
774374102
0
395
SH
DFND
1
0
0
395
RODGERS SILICON VALLEY AQ CO
*W EXP 11/30/202
774873111
1
80
SH
DFND
1
0
0
80
ROKU INC
COM CL A
77543R102
599
1303
SH
DFND
1
0
0
1303
ROLLINS INC
COM
775711104
52
1518
SH
DFND
1
0
0
1518
ROPER TECHNOLOGIES INC
COM
776696106
1580
3363
SH
DFND
1
0
0
3363
ROSS STORES INC
COM
778296103
1067
8606
SH
DFND
1
0
0
8606
ROYAL BK CDA
COM
780087102
1267
12503
SH
DFND
1
0
0
12503
ROYAL CARIBBEAN GROUP
COM
V7780T103
816
9567
SH
DFND
1
0
0
9567
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
584
15018
SH
DFND
1
0
0
15018
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1155
28578
SH
DFND
1
0
0
28578
ROYAL GOLD INC
COM
780287108
820
7187
SH
DFND
1
0
0
7187
ROYALTY PHARMA PLC
SHS CLASS A
G7709Q104
0
3
SH
DFND
1
0
0
3
ROYCE GLOBAL VALUE TR INC
COM
78081T104
189
12618
SH
DFND
1
0
0
12618
ROYCE VALUE TR INC
COM
780910105
4648
244973
SH
DFND
1
0
0
244973
RPM INTL INC
COM
749685103
356
4021
SH
DFND
1
0
0
4021
RUSH ENTERPRISES INC
CL A
781846209
79
1818
SH
DFND
1
0
0
1818
RYANAIR HOLDINGS PLC
SPONSORED ADS
783513203
19
173
SH
DFND
1
0
0
173
RYDER SYS INC
COM
783549108
255
3429
SH
DFND
1
0
0
3429
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
233
2949
SH
DFND
1
0
0
2949
S&P GLOBAL INC
COM
78409V104
24991
60888
SH
DFND
1
0
0
60888
SABRA HEALTH CARE REIT INC
COM
78573L106
2
132
SH
DFND
1
0
0
132
SABRE CORP
COM
78573M104
106
8426
SH
DFND
1
0
0
8426
SAFEHOLD INC
COM
78645L100
7
84
SH
DFND
1
0
0
84
SAGE THERAPEUTICS INC
COM
78667J108
1
10
SH
DFND
1
0
0
10
SAIA INC
COM
78709Y105
26
125
SH
DFND
1
0
0
125
SALESFORCE COM INC
COM
79466L302
56050
229453
SH
DFND
1
0
0
229453
SALLY BEAUTY HLDGS INC
COM
79546E104
6
288
SH
DFND
1
0
0
288
SANDERSON FARMS INC
COM
800013104
57
303
SH
DFND
1
0
0
303
SANDSTORM GOLD LTD
COM NEW
80013R206
89
11255
SH
DFND
1
0
0
11255
SANDY SPRING BANCORP INC
COM
800363103
368
8329
SH
DFND
1
0
0
8329
SANFILIPPO JOHN B & SON INC
COM
800422107
1478
16692
SH
DFND
1
0
0
16692
SANMINA CORPORATION
COM
801056102
173
4421
SH
DFND
1
0
0
4421
SANOFI
SPONSORED ADR
80105N105
2170
41207
SH
DFND
1
0
0
41207
SAP SE
SPON ADR
803054204
2508
17853
SH
DFND
1
0
0
17853
SAREPTA THERAPEUTICS INC
DBCV 1.500%11/1
803607AB6
1
1000
SH
DFND
1
0
0
1000
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
552
1731
SH
DFND
1
0
0
1731
SCANSOURCE INC
COM
806037107
14
486
SH
DFND
1
0
0
486
SCHLUMBERGER LTD
COM STK
806857108
3730
116515
SH
DFND
1
0
0
116515
SCHNEIDER NATIONAL INC
CL B
80689H102
6
287
SH
DFND
1
0
0
287
SCHNITZER STEEL INDS INC
CL A
806882106
132
2700
SH
DFND
1
0
0
2700
SCHOLASTIC CORP
COM
807066105
54
1417
SH
DFND
1
0
0
1417
SCHWAB CHARLES CORP
COM
808513105
3284
45109
SH
DFND
1
0
0
45109
SCHWAB STRATEGIC TR
1000 INDEX ETF
808524722
164
3838
SH
DFND
1
0
0
3838
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
5942
180730
SH
DFND
1
0
0
180730
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2622199
66468922
SH
DFND
1
0
0
66468922
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
309
7403
SH
DFND
1
0
0
7403
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
1436
25253
SH
DFND
1
0
0
25253
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
670
12246
SH
DFND
1
0
0
12246
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
118
2183
SH
DFND
1
0
0
2183
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
461
14328
SH
DFND
1
0
0
14328
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
13809
414918
SH
DFND
1
0
0
414918
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
221
5632
SH
DFND
1
0
0
5632
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
177
3463
SH
DFND
1
0
0
3463
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
6980
127843
SH
DFND
1
0
0
127843
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
3999
38354
SH
DFND
1
0
0
38354
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
184365
2438036
SH
DFND
1
0
0
2438036
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
52136
357201
SH
DFND
1
0
0
357201
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
27568
403211
SH
DFND
1
0
0
403211
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
143060
1375981
SH
DFND
1
0
0
1375981
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
88696
1133221
SH
DFND
1
0
0
1133221
SCHWAB STRATEGIC TR
US REIT ETF
808524847
7137
155882
SH
DFND
1
0
0
155882
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
37099
356108
SH
DFND
1
0
0
356108
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
55249
883826
SH
DFND
1
0
0
883826
SCIENCE APPLICATIONS INTL CO
COM
808625107
4
49
SH
DFND
1
0
0
49
SCORPIO TANKERS INC
NOTE 3.000% 5/1
80918TAB5
1
1000
SH
DFND
1
0
0
1000
SCOTTS MIRACLE-GRO CO
CL A
810186106
397
2067
SH
DFND
1
0
0
2067
SCP & CO HEALTHCARE ACQUSTN
UNIT 10/27/2025
784065203
1
100
SH
DFND
1
0
0
100
SCRIPPS E W CO OHIO
CL A NEW
811054402
37
1813
SH
DFND
1
0
0
1813
SCULLY ROYALTY LTD
COM SHS
G7T96K107
13
1090
SH
DFND
1
0
0
1090
SCULPTOR CAP MGMT
COM CL A
811246107
1
50
SH
DFND
1
0
0
50
SEA LTD
SPONSORD ADS
81141R100
21
75
SH
DFND
1
0
0
75
SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
G7997R103
1410
16030
SH
DFND
1
0
0
16030
SEAGEN INC
COM
81181C104
133
845
SH
DFND
1
0
0
845
SEALED AIR CORP NEW
COM
81211K100
176
2964
SH
DFND
1
0
0
2964
SEELOS THERAPEUTICS INC
COM
81577F109
0
3
SH
DFND
1
0
0
3
SEI INVTS CO
COM
784117103
2
34
SH
DFND
1
0
0
34
SELECT BANCORP INC NEW
COM
81617L108
88
5486
SH
DFND
1
0
0
5486
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
665
8204
SH
DFND
1
0
0
8204
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1338
24840
SH
DFND
1
0
0
24840
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
1678
45744
SH
DFND
1
0
0
45744
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
43
974
SH
DFND
1
0
0
974
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
1017
5696
SH
DFND
1
0
0
5696
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
263
3767
SH
DFND
1
0
0
3767
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1444
11456
SH
DFND
1
0
0
11456
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
903
8821
SH
DFND
1
0
0
8821
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
579
9157
SH
DFND
1
0
0
9157
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
429
5209
SH
DFND
1
0
0
5209
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
6856
46432
SH
DFND
1
0
0
46432
SELECTIVE INS GROUP INC
COM
816300107
9
113
SH
DFND
1
0
0
113
SELECTQUOTE INC
COM
816307300
403
20915
SH
DFND
1
0
0
20915
SEMPRA ENERGY
COM
816851109
1450
10937
SH
DFND
1
0
0
10937
SEMTECH CORP
COM
816850101
63
920
SH
DFND
1
0
0
920
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
65
1118
SH
DFND
1
0
0
1118
SENSIENT TECHNOLOGIES CORP
COM
81725T100
46
527
SH
DFND
1
0
0
527
