0001085146-21-001649.txt : 20210514
0001085146-21-001649.hdr.sgml : 20210514
20210514102337
ACCESSION NUMBER: 0001085146-21-001649
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
CENTRAL INDEX KEY: 0001141802
IRS NUMBER: 392018056
STATE OF INCORPORATION: X1
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11160
FILM NUMBER: 21922475
BUSINESS ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-665-8621
MAIL ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWESTERN MUTUAL TRUST CO
DATE OF NAME CHANGE: 20010601
13F-HR
1
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13F-HR
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03-31-2021
03-31-2021
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NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
720 EAST WISCONSIN AVENUE
MILWAUKEE
WI
53202
13F COMBINATION REPORT
028-11160
0001569141
028-15235
Alley Co LLC
0001109448
028-10562
ALLIANCEBERNSTEIN L.P.
0001520601
028-14467
AFFINITY INVESTMENT ADVISORS, LLC
0000860644
028-02634
Aristotle Capital Management, LLC
0000949012
028-05034
BERKSHIRE ASSET MANAGEMENT LLC/PA
0001599763
028-16017
BMO ASSET MANAGEMENT CORP.
0001386060
028-12484
Boston Partners
0001114667
028-05775
Brown Advisory LLC
0000874791
028-02903
CAMPBELL NEWMAN ASSET MANAGEMENT INC
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
0001414287
028-12632
Chilton Capital Management Advisors, Inc.
0000820330
028-01701
CLEARBRIDGE, LLC
0001233991
028-10477
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
0000897378
028-03434
CONGRESS ASSET MANAGEMENT CO /MA
0001541743
028-14668
Copeland Capital Management, LLC
0001427514
028-13023
Dana Investment Advisors, Inc.
0001036325
028-04121
DAVIS SELECTED ADVISERS
0000790502
028-01666
EAGLE ASSET MANAGEMENT INC
0001102578
028-05269
EARNEST PARTNERS LLC
0001074032
028-07406
MDT ADVISERS INC
0000819684
028-01454
FEDERATED INVESTMENT COUNSELING
0001125816
028-06487
FIRST TRUST ADVISORS LP
0001229262
028-10981
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
0001082917
028-04145
GW&K Investment Management, LLC
0000928196
028-04434
HARDING LOEVNER LP
0001314620
028-11091
Hillman Capital Management, Inc.
0000812295
028-01343
JANUS CAPITAL MANAGEMENT LLC
0000053417
028-00074
JENNISON ASSOCIATES LLC
0001021223
028-05792
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC
0001207017
028-10469
LAZARD ASSET MANAGEMENT LLC
0001409108
028-12558
Legg Mason Private Portfolio Group, LLC
0001121330
028-05837
LOGAN CAPITAL MANAGEMENT INC
0001442898
028-13180
MFS Investment Management CO (LUX) S.A.R.L.
0001141802
028-11160
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
0001054554
028-06668
OAK RIDGE INVESTMENTS LLC
0000932859
028-04558
PARAMETRIC PORTFOLIO ASSOCIATES LLC
0001034524
028-03687
POLEN CAPITAL MANAGEMENT LLC
0001280511
028-10887
QUANTUM CAPITAL MANAGEMENT
0001554656
028-15157
Raub Brock Capital Management LP
0001112325
028-05655
RIVERBRIDGE PARTNERS LLC
0000721204
028-01190
RUSSELL FRANK CO/
0001556245
028-15042
Sandhill Capital Partners LLC
0001109426
028-05621
SANTA BARBARA ASSET MANAGEMENT, LLC
0001056593
028-04691
SCHAFER CULLEN CAPITAL MANAGEMENT INC
0001580212
028-16442
Strategic Global Advisors, LLC
0001759421
028-19415
Wakefield Asset Managment Corp
0001061186
028-07104
WCM INVESTMENT MANAGEMENT/CA
0001327354
028-11406
Wells Fargo Funds Management, LLC
0001138897
028-10245
WESTERN ASSET MANAGEMENT CO
0001086483
028-04587
ZACKS INVESTMENT MANAGEMENT
0001276918
028-10622
ZEVENBERGEN CAPITAL INVESTMENTS LLC
0001307617
028-10982
Ziegler Capital Management, LLC
N
JENNIFER OLEARY
TREASURER
414 665-2542
/s/JENNIFER OLEARY
MILWAUKEE
WI
05-14-2021
1
2829
47095518
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1
0000073076
028-00229
NORTHWESTERN MUTUAL LIFE INSURANCE CO
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
180 LIFE SCIENCES CORP
COM
68236V104
146
22299
SH
DFND
1
0
0
22299
3-D SYS CORP DEL
COM NEW
88554D205
16
579
SH
DFND
1
0
0
579
3M CO
COM
88579Y101
14965
77666
SH
DFND
1
0
0
77666
ABB LTD
SPONSORED ADR
000375204
2040
66961
SH
DFND
1
0
0
66961
ABBOTT LABS
COM
002824100
53284
444622
SH
DFND
1
3408
0
441214
ABBVIE INC
COM
00287Y109
22539
208271
SH
DFND
1
0
0
208271
ABCAM PLC
ADS
000380204
1
33
SH
DFND
1
0
0
33
ABEONA THERAPEUTICS INC
COM
00289Y107
0
200
SH
DFND
1
0
0
200
ABERCROMBIE & FITCH CO
CL A
002896207
595
17335
SH
DFND
1
0
0
17335
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
3945
964377
SH
DFND
1
0
0
964377
ABERDEEN GLOBAL DYNAMIC DIVI
COM
00302M106
93
8364
SH
DFND
1
0
0
8364
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
1287
78501
SH
DFND
1
0
0
78501
ABERDEEN STD PLATINUM ETF TR
PHYSCL PLATM SHS
003260106
65
582
SH
DFND
1
0
0
582
ABERDEEN STD PRECIOUS METALS
PHYSCL PM BASKET
003263100
28
306
SH
DFND
1
0
0
306
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
395
41497
SH
DFND
1
0
0
41497
ABIOMED INC
COM
003654100
1446
4538
SH
DFND
1
0
0
4538
ABM INDS INC
COM
000957100
4
78
SH
DFND
1
0
0
78
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
24503
88702
SH
DFND
1
0
0
88702
ACLARIS THERAPEUTICS INC
COM
00461U105
13
500
SH
DFND
1
0
0
500
ACTINIUM PHARMACEUTICALS INC
COM
00507W206
1
107
SH
DFND
1
0
0
107
ACTIVISION BLIZZARD INC
COM
00507V109
20677
222337
SH
DFND
1
2116
0
220221
ACUITY BRANDS INC
COM
00508Y102
1
4
SH
DFND
1
0
0
4
ADAM NAT RES FD INC
COM
00548F105
18
1190
SH
DFND
1
0
0
1190
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
61
3365
SH
DFND
1
0
0
3365
ADIENT PLC
ORD SHS
G0084W101
99
2235
SH
DFND
1
0
0
2235
ADOBE SYSTEMS INCORPORATED
COM
00724F101
35391
74451
SH
DFND
1
465
0
73986
ADVANCE AUTO PARTS INC
COM
00751Y106
210
1144
SH
DFND
1
0
0
1144
ADVANCED DRAIN SYS INC DEL
COM
00790R104
24
234
SH
DFND
1
0
0
234
ADVANCED ENERGY INDS
COM
007973100
29
272
SH
DFND
1
0
0
272
ADVANCED MICRO DEVICES INC
COM
007903107
30577
389507
SH
DFND
1
1653
0
387854
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
10
1000
SH
DFND
1
0
0
1000
ADVANSIX INC
COM
00773T101
3
146
SH
DFND
1
0
0
146
ADVENT CONVERTIBLE & INCOME
COM
00764C109
31
1730
SH
DFND
1
0
0
1730
ADVISORSHARES TR
PURE CANNABIS
00768Y495
34
1440
SH
DFND
1
0
0
1440
AECOM
COM
00766T100
45
696
SH
DFND
1
0
0
696
AEGON N V
NY REGISTRY SHS
007924103
17
3585
SH
DFND
1
0
0
3585
AERCAP HOLDINGS NV
SHS
N00985106
132
2255
SH
DFND
1
0
0
2255
AERIE PHARMACEUTICALS INC
COM
00771V108
3
150
SH
DFND
1
0
0
150
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
0
4
SH
DFND
1
0
0
4
AES CORP
COM
00130H105
111
4149
SH
DFND
1
0
0
4149
AFFILIATED MANAGERS GROUP IN
COM
008252108
22
147
SH
DFND
1
0
0
147
AFLAC INC
COM
001055102
6087
118934
SH
DFND
1
0
0
118934
AGCO CORP
COM
001084102
8
53
SH
DFND
1
0
0
53
AGILENT TECHNOLOGIES INC
COM
00846U101
117
921
SH
DFND
1
0
0
921
AGILYSYS INC
COM
00847J105
53
1102
SH
DFND
1
0
0
1102
AGNC INVT CORP
COM
00123Q104
30
1808
SH
DFND
1
0
0
1808
AGNICO EAGLE MINES LTD
COM
008474108
41
709
SH
DFND
1
0
0
709
AGREE REALTY CORP
COM
008492100
13
200
SH
DFND
1
0
0
200
AIR LEASE CORP
CL A
00912X302
17
340
SH
DFND
1
0
0
340
AIR PRODS & CHEMS INC
COM
009158106
4117
14630
SH
DFND
1
0
0
14630
AIRBNB INC
COM CL A
009066101
1208
6426
SH
DFND
1
0
0
6426
AKAMAI TECHNOLOGIES INC
COM
00971T101
567
5569
SH
DFND
1
0
0
5569
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
11
9000
SH
DFND
1
0
0
9000
AKAMAI TECHNOLOGIES INC
NOTE 0.375% 9/0
00971TAL5
18
17000
SH
DFND
1
0
0
17000
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
50
3725
SH
DFND
1
0
0
3725
ALASKA AIR GROUP INC
COM
011659109
587
8474
SH
DFND
1
0
0
8474
ALBEMARLE CORP
COM
012653101
1047
7168
SH
DFND
1
0
0
7168
ALBERTSONS COS INC
COMMON STOCK
013091103
99
5189
SH
DFND
1
0
0
5189
ALCOA CORP
COM
013872106
96
2968
SH
DFND
1
0
0
2968
ALCON AG
ORD SHS
H01301128
66
937
SH
DFND
1
0
0
937
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
221
1342
SH
DFND
1
0
0
1342
ALEXION PHARMACEUTICALS INC
COM
015351109
490
3203
SH
DFND
1
0
0
3203
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
47238
208343
SH
DFND
1
0
0
208343
ALIGN TECHNOLOGY INC
COM
016255101
253
467
SH
DFND
1
0
0
467
ALKERMES PLC
SHS
G01767105
2
100
SH
DFND
1
0
0
100
ALLEGHANY CORP DEL
COM
017175100
51
82
SH
DFND
1
0
0
82
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
294
13945
SH
DFND
1
0
0
13945
ALLEGION PLC
ORD SHS
G0176J109
137
1093
SH
DFND
1
0
0
1093
ALLETE INC
COM NEW
018522300
5
75
SH
DFND
1
0
0
75
ALLIANCE DATA SYSTEMS CORP
COM
018581108
357
3189
SH
DFND
1
0
0
3189
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
909
76666
SH
DFND
1
0
0
76666
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
133
3332
SH
DFND
1
0
0
3332
ALLIANT ENERGY CORP
COM
018802108
1008
18606
SH
DFND
1
0
0
18606
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 0.875% 1/0
01988PAF5
21
16000
SH
DFND
1
0
0
16000
ALLSTATE CORP
COM
020002101
2647
23039
SH
DFND
1
0
0
23039
ALLY FINL INC
COM
02005N100
240
5312
SH
DFND
1
0
0
5312
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
52
370
SH
DFND
1
0
0
370
ALPHA ARCHITECT ETF TR
INTL QUAN VALUE
02072L201
12
422
SH
DFND
1
0
0
422
ALPHABET INC
CAP STK CL A
02079K305
154340
74830
SH
DFND
1
456
0
74374
ALPHABET INC
CAP STK CL C
02079K107
39846
19263
SH
DFND
1
0
0
19263
ALPHATEC HLDGS INC
COM NEW
02081G201
16
1000
SH
DFND
1
0
0
1000
ALPS ETF TR
ALERIAN MLP
00162Q452
20
665
SH
DFND
1
0
0
665
ALPS ETF TR
CLEAN ENERGY
00162Q460
4325
55425
SH
DFND
1
0
0
55425
ALPS ETF TR
MED BREAKTHGH
00162Q593
85
1686
SH
DFND
1
0
0
1686
ALPS ETF TR
SECTR DIV DOGS
00162Q858
275
5345
SH
DFND
1
0
0
5345
ALTAIR ENGR INC
NOTE 0.250% 6/0
021369AA1
9
6000
SH
DFND
1
0
0
6000
ALTERYX INC
NOTE 0.500% 8/0
02156BAD5
6
6000
SH
DFND
1
0
0
6000
ALTERYX INC
NOTE 1.000% 8/0
02156BAF0
8
9000
SH
DFND
1
0
0
9000
ALTICE USA INC
CL A
02156K103
9
262
SH
DFND
1
0
0
262
ALTIMETER GROWTH CORP 2
COM CL A
G0371B109
42
4000
SH
DFND
1
0
0
4000
ALTIMMUNE INC
COM NEW
02155H200
1
100
SH
DFND
1
0
0
100
ALTRIA GROUP INC
COM
02209S103
19579
382689
SH
DFND
1
0
0
382689
AMARIN CORP PLC
SPONS ADR NEW
023111206
3
500
SH
DFND
1
0
0
500
AMAZON COM INC
COM
023135106
243111
78573
SH
DFND
1
244
0
78329
AMBARELLA INC
SHS
G037AX101
13
133
SH
DFND
1
0
0
133
AMBEV SA
SPONSORED ADR
02319V103
219
80012
SH
DFND
1
0
0
80012
AMC ENTMT HLDGS INC
CL A COM
00165C104
252
24682
SH
DFND
1
0
0
24682
AMC NETWORKS INC
CL A
00164V103
84
1572
SH
DFND
1
0
0
1572
AMCOR PLC
ORD
G0250X107
28
2392
SH
DFND
1
0
0
2392
AMDOCS LTD
SHS
G02602103
281
4004
SH
DFND
1
0
0
4004
AMEDISYS INC
COM
023436108
2
9
SH
DFND
1
0
0
9
AMER STATES WTR CO
COM
029899101
1
16
SH
DFND
1
0
0
16
AMERCO
COM
023586100
107
175
SH
DFND
1
0
0
175
AMEREN CORP
COM
023608102
785
9655
SH
DFND
1
0
0
9655
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
120
8879
SH
DFND
1
0
0
8879
AMERICA MOVIL SAB DE CV
SPONSORED ADR
02364W204
4
320
SH
DFND
1
0
0
320
AMERICAN AIRLS GROUP INC
COM
02376R102
1296
54277
SH
DFND
1
0
0
54277
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
0
45
SH
DFND
1
0
0
45
AMERICAN CAMPUS CMNTYS INC
COM
024835100
51
1176
SH
DFND
1
0
0
1176
AMERICAN CENTY ETF TR
STOXX US QLTY
025072307
137
2134
SH
DFND
1
0
0
2134
AMERICAN CENTY ETF TR
US EQT ETF
025072885
280
4044
SH
DFND
1
0
0
4044
AMERICAN CENTY ETF TR
US SML CP VALU
025072877
61
851
SH
DFND
1
0
0
851
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
9
301
SH
DFND
1
0
0
301
AMERICAN ELEC PWR CO INC
COM
025537101
2935
34649
SH
DFND
1
160
0
34489
AMERICAN EQTY INVT LIFE HLD
COM
025676206
483
15324
SH
DFND
1
0
0
15324
AMERICAN EXPRESS CO
COM
025816109
27908
197310
SH
DFND
1
1448
0
195862
AMERICAN FIN TR INC
COM CLASS A
02607T109
190
19430
SH
DFND
1
0
0
19430
AMERICAN FINL GROUP INC OHIO
COM
025932104
289
2536
SH
DFND
1
0
0
2536
AMERICAN HOMES 4 RENT
CL A
02665T306
174
5217
SH
DFND
1
0
0
5217
AMERICAN INTL GROUP INC
COM NEW
026874784
1130
24446
SH
DFND
1
0
0
24446
AMERICAN NATL BANKSHARES INC
COM
027745108
25
750
SH
DFND
1
0
0
750
AMERICAN SUPERCONDUCTOR CORP
SHS NEW
030111207
18
951
SH
DFND
1
0
0
951
AMERICAN TOWER CORP NEW
COM
03027X100
15975
66823
SH
DFND
1
0
0
66823
AMERICAN WTR WKS CO INC NEW
COM
030420103
429
2870
SH
DFND
1
0
0
2870
AMERICOLD RLTY TR
COM
03064D108
34
896
SH
DFND
1
0
0
896
AMERIPRISE FINL INC
COM
03076C106
2166
9325
SH
DFND
1
0
0
9325
AMERISOURCEBERGEN CORP
COM
03073E105
674
5711
SH
DFND
1
0
0
5711
AMES NATL CORP
COM
031001100
2
84
SH
DFND
1
0
0
84
AMETEK INC
COM
031100100
416
3259
SH
DFND
1
0
0
3259
AMGEN INC
COM
031162100
13508
54292
SH
DFND
1
0
0
54292
AMKOR TECHNOLOGY INC
COM
031652100
19
800
SH
DFND
1
0
0
800
AMN HEALTHCARE SVCS INC
COM
001744101
96
1303
SH
DFND
1
0
0
1303
AMPHENOL CORP NEW
CL A
032095101
441
6680
SH
DFND
1
0
0
6680
AMPIO PHARMACEUTICALS INC
COM
03209T109
17
9790
SH
DFND
1
0
0
9790
AMPLIFY ENERGY CORP NEW
COM
03212B103
0
2
SH
DFND
1
0
0
2
AMPLIFY ETF TR
BLOCKCHAIN LDR
032108607
1614
28901
SH
DFND
1
0
0
28901
AMPLIFY ETF TR
ONLIN RETL ETF
032108102
5227
42096
SH
DFND
1
0
0
42096
ANALOG DEVICES INC
COM
032654105
2905
18729
SH
DFND
1
0
0
18729
ANAPLAN INC
COM
03272L108
396
7356
SH
DFND
1
0
0
7356
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
2155
34295
SH
DFND
1
0
0
34295
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
6596
766949
SH
DFND
1
0
0
766949
ANSYS INC
COM
03662Q105
374
1101
SH
DFND
1
0
0
1101
ANTARES PHARMA INC
COM
036642106
31
7567
SH
DFND
1
0
0
7567
ANTERO RESOURCES CORP
COM
03674X106
21
2016
SH
DFND
1
0
0
2016
ANTHEM INC
COM
036752103
28188
78530
SH
DFND
1
710
0
77820
AON PLC
SHS CL A
G0403H108
4921
21386
SH
DFND
1
0
0
21386
APA CORPORATION
COM
03743Q108
110
6139
SH
DFND
1
0
0
6139
APARTMENT INCOME REIT CORP
COM
03750L109
16
377
SH
DFND
1
0
0
377
APARTMENT INVT & MGMT CO
CL A
03748R747
385
62647
SH
DFND
1
0
0
62647
APHRIA INC
COM
03765K104
38
2104
SH
DFND
1
0
0
2104
API GROUP CORP
COM STK
00187Y100
5195
251217
SH
DFND
1
0
0
251217
APOLLO COML REAL EST FIN INC
COM
03762U105
55
3973
SH
DFND
1
0
0
3973
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
51
1096
SH
DFND
1
0
0
1096
APOLLO SR FLOATING RATE FD I
COM
037636107
454
30569
SH
DFND
1
0
0
30569
APOLLO TACTICAL INCOME FD IN
COM
037638103
764
51374
SH
DFND
1
0
0
51374
APPIAN CORP
CL A
03782L101
27
206
SH
DFND
1
0
0
206
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
95
6516
SH
DFND
1
0
0
6516
APPLE INC
COM
037833100
358841
2937695
SH
DFND
1
6236
0
2931459
APPLIED MATLS INC
COM
038222105
37314
279300
SH
DFND
1
2132
0
277168
APPLIED OPTOELECTRONICS INC
COM
03823U102
0
25
SH
DFND
1
0
0
25
APTARGROUP INC
COM
038336103
46
327
SH
DFND
1
0
0
327
APTIV PLC
SHS
G6095L109
415
3006
SH
DFND
1
0
0
3006
APTOSE BIOSCIENCES INC
COM NEW
03835T200
12
2000
SH
DFND
1
0
0