SENSUS HEALTHCARE INC
COM
81728J109
12
3000
SH
DFND
1
0
0
3000
SERVICE CORP INTL
COM
817565104
62
1167
SH
DFND
1
0
0
1167
SERVICE PPTYS TR
COM SH BEN INT
81761L102
97
7707
SH
DFND
1
0
0
7707
SERVICENOW INC
COM
81762P102
6794
12363
SH
DFND
1
0
0
12363
SERVICENOW INC
NOTE 6/0
81762PAC6
4
1000
SH
DFND
1
0
0
1000
SERVISFIRST BANCSHARES INC
COM
81768T108
165
2433
SH
DFND
1
0
0
2433
SFL CORPORATION LTD
SHS
G7738W106
31
4004
SH
DFND
1
0
0
4004
SHAKE SHACK INC
CL A
819047101
16
152
SH
DFND
1
0
0
152
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
1
50
SH
DFND
1
0
0
50
SHERWIN WILLIAMS CO
COM
824348106
6308
23153
SH
DFND
1
0
0
23153
SHOCKWAVE MED INC
COM
82489T104
38
200
SH
DFND
1
0
0
200
SHOE CARNIVAL INC
COM
824889109
27
378
SH
DFND
1
0
0
378
SHOPIFY INC
CL A
82509L107
2662
1822
SH
DFND
1
0
0
1822
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
9
7000
SH
DFND
1
0
0
7000
SHUTTERSTOCK INC
COM
825690100
19
191
SH
DFND
1
0
0
191
SIERRA WIRELESS INC
COM
826516106
15
788
SH
DFND
1
0
0
788
SIGNATURE BK NEW YORK N Y
COM
82669G104
21
86
SH
DFND
1
0
0
86
SILGAN HOLDINGS INC
COM
827048109
54
1305
SH
DFND
1
0
0
1305
SILICOM LTD
ORD
M84116108
39
880
SH
DFND
1
0
0
880
SILICON LABORATORIES INC
COM
826919102
42
276
SH
DFND
1
0
0
276
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
5
73
SH
DFND
1
0
0
73
SILVERCORP METALS INC
COM
82835P103
15
2680
SH
DFND
1
0
0
2680
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
95
3230
SH
DFND
1
0
0
3230
SIMON PPTY GROUP INC NEW
COM
828806109
5229
40070
SH
DFND
1
0
0
40070
SIMPLY GOOD FOODS CO
COM
82900L102
92
2509
SH
DFND
1
0
0
2509
SIMPSON MFG INC
COM
829073105
4
34
SH
DFND
1
0
0
34
SIMULATIONS PLUS INC
COM
829214105
56
1016
SH
DFND
1
0
0
1016
SINCLAIR BROADCAST GROUP INC
CL A
829226109
142
4267
SH
DFND
1
0
0
4267
SINOVAC BIOTECH LTD
SHS
P8696W104
0
2
SH
DFND
1
0
0
2
SIRIUS XM HOLDINGS INC
COM
82968B103
1156
176877
SH
DFND
1
0
0
176877
SITE CTRS CORP
COM
82981J109
1
52
SH
DFND
1
0
0
52
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
133
784
SH
DFND
1
0
0
784
SIX FLAGS ENTMT CORP NEW
COM
83001A102
28
637
SH
DFND
1
0
0
637
SK TELECOM LTD
SPONSORED ADR
78440P108
121
3861
SH
DFND
1
0
0
3861
SKECHERS U S A INC
CL A
830566105
8
158
SH
DFND
1
0
0
158
SKILLZ INC
COM
83067L109
22
1000
SH
DFND
1
0
0
1000
SKYWEST INC
COM
830879102
155
3601
SH
DFND
1
0
0
3601
SKYWORKS SOLUTIONS INC
COM
83088M102
6176
32205
SH
DFND
1
0
0
32205
SL GREEN RLTY CORP
COM
78440X804
319
3990
SH
DFND
1
0
0
3990
SLACK TECHNOLOGIES INC
COM CL A
83088V102
382
8647
SH
DFND
1
0
0
8647
SLACK TECHNOLOGIES INC
NOTE 0.500% 4/1
83088VAB8
9
6000
SH
DFND
1
0
0
6000
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
91
2098
SH
DFND
1
0
0
2098
SMITH & WESSON BRANDS INC
COM
831754106
21
600
SH
DFND
1
0
0
600
SMITH A O CORP
COM
831865209
170
2365
SH
DFND
1
0
0
2365
SMUCKER J M CO
COM NEW
832696405
1160
8947
SH
DFND
1
0
0
8947
SNAP INC
CL A
83304A106
390
5706
SH
DFND
1
0
0
5706
SNAP INC
NOTE 0.750% 8/0
83304AAB2
12
4000
SH
DFND
1
0
0
4000
SNAP ON INC
COM
833034101
613
2746
SH
DFND
1
0
0
2746
SNOWFLAKE INC
CL A
833445109
4980
20596
SH
DFND
1
0
0
20596
SOCIAL CAPITAL HEDOSOPHA HLD
SHS CL A
G8251L105
6
600
SH
DFND
1
0
0
600
SOCIEDAD QUIMICA Y MINERA DE
SPON ADR SER B
833635105
81
1705
SH
DFND
1
0
0
1705
SOFI TECHNOLOGIES INC
COM
83406F102
61
3193
SH
DFND
1
0
0
3193
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
84
304
SH
DFND
1
0
0
304
SONIC AUTOMOTIVE INC
CL A
83545G102
44
976
SH
DFND
1
0
0
976
SONOCO PRODS CO
COM
835495102
175
2618
SH
DFND
1
0
0
2618
SONOS INC
COM
83570H108
9
257
SH
DFND
1
0
0
257
SONY GROUP CORPORATION
SPONSORED ADR
835699307
1876
19292
SH
DFND
1
0
0
19292
SOUTH JERSEY INDS INC
COM
838518108
6
238
SH
DFND
1
0
0
238
SOUTH ST CORP
COM
840441109
374
4579
SH
DFND
1
0
0
4579
SOUTHERN CO
COM
842587107
17181
283917
SH
DFND
1
0
0
283917
SOUTHERN COPPER CORP
COM
84265V105
97
1506
SH
DFND
1
0
0
1506
SOUTHERN FIRST BANCSHARES
COM
842873101
302
5896
SH
DFND
1
0
0
5896
SOUTHERN MO BANCORP INC
COM
843380106
124
2750
SH
DFND
1
0
0
2750
SOUTHWEST AIRLS CO
COM
844741108
7179
135236
SH
DFND
1
0
0
135236
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
14
9000
SH
DFND
1
0
0
9000
SOUTHWEST GAS HLDGS INC
COM
844895102
11
167
SH
DFND
1
0
0
167
SOUTHWESTERN ENERGY CO
COM
845467109
2
316
SH
DFND
1
0
0
316
SP PLUS CORP
COM
78469C103
260
8499
SH
DFND
1
0
0
8499
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
136944
396996
SH
DFND
1
0
0
396996
SPDR GOLD TR
GOLD SHS
78463V107
85070
513619
SH
DFND
1
0
0
513619
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
220
4270
SH
DFND
1
0
0
4270
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
750
20416
SH
DFND
1
0
0
20416
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
211
4495
SH
DFND
1
0
0
4495
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
1485
28010
SH
DFND
1
0
0
28010
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
244
8065
SH
DFND
1
0
0
8065
SPDR INDEX SHS FDS
MSCI EAFE STRTGC
78463X434
21
282
SH
DFND
1
0
0
282
SPDR INDEX SHS FDS
PORTFLI MSCI GBL
78463X475
13
239
SH
DFND
1
0
0
239
SPDR INDEX SHS FDS
PORTFLO EURP ETF
78463X103
28
665
SH
DFND
1
0
0
665
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
2651
72069
SH
DFND
1
0
0
72069
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
1799
39532
SH
DFND
1
0
0
39532
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
0
3
SH
DFND
1
0
0
3
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
73
2420
SH
DFND
1
0
0
2420
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X855
103
1981
SH
DFND
1
0
0
1981
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
200
5069
SH
DFND
1
0
0
5069
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
59
1508
SH
DFND
1
0
0
1508
SPDR INDEX SHS FDS
S&P NORTH AMER
78463X152
37
888
SH
DFND
1
0
0
888
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1922114
4490288
SH
DFND
1
0
0
4490288
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
58958
120075
SH
DFND
1
0
0
120075
SPDR SER TR
AEROSPACE DEF
78464A631
1268
9585
SH
DFND
1
0
0
9585
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
39886
459895
SH
DFND
1
0
0
459895
SPDR SER TR
BLOMBERG BRC INV
78468R200
193
6289
SH
DFND
1
0
0
6289
SPDR SER TR
BLOMBERG INTL TR
78464A516
37
1255
SH
DFND
1
0
0
1255
SPDR SER TR
BLOMBRG BRC EMRG
78464A391
3
125
SH
DFND
1
0
0
125
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
9471
86142
SH
DFND
1
0
0
86142
SPDR SER TR
BLOOMBERG SRT TR
78468R408
251
9116
SH
DFND
1
0
0
9116
SPDR SER TR
DJ REIT ETF
78464A607
32123
306251
SH
DFND
1
0
0
306251
SPDR SER TR
FACTST INV ETF
78464A110
26
113
SH
DFND
1
0
0
113
SPDR SER TR
HLTH CR EQUIP
78464A581
3845
29758
SH
DFND
1
0
0
29758