2000
ARAMARK
COM
03852U106
5
143
SH
DFND
1
0
0
143
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L203
22
763
SH
DFND
1
0
0
763
ARCH CAP GROUP LTD
ORD
G0450A105
441
11481
SH
DFND
1
0
0
11481
ARCHER DANIELS MIDLAND CO
COM
039483102
844
14808
SH
DFND
1
0
0
14808
ARCIMOTO INC
COM
039587100
13
978
SH
DFND
1
0
0
978
ARCONIC CORPORATION
COM
03966V107
20
744
SH
DFND
1
0
0
744
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
1
177
SH
DFND
1
0
0
177
ARCOSA INC
COM
039653100
55
840
SH
DFND
1
0
0
840
ARCTURUS THERAPEUTICS HLDGS
COM
03969T109
4
86
SH
DFND
1
0
0
86
ARES CAPITAL CORP
COM
04010L103
33
1775
SH
DFND
1
0
0
1775
ARES CAPITAL CORP
NOTE 3.750% 2/0
04010LAT0
22
21000
SH
DFND
1
0
0
21000
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
17
16000
SH
DFND
1
0
0
16000
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
118
7888
SH
DFND
1
0
0
7888
ARISTA NETWORKS INC
COM
040413106
872
2891
SH
DFND
1
0
0
2891
ARK ETF TR
AUTNMUS TECHNLGY
00214Q203
381
4539
SH
DFND
1
0
0
4539
ARK ETF TR
FINTECH INNOVA
00214Q708
5
93
SH
DFND
1
0
0
93
ARK ETF TR
GENOMIC REV ETF
00214Q302
17865
201341
SH
DFND
1
0
0
201341
ARK ETF TR
INNOVATION ETF
00214Q104
161087
1342946
SH
DFND
1
0
0
1342946
ARK ETF TR
NEXT GNRTN INTER
00214Q401
121305
822744
SH
DFND
1
0
0
822744
ARLINGTON ASSET INVST CORP
CL A NEW
041356205
0
18
SH
DFND
1
0
0
18
ARLO TECHNOLOGIES INC
COM
04206A101
2
396
SH
DFND
1
0
0
396
ARMATA PHARMACEUTICALS INC
COM
04216R102
3
571
SH
DFND
1
0
0
571
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
16
180
SH
DFND
1
0
0
180
ARROW ELECTRS INC
COM
042735100
81
729
SH
DFND
1
0
0
729
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
16
234
SH
DFND
1
0
0
234
ASENSUS SURGICAL INC
COM
04367G103
0
377
SH
DFND
1
0
0
377
ASGN INC
COM
00191U102
49
515
SH
DFND
1
0
0
515
ASHLAND GLOBAL HLDGS INC
COM
044186104
3
37
SH
DFND
1
0
0
37
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
3837
6216
SH
DFND
1
0
0
6216
ASPEN TECHNOLOGY INC
COM
045327103
41
287
SH
DFND
1
0
0
287
ASPIRA WOMENS HEALTH INC
COM
04537Y109
18
2700
SH
DFND
1
0
0
2700
ASSOCIATED BANC CORP
COM
045487105
28
1302
SH
DFND
1
0
0
1302
ASSOCIATED CAP GROUP INC
CL A
045528106
1
20
SH
DFND
1
0
0
20
ASSURANT INC
COM
04621X108
20
138
SH
DFND
1
0
0
138
ASSURED GUARANTY LTD
COM
G0585R106
11
252
SH
DFND
1
0
0
252
ASTRAZENECA PLC
SPONSORED ADR
046353108
1616
32520
SH
DFND
1
0
0
32520
ASTROTECH CORP
COM NEW
046484200
1
550
SH
DFND
1
0
0
550
AT&T INC
COM
00206R102
17217
568780
SH
DFND
1
0
0
568780
ATHENE HOLDING LTD
CL A
G0684D107
12
247
SH
DFND
1
0
0
247
ATHIRA PHARMA INC
COM
04746L104
54
2941
SH
DFND
1
0
0
2941
ATLASSIAN CORP PLC
CL A
G06242104
1397
6633
SH
DFND
1
0
0
6633
ATMOS ENERGY CORP
COM
049560105
379
3845
SH
DFND
1
0
0
3845
AURINIA PHARMACEUTICALS INC
COM
05156V102
5
400
SH
DFND
1
0
0
400
AURORA CANNABIS INC
COM
05156X884
44
4779
SH
DFND
1
0
0
4779
AUTODESK INC
COM
052769106
2490
8984
SH
DFND
1
0
0
8984
AUTOHOME INC
SP ADS RP CL A
05278C107
18
189
SH
DFND
1
0
0
189
AUTOLIV INC
COM
052800109
105
1136
SH
DFND
1
0
0
1136
AUTOMATIC DATA PROCESSING IN
COM
053015103
4287
22743
SH
DFND
1
0
0
22743
AUTOZONE INC
COM
053332102
1497
1066
SH
DFND
1
0
0
1066
AVALARA INC
COM
05338G106
2
12
SH
DFND
1
0
0
12
AVALONBAY CMNTYS INC
COM
053484101
98
529
SH
DFND
1
0
0
529
AVANGRID INC
COM
05351W103
36
713
SH
DFND
1
0
0
713
AVANOS MED INC
COM
05350V106
3
72
SH
DFND
1
0
0
72
AVERY DENNISON CORP
COM
053611109
415
2254
SH
DFND
1
0
0
2254
AVIAT NETWORKS INC
COM NEW
05366Y201
0
1
SH
DFND
1
0
0
1
AVIS BUDGET GROUP
COM
053774105
77
1071
SH
DFND
1
0
0
1071
AVISTA CORP
COM
05379B107
7
140
SH
DFND
1
0
0
140
AVNET INC
COM
053807103
9
241
SH
DFND
1
0
0
241
AXON ENTERPRISE INC
COM
05464C101
56
396
SH
DFND
1
0
0
396
AXOS FINANCIAL INC
COM
05465C100
5
100
SH
DFND
1
0
0
100
AXT INC
COM
00246W103
9
750
SH
DFND
1
0
0
750
AYTU BIOPHARMA INC
COM NEW
054754874
0
1
SH
DFND
1
0
0
1
B & G FOODS INC NEW
COM
05508R106
127
4090
SH
DFND
1
0
0
4090
BABCOCK & WILCOX ENTERPRISES
COM
05614L209
0
1
SH
DFND
1
0
0
1
BAIDU INC
SPON ADR REP A
056752108
3909
17968
SH
DFND
1
0
0
17968
BAIN CAP SPECIALTY FIN INC
COM STK
05684B107
5
350
SH
DFND
1
0
0
350
BAKER HUGHES COMPANY
CL A
05722G100
236
10878
SH
DFND
1
0
0
10878
BALCHEM CORP
COM
057665200
72
576
SH
DFND
1
0
0
576
BALL CORP
COM
058498106
566
6684
SH
DFND
1
0
0
6684
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
16
2947
SH
DFND
1
0
0
2947
BANCO DE CHILE
SPONSORED ADS
059520106
9
370
SH
DFND
1
0
0
370
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
12
465
SH
DFND
1
0
0
465
BANCO SANTANDER S.A.
ADR
05964H105
156
45452
SH
DFND
1
0
0
45452
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
8966
276038
SH
DFND
1
0
0
276038
BANCROFT FD LTD
COM
059695106
5306
179906
SH
DFND
1
0
0
179906
BANDWIDTH INC
COM CL A
05988J103
128
1012
SH
DFND
1
0
0
1012
BANK HAWAII CORP
COM
062540109
84
931
SH
DFND
1
0
0
931
BANK MONTREAL QUE
COM
063671101
1871
20994
SH
DFND
1
0
0
20994
BANK NEW YORK MELLON CORP
COM
064058100
1652
34932
SH
DFND
1
0
0
34932
BANK NOVA SCOTIA B C
COM
064149107
200
3195
SH
DFND
1
0
0
3195
BANK OF THE JAMES FINL GP IN
COM
470299108
103
7206
SH
DFND
1
0
0
7206
BANK OZK
COM
06417N103
412
10086
SH
DFND
1
0
0
10086
BANKFINANCIAL CORP
COM
06643P104
40
3922
SH
DFND
1
0
0
3922
BAOZUN INC
SPONSORED ADR
06684L103
15
370
SH
DFND
1
0
0
370
BARCLAYS PLC
ADR
06738E204
224
21888
SH
DFND
1
0
0
21888
BARINGS CORPORATE INVS
COM
06759X107
921
66135
SH
DFND
1
0
0
66135
BARRICK GOLD CORP
COM
067901108
3469
175216
SH
DFND
1
0
0
175216
BAUSCH HEALTH COS INC
COM
071734107
261
8213
SH
DFND
1
0
0
8213
BAXTER INTL INC
COM
071813109
2699
31996
SH
DFND
1
0
0
31996
BBQ HLDGS INC
COM
05551A109
1
200
SH
DFND
1
0
0
200
BCE INC
COM NEW
05534B760
661
14658
SH
DFND
1
0
0
14658
BEAZER HOMES USA INC
COM NEW
07556Q881
0
9
SH
DFND
1
0
0
9
BECTON DICKINSON & CO
COM
075887109
3349
13768
SH
DFND
1
0
0
13768
BED BATH & BEYOND INC
COM
075896100
4
133
SH
DFND
1
0
0
133
BEIGENE LTD
SPONSORED ADR
07725L102
3
9
SH
DFND
1
0
0
9
BENCHMARK ELECTRS INC
COM
08160H101
31
1000
SH
DFND
1
0
0
1000
BENTLEY SYS INC
COM CL B
08265T208
797
16978
SH
DFND
1
0
0
16978
BERKLEY W R CORP
COM
084423102
108
1439
SH
DFND
1
0
0
1439
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3858
10
SH
DFND
1
0
0
10
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
83437
326605
SH
DFND
1
0
0
326605
BERRY GLOBAL GROUP INC
COM
08579W103
34
561
SH
DFND
1
0
0
561
BEST BUY INC
COM
086516101
550
4798
SH
DFND
1
0
0
4798
BEYOND MEAT INC
COM
08862E109
112
862
SH
DFND
1
0
0
862
BHP GROUP LTD
SPONSORED ADS
088606108
110
1582
SH
DFND
1
0
0
1582
BHP GROUP PLC
SPONSORED ADR
05545E209
63
1084
SH
DFND
1
0
0
1084
BIG LOTS INC
COM
089302103
1127
16488
SH
DFND
1
0
0
16488
BILIBILI INC
NOTE 1.375% 4/0
090040AB2
52
12000
SH
DFND
1
0
0
12000
BIO RAD LABS INC
CL A
090572207
44
77
SH
DFND
1
0
0
77
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
13
1267
SH
DFND
1
0
0
1267
BIOGEN INC
COM
09062X103
4226
15104
SH
DFND
1
0
0
15104
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
684
9058
SH
DFND
1
0
0
9058
BIOMARIN PHARMACEUTICAL INC
NOTE 0.599% 8/0
09061GAH4
32
32000
SH
DFND
1
0
0
32000
BIONTECH SE
SPONSORED ADS
09075V102
7
62
SH
DFND
1
0
0
62
BIO-TECHNE CORP
COM
09073M104
1
2
SH
DFND
1
0
0
2
BJS WHSL CLUB HLDGS INC
COM
05550J101
10
209
SH
DFND
1
0
0