SPDR SER TR
ICE PFD SEC ETF
78464A292
4
92
SH
DFND
1
0
0
92
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
196
3224
SH
DFND
1
0
0
3224
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
80578
1625867
SH
DFND
1
0
0
1625867
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
142895
2742187
SH
DFND
1
0
0
2742187
SPDR SER TR
NYSE TECH ETF
78464A102
272
1704
SH
DFND
1
0
0
1704
SPDR SER TR
PORTFLI HIGH YLD
78468R606
1
45
SH
DFND
1
0
0
45
SPDR SER TR
PORTFLI INTRMDIT
78464A672
136
4188
SH
DFND
1
0
0
4188
SPDR SER TR
PORTFLI MORTGAGE
78464A383
18
689
SH
DFND
1
0
0
689
SPDR SER TR
PORTFLI TIPS ETF
78464A656
640
20555
SH
DFND
1
0
0
20555
SPDR SER TR
PORTFOLI S&P1500
78464A805
46
861
SH
DFND
1
0
0
861
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
199
6620
SH
DFND
1
0
0
6620
SPDR SER TR
PORTFOLIO INTRMD
78464A375
2135
58191
SH
DFND
1
0
0
58191
SPDR SER TR
PORTFOLIO LN COR
78464A367
341
10742
SH
DFND
1
0
0
10742
SPDR SER TR
PORTFOLIO LN TSR
78464A664
171
4129
SH
DFND
1
0
0
4129
SPDR SER TR
PORTFOLIO S&P400
78464A847
6387
135278
SH
DFND
1
0
0
135278
SPDR SER TR
PORTFOLIO S&P500
78464A854
1357
26972
SH
DFND
1
0
0
26972
SPDR SER TR
PORTFOLIO S&P600
78468R853
292
6651
SH
DFND
1
0
0
6651
SPDR SER TR
PORTFOLIO SH TSR
78468R101
194
6333
SH
DFND
1
0
0
6333
SPDR SER TR
PORTFOLIO SHORT
78464A474
528
16847
SH
DFND
1
0
0
16847
SPDR SER TR
PRTFLO S&P500 GW
78464A409
1342
21319
SH
DFND
1
0
0
21319
SPDR SER TR
PRTFLO S&P500 HI
78468R788
579
14434
SH
DFND
1
0
0
14434
SPDR SER TR
PRTFLO S&P500 VL
78464A508
2692
68079
SH
DFND
1
0
0
68079
SPDR SER TR
RUSSELL LOW VOL
78468R754
629
6049
SH
DFND
1
0
0
6049
SPDR SER TR
RUSSELL YIELD
78468R770
4801
50616
SH
DFND
1
0
0
50616
SPDR SER TR
S&P 400 MDCP GRW
78464A821
1108
14309
SH
DFND
1
0
0
14309
SPDR SER TR
S&P 400 MDCP VAL
78464A839
2284
33841
SH
DFND
1
0
0
33841
SPDR SER TR
S&P 600 SMCP GRW
78464A201
2563
28872
SH
DFND
1
0
0
28872
SPDR SER TR
S&P 600 SMCP VAL
78464A300
423
4932
SH
DFND
1
0
0
4932
SPDR SER TR
S&P 600 SML CAP
78464A813
808
8264
SH
DFND
1
0
0
8264
SPDR SER TR
S&P BIOTECH
78464A870
3972
29339
SH
DFND
1
0
0
29339
SPDR SER TR
S&P BK ETF
78464A797
381
7425
SH
DFND
1
0
0
7425
SPDR SER TR
S&P DIVID ETF
78464A763
9032
73867
SH
DFND
1
0
0
73867
SPDR SER TR
S&P HOMEBUILD
78464A888
833
11375
SH
DFND
1
0
0
11375
SPDR SER TR
S&P INS ETF
78464A789
24
616
SH
DFND
1
0
0
616
SPDR SER TR
S&P KENSHO CLEAN
78468R655
445
4203
SH
DFND
1
0
0
4203
SPDR SER TR
S&P KENSHO NEW
78468R648
146
2187
SH
DFND
1
0
0
2187
SPDR SER TR
S&P METALS MNG
78464A755
67
1556
SH
DFND
1
0
0
1556
SPDR SER TR
S&P OILGAS EXP
78468R556
5320
55031
SH
DFND
1
0
0
55031
SPDR SER TR
S&P PHARMAC
78464A722
38
742
SH
DFND
1
0
0
742
SPDR SER TR
S&P REGL BKG
78464A698
4376
66784
SH
DFND
1
0
0
66784
SPDR SER TR
S&P RETAIL ETF
78464A714
370
3810
SH
DFND
1
0
0
3810
SPDR SER TR
S&P SEMICNDCTR
78464A862
458
2378
SH
DFND
1
0
0
2378
SPDR SER TR
S&P TRANSN ETF
78464A532
44
514
SH
DFND
1
0
0
514
SPDR SER TR
SPDR BLOOMBERG
78468R663
3037
33202
SH
DFND
1
0
0
33202
SPDR SER TR
SSGA GNDER ETF
78468R747
141
1386
SH
DFND
1
0
0
1386
SPDR SER TR
SSGA US LRG ETF
78468R804
418
3136
SH
DFND
1
0
0
3136
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
1
16
SH
DFND
1
0
0
16
SPINNAKER ETF SERIES
CANNABIS ETF
84858T400
2
135
SH
DFND
1
0
0
135
SPIRE INC
COM
84857L101
25
352
SH
DFND
1
0
0
352
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
93
1959
SH
DFND
1
0
0
1959
SPIRIT AIRLS INC
COM
848577102
25
812
SH
DFND
1
0
0
812
SPLUNK INC
COM
848637104
2354
16279
SH
DFND
1
0
0
16279
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
24
21000
SH
DFND
1
0
0
21000
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
1759
6384
SH
DFND
1
0
0
6384
SPROTT FOCUS TR INC
COM
85208J109
5636
662639
SH
DFND
1
0
0
662639
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
163
8749
SH
DFND
1
0
0
8749
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
888
63302
SH
DFND
1
0
0
63302
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
29
1543
SH
DFND
1
0
0
1543
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
20
2125
SH
DFND
1
0
0
2125
SPROUTS FMRS MKT INC
COM
85208M102
41
1655
SH
DFND
1
0
0
1655
SPS COMM INC
COM
78463M107
81
818
SH
DFND
1
0
0
818
SPX CORP
COM
784635104
23
371
SH
DFND
1
0
0
371
SQUARE INC
CL A
852234103
10061
41265
SH
DFND
1
0
0
41265
SQUARE INC
NOTE 0.125% 3/0
852234AF0
21
10000
SH
DFND
1
0
0
10000
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
30
409
SH
DFND
1
0
0
409
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
483
10423
SH
DFND
1
0
0
10423
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
525
10841
SH
DFND
1
0
0
10841
ST JOE CO
COM
790148100
8
188
SH
DFND
1
0
0
188
STAG INDL INC
COM
85254J102
75
2000
SH
DFND
1
0
0
2000
STANDARD MTR PRODS INC
COM
853666105
22
515
SH
DFND
1
0
0
515
STANDEX INTL CORP
COM
854231107
10
106
SH
DFND
1
0
0
106
STANLEY BLACK & DECKER INC
COM
854502101
928
4524
SH
DFND
1
0
0
4524
STARBUCKS CORP
COM
855244109
38928
348174
SH
DFND
1
0
0
348174
STARWOOD PPTY TR INC
COM
85571B105
115
4416
SH
DFND
1
0
0
4416
STARWOOD PPTY TR INC
NOTE 4.375% 4/0
85571BAH8
3
3000
SH
DFND
1
0
0
3000
STATE STR CORP
COM
857477103
1073
13037
SH
DFND
1
0
0
13037
STEEL DYNAMICS INC
COM
858119100
1728
28999
SH
DFND
1
0
0
28999
STELLANTIS N.V
SHS
N82405106
455
23061
SH
DFND
1
0
0
23061
STEPAN CO
COM
858586100
1
7
SH
DFND
1
0
0
7
STERICYCLE INC
COM
858912108
41
573
SH
DFND
1
0
0
573
STERIS PLC
SHS USD
G8473T100
418
2025
SH
DFND
1
0
0
2025
STERLING BANCORP DEL
COM
85917A100
24
953
SH
DFND
1
0
0
953
STEWART INFORMATION SVCS COR
COM
860372101
4
75
SH
DFND
1
0
0
75
STIFEL FINL CORP
COM
860630102
449
6921
SH
DFND
1
0
0
6921
STITCH FIX INC
COM CL A
860897107
10
159
SH
DFND
1
0
0
159
STMICROELECTRONICS N V
NY REGISTRY
861012102
462
12711
SH
DFND
1
0
0
12711
STOCK YDS BANCORP INC
COM
861025104
3
52
SH
DFND
1
0
0
52
STONECO LTD
COM CL A
G85158106
11
173
SH
DFND
1
0
0
173
STORE CAP CORP
COM
862121100
24
694
SH
DFND
1
0
0
694
STRATASYS LTD
SHS
M85548101
236
9114
SH
DFND
1
0
0
9114
STRATEGIC ED INC
COM
86272C103
12
159
SH
DFND
1
0
0
159
STRYKER CORPORATION
COM
863667101
6026
23197
SH
DFND
1
0
0
23197
STURM RUGER & CO INC
COM
864159108
77
854
SH
DFND
1
0
0
854
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
18
1173
SH
DFND
1
0
0
1173
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
6
814
SH
DFND
1
0
0
814
SUMMIT MATLS INC
CL A
86614U100
15
419
SH
DFND
1
0
0
419
SUN CMNTYS INC
COM
866674104
122
710
SH
DFND
1
0
0
710
SUN LIFE FINANCIAL INC.
COM
866796105
844
16360
SH
DFND
1
0
0
16360
SUNCOR ENERGY INC NEW
COM
867224107
1048
43681
SH
DFND
1
0
0
43681
SUNDIAL GROWERS INC
COM
86730L109
1
900
SH
DFND
1
0
0
900
SUNNOVA ENERGY INTL INC.