209
BK OF AMERICA CORP
COM
060505104
44776
1157303
SH
DFND
1
8991
0
1148312
BLACK HILLS CORP
COM
092113109
186
2769
SH
DFND
1
0
0
2769
BLACK KNIGHT INC
COM
09215C105
18
240
SH
DFND
1
0
0
240
BLACKBAUD INC
COM
09227Q100
86
1202
SH
DFND
1
0
0
1202
BLACKBERRY LTD
COM
09228F103
17
2040
SH
DFND
1
0
0
2040
BLACKLINE INC
NOTE 0.125% 8/0
09239BAB5
17
11000
SH
DFND
1
0
0
11000
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
44
4747
SH
DFND
1
0
0
4747
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
32
2206
SH
DFND
1
0
0
2206
BLACKROCK CAP INVT CORP
COM
092533108
14
4270
SH
DFND
1
0
0
4270
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
1298
82703
SH
DFND
1
0
0
82703
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
475
40497
SH
DFND
1
0
0
40497
BLACKROCK CR ALLOCATION INCO
COM
092508100
3043
207243
SH
DFND
1
0
0
207243
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
601
54579
SH
DFND
1
0
0
54579
BLACKROCK ENERGY & RES TR
COM
09250U101
8
921
SH
DFND
1
0
0
921
BLACKROCK ENHANCED CAP & INC
COM
09256A109
868
44942
SH
DFND
1
0
0
44942
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
229
24110
SH
DFND
1
0
0
24110
BLACKROCK ENHANCED GLOBAL DI
COM
092501105
35
3015
SH
DFND
1
0
0
3015
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
137
22500
SH
DFND
1
0
0
22500
BLACKROCK FLOATING RATE INCO
COM
09255X100
132
10190
SH
DFND
1
0
0
10190
BLACKROCK FLOATING RATE INCO
COM
091941104
457
36542
SH
DFND
1
0
0
36542
BLACKROCK HEALTH SCIENCES TR
COM
09250W107
65
1390
SH
DFND
1
0
0
1390
BLACKROCK HEALTH SCIENCS TR
COM SHS
09260E105
44
1683
SH
DFND
1
0
0
1683
BLACKROCK INC
COM
09247X101
37268
49430
SH
DFND
1
410
0
49020
BLACKROCK INVT QUALITY MUN T
COM
09247D105
709
40268
SH
DFND
1
0
0
40268
BLACKROCK LONG-TERM MUN ADVA
COM
09250B103
534
42218
SH
DFND
1
0
0
42218
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
397
23675
SH
DFND
1
0
0
23675
BLACKROCK MUN INCOME INVT TR
SHS BEN INT
09248H105
294
21149
SH
DFND
1
0
0
21149
BLACKROCK MUN INCOME QUALITY
COM
092479104
1811
119873
SH
DFND
1
0
0
119873
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
76
3007
SH
DFND
1
0
0
3007
BLACKROCK MUNI INCOME TR II
COM
09249N101
22
1408
SH
DFND
1
0
0
1408
BLACKROCK MUNI INTER DR FD I
COM
09253X102
138
9178
SH
DFND
1
0
0
9178
BLACKROCK MUNIASSETS FD INC
COM
09254J102
74
4850
SH
DFND
1
0
0
4850
BLACKROCK MUNIENHANCED FD IN
COM
09253Y100
2034
172111
SH
DFND
1
0
0
172111
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
717
48240
SH
DFND
1
0
0
48240
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
38
2700
SH
DFND
1
0
0
2700
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
206
13706
SH
DFND
1
0
0
13706
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
814
60726
SH
DFND
1
0
0
60726
BLACKROCK MUNIHOLDINGS QUALI
COM
09253N104
834
52134
SH
DFND
1
0
0
52134
BLACKROCK MUNIVEST FD II INC
COM
09253T101
26
1750
SH
DFND
1
0
0
1750
BLACKROCK MUNIVEST FD INC
COM
09253R105
383
41184
SH
DFND
1
0
0
41184
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
183
12387
SH
DFND
1
0
0
12387
BLACKROCK MUNIYIELD CALIF QU
COM
09254N103
623
42290
SH
DFND
1
0
0
42290
BLACKROCK MUNIYIELD FD INC
COM
09253W104
2110
147050
SH
DFND
1
0
0
147050
BLACKROCK MUNIYIELD N J FD I
COM
09254Y109
21
1437
SH
DFND
1
0
0
1437
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
57
3847
SH
DFND
1
0
0
3847
BLACKROCK MUNIYIELD QUALITY
COM
09254E103
2016
141418
SH
DFND
1
0
0
141418
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
2633
189751
SH
DFND
1
0
0
189751
BLACKROCK MUNIYLD MICH QLTY
COM
09254V105
51
3375
SH
DFND
1
0
0
3375
BLACKROCK N Y MUN INCOME TRU
SH BEN INT
09248L106
61
3958
SH
DFND
1
0
0
3958
BLACKROCK RES & COMMODITIES
SHS
09257A108
25
2905
SH
DFND
1
0
0
2905
BLACKROCK SCIENCE & TECHNOLO
SHS
09258G104
1603
29628
SH
DFND
1
0
0
29628
BLACKROCK STRATEGIC MUN TR
COM
09248T109
489
33523
SH
DFND
1
0
0
33523
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
232
9474
SH
DFND
1
0
0
9474
BLACKROCK TCP CAPITAL CORP
COM
09259E108
55
4000
SH
DFND
1
0
0
4000
BLACKROCK UTILITIES INFRSTRC
COM
09248D104
55
2202
SH
DFND
1
0
0
2202
BLACKSTONE GROUP INC
COM
09260D107
6152
82549
SH
DFND
1
0
0
82549
BLACKSTONE LONG-SHORT CREDIT
COM SHS BN INT
09257D102
111
7834
SH
DFND
1
0
0
7834
BLACKSTONE MTG TR INC
COM CL A
09257W100
3
107
SH
DFND
1
0
0
107
BLACKSTONE MTG TR INC
NOTE 4.750% 3/1
09257WAC4
20
20000
SH
DFND
1
0
0
20000
BLACKSTONE SENIOR FLOATNG RA
COM
09256U105
39
2502
SH
DFND
1
0
0
2502
BLACKSTONE STRATEGIC CREDIT
COM SHS BEN IN
09257R101
665
49881
SH
DFND
1
0
0
49881
BLOCK H & R INC
COM
093671105
4
167
SH
DFND
1
0
0
167
BLUEBIRD BIO INC
COM
09609G100
5
175
SH
DFND
1
0
0
175
BLUEGREEN VACATIONS CORP
COM
09629F108
7
607
SH
DFND
1
0
0
607
BLUEPRINT MEDICINES CORP
COM
09627Y109
10
100
SH
DFND
1
0
0
100
BNY MELLON MUN BD INFRASTRUC
COM SHS
09662W109
1701
120561
SH
DFND
1
0
0
120561
BNY MELLON MUN INCOME INC
COM
05589T104
8
900
SH
DFND
1
0
0
900
BNY MELLON STRATEGIC MUN BD
COM
09662E109
115
14538
SH
DFND
1
0
0
14538
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
78
9087
SH
DFND
1
0
0
9087
BOEING CO
COM
097023105
23899
93823
SH
DFND
1
0
0
93823
BOOKING HOLDINGS INC
COM
09857L108
5510
2365
SH
DFND
1
0
0
2365
BOOT BARN HLDGS INC
COM
099406100
9
143
SH
DFND
1
0
0
143
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
59
725
SH
DFND
1
0
0
725
BORGWARNER INC
COM
099724106
1617
34873
SH
DFND
1
0
0
34873
BOSTON BEER INC
CL A
100557107
900
746
SH
DFND
1
0
0
746
BOSTON PROPERTIES INC
COM
101121101
575
5673
SH
DFND
1
0
0
5673
BOSTON SCIENTIFIC CORP
COM
101137107
22892
592286
SH
DFND
1
5819
0
586467
BP PLC
SPONSORED ADR
055622104
2528
103846
SH
DFND
1
0
0
103846
BRADY CORP
CL A
104674106
15
272
SH
DFND
1
0
0
272
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
1
53
SH
DFND
1
0
0
53
BRANDYWINEGBL GBL INCM OPP F
COM
10537L104
1307
108364
SH
DFND
1
0
0
108364
BRICKELL BIOTECH INC
COM
10802T105
0
1
SH
DFND
1
0
0
1
BRIDGFORD FOODS CORP
COM
108763103
5
299
SH
DFND
1
0
0
299
BRIGHTCOVE INC
COM
10921T101
1
37
SH
DFND
1
0
0
37
BRIGHTHOUSE FINL INC
COM
10922N103
29
661
SH
DFND
1
0
0
661
BRIGHTVIEW HLDGS INC
COM
10948C107
5264
312056
SH
DFND
1
0
0
312056
BRINKER INTL INC
COM
109641100
39
553
SH
DFND
1
0
0
553
BRISTOL-MYERS SQUIBB CO
COM
110122108
13763
217983
SH
DFND
1
0
0
217983
BRISTOL-MYERS SQUIBB CO
RIGHT 12/30/2030
110122140
0
242
SH
DFND
1
0
0
242
BRISTOW GROUP INC
COM
11040G103
0
3
SH
DFND
1
0
0
3
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
511
13180
SH
DFND
1
0
0
13180
BRIXMOR PPTY GROUP INC
COM
11120U105
2
87
SH
DFND
1
0
0
87
BROADCOM INC
COM
11135F101
13247
28568
SH
DFND
1
82
0
28486
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
1169
7645
SH
DFND
1
0
0
7645
BROOKDALE SR LIVING INC
COM
112463104
2
400
SH
DFND
1
0
0
400
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
97
2177
SH
DFND
1
0
0
2177
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
126
2369
SH
DFND
1
0
0
2369
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
16
215
SH
DFND
1
0
0
215
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
13
300
SH
DFND
1
0
0
300
BROOKLINE BANCORP INC DEL
COM
11373M107
16
1091
SH
DFND
1
0
0
1091
BROOKS AUTOMATION INC NEW
COM
114340102
1627
19926
SH
DFND
1
0
0
19926
BROWN & BROWN INC
COM
115236101
1008
22041
SH
DFND
1
0
0
22041
BROWN FORMAN CORP
CL A
115637100
25
400
SH
DFND
1
0
0
400
BROWN FORMAN CORP
CL B
115637209
1403
20343
SH
DFND
1
0
0
20343
BRP GROUP INC
COM CL A
05589G102
14
500
SH
DFND
1
0
0
500
BRUNSWICK CORP
COM
117043109
45
469
SH
DFND
1
0
0
469
BUILDERS FIRSTSOURCE INC
COM
12008R107
37
800
SH
DFND
1
0
0
800
BUNGE LIMITED
COM
G16962105
214
2700
SH
DFND
1
0
0
2700
BURLINGTON STORES INC
COM
122017106
190
635
SH
DFND
1
0
0
635
BWX TECHNOLOGIES INC
COM
05605H100
2
25
SH
DFND
1
0
0
25
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
866
9064
SH
DFND
1
0
0
9064
CABOT CORP
COM
127055101
60
1151
SH
DFND
1
0
0
1151
CABOT OIL & GAS CORP
COM
127097103
664
35378
SH
DFND
1
0
0
35378
CACI INTL INC
CL A
127190304
92
370
SH
DFND
1
0
0
370
CADENCE DESIGN SYSTEM INC
COM
127387108
1147
8381
SH
DFND
1
0
0
8381
CAL MAINE FOODS INC
COM NEW
128030202
27
692
SH
DFND
1
0
0
692
CALADRIUS BIOSCIENCES INC
COM NEW
128058203
1
300
SH
DFND
1
0
0
300
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
833
55829
SH
DFND
1
0
0
55829
CALAMOS CONV OPPORTUNITIES &
SH BEN INT
128117108
1949
137081
SH
DFND
1
0
0
137081
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
112
3528
SH
DFND
1
0
0
3528
CALAMOS GBL DYN INCOME FUND
COM
12811L107
524
51289
SH
DFND
1
0
0
51289
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
0
8
SH
DFND
1
0
0
8
CALERES INC
COM
129500104
13
585
SH
DFND
1
0
0
585
CALIFORNIA WTR SVC GROUP
COM
130788102
45
785
SH
DFND
1
0
0
785
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
0
23
SH
DFND
1
0
0
23
CAMBER ENERGY INC
COM
13200M508
0
1
SH
DFND
1
0
0
1
CAMDEN PPTY TR
SH BEN INT
133131102
398
3618
SH
DFND
1
0
0
3618
CAMECO CORP
COM
13321L108
188
11295
SH
DFND
1
0
0
11295
CAMPBELL SOUP CO
COM
134429109
474
9430
SH
DFND
1
0
0
9430
CAMPING WORLD HLDGS INC
CL A
13462K109
4
98
SH
DFND
1
0
0
98
CANADA GOOSE HLDGS INC
SHS SUB VTG
135086106
58
1487
SH
DFND
1
0
0
1487
CANADIAN IMP BK COMM
COM
136069101
833
8510
SH
DFND
1
0
0
8510
CANADIAN NAT RES LTD
COM
136385101
231
7483
SH
DFND
1
0
0
7483
CANADIAN NATL RY CO
COM
136375102
1692
14589
SH
DFND
1
0
0
14589
CANADIAN PAC RY LTD
COM
13645T100
763
2010
SH
DFND
1
0
0
2010
CANADIAN SOLAR INC
COM
136635109
238
4790
SH
DFND
1
0
0
4790
CANNAE HLDGS INC
COM
13765N107
2
42
SH
DFND
1
0
0
42
CANON INC
SPONSORED ADR
138006309
119
5247
SH
DFND
1
0
0
5247
CANOPY GROWTH CORP
COM
138035100
187
5827
SH
DFND
1
0
0
5827
CANTEL MED CORP
COM
138098108
22
272
SH
DFND
1
0
0
272
CAPITAL ONE FINL CORP
COM
14040H105
3408
26794
SH
DFND
1
0
0
26794
CAPRI HOLDINGS LIMITED
SHS
G1890L107
1901
37270
SH
DFND
1
0
0
37270
CAPRICOR THERAPEUTICS INC
COM NEW
14070B309
2
500
SH
DFND
1
0
0
500
CARDIFF ONCOLOGY INC
COM
14147L108
0
48
SH
DFND
1
0
0
48
CARDINAL HEALTH INC
COM
14149Y108
423
6957
SH
DFND
1
0
0
6957
CARGURUS INC
COM CL A
141788109
0
9
SH
DFND
1
0
0
9
CARLISLE COS INC
COM
142339100
188
1147
SH
DFND
1
0
0
1147
CARLYLE GROUP INC
COM
14316J108
22
603
SH
DFND
1
0
0
603
CARMAX INC
COM
143130102
1625
12254
SH
DFND
1
0
0
12254
CARNIVAL CORP
UNIT 99/99/9999
143658300
464
17471
SH
DFND
1
0
0
17471
CARNIVAL PLC
ADR
14365C103
43
1938
SH
DFND
1
0
0
1938
CARPENTER TECHNOLOGY CORP
COM
144285103
323
7858
SH
DFND
1
0
0
7858
CARRIER GLOBAL CORPORATION
COM
14448C104
1010
23914
SH
DFND
1
0
0
23914
CARS COM INC
COM
14575E105
3
253
SH
DFND
1
0
0
253
CARTERS INC
COM
146229109
7
76
SH
DFND
1
0
0
76
CARVANA CO
CL A
146869102
310
1182
SH
DFND
1
0
0
1182
CASELLA WASTE SYS INC
CL A
147448104
1590
25021
SH
DFND
1
0
0
25021
CASEYS GEN STORES INC
COM
147528103
79
365
SH
DFND
1
0
0
365
CASI PHARMACEUTICALS INC
COM
14757U109
0
132
SH
DFND
1
0
0
132
CATALENT INC
COM
148806102
32
301
SH
DFND
1
0
0
301
CATCHMARK TIMBER TR INC
CL A
14912Y202
2
154
SH
DFND
1
0
0
154
CATERPILLAR INC
COM
149123101
18706
80682
SH
DFND
1
186
0
80496
CATHAY GEN BANCORP
COM
149150104
52
1270
SH
DFND
1
0
0
1270
CATO CORP NEW
CL A
149205106
0
20
SH
DFND
1
0
0
20
CAVCO INDS INC DEL
COM
149568107
7
29
SH
DFND
1
0
0
29
CBOE GLOBAL MKTS INC
COM
12503M108
351
3559
SH
DFND
1
0
0
3559
CBRE GROUP INC
CL A
12504L109
3674
46441
SH
DFND
1
0
0
46441
CDK GLOBAL INC
COM
12508E101
44
817
SH
DFND
1
0
0
817
CDW CORP
COM
12514G108
480
2895
SH
DFND
1
0
0
2895
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
127
2558
SH
DFND
1
0
0
2558
CELANESE CORP DEL
COM
150870103
255
1700
SH
DFND
1
0
0
1700
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
2
100
SH
DFND
1
0
0
100
CELSIUS HLDGS INC
COM NEW
15118V207
22
457
SH
DFND
1
0
0
457
CEMEX SAB DE CV
SPON ADR NEW
151290889
17
2404
SH
DFND
1
0
0
2404
CENOVUS ENERGY INC
COM
15135U109
102
13507
SH
DFND
1
0
0
13507
CENTENE CORP DEL
COM
15135B101
1547
24212
SH
DFND
1
0
0
24212
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
0
8
SH
DFND
1
0
0
8
CENTERPOINT ENERGY INC
COM
15189T107
294
13005
SH
DFND
1
0
0
13005
CENTRAIS ELETRICAS BRASILEIR
SPONSORED ADR
15234Q207
2
315
SH
DFND
1
0
0
315
CERENCE INC
COM
156727109
35
386
SH
DFND
1
0
0
386
CERIDIAN HCM HLDG INC
COM
15677J108
43
511
SH
DFND
1
0
0
511
CERNER CORP
COM
156782104
625
8685
SH
DFND
1
0
0
8685
CF INDS HLDGS INC
COM
125269100
677
14915
SH
DFND
1
0
0
14915
CGI INC
CL A SUB VTG
12532H104
3
36
SH
DFND
1
0
0
36
CHAMPIONX CORPORATION
COM
15872M104
16
727
SH
DFND
1
0
0
727
CHARLES RIV LABS INTL INC
COM
159864107
441
1521
SH
DFND
1
0
0
1521
CHART INDS INC
COM
16115Q308
5
33
SH
DFND
1
0
0
33
CHARTER COMMUNICATIONS INC N
CL A
16119P108
2796
4531
SH
DFND
1
0
0
4531
CHECK CAP LTD
SHS
M2361E203
0
59
SH
DFND
1
0
0
59
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
494
4417
SH
DFND
1
0
0
4417
CHEESECAKE FACTORY INC
COM
163072101
93
1577
SH
DFND
1
0
0
1577
CHEGG INC
NOTE 0.125% 3/1
163092AD1
10
6000
SH
DFND
1
0
0
6000
CHEGG INC
NOTE 0.250% 5/1
163092AB5
3
1000
SH
DFND
1
0
0
1000
CHEMBIO DIAGNOSTICS INC
COM NEW
163572209
18
5000
SH
DFND
1
0
0
5000
CHEMED CORP NEW
COM
16359R103
1
3
SH
DFND
1
0
0
3
CHEMOURS CO
COM
163851108
106
3795
SH
DFND
1
0
0
3795
CHENIERE ENERGY INC
COM NEW
16411R208
538
7475
SH
DFND
1
0
0
7475
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
31
38000
SH
DFND
1
0
0
38000
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
26
634
SH
DFND
1
0
0
634
CHEVRON CORP NEW
COM
166764100
44470
424383
SH
DFND
1
2857
0
421526
CHEWY INC
CL A
16679L109
3
30
SH
DFND
1
0
0
30
CHIMERA INVT CORP
COM NEW
16934Q208
85
6717
SH
DFND
1
0
0
6717
CHINA AUTOMOTIVE SYS INC
COM
16936R105
5
1029
SH
DFND
1
0
0
1029
CHINA FD INC
COM
169373107
13
456
SH
DFND
1
0
0
456
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
59
5674
SH
DFND
1
0
0
5674
CHINA PETROLEUM & CHEMICAL C
SPON ADR H SHS
16941R108
134
2535
SH
DFND
1
0
0
2535
CHINA YUCHAI INTL LTD
COM
G21082105
16
1046
SH
DFND
1
0
0
1046
CHIPOTLE MEXICAN GRILL INC
COM
169656105
1716
1208
SH
DFND
1
0
0
1208
CHOICE HOTELS INTL INC
COM
169905106
36
335
SH
DFND
1
0
0
335
CHOICEONE FINL SVCS INC
COM
170386106
16
686
SH
DFND
1
0
0
686
CHUBB LIMITED
COM
H1467J104
2810
17785
SH
DFND
1
0
0
17785
CHURCH & DWIGHT INC
COM
171340102
611
6996
SH
DFND
1
0
0
6996
CHURCHILL DOWNS INC
COM
171484108
7348
32312
SH
DFND
1
0
0
32312
CIA ENERGETICA DE MINAS GERA
SP ADR N-V PFD
204409601
9
4164
SH
DFND
1
0
0
4164
CIENA CORP
COM NEW
171779309
220
4008
SH
DFND
1
0
0
4008
CIGNA CORP NEW
COM
125523100
3168
13105
SH
DFND
1
0
0
13105
CIMAREX ENERGY CO
COM
171798101
151
2538
SH
DFND
1
0
0