COM
86745K104
2
43
SH
DFND
1
0
0
43
SUNOCO LP/SUNOCO FIN CORP
COM UT REP LP
86765K109
9
250
SH
DFND
1
0
0
250
SUNPOWER CORP
COM
867652406
186
6379
SH
DFND
1
0
0
6379
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
7
5000
SH
DFND
1
0
0
5000
SUPERIOR GROUP OF CO INC
COM
868358102
16
677
SH
DFND
1
0
0
677
SUPERIOR INDS INTL INC
COM
868168105
24
2800
SH
DFND
1
0
0
2800
SUPERNUS PHARMACEUTICALS INC
COM
868459108
3
86
SH
DFND
1
0
0
86
SUPERNUS PHARMACEUTICALS INC
NOTE 0.625% 4/0
868459AD0
9
9000
SH
DFND
1
0
0
9000
SVB FINANCIAL GROUP
COM
78486Q101
1143
2054
SH
DFND
1
0
0
2054
SYNALLOY CORP
COM
871565107
50
5000
SH
DFND
1
0
0
5000
SYNAPTICS INC
COM
87157D109
154
990
SH
DFND
1
0
0
990
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
7
1867
SH
DFND
1
0
0
1867
SYNCHRONY FINANCIAL
COM
87165B103
84
1715
SH
DFND
1
0
0
1715
SYNNEX CORP
COM
87162W100
146
1203
SH
DFND
1
0
0
1203
SYNOPSYS INC
COM
871607107
1851
6708
SH
DFND
1
0
0
6708
SYNOVUS FINL CORP
COM NEW
87161C501
184
4193
SH
DFND
1
0
0
4193
SYSCO CORP
COM
871829107
17568
225965
SH
DFND
1
0
0
225965
TABULA RASA HEALTHCARE INC
COM
873379101
15
300
SH
DFND
1
0
0
300
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
19713
164055
SH
DFND
1
0
0
164055
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
14
847
SH
DFND
1
0
0
847
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
184
1037
SH
DFND
1
0
0
1037
TAL EDUCATION GROUP
SPONSORED ADS
874080104
541
21428
SH
DFND
1
0
0
21428
TANDEM DIABETES CARE INC
COM NEW
875372203
273
2800
SH
DFND
1
0
0
2800
TANZANIAN GOLD CORP
COM
87601A107
4
7500
SH
DFND
1
0
0
7500
TAPESTRY INC
COM
876030107
184
4237
SH
DFND
1
0
0
4237
TARGA RES CORP
COM
87612G101
98
2195
SH
DFND
1
0
0
2195
TARGET CORP
COM
87612E106
11696
48384
SH
DFND
1
0
0
48384
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
5
75
SH
DFND
1
0
0
75
TASEKO MINES LTD
COM
876511106
4
2000
SH
DFND
1
0
0
2000
TATA MTRS LTD
SPONSORED ADR
876568502
1
23
SH
DFND
1
0
0
23
TAYLOR MORRISON HOME CORP
COM
87724P106
149
5621
SH
DFND
1
0
0
5621
TC ENERGY CORP
COM
87807B107
433
8717
SH
DFND
1
0
0
8717
TCW STRATEGIC INCOME FD INC
COM
872340104
519
87662
SH
DFND
1
0
0
87662
TE CONNECTIVITY LTD
REG SHS
H84989104
661
4891
SH
DFND
1
0
0
4891
TECHNIPFMC PLC
COM
G87110105
81
8929
SH
DFND
1
0
0
8929
TECK RESOURCES LTD
CL B
878742204
2994
129949
SH
DFND
1
0
0
129949
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
8
500
SH
DFND
1
0
0
500
TEGNA INC
COM
87901J105
19
990
SH
DFND
1
0
0
990
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
77
2998
SH
DFND
1
0
0
2998
TELADOC HEALTH INC
COM
87918A105
1228
7387
SH
DFND
1
0
0
7387
TELADOC HEALTH INC
NOTE 1.250% 6/0
87918AAF2
12
11000
SH
DFND
1
0
0
11000
TELEFLEX INCORPORATED
COM
879369106
626
1560
SH
DFND
1
0
0
1560
TELEFONICA BRASIL SA
NEW ADR
87936R205
37
4421
SH
DFND
1
0
0
4421
TELEFONICA S A
SPONSORED ADR
879382208
97
20693
SH
DFND
1
0
0
20693
TELEPHONE & DATA SYS INC
COM NEW
879433829
125
5526
SH
DFND
1
0
0
5526
TELLURIAN INC NEW
COM
87968A104
3
650
SH
DFND
1
0
0
650
TELUS CORPORATION
COM
87971M103
21
920
SH
DFND
1
0
0
920
TEMPLETON EMERGING MKTS FD
COM
880191101
459
23193
SH
DFND
1
0
0
23193
TEMPLETON GLOBAL INCOME FD
COM
880198106
5
899
SH
DFND
1
0
0
899
TEMPUR SEALY INTL INC
COM
88023U101
119
3041
SH
DFND
1
0
0
3041
TENABLE HLDGS INC
COM
88025T102
82
1976
SH
DFND
1
0
0
1976
TENARIS S A
SPONSORED ADS
88031M109
10
454
SH
DFND
1
0
0
454
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
204
13167
SH
DFND
1
0
0
13167
TENET HEALTHCARE CORP
COM NEW
88033G407
164
2448
SH
DFND
1
0
0
2448
TENNECO INC
CL A VTG COM STK
880349105
5
243
SH
DFND
1
0
0
243
TERADATA CORP DEL
COM
88076W103
59
1177
SH
DFND
1
0
0
1177
TERADYNE INC
COM
880770102
254
1895
SH
DFND
1
0
0
1895
TERADYNE INC
NOTE 1.250%12/1
880770AG7
8
2000
SH
DFND
1
0
0
2000
TEREX CORP NEW
COM
880779103
19
400
SH
DFND
1
0
0
400
TERMINIX GLOBAL HOLDINGS INC
COM
88087E100
8
170
SH
DFND
1
0
0
170
TERRENO RLTY CORP
COM
88146M101
31
468
SH
DFND
1
0
0
468
TESLA INC
COM
88160R101
23296
34274
SH
DFND
1
0
0
34274
TESLA INC
NOTE 2.000% 5/1
88160RAG6
55
5000
SH
DFND
1
0
0
5000
TETRA TECH INC NEW
COM
88162G103
662
5425
SH
DFND
1
0
0
5425
TEUCRIUM COMMODITY TR
CORN FD SHS
88166A102
2
76
SH
DFND
1
0
0
76
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
549
55372
SH
DFND
1
0
0
55372
TEXAS CAP BANCSHARES INC
COM
88224Q107
108
1708
SH
DFND
1
0
0
1708
TEXAS INSTRS INC
COM
882508104
38251
198907
SH
DFND
1
0
0
198907
TEXAS PACIFIC LAND CORPORATI
COM
88262P102
118
74
SH
DFND
1
0
0
74
TEXAS ROADHOUSE INC
COM
882681109
38
400
SH
DFND
1
0
0
400
TEXTRON INC
COM
883203101
151
2195
SH
DFND
1
0
0
2195
TFS FINL CORP
COM
87240R107
1
31
SH
DFND
1
0
0
31
TG THERAPEUTICS INC
COM
88322Q108
39
1000
SH
DFND
1
0
0
1000
THE AARONS COMPANY INC
COM
00258W108
21
657
SH
DFND
1
0
0
657
THE TRADE DESK INC
COM CL A
88339J105
671
8669
SH
DFND
1
0
0
8669
THERAPEUTICSMD INC
COM
88338N107
8
7000
SH
DFND
1
0
0
7000
THERMO FISHER SCIENTIFIC INC
COM
883556102
38360
76042
SH
DFND
1
0
0
76042
THOMSON REUTERS CORP.