2538
CINCINNATI FINL CORP
COM
172062101
459
4454
SH
DFND
1
0
0
4454
CINTAS CORP
COM
172908105
1443
4227
SH
DFND
1
0
0
4227
CIRRUS LOGIC INC
COM
172755100
53
628
SH
DFND
1
0
0
628
CISCO SYS INC
COM
17275R102
20134
389356
SH
DFND
1
648
0
388708
CIT GROUP INC
COM NEW
125581801
7
131
SH
DFND
1
0
0
131
CITI TRENDS INC
COM
17306X102
1
15
SH
DFND
1
0
0
15
CITIGROUP INC
COM NEW
172967424
31574
434018
SH
DFND
1
4240
0
429778
CITIZENS CMNTY BANCORP INC M
COM
174903104
14
1108
SH
DFND
1
0
0
1108
CITIZENS FINANCIAL GROUP INC
COM
174610105
261
5927
SH
DFND
1
0
0
5927
CITRIX SYS INC
COM
177376100
332
2360
SH
DFND
1
0
0
2360
CITY HLDG CO
COM
177835105
14
173
SH
DFND
1
0
0
173
CLARIVATE PLC
ORD SHS
G21810109
50
1885
SH
DFND
1
0
0
1885
CLARUS CORP NEW
COM
18270P109
4
238
SH
DFND
1
0
0
238
CLEAN HARBORS INC
COM
184496107
3
32
SH
DFND
1
0
0
32
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
11
6000
SH
DFND
1
0
0
6000
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
19
1032
SH
DFND
1
0
0
1032
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
340
14557
SH
DFND
1
0
0
14557
CLEARBRIDGE MLP AND MIDSTRM
COM
18469Q207
54
2693
SH
DFND
1
0
0
2693
CLEARWATER PAPER CORP
COM
18538R103
4
95
SH
DFND
1
0
0
95
CLEVELAND BIOLABS INC
COM NEW
185860202
1
125
SH
DFND
1
0
0
125
CLEVELAND-CLIFFS INC NEW
COM
185899101
104
5156
SH
DFND
1
0
0
5156
CLOROX CO DEL
COM
189054109
5394
27964
SH
DFND
1
0
0
27964
CLOUDERA INC
COM
18914U100
14
1150
SH
DFND
1
0
0
1150
CLOUGH GLOBAL EQUITY FD
COM
18914C100
440
28995
SH
DFND
1
0
0
28995
CLOVER HEALTH INVESTMENTS CO
COM CL A
18914F103
2
267
SH
DFND
1
0
0
267
CMC MATERIALS INC
COM
12571T100
58
324
SH
DFND
1
0
0
324
CME GROUP INC
COM
12572Q105
3423
16763
SH
DFND
1
0
0
16763
CMS ENERGY CORP
COM
125896100
440
7201
SH
DFND
1
179
0
7022
CNH INDL N V
SHS
N20944109
8
494
SH
DFND
1
0
0
494
CNO FINL GROUP INC
COM
12621E103
1
58
SH
DFND
1
0
0
58
CNX RES CORP
COM
12653C108
13
865
SH
DFND
1
0
0
865
COCA COLA CO
COM
191216100
17037
323213
SH
DFND
1
658
0
322555
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
186
3564
SH
DFND
1
0
0
3564
COCA-COLA FEMSA SAB DE CV
SPONSORD ADR REP
191241108
215
4652
SH
DFND
1
0
0
4652
CODA OCTOPUS GROUP INC
COM NEW
19188U206
0
1
SH
DFND
1
0
0
1
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
13
185
SH
DFND
1
0
0
185
COGNEX CORP
COM
192422103
1004
12098
SH
DFND
1
0
0
12098
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
809
10349
SH
DFND
1
0
0
10349
COGNYTE SOFTWARE LTD
ORD SHS
M25133105
0
6
SH
DFND
1
0
0
6
COHEN & STEERS CLOSED-END OP
COM
19248P106
451
33659
SH
DFND
1
0
0
33659
COHEN & STEERS INC
COM
19247A100
76
1157
SH
DFND
1
0
0
1157
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
334
11953
SH
DFND
1
0
0
11953
COHEN & STEERS LTD DURATION
COM
19248C105
130
4978
SH
DFND
1
0
0
4978
COHEN & STEERS QUALITY INCOM
COM
19247L106
519
37356
SH
DFND
1
0
0
37356
COHEN & STEERS REIT & PFD &
COM
19247X100
2177
89244
SH
DFND
1
0
0
89244
COHEN & STEERS SELECT PFD &
COM
19248Y107
33
1207
SH
DFND
1
0
0
1207
COHEN & STEERS TOTAL RETURN
COM
19247R103
10
693
SH
DFND
1
0
0
693
COLFAX CORP
COM
194014106
16
382
SH
DFND
1
0
0
382
COLGATE PALMOLIVE CO
COM
194162103
5767
73158
SH
DFND
1
248
0
72910
COLONY CR REAL ESTATE INC
COM CL A
19625T101
72
8461
SH
DFND
1
0
0
8461
COLONY STARWOOD HOMES
NOTE 3.500% 1/1
19625XAB8
18
13000
SH
DFND
1
0
0
13000
COLUMBIA PPTY TR INC
COM NEW
198287203
58
3419
SH
DFND
1
0
0
3419
COLUMBIA SELIGM PREM TECH GR
COM
19842X109
12
390
SH
DFND
1
0
0
390
COLUMBIA SPORTSWEAR CO
COM
198516106
26
241
SH
DFND
1
0
0
241
COLUMBUS MCKINNON CORP N Y
COM
199333105
958
18153
SH
DFND
1
0
0
18153
COMCAST CORP NEW
CL A
20030N101
39297
726263
SH
DFND
1
6910
0
719353
COMERICA INC
COM
200340107
261
3634
SH
DFND
1
0
0
3634
COMFORT SYS USA INC
COM
199908104
112
1496
SH
DFND
1
0
0
1496
COMMERCE BANCSHARES INC
COM
200525103
55
715
SH
DFND
1
0
0
715
COMMERCIAL METALS CO
COM
201723103
28
914
SH
DFND
1
0
0
914
COMMUNITY BK SYS INC
COM
203607106
65
849
SH
DFND
1
0
0
849
COMMUNITY HEALTH SYS INC NEW
COM
203668108
92
6840
SH
DFND
1
0
0
6840
COMMVAULT SYSTEMS INC
COM
204166102
121
1876
SH
DFND
1
0
0
1876
COMPANHIA PARANAENSE ENERG C
SPON ADR PFD
20441B407
7
5500
SH
DFND
1
0
0
5500
COMPASS MINERALS INTL INC
COM
20451N101
95
1516
SH
DFND
1
0
0
1516
COMTECH TELECOMMUNICATIONS C
COM NEW
205826209
106
4262
SH
DFND
1
0
0
4262
CONAGRA BRANDS INC
COM
205887102
1141
30350
SH
DFND
1
0
0
30350
CONCENTRIX CORP
COM
20602D101
75
503
SH
DFND
1
0
0
503
CONCERT PHARMACEUTICALS INC
COM
206022105
0
25
SH
DFND
1
0
0
25
CONCRETE PUMPING HLDGS INC
COM
206704108
1027
138563
SH
DFND
1
0
0
138563
CONDUENT INC
COM
206787103
1
112
SH
DFND
1
0
0
112
CONMED CORP
NOTE 2.625% 2/0
207410AF8
25
16000
SH
DFND
1
0
0
16000
CONOCOPHILLIPS
COM
20825C104
3025
57109
SH
DFND
1
0
0
57109
CONSOLIDATED COMM HLDGS INC
COM
209034107
7
925
SH
DFND
1
0
0
925
CONSOLIDATED EDISON INC
COM
209115104
1055
14101
SH
DFND
1
0
0
14101
CONSOLIDATED WATER CO INC
ORD
G23773107
11
800
SH
DFND
1
0
0
800
CONSTELLATION BRANDS INC
CL A
21036P108
16899
74123
SH
DFND
1
698
0
73425
CONTINENTAL RES INC
COM
212015101
14
540
SH
DFND
1
0
0
540
COOPER COS INC
COM NEW
216648402
121
316
SH
DFND
1
0
0
316
COPART INC
COM
217204106
142
1313
SH
DFND
1
0
0
1313
CORE LABORATORIES N V
COM
N22717107
23
790
SH
DFND
1
0
0
790
CORESITE RLTY CORP
COM
21870Q105
131
1089
SH
DFND
1
0
0
1089
CORNERSTONE STRATEGIC VALUE
COM
21924B302
48
3604
SH
DFND
1
0
0
3604
CORNING INC
COM
219350105
2694
61887
SH
DFND
1
0
0
61887
CORTEVA INC
COM
22052L104
1001
21449
SH
DFND
1
0
0
21449
COSTAR GROUP INC
COM
22160N109
496
604
SH
DFND
1
0
0
604
COSTCO WHSL CORP NEW
COM
22160K105
40990
116290
SH
DFND
1
630
0
115660
COTY INC
COM CL A
222070203
201
22321
SH
DFND
1
0
0
22321
COUNTY BANCORP INC
COM
221907108
5
217
SH
DFND
1
0
0
217
COUPA SOFTWARE INC
COM
22266L106
39
155
SH
DFND
1
0
0
155
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
10
6000
SH
DFND
1
0
0
6000
COUSINS PPTYS INC
COM NEW
222795502
1
16
SH
DFND
1
0
0
16
COVANTA HLDG CORP
COM
22282E102
71
5146
SH
DFND
1
0
0
5146
COVETRUS INC
COM
22304C100
5
160
SH
DFND
1
0
0
160
COWEN INC
CL A NEW
223622606
18
510
SH
DFND
1
0
0
510
CRANE CO
COM
224399105
297
3155
SH
DFND
1
0
0
3155
CREDIT SUISSE ASSET MGMT INC
COM
224916106
39
11500
SH
DFND
1
0
0
11500
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
54
5130
SH
DFND
1
0
0
5130
CREDIT SUISSE HIGH YIELD BD
SH BEN INT
22544F103
657
272323
SH
DFND
1
0
0
272323
CREE INC
COM
225447101
340
3149
SH
DFND
1
0
0
3149
CRESCENT CAP BDC INC
COM
225655109
8
456
SH
DFND
1
0
0
456
CRH PLC
ADR
12626K203
150
3195
SH
DFND
1
0
0
3195
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
40
325
SH
DFND
1
0
0
325
CRITEO S A
SPONS ADS
226718104
26
751
SH
DFND
1
0
0
751
CRONOS GROUP INC
COM
22717L101
14
1550
SH
DFND
1
0
0
1550
CROWDSTRIKE HLDGS INC
CL A
22788C105
10799
59169
SH
DFND
1
0
0
59169
CROWN CASTLE INTL CORP NEW
COM
22822V101
2388
13871
SH
DFND
1
0
0
13871
CROWN HLDGS INC
COM
228368106
264
2729
SH
DFND
1
0
0
2729
CSX CORP
COM
126408103
23704
245840
SH
DFND
1
1932
0
243908
CTS CORP
COM
126501105
0
5
SH
DFND
1
0
0
5
CUBESMART
COM
229663109
3
79
SH
DFND
1
0
0
79
CULLEN FROST BANKERS INC
COM
229899109
295
2713
SH
DFND
1
0
0
2713
CUMMINS INC
COM
231021106
5013
19341
SH
DFND
1
110
0
19231
CURTISS WRIGHT CORP
COM