COM NEW
884903709
87
881
SH
DFND
1
0
0
881
THOR INDS INC
COM
885160101
15
132
SH
DFND
1
0
0
132
TIDAL ETF TR
RPAR RISK PARI
886364603
2
100
SH
DFND
1
0
0
100
TIDAL ETF TR
SOFI NEXT 500
886364306
0
1
SH
DFND
1
0
0
1
TIDAL ETF TR
SOFI SELCT 500
886364207
0
10
SH
DFND
1
0
0
10
TIDEWATER INC NEW
*W EXP 07/31/202
88642R125
0
5
SH
DFND
1
0
0
5
TIDEWATER INC NEW
*W EXP 07/31/202
88642R117
0
5
SH
DFND
1
0
0
5
TIDEWATER INC NEW
*W EXP 11/24/202
88642R174
0
292
SH
DFND
1
0
0
292
TIDEWATER INC NEW
COM
88642R109
0
28
SH
DFND
1
0
0
28
TILRAY INC
COM CL 2
88688T100
120
6649
SH
DFND
1
0
0
6649
TIMKEN CO
COM
887389104
8
95
SH
DFND
1
0
0
95
TITAN INTL INC ILL
COM
88830M102
17
2000
SH
DFND
1
0
0
2000
TIVITY HEALTH INC
COM
88870R102
11
408
SH
DFND
1
0
0
408
TJX COS INC NEW
COM
872540109
9485
140684
SH
DFND
1
0
0
140684
T-MOBILE US INC
COM
872590104
15306
105680
SH
DFND
1
0
0
105680
TOLL BROTHERS INC
COM
889478103
54
940
SH
DFND
1
0
0
940
TOMPKINS FINL CORP
COM
890110109
15
197
SH
DFND
1
0
0
197
TOOTSIE ROLL INDS INC
COM
890516107
21
633
SH
DFND
1
0
0
633
TOPBUILD CORP
COM
89055F103
9
45
SH
DFND
1
0
0
45
TORO CO
COM
891092108
27
247
SH
DFND
1
0
0
247
TORONTO DOMINION BK ONT
COM NEW
891160509
6835
97566
SH
DFND
1
0
0
97566
TORTOISE ENERGY INFRA CORP
COM
89147L886
1
27
SH
DFND
1
0
0
27
TORTOISE MIDSTRM ENERGY FD I
COM
89148B200
1
20
SH
DFND
1
0
0
20
TOTALENERGIES SE
SPONSORED ADS
89151E109
1260
27859
SH
DFND
1
0
0
27859
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
0
5
SH
DFND
1
0
0
5
TOWNSQUARE MEDIA INC
CL A
892231101
26
2004
SH
DFND
1
0
0
2004
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
979
5602
SH
DFND
1
0
0
5602
TPI COMPOSITES INC
COM
87266J104
1
20
SH
DFND
1
0
0
20
TRACTOR SUPPLY CO
COM
892356106
3393
18238
SH
DFND
1
0
0
18238
TRANE TECHNOLOGIES PLC
SHS
G8994E103
2513
13645
SH
DFND
1
0
0
13645
TRANSALTA CORP
COM
89346D107
0
6
SH
DFND
1
0
0
6
TRANSDIGM GROUP INC
COM
893641100
532
821
SH
DFND
1
0
0
821
TRANSOCEAN LTD
REG SHS
H8817H100
2
536
SH
DFND
1
0
0
536
TRANSUNION
COM
89400J107
102
935
SH
DFND
1
0
0
935
TRAVEL PLUS LEISURE CO
COM
894164102
312
5251
SH
DFND
1
0
0
5251
TRAVELERS COMPANIES INC
COM
89417E109
3380
22580
SH
DFND
1
0
0
22580
TREEHOUSE FOODS INC
COM
89469A104
97
2170
SH
DFND
1
0
0
2170
TREX CO INC
COM
89531P105
21
204
SH
DFND
1
0
0
204
TRI CONTL CORP
COM
895436103
188
5530
SH
DFND
1
0
0
5530
TRICIDA INC
COM
89610F101
5
1191
SH
DFND
1
0
0
1191
TRIMBLE INC
COM
896239100
186
2270
SH
DFND
1
0
0
2270
TRIMTABS ETF TR
US FREE CASH FLW
89628W302
14
263
SH
DFND
1
0
0
263
TRINITY INDS INC
COM
896522109
100
3714
SH
DFND
1
0
0
3714
TRIP COM GROUP LTD
ADS
89677Q107
91
2558
SH
DFND
1
0
0
2558
TRIPADVISOR INC
COM
896945201
1625
40313
SH
DFND
1
0
0
40313
TRISTATE CAP HLDGS INC
COM
89678F100
5
250
SH
DFND
1
0
0
250
TRITON INTL LTD
CL A
G9078F107
1
26
SH
DFND
1
0
0
26
TRUIST FINL CORP
COM
89832Q109
7085
127671
SH
DFND
1
0
0
127671
TRUSTCO BK CORP N Y
COM NEW
898349204
89
2569
SH
DFND
1
0
0
2569
TRUSTMARK CORP
COM
898402102
59
1900
SH
DFND
1
0
0
1900
TTM TECHNOLOGIES INC
COM
87305R109
0
8
SH
DFND
1
0
0
8
TWILIO INC
CL A
90138F102
6890
17479
SH
DFND
1
0
0
17479
TWITTER INC
COM
90184L102
1317
19133
SH
DFND
1
0
0
19133
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
43
31000
SH
DFND
1
0
0
31000
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
10
10000
SH
DFND
1
0
0
10000
TWO HBRS INVT CORP
COM NEW
90187B408
4
598
SH
DFND
1
0
0
598
TYLER TECHNOLOGIES INC
COM
902252105
154
340
SH
DFND
1
0
0
340
TYSON FOODS INC
CL A
902494103
1356
18386
SH
DFND
1
0
0
18386
U S CONCRETE INC
COM
90333L201
242
3275
SH
DFND
1
0
0
3275
U S PHYSICAL THERAPY
COM
90337L108
11
98
SH
DFND
1
0
0
98
UBER TECHNOLOGIES INC
COM
90353T100
1804
36002
SH
DFND
1
0
0
36002
UBIQUITI INC
COM
90353W103
31
101
SH
DFND
1
0
0
101
UBS AG LONDON BRANCH
EN LG CP GRWTH
902677780
633
914
SH
DFND
1
0
0
914
UBS GROUP AG
SHS
H42097107
174
11383
SH
DFND
1
0
0
11383
UDR INC
COM
902653104
292
5947
SH
DFND
1
0
0
5947
UFP INDUSTRIES INC
COM
90278Q108
9
119
SH
DFND
1
0
0
119
UGI CORP NEW
COM
902681105
171
3702
SH
DFND
1
0
0
3702
UIPATH INC
CL A
90364P105
5
70
SH
DFND
1
0
0
70
ULTA BEAUTY INC
COM
90384S303
616
1782
SH
DFND
1
0
0
1782
UMB FINL CORP
COM
902788108
15
160
SH
DFND
1
0
0
160
UMH PPTYS INC
COM
903002103
17
760
SH
DFND
1
0
0
760
UMPQUA HLDGS CORP
COM
904214103
0
24
SH
DFND
1
0
0
24
UNDER ARMOUR INC
CL A
904311107
61
2887
SH
DFND
1
0
0
2887
UNDER ARMOUR INC
CL C
904311206
97
5215
SH
DFND
1
0
0
5215
UNIFIRST CORP MASS
COM
904708104
25
111
SH
DFND
1
0
0
111
UNILEVER PLC
SPON ADR NEW
904767704
4324
73931
SH
DFND
1
0
0
73931
UNION PAC CORP
COM
907818108
39065
177626
SH
DFND
1
0
0
177626
UNITED AIRLS HLDGS INC
COM
910047109
1229
23513
SH
DFND
1
0
0
23513
UNITED BANKSHARES INC WEST V
COM
909907107
217
5958
SH
DFND
1
0
0
5958
UNITED NAT FOODS INC
COM
911163103
21
575
SH
DFND
1
0
0
575
UNITED PARCEL SERVICE INC
CL B
911312106
17873
85935
SH
DFND
1
0
0
85935
UNITED RENTALS INC
COM
911363109
4188
13126
SH
DFND
1
0
0
13126
UNITED STATES CELLULAR CORP
COM
911684108
8
223
SH
DFND
1
0
0
223
UNITED STATES STL CORP NEW
COM
912909108
21
864
SH
DFND
1
0
0
864
UNITED STS BRENT OIL FD LP
UNIT
91167Q100
74
3840
SH
DFND
1
0
0
3840
UNITED STS COMMODITY INDEX F
COMM IDX FND
911717106
50
1250
SH
DFND
1
0
0
1250
UNITED STS OIL FD LP
UNITS
91232N207
27
533
SH
DFND
1
0
0
533
UNITED THERAPEUTICS CORP DEL
COM
91307C102
25
140
SH
DFND
1
0
0
140
UNITEDHEALTH GROUP INC
COM
91324P102
74115
185082
SH
DFND
1
0
0
185082
UNITI GROUP INC
COM
91325V108
153
14473
SH
DFND
1
0
0
14473
UNITIL CORP
COM
913259107
3
58
SH
DFND
1
0
0
58
UNITY SOFTWARE INC
COM
91332U101
3
25
SH
DFND
1
0
0
25
UNIVAR SOLUTIONS USA INC
COM
91336L107
317
13000
SH
DFND
1
0
0
13000
UNIVERSAL DISPLAY CORP
COM
91347P105
27
124
SH
DFND
1
0
0
124
UNIVERSAL HLTH SVCS INC
CL B
913903100
125
852
SH
DFND
1
0
0
852
UNUM GROUP
COM
91529Y106
341
11985
SH
DFND
1
0
0
11985
UPWORK INC
COM
91688F104
1
22
SH
DFND
1
0
0
22
URBAN OUTFITTERS INC
COM
917047102
5
125
SH
DFND
1
0
0
125
US BANCORP DEL
COM NEW
902973304
7078
124258
SH
DFND
1
0
0
124258
US FOODS HLDG CORP
COM
912008109
36
943
SH
DFND
1
0
0
943
UTSTARCOM HOLDINGS CORP
SHS NEW
G9310A114
0
166
SH
DFND
1
0
0
166
UTZ BRANDS INC
COM CL A
918090101
2
100
SH
DFND
1
0
0
100
V F CORP
COM
918204108
1932
23543
SH
DFND
1
0
0
23543
VAIL RESORTS INC
COM
91879Q109
981
3100
SH
DFND
1
0
0
3100
VALE S A
SPONSORED ADS
91912E105
412
18047
SH
DFND
1
0
0
18047
VALERO ENERGY CORP
COM
91913Y100
12825
164264
SH
DFND
1
0
0
164264
VALVOLINE INC
COM
92047W101
8
254
SH
DFND
1
0
0
254
VANECK VECTORS ETF TR
AGRIBUSINESS ETF
92189F700
2950
32388
SH
DFND
1
0
0
32388
VANECK VECTORS ETF TR
BIOTECH ETF
92189F726
93
460
SH
DFND
1
0
0
460
VANECK VECTORS ETF TR
CEF MUN INCOME E
92189F460
30
1010
SH
DFND
1
0
0
1010
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
9941
302139
SH
DFND
1
0
0
302139
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
138
4063
SH
DFND
1
0
0
4063
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
59571
936496
SH
DFND
1
0
0
936496
VANECK VECTORS ETF TR
INTRMDT MUNI ETF
92189H201
6247
120549
SH
DFND
1
0
0
120549
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
309
9864
SH
DFND
1
0
0
9864
VANECK VECTORS ETF TR
LONG MUNI ETF
92189F536
6
275
SH
DFND
1
0
0
275
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
25394
342878
SH
DFND
1
0
0
342878
VANECK VECTORS ETF TR
MTG REIT INCOME
92189F452
729
36736
SH
DFND
1
0
0
36736
VANECK VECTORS ETF TR
NAT RES ETF
92189F841
0
5
SH
DFND
1
0
0
5
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
221
1008
SH
DFND
1
0
0
1008
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
2112
98990
SH
DFND
1
0
0
98990
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
22430
85531
SH
DFND
1
0
0
85531
VANECK VECTORS ETF TR
SOCIAL SENTIMENT
92189H839
6
243
SH
DFND
1
0
0
243
VANECK VECTORS ETF TR
VIDEO GAMING
92189F114
54
744
SH
DFND
1
0
0
744
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
943
3594
SH
DFND
1
0
0
3594
VANGUARD ADMIRAL FDS INC
500 VAL IDX FD
921932703
103
725
SH
DFND
1
0
0
725
VANGUARD ADMIRAL FDS INC
MIDCP 400 GRTH
921932869
264
1316
SH
DFND
1
0
0
1316
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932885
15805
86847
SH
DFND
1
0
0
86847
VANGUARD ADMIRAL FDS INC
MIDCP 400 VAL
921932844
2808
17354
SH
DFND
1
0
0
17354
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
158
692
SH
DFND
1
0
0
692
VANGUARD ADMIRAL FDS INC
SMLCP 600 VAL
921932778
11215
61502
SH
DFND
1
0
0
61502
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
2520
12149
SH
DFND
1
0
0
12149
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
235606
2619006
SH
DFND
1
0
0
2619006
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
4417
42865
SH
DFND
1
0
0
42865
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
125715
1530127
SH
DFND
1
0
0
1530127
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
3631696
42283124
SH
DFND
1
0
0
42283124
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
69842
1223146
SH
DFND
1
0
0
1223146
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
42322
224414
SH
DFND
1
0
0
224414
VANGUARD INDEX FDS
GROWTH ETF
922908736
284452
991774
SH
DFND
1
0
0
991774
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
351655
1751707
SH
DFND
1
0
0
1751707
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
59907
253467
SH
DFND
1
0
0
253467
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
67885
483163
SH
DFND
1
0
0
483163
VANGUARD INDEX FDS
MID CAP ETF
922908629
649381
2735963
SH
DFND
1
0
0
2735963
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
493250
4845764
SH
DFND
1
0
0
4845764
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
253490
644161
SH
DFND
1
0
0
644161
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
26636
153375
SH
DFND
1
0
0
153375
VANGUARD INDEX FDS
SMALL CP ETF
922908751
266854
1184543
SH
DFND
1
0
0
1184543
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
32511
112189
SH
DFND
1
0
0
112189
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
165169
741270
SH
DFND
1
0
0
741270
VANGUARD INDEX FDS
VALUE ETF
922908744
180821
1315444
SH
DFND
1
0
0
1315444
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
34174
539097
SH
DFND
1
0
0
539097
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1849070
34046565
SH
DFND
1
0
0
34046565
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
4297
63899
SH
DFND
1
0
0
63899
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
1565
19008
SH
DFND
1
0
0
19008
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
46236
338838
SH
DFND
1
0
0
338838
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
10510
180093
SH
DFND
1
0
0
180093
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
161039
1554277
SH
DFND
1
0
0
1554277
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
1185086
22611840
SH
DFND
1
0
0
22611840
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
672162
12154842
SH
DFND
1
0
0
12154842
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
213
3141
SH
DFND
1
0
0
3141
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
3288
34581
SH
DFND
1
0
0
34581
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
340
3182
SH
DFND
1
0
0
3182
VANGUARD SCOTTSDALE FDS
LONG TERM TREAS
92206C847
736
8394
SH
DFND
1
0
0
8394
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
676
12650
SH
DFND
1
0
0
12650
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
1238
20152
SH
DFND
1
0
0
20152
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
39543
478090
SH
DFND
1
0
0
478090
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
750
10749
SH
DFND
1
0
0
10749
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
105
523
SH
DFND
1
0
0
523
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
897
12893
SH
DFND
1
0
0
12893
VANGUARD SCOTTSDALE FDS
VNG RUS2000GRW
92206C623
652
2871
SH
DFND
1
0
0
2871
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
928
10029
SH
DFND
1
0
0
10029
VANGUARD SCOTTSDALE FDS
VNG RUS2000VAL
92206C649
14
100
SH
DFND
1
0
0
100
VANGUARD SCOTTSDALE FDS
VNG RUS3000IDX
92206C599
258
1299
SH
DFND
1
0
0
1299
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
186827
1206980
SH
DFND
1
0
0
1206980
VANGUARD STAR FDS
VG TL INTL STK F
921909768
9272
141161
SH
DFND
1
0
0
141161
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1218375
23648580
SH
DFND
1
0
0
23648580
VANGUARD WELLINGTON FD
US VALUE FACTR
921935805
6
62
SH
DFND
1
0
0
62
VANGUARD WHITEHALL FDS
EMERG MKT BD ETF
921946885
27
335
SH
DFND
1
0
0
335
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
10020
95630
SH
DFND
1
0
0
95630
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
15335
175288
SH
DFND
1
0
0
175288
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
46
682
SH
DFND
1
0
0
682
VANGUARD WORLD FD
ESG US STK ETF
921910733
4613
57677
SH
DFND
1
0
0
57677
VANGUARD WORLD FD
EXTENDED DUR
921910709
1841
13603
SH
DFND
1
0
0
13603
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
1162
7632
SH
DFND
1
0
0
7632
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
719
7215
SH
DFND
1
0
0
7215
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
1254
5418
SH
DFND
1
0
0
5418
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
1131
7868
SH
DFND
1
0
0
7868
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
41774
133033
SH
DFND
1
0
0
133033
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
16456
90167
SH
DFND
1
0
0
90167
VANGUARD WORLD FDS
ENERGY ETF
92204A306
5663
74623
SH
DFND
1
0
0
74623
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
21518
237917
SH
DFND
1
0
0
237917
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
60823
246114
SH
DFND
1
0
0
246114
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
10499
53441
SH
DFND
1
0
0
53441
VANGUARD WORLD FDS
INF TECH ETF
92204A702
52937
132749
SH
DFND
1
0
0
132749