231561101
88
743
SH
DFND
1
0
0
743
CUSHING NEXTGEN INFRA INCM F
COM
231647207
45
1125
SH
DFND
1
0
0
1125
CUTERA INC
COM
232109108
8
250
SH
DFND
1
0
0
250
CVB FINL CORP
COM
126600105
23
1043
SH
DFND
1
0
0
1043
CVS HEALTH CORP
COM
126650100
13295
176732
SH
DFND
1
398
0
176334
CYBERARK SOFTWARE LTD
NOTE 11/1
23248VAB1
16
15000
SH
DFND
1
0
0
15000
CYBERARK SOFTWARE LTD
SHS
M2682V108
510
3942
SH
DFND
1
0
0
3942
CYCLERION THERAPEUTICS INC
COM
23255M105
0
127
SH
DFND
1
0
0
127
CYNERGISTEK INC
COM
23258P105
3
1667
SH
DFND
1
0
0
1667
CYRUSONE INC
COM
23283R100
209
3080
SH
DFND
1
0
0
3080
D R HORTON INC
COM
23331A109
1387
15576
SH
DFND
1
0
0
15576
DAKTRONICS INC
COM
234264109
6
1001
SH
DFND
1
0
0
1001
DANA INC
COM
235825205
98
4037
SH
DFND
1
0
0
4037
DANAHER CORPORATION
COM
235851102
26751
118844
SH
DFND
1
851
0
117993
DARDEN RESTAURANTS INC
COM
237194105
3926
27647
SH
DFND
1
0
0
27647
DAVIS FUNDAMENTAL ETF TR
SELECT WRLD WI
23908L306
194
5745
SH
DFND
1
0
0
5745
DAVITA INC
COM
23918K108
449
4163
SH
DFND
1
0
0
4163
DBX ETF TR
XTRACK INTL REAL
233051846
13
446
SH
DFND
1
0
0
446
DBX ETF TR
XTRACK MSCI ALL
233051820
20
621
SH
DFND
1
0
0
621
DBX ETF TR
XTRACK MSCI EAFE
233051200
161982
4461072
SH
DFND
1
0
0
4461072
DBX ETF TR
XTRACK MSCI EURP
233051853
15
470
SH
DFND
1
0
0
470
DBX ETF TR
XTRACK USD HIGH
233051432
107
2151
SH
DFND
1
0
0
2151
DBX ETF TR
XTRACKERS S&P
233051143
47
1338
SH
DFND
1
0
0
1338
DBX ETF TR
XTRCKR MSCI US
233051150
10
285
SH
DFND
1
0
0
285
DECKERS OUTDOOR CORP
COM
243537107
123
369
SH
DFND
1
0
0
369
DEERE & CO
COM
244199105
32295
86320
SH
DFND
1
696
0
85624
DELL TECHNOLOGIES INC
CL C
24703L202
698
7918
SH
DFND
1
0
0
7918
DELTA AIR LINES INC DEL
COM NEW
247361702
12780
264712
SH
DFND
1
0
0
264712
DELUXE CORP
COM
248019101
29
695
SH
DFND
1
0
0
695
DENTSPLY SIRONA INC
COM
24906P109
12
190
SH
DFND
1
0
0
190
DESCARTES SYS GROUP INC
COM
249906108
54
885
SH
DFND
1
0
0
885
DESIGNER BRANDS INC
CL A
250565108
0
24
SH
DFND
1
0
0
24
DEUTSCHE BANK A G
NAMEN AKT
D18190898
82
6848
SH
DFND
1
0
0
6848
DEVON ENERGY CORP NEW
COM
25179M103
77
3521
SH
DFND
1
0
0
3521
DEXCOM INC
COM
252131107
1419
3947
SH
DFND
1
0
0
3947
DEXCOM INC
NOTE 0.750%12/0
252131AH0
9
4000
SH
DFND
1
0
0
4000
DIAGEO PLC
SPON ADR NEW
25243Q205
10162
61893
SH
DFND
1
0
0
61893
DIAMONDBACK ENERGY INC
COM
25278X109
2353
32017
SH
DFND
1
0
0
32017
DICKS SPORTING GOODS INC
COM
253393102
185
2423
SH
DFND
1
0
0
2423
DIEBOLD INC
COM
253651103
1
104
SH
DFND
1
0
0
104
DIGI INTL INC
COM
253798102
0
3
SH
DFND
1
0
0
3
DIGITAL RLTY TR INC
COM
253868103
5505
39090
SH
DFND
1
0
0
39090
DIGITAL TURBINE INC
COM NEW
25400W102
24
296
SH
DFND
1
0
0
296
DILLARDS INC
CL A
254067101
54
558
SH
DFND
1
0
0
558
DIME CMNTY BANCSHARES INC
COM
25432X102
176
5842
SH
DFND
1
0
0
5842
DIODES INC
COM
254543101
4
51
SH
DFND
1
0
0
51
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
3
39
SH
DFND
1
0
0
39
DIREXION SHS ETF TR
NAS100 EQL WGT
25459Y207
40
514
SH
DFND
1
0
0
514
DISCOVER FINL SVCS
COM
254709108
1312
13813
SH
DFND
1
0
0
13813
DISCOVERY INC
COM SER A
25470F104
102
2341
SH
DFND
1
0
0
2341
DISCOVERY INC
COM SER C
25470F302
21
589
SH
DFND
1
0
0
589
DISH NETWORK CORPORATION
CL A
25470M109
22
608
SH
DFND
1
0
0
608
DISNEY WALT CO
COM
254687106
63426
343730
SH
DFND
1
0
0
343730
DIVERSIFIED HEALTHCARE TR
COM SH BEN INT
25525P107
0
61
SH
DFND
1
0
0
61
DNP SELECT INCOME FD INC
COM
23325P104
359
36341
SH
DFND
1
0
0
36341
DOCUSIGN INC
COM
256163106
1489
7354
SH
DFND
1
0
0
7354
DOCUSIGN INC
NOTE 0.500% 9/1
256163AB2
6
2000
SH
DFND
1
0
0
2000
DOLBY LABORATORIES INC
COM CL A
25659T107
88
884
SH
DFND
1
0
0
884
DOLLAR GEN CORP NEW
COM
256677105
6912
34111
SH
DFND
1
0
0
34111
DOLLAR TREE INC
COM
256746108
10772
94113
SH
DFND
1
1207
0
92906
DOMINION ENERGY INC
COM
25746U109
6017
79214
SH
DFND
1
0
0
79214
DOMINOS PIZZA INC
COM
25754A201
536
1456
SH
DFND
1
0
0
1456
DONALDSON INC
COM
257651109
56
965
SH
DFND
1
0
0
965
DONNELLEY FINL SOLUTIONS INC
COM
25787G100
0
12
SH
DFND
1
0
0
12
DONNELLEY R R & SONS CO
COM
257867200
0
33
SH
DFND
1
0
0
33
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
946
47921
SH
DFND
1
0
0
47921
DOVER CORP
COM
260003108
1120
8172
SH
DFND
1
0
0
8172
DOW INC
COM
260557103
2217
34679
SH
DFND
1
0
0
34679
DR REDDYS LABS LTD
ADR
256135203
3
50
SH
DFND
1
0
0
50
DRAFTKINGS INC
COM CL A
26142R104
1420
23156
SH
DFND
1
0
0
23156
DROPBOX INC
CL A
26210C104
11
392
SH
DFND
1
0
0
392
DTE ENERGY CO
COM
233331107
668
5015
SH
DFND
1
0
0
5015
DUCK CREEK TECHNOLOGIES INC
SHS
264120106
12
261
SH
DFND
1
0
0
261
DUFF & PHELPS SLT ENGY AND M
COM NEW
26433F207
2
250
SH
DFND
1
0
0
250
DUKE ENERGY CORP NEW
COM NEW
26441C204
7530
78003
SH
DFND
1
204
0
77799
DUKE REALTY CORP
COM NEW
264411505
126
3009
SH
DFND
1
0
0
3009
DUPONT DE NEMOURS INC
COM
26614N102
2140
27686
SH
DFND
1
356
0
27330
DWS MUN INCOME TR
COM
233368109
215
18383
SH
DFND
1
0
0
18383
DXC TECHNOLOGY CO
COM
23355L106
123
3927
SH
DFND
1
0
0
3927
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
0
43
SH
DFND
1
0
0
43
EAGLE BANCORP INC MD
COM
268948106
7
123
SH
DFND
1
0
0
123
EAGLE MATLS INC
COM
26969P108
39
292
SH
DFND
1
0
0
292
EAGLE POINT INCOME COMPANY I
COM
269817102
6
400
SH
DFND
1
0
0
400
EAST WEST BANCORP INC
COM
27579R104
126
1710
SH
DFND
1
0
0
1710
EASTGROUP PPTYS INC
COM
277276101
110
772
SH
DFND
1
0
0
772
EASTMAN CHEM CO
COM
277432100
1192
10827
SH
DFND
1
0
0
10827
EASTMAN KODAK CO
COM NEW
277461406
2
200
SH
DFND
1
0
0
200
EATON CORP PLC
SHS
G29183103
5639
40772
SH
DFND
1
0
0
40772
EATON VANCE ENHANCED EQUITY
COM
278277108
32
1475
SH
DFND
1
0
0
1475
EATON VANCE ENHANCED EQUITY
COM
278274105
578
34370
SH
DFND
1
0
0
34370
EATON VANCE LTD DURATION INC
COM
27828H105
109
8616
SH
DFND
1
0
0
8616
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
2314
168047
SH
DFND
1
0
0
168047
EATON VANCE RISK-MANAGED DIV
COM
27829G106
25
2316
SH
DFND
1
0
0
2316
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
671
48653
SH
DFND
1
0
0
48653
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
5
764
SH
DFND
1
0
0
764
EATON VANCE TAX ADVT DIV INC
COM
27828G107
38
1450
SH
DFND
1
0
0
1450
EATON VANCE TAX MNGED BUY WR
COM
27828X100
196
12456
SH
DFND
1
0
0
12456
EATON VANCE TAX-ADVANTAGED G
COM
27828U106
31
1191
SH
DFND
1
0
0
1191
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
824
53201
SH
DFND
1
0
0
53201
EATON VANCE TAX-MANAGED DIVE
COM
27828N102
130
10175
SH
DFND
1
0
0
10175
EATON VANCE TAX-MANAGED GLOB
COM
27829C105
2220
215116
SH
DFND
1
0
0
215116
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
684
73582
SH
DFND
1
0
0
73582
EATON VANCE TX ADV GLBL DIV
COM
27828S101
60
3147
SH
DFND
1
0
0
3147
EBAY INC.
COM
278642103
897
14653
SH
DFND
1
0
0
14653
ECHO GLOBAL LOGISTICS INC
COM
27875T101
13
419
SH
DFND
1
0
0
419
ECOLAB INC
COM
278865100
1487
6948
SH
DFND
1
0
0
6948
ECOPETROL S A
SPONSORED ADS
279158109
10
752
SH
DFND
1
0
0
752
EDGEWELL PERS CARE CO
COM
28035Q102
6
140
SH
DFND
1
0
0
140
EDISON INTL
COM
281020107
262
4471
SH
DFND
1
0
0
4471
EDWARDS LIFESCIENCES CORP
COM
28176E108
5333
63763
SH
DFND
1
0
0
63763
EHEALTH INC
COM
28238P109
0
2
SH
DFND
1
0
0
2
ELANCO ANIMAL HEALTH INC
COM
28414H103
17
566
SH
DFND
1
0
0
566
ELBIT SYS LTD
ORD
M3760D101
0
3
SH
DFND
1
0
0
3
ELECTRONIC ARTS INC
COM
285512109
1373
10152
SH
DFND
1
0
0
10152
EMBRAER S.A.