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
41691
230607
SH
DFND
1
0
0
230607
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
37083
267241
SH
DFND
1
0
0
267241
VARONIS SYS INC
NOTE 1.250% 8/1
922280AB8
12
6000
SH
DFND
1
0
0
6000
VECTOR GROUP LTD
COM
92240M108
3
240
SH
DFND
1
0
0
240
VEEVA SYS INC
CL A COM
922475108
1926
6194
SH
DFND
1
0
0
6194
VELOCITY ACQUISITION CORP
UNIT 99/99/9999
92259E203
1
100
SH
DFND
1
0
0
100
VENTAS INC
COM
92276F100
836
14639
SH
DFND
1
0
0
14639
VEONEER INC
COM
92336X109
13
544
SH
DFND
1
0
0
544
VERACYTE INC
COM
92337F107
40
1000
SH
DFND
1
0
0
1000
VEREIT INC
COM
92339V308
1
12
SH
DFND
1
0
0
12
VERICEL CORP
COM
92346J108
105
2000
SH
DFND
1
0
0
2000
VERINT SYS INC
COM
92343X100
0
6
SH
DFND
1
0
0
6
VERISIGN INC
COM
92343E102
275
1206
SH
DFND
1
0
0
1206
VERISK ANALYTICS INC
COM
92345Y106
317
1813
SH
DFND
1
0
0
1813
VERIZON COMMUNICATIONS INC
COM
92343V104
27963
499066
SH
DFND
1
0
0
499066
VERMILION ENERGY INC
COM
923725105
0
44
SH
DFND
1
0
0
44
VERTEX PHARMACEUTICALS INC
COM
92532F100
1255
6223
SH
DFND
1
0
0
6223
VERTICAL CAP INCOME FD
SHS BEN INT
92535C104
9
860
SH
DFND
1
0
0
860
VERTIV HOLDINGS CO
COM CL A
92537N108
5
200
SH
DFND
1
0
0
200
VIACOMCBS INC
CL A
92556H107
0
1
SH
DFND
1
0
0
1
VIACOMCBS INC
CL B
92556H206
4006
88606
SH
DFND
1
0
0
88606
VIATRIS INC
COM
92556V106
1197
83717
SH
DFND
1
0
0
83717
VICI PPTYS INC
COM
925652109
23
753
SH
DFND
1
0
0
753
VICTORY PORTFOLIOS II
VCSHS INTL VOLTY
92647N840
16
358
SH
DFND
1
0
0
358
VICTORY PORTFOLIOS II
VCSHS US 500 ENH
92647N782
21538
301902
SH
DFND
1
0
0
301902
VICTORY PORTFOLIOS II
VCSHS US 500 VOL
92647N766
7510
105367
SH
DFND
1
0
0
105367
VICTORY PORTFOLIOS II
VCSHS US EQ INCM
92647N824
13952
216011
SH
DFND
1
0
0
216011
VICTORY PORTFOLIOS II
VCSHS US LRG CAP
92647N865
2038
35978
SH
DFND
1
0
0
35978
VICTORY PORTFOLIOS II
VICSHS DV AC ETF
92647N667
1373
31109
SH
DFND
1
0
0
31109
VILLAGE BK & TR FINL CORP
COM NEW
92705T200
2
46
SH
DFND
1
0
0
46
VILLAGE FARMS INTL INC
COM
92707Y108
3
250
SH
DFND
1
0
0
250
VIMEO INC
COMMON STOCK
92719V100
0
8
SH
DFND
1
0
0
8
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
10
521
SH
DFND
1
0
0
521
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
7
334
SH
DFND
1
0
0
334
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
5
100
SH
DFND
1
0
0
100
VIRGINIA NATL BANKSHARES COR
COM
928031103
9
220
SH
DFND
1
0
0
220
VIRIOS THERAPEUTICS INC
COM
92829J104
5
750
SH
DFND
1
0
0
750
VIRTUS ALLIANZGI CONVERTIBLE
COM
92838X102
4
626
SH
DFND
1
0
0
626
VIRTUS ALLIANZGI CONVERTIBLE
COM
92838U108
2
356
SH
DFND
1
0
0
356
VIRTUS ALLIANZGI EQUITY & CO
COM
92841M101
56
1850
SH
DFND
1
0
0
1850
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
218
14534
SH
DFND
1
0
0
14534
VISA INC
COM CL A
92826C839
84344
360719
SH
DFND
1
0
0
360719
VISHAY PRECISION GROUP INC
COM
92835K103
75
2191
SH
DFND
1
0
0
2191
VISTA OUTDOOR INC
COM
928377100
77
1669
SH
DFND
1
0
0
1669
VISTEON CORP
COM NEW
92839U206
268
2213
SH
DFND
1
0
0
2213
VISTRA CORP
COM
92840M102
54
2944
SH
DFND
1
0
0
2944
VIVEVE MED INC
COM NEW
92852W501
6
2000
SH
DFND
1
0
0
2000
VIVINT SMART HOME INC
COM CL A
928542109
1
50
SH
DFND
1
0
0
50
VMWARE INC
CL A COM
928563402
4777
29870
SH
DFND
1
0
0
29870
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
773
45095
SH
DFND
1
0
0
45095
VONAGE HLDGS CORP
NOTE 1.750% 6/0
92886TAJ1
17
15000
SH
DFND
1
0
0
15000
VONTIER CORPORATION
COM
928881101
52
1606
SH
DFND
1
0
0
1606
VORNADO RLTY TR
SH BEN INT
929042109
1751
37525
SH
DFND
1
0
0
37525
VOXX INTL CORP
CL A
91829F104
21
1500
SH
DFND
1
0
0
1500
VOYA ASIA PAC HIGH DIV EQT I
COM
92912J102
0
20
SH
DFND
1
0
0
20
VOYA FINANCIAL INC
COM
929089100
5041
81964
SH
DFND
1
0
0
81964
VSE CORP
COM
918284100
30
609
SH
DFND
1
0
0
609
VULCAN MATLS CO
COM
929160109
1576
9061
SH
DFND
1
0
0
9061
WABTEC
COM
929740108
66
808
SH
DFND
1
0
0
808
WAITR HLDGS INC
COM
930752100
7
4140
SH
DFND
1
0
0
4140
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2053
39030
SH
DFND
1
0
0
39030
WALKER & DUNLOP INC
COM
93148P102
2
22
SH
DFND
1
0
0
22
WALMART INC
COM
931142103
34862
247220
SH
DFND
1
0
0
247220
WARBURG PINCUS CAPTAL CORP I
UNIT 99/99/9999
G9460M116
1
100
SH
DFND
1
0
0
100
WARNER MUSIC GROUP CORP
COM CL A
934550203
1
30
SH
DFND
1
0
0
30
WASHINGTON FED INC
COM
938824109
17
535
SH
DFND
1
0
0
535
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
1
50
SH
DFND
1
0
0
50
WASTE CONNECTIONS INC
COM
94106B101
190
1586
SH
DFND
1
0
0
1586
WASTE MGMT INC DEL
COM
94106L109
21239
151590
SH
DFND
1
0
0
151590
WATERS CORP
COM
941848103
101
292
SH
DFND
1
0
0
292
WATERSTONE FINL INC MD
COM
94188P101
97
4935
SH
DFND
1
0
0
4935
WATSCO INC
COM
942622200
2130
7431
SH
DFND
1
0
0
7431
WATTS WATER TECHNOLOGIES INC
CL A
942749102
36
251
SH
DFND
1
0
0
251
WAYFAIR INC
CL A
94419L101
234
740
SH
DFND
1
0
0
740
WAYFAIR INC
NOTE 1.000% 8/1
94419LAF8
9
4000
SH
DFND
1
0
0
4000
WD 40 CO
COM
929236107
5
21
SH
DFND
1
0
0
21
WEBSTER FINL CORP CONN
COM
947890109
24
450
SH
DFND
1
0
0
450
WEC ENERGY GROUP INC
COM
92939U106
2053
23078
SH
DFND
1
0
0
23078
WEIBO CORP
SPONSORED ADR
948596101
26
500
SH
DFND
1
0
0
500
WEINGARTEN RLTY INVS
SH BEN INT
948741103
14
429
SH
DFND
1
0
0
429
WELLS FARGO ADV MULTI SCTR I
COM
94987D101
796
62178
SH
DFND
1
0
0
62178
WELLS FARGO ADVANTAGE INCOME
WF INC OPPTY FD
94987B105
2439
277550
SH
DFND
1
0
0
277550
WELLS FARGO CO NEW
COM
949746101
10166
224456
SH
DFND
1
0
0
224456
WELLS FARGO GLOBAL DIVID OPP
COM
94987C103
0
10
SH
DFND
1
0
0
10
WELLS FARGO UTILITIES AND HI
WF UTILITIES INC
94987E109
51
3546
SH
DFND
1
0
0
3546
WELLTOWER INC
COM
95040Q104
3235
38927
SH
DFND
1
0
0
38927
WERNER ENTERPRISES INC
COM
950755108
2
37
SH
DFND
1
0
0
37
WESBANCO INC
COM
950810101
169
4752
SH
DFND
1
0
0
4752
WESCO INTL INC
COM
95082P105
335
3257
SH
DFND
1
0
0
3257
WEST BANCORPORATION INC
CAP STK
95123P106
831
29963
SH
DFND
1
0
0
29963
WEST PHARMACEUTICAL SVSC INC
COM
955306105
498
1390
SH
DFND
1
0
0
1390
WESTAMERICA BANCORPORATION
COM
957090103
58
1000
SH
DFND
1
0
0
1000
WESTERN ASSET EMERGING MKTS
COM
95766A101
45
3199
SH
DFND
1
0
0
3199
WESTERN ASSET GLOBAL CORP DE
COM
95790C107
90
4823
SH
DFND
1
0
0
4823
WESTERN ASSET HIGH INCOME FD
COM
95766J102
31
4314
SH
DFND
1
0
0
4314
WESTERN ASSET HIGH INCOME OP
COM
95766K109
328
62150
SH
DFND
1
0
0
62150
WESTERN ASSET INVESTMENT GRA
COM
95766T100
2
140
SH
DFND
1
0
0
140
WESTERN ASSET MANAGED MUNS F
COM
95766M105
204
15087
SH
DFND
1
0
0
15087
WESTERN ASSET MTG DEFINED OP
COM
95790B109
309
19828
SH
DFND
1
0
0
19828
WESTERN ASSET MUN HIGH INCOM
COM
95766N103
87
10290
SH
DFND
1
0
0
10290
WESTERN ASSET MUN PARTNERS F
COM
95766P108
995
60472
SH
DFND
1
0
0
60472
WESTERN ASSET PREMIER BD FD
SHS BEN INT
957664105
250
16962
SH
DFND
1
0
0
16962
WESTERN ASST INFLTN LKD INM
COM SH BEN INT
95766Q106
159
11309
SH
DFND
1
0
0
11309
WESTERN AST INFL LKD OPP & I
COM
95766R104
12631
963493
SH
DFND
1
0
0
963493
WESTERN DIGITAL CORP.