SPONSORED ADS
29082A107
134
13408
SH
DFND
1
0
0
13408
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
11
113
SH
DFND
1
0
0
113
EMERSON ELEC CO
COM
291011104
7164
79404
SH
DFND
1
0
0
79404
EMPIRE ST RLTY TR INC
CL A
292104106
2
203
SH
DFND
1
0
0
203
ENBRIDGE INC
COM
29250N105
4822
132452
SH
DFND
1
0
0
132452
ENCOMPASS HEALTH CORP
COM
29261A100
6
73
SH
DFND
1
0
0
73
ENDO INTL PLC
SHS
G30401106
2
324
SH
DFND
1
0
0
324
ENEL AMERICAS S A
SPONSORED ADR
29274F104
25
2981
SH
DFND
1
0
0
2981
ENEL CHILE S.A.
SPONSORED ADR
29278D105
2
467
SH
DFND
1
0
0
467
ENERGY FOCUS INC
COM
29268T409
1
138
SH
DFND
1
0
0
138
ENERGY FUELS INC
COM NEW
292671708
22
3900
SH
DFND
1
0
0
3900
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
595
77472
SH
DFND
1
0
0
77472
ENERSYS
COM
29275Y102
39
429
SH
DFND
1
0
0
429
ENI S P A
SPONSORED ADR
26874R108
262
10604
SH
DFND
1
0
0
10604
ENTEGRIS INC
COM
29362U104
199
1785
SH
DFND
1
0
0
1785
ENTERGY CORP NEW
COM
29364G103
822
8263
SH
DFND
1
0
0
8263
ENTERPRISE FINL SVCS CORP
COM
293712105
208
4200
SH
DFND
1
0
0
4200
ENTERPRISE PRODS PARTNERS L
COM
293792107
2736
124278
SH
DFND
1
0
0
124278
ENVESTNET INC
COM
29404K106
135
1870
SH
DFND
1
0
0
1870
ENVESTNET INC
NOTE 1.750% 6/0
29404KAB2
15
12000
SH
DFND
1
0
0
12000
ENVISTA HOLDINGS CORPORATION
COM
29415F104
3
87
SH
DFND
1
0
0
87
EOG RES INC
COM
26875P101
981
13516
SH
DFND
1
0
0
13516
EPAM SYS INC
COM
29414B104
2089
5265
SH
DFND
1
0
0
5265
EPR PPTYS
COM SH BEN INT
26884U109
4
71
SH
DFND
1
0
0
71
EQT CORP
COM
26884L109
140
7501
SH
DFND
1
0
0
7501
EQUIFAX INC
COM
294429105
163
904
SH
DFND
1
0
0
904
EQUINIX INC
COM
29444U700
5458
8031
SH
DFND
1
0
0
8031
EQUINOR ASA
SPONSORED ADR
29446M102
25
1272
SH
DFND
1
0
0
1272
EQUITABLE HLDGS INC
COM
29452E101
0
13
SH
DFND
1
0
0
13
EQUITRANS MIDSTREAM CORP
COM
294600101
4
526
SH
DFND
1
0
0
526
EQUITY COMWLTH
COM SH BEN INT
294628102
1
20
SH
DFND
1
0
0
20
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
209
3284
SH
DFND
1
0
0
3284
EQUITY RESIDENTIAL
SH BEN INT
29476L107
54
752
SH
DFND
1
0
0
752
ERICSSON
ADR B SEK 10
294821608
119
8996
SH
DFND
1
0
0
8996
EROS STX GLOBAL CORPORATION
SHS NEW
G3788M114
0
19
SH
DFND
1
0
0
19
ESSENTIAL PPTYS RLTY TR INC
COM
29670E107
1
38
SH
DFND
1
0
0
38
ESSENTIAL UTILS INC
COM
29670G102
279
6227
SH
DFND
1
0
0
6227
ESSEX PPTY TR INC
COM
297178105
28
102
SH
DFND
1
0
0
102
ETF MANAGERS TR
AI POWERED EQT
26924G813
8
200
SH
DFND
1
0
0
200
ETF MANAGERS TR
BLUESTAR ISRAEL
26924G870
104
1606
SH
DFND
1
0
0
1606
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
3
150
SH
DFND
1
0
0
150
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
946
17218
SH
DFND
1
0
0
17218
ETF MANAGERS TR
PRIME MOBILE PAY
26924G409
67
1000
SH
DFND
1
0
0
1000
ETF SER SOLUTIONS
DEFIANCE NEXT
26922A289
142
4050
SH
DFND
1
0
0
4050
ETF SER SOLUTIONS
DISTILLATE US
26922A321
26
661
SH
DFND
1
0
0
661
ETF SER SOLUTIONS
US GLB JETS
26922A842
71
2621
SH
DFND
1
0
0
2621
ETFIS SER TR I
VIRTUS REAL AS
26923G780
20
820
SH
DFND
1
0
0
820
ETSY INC
COM
29786A106
1753
8694
SH
DFND
1
0
0
8694
ETSY INC
NOTE 0.125%10/0
29786AAJ5
33
14000
SH
DFND
1
0
0
14000
EURONET WORLDWIDE INC
COM
298736109
1
8
SH
DFND
1
0
0
8
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
35
31000
SH
DFND
1
0
0
31000
EVERBRIDGE INC
COM
29978A104
67
557
SH
DFND
1
0
0
557
EVERCORE INC
CLASS A
29977A105
1223
9284
SH
DFND
1
0
0
9284
EVEREST RE GROUP LTD
COM
G3223R108
22
89
SH
DFND
1
0
0
89
EVERGY INC
COM
30034W106
667
11193
SH
DFND
1
0
0
11193
EVERQUOTE INC
COM CL A
30041R108
1
31
SH
DFND
1
0
0
31
EVERSOURCE ENERGY
COM
30040W108
512
5922
SH
DFND
1
130
0
5792
EVOFEM BIOSCIENCES INC
COM
30048L104
4
2000
SH
DFND
1
0
0
2000
EVOLUTION PETE CORP
COM
30049A107
3
1009
SH
DFND
1
0
0
1009
EVOQUA WATER TECHNOLOGIES CO
COM
30057T105
45
1723
SH
DFND
1
0
0
1723
EXACT SCIENCES CORP
COM
30063P105
425
3223
SH
DFND
1
0
0
3223
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
18
13000
SH
DFND
1
0
0
13000
EXACT SCIENCES CORP
NOTE 1.000% 1/1
30063PAA3
11
6000
SH
DFND
1
0
0
6000
EXCHANGE TRADED CONCEPTS TR
EMQQ EM INTERN
301505889
54115
846743
SH
DFND
1
0
0
846743
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
6620
104238
SH
DFND
1
0
0
104238
EXELIXIS INC
COM
30161Q104
13
585
SH
DFND
1
0
0
585
EXELON CORP
COM
30161N101
2163
49461
SH
DFND
1
0
0
49461
EXP WORLD HLDGS INC
COM
30212W100
9
200
SH
DFND
1
0
0
200
EXPEDIA GROUP INC
COM NEW
30212P303
1638
9516
SH
DFND
1
0
0
9516
EXPEDITORS INTL WASH INC
COM
302130109
312
2894
SH
DFND
1
0
0
2894
EXPONENT INC
COM
30214U102
11
116
SH
DFND
1
0
0
116
EXTRA SPACE STORAGE INC
COM
30225T102
363
2739
SH
DFND
1
0
0
2739
EXXON MOBIL CORP
COM
30231G102
16910
302909
SH
DFND
1
0
0
302909
F5 NETWORKS INC
COM
315616102
3121
14957
SH
DFND
1
0
0
14957
FABRINET
SHS
G3323L100
4
45
SH
DFND
1
0
0
45
FACEBOOK INC
CL A
30303M102
99442
337629
SH
DFND
1
2321
0
335308
FACTSET RESH SYS INC
COM
303075105
359
1166
SH
DFND
1
0
0
1166
FAIR ISAAC CORP
COM
303250104
478
984
SH
DFND
1
0
0
984
FARFETCH LTD
ORD SH CL A
30744W107
172
3260
SH
DFND
1
0
0
3260
FASTENAL CO
COM
311900104
3313
65881
SH
DFND
1
0
0
65881
FBL FINL GROUP INC
CL A
30239F106
133
2371
SH
DFND
1
0
0
2371
FEDERAL RLTY INVT TR
SH BEN INT NEW
313747206
96
943
SH
DFND
1
0
0
943
FEDERAL SIGNAL CORP
COM
313855108
51
1323
SH
DFND
1
0
0
1323
FEDERATED HERMES INC
CL B
314211103
303
9690
SH
DFND
1
0
0
9690
FEDERATED HERMES PREM MUNI I
COM
31423P108
1143
78694
SH
DFND
1
0
0
78694
FEDEX CORP
COM
31428X106
7276
25612
SH
DFND
1
0
0
25612
FERGUSON PLC NEW
SHS
G3421J106
13
109
SH
DFND
1
0
0
109
FERRARI N V
COM
N3167Y103
266
1272
SH
DFND
1
0
0
1272
FIDELITY COMWLTH TR
NASDAQ COMPSIT
315912808
59
115
SH
DFND
1
0
0
115
FIDELITY COVINGTON TRUST
CONSMR STAPLES
316092303
75
1787
SH
DFND
1
0
0
1787
FIDELITY COVINGTON TRUST
DIVID ETF RISI
316092832
27
677
SH
DFND
1
0
0
677
FIDELITY COVINGTON TRUST
HIGH DIVID ETF
316092840
470
13229
SH
DFND
1
0
0
13229
FIDELITY COVINGTON TRUST
HIGH YILD ETF
316092618
11
195
SH
DFND
1
0
0
195
FIDELITY COVINGTON TRUST
LOW VOLITY ETF
316092824
1537
35046
SH
DFND
1
0
0
35046
FIDELITY COVINGTON TRUST
MSCI COMMNTN SVC
316092873
314
6360
SH
DFND
1
0
0
6360
FIDELITY COVINGTON TRUST
MSCI CONSM DIS
316092204
150
1979
SH
DFND
1
0
0
1979
FIDELITY COVINGTON TRUST
MSCI ENERGY IDX
316092402
332
25050
SH
DFND
1
0
0
25050
FIDELITY COVINGTON TRUST
MSCI FINLS IDX
316092501
1346
27496
SH
DFND
1
0
0
27496
FIDELITY COVINGTON TRUST
MSCI HLTH CARE I
316092600
5962
101119
SH
DFND
1
0
0
101119
FIDELITY COVINGTON TRUST
MSCI INDL INDX
316092709
172
3302
SH
DFND
1
0
0
3302
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
11346
107173
SH
DFND
1
0
0
107173
FIDELITY COVINGTON TRUST
MSCI RL EST ETF