COM
958102105
364
5112
SH
DFND
1
0
0
5112
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
1096
1026000
SH
DFND
1
0
0
1026000
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
16
739
SH
DFND
1
0
0
739
WESTERN NEW ENG BANCORP INC
COM
958892101
2
229
SH
DFND
1
0
0
229
WESTERN UN CO
COM
959802109
129
5640
SH
DFND
1
0
0
5640
WESTPAC BANKING CORP
SPONSORED ADR
961214301
386
19976
SH
DFND
1
0
0
19976
WESTROCK CO
COM
96145D105
550
10334
SH
DFND
1
0
0
10334
WEX INC
COM
96208T104
51
267
SH
DFND
1
0
0
267
WEYERHAEUSER CO MTN BE
COM NEW
962166104
1120
32561
SH
DFND
1
0
0
32561
WHEATON PRECIOUS METALS CORP
COM
962879102
670
15194
SH
DFND
1
0
0
15194
WHIRLPOOL CORP
COM
963320106
220
1010
SH
DFND
1
0
0
1010
WHITE MTNS INS GROUP LTD
COM
G9618E107
11
10
SH
DFND
1
0
0
10
WHITESTONE REIT
COM
966084204
12
1500
SH
DFND
1
0
0
1500
WHITING PETE CORP NEW
COM NEW
966387508
2
40
SH
DFND
1
0
0
40
WILEY JOHN & SONS INC
CL A
968223206
18
301
SH
DFND
1
0
0
301
WILLAMETTE VY VINEYARD INC
COM
969136100
4
315
SH
DFND
1
0
0
315
WILLIAMS COS INC
COM
969457100
810
30517
SH
DFND
1
0
0
30517
WILLIAMS SONOMA INC
COM
969904101
76
478
SH
DFND
1
0
0
478
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
375
1631
SH
DFND
1
0
0
1631
WINGSTOP INC
COM
974155103
10
61
SH
DFND
1
0
0
61
WINNEBAGO INDS INC
COM
974637100
3
50
SH
DFND
1
0
0
50
WINNEBAGO INDS INC
NOTE 1.500% 4/0
974637AB6
17
13000
SH
DFND
1
0
0
13000
WINTRUST FINL CORP
COM
97650W108
292
3865
SH
DFND
1
0
0
3865
WIPRO LTD
SPON ADR 1 SH
97651M109
4
495
SH
DFND
1
0
0
495
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
175
3133
SH
DFND
1
0
0
3133
WISDOMTREE TR
EM EX ST-OWNED
97717X578
3269
77701
SH
DFND
1
0
0
77701
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
10924
239114
SH
DFND
1
0
0
239114
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
697
12799
SH
DFND
1
0
0
12799
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
306
4015
SH
DFND
1
0
0
4015
WISDOMTREE TR
GLB US QTLY DIV
97717W844
586
14062
SH
DFND
1
0
0
14062
WISDOMTREE TR
INTL EQUITY FD
97717W703
95
1751
SH
DFND
1
0
0
1751
WISDOMTREE TR
INTL LRGCAP DV
97717W794
1380
27961
SH
DFND
1
0
0
27961
WISDOMTREE TR
INTL SMCAP DIV
97717W760
289
3862
SH
DFND
1
0
0
3862
WISDOMTREE TR
ITL HDG QTLY DIV
97717X594
6259
141864
SH
DFND
1
0
0
141864
WISDOMTREE TR
ITL HIGH DIV FD
97717W802
74
1878
SH
DFND
1
0
0
1878
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
133
2180
SH
DFND
1
0
0
2180
WISDOMTREE TR
US DIVID EX FNCL
97717W406
28
294
SH
DFND
1
0
0
294
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
164
2103
SH
DFND
1
0
0
2103
WISDOMTREE TR
US LARGECAP DIVD
97717W307
1150
9558
SH
DFND
1
0
0
9558
WISDOMTREE TR
US LARGECAP FUND
97717W588
93
2022
SH
DFND
1
0
0
2022
WISDOMTREE TR
US MIDCAP DIVID
97717W505
3954
94257
SH
DFND
1
0
0
94257
WISDOMTREE TR
US MIDCAP FUND
97717W570
436
8332
SH
DFND
1
0
0
8332
WISDOMTREE TR
US QTLY DIV GRT
97717X669
1203
20156
SH
DFND
1
0
0
20156
WISDOMTREE TR
US S CAP QTY DIV
97717X651
9
200
SH
DFND
1
0
0
200
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
1167
36601
SH
DFND
1
0
0
36601
WISDOMTREE TR
US SMALLCAP FUND
97717W562
359
7272
SH
DFND
1
0
0
7272
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
301
2543
SH
DFND
1
0
0
2543
WIX COM LTD
NOTE 7/0
92940WAB5
4
2000
SH
DFND
1
0
0
2000
WIX COM LTD
SHS
M98068105
29
99
SH
DFND
1
0
0
99
WNS HLDGS LTD
SPON ADR
92932M101
31
384
SH
DFND
1
0
0
384
WOLVERINE WORLD WIDE INC
COM
978097103
6
185
SH
DFND
1
0
0
185
WOODWARD INC
COM
980745103
25
203
SH
DFND
1
0
0
203
WORKDAY INC
CL A
98138H101
994
4162
SH
DFND
1
0
0
4162
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
18
11000
SH
DFND
1
0
0
11000
WORKHORSE GROUP INC
COM NEW
98138J206
84
5075
SH
DFND
1
0
0
5075
WORLD GOLD TR
SPDR GLD MINIS
98149E204
130
7407
SH
DFND
1
0
0
7407
WORTHINGTON INDS INC
COM
981811102
31
501
SH
DFND
1
0
0
501
WP CAREY INC
COM
92936U109
221
2964
SH
DFND
1
0
0
2964
WPP PLC NEW
ADR
92937A102
408
6008
SH
DFND
1
0
0
6008
WSFS FINL CORP
COM
929328102
184
3951
SH
DFND
1
0
0
3951
WW INTL INC
COM
98262P101
7
195
SH
DFND
1
0
0
195
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
245
3389
SH
DFND
1
0
0
3389
WYNN RESORTS LTD
COM
983134107
762
6240
SH
DFND
1
0
0
6240
XCEL ENERGY INC
COM
98389B100
1824
27680
SH
DFND
1
0
0
27680
XENIA HOTELS & RESORTS INC
COM
984017103
28
1491
SH
DFND
1
0
0
1491
XEROX HOLDINGS CORP
COM NEW
98421M106
172
7367
SH
DFND
1
0
0
7367
XILINX INC
COM
983919101
1304
9017
SH
DFND
1
0
0
9017
XPENG INC
ADS
98422D105
4
107
SH
DFND
1
0
0
107
XPERI HOLDING CORP
COM
98390M103
0
4
SH
DFND
1
0
0
4
XPO LOGISTICS INC
COM
983793100
4989
35668
SH
DFND
1
0
0
35668
XUNLEI LTD
SPONSORED ADR
98419E108
0
7
SH
DFND
1
0
0
7
XYLEM INC
COM
98419M100
1260
10502
SH
DFND
1
0
0
10502
YANDEX N V
SHS CLASS A
N97284108
45
630
SH
DFND
1
0
0
630
YELLOW CORP
COM
985510106
7
1000
SH
DFND
1
0
0
1000
YETI HLDGS INC
COM
98585X104
845
9200
SH
DFND
1
0
0
9200
YORK WTR CO
COM
987184108
167
3689
SH
DFND
1
0
0
3689
YUM BRANDS INC
COM
988498101
2111
18354
SH
DFND
1
0
0
18354
YUM CHINA HLDGS INC
COM
98850P109
753
11374
SH
DFND
1
0
0
11374
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
563
1064
SH
DFND
1
0
0
1064
ZENDESK INC
COM
98936J101
582
4033
SH
DFND
1
0
0
4033
ZILLOW GROUP INC
CL A
98954M101
287
2340
SH
DFND
1
0
0
2340
ZILLOW GROUP INC
CL C CAP STK
98954M200
620
5075
SH
DFND
1
0
0
5075
ZILLOW GROUP INC
NOTE 1.500% 7/0
98954MAC5
17
11000
SH
DFND
1
0
0
11000
ZILLOW GROUP INC
NOTE 2.750% 5/1
98954MAH4
18
9000
SH
DFND
1
0
0
9000
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1923
11960
SH
DFND
1
0
0
11960
ZIONS BANCORPORATION N A
COM
989701107
603
11413
SH
DFND
1
0
0
11413
ZIX CORP
COM
98974P100
2
285
SH
DFND
1
0
0
285
ZOETIS INC
CL A
98978V103
14964
80298
SH
DFND
1
0
0
80298
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
5809
15008
SH
DFND
1
0
0
15008
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
5
100
SH
DFND
1
0
0
100
ZOVIO INC
COM
98979V102
0
110
SH
DFND
1
0
0
110
ZSCALER INC
COM
98980G102
634
2936
SH
DFND
1
0
0
2936
ZUORA INC
COM CL A
98983V106
17
1000
SH
DFND
1
0
0
1000
ZYNGA INC
CL A
98986T108
12
1139
SH
DFND
1
0
0
1139
ZYNGA INC
NOTE 0.250% 6/0
98986TAB4
22
16000
SH
DFND
1
0
0
16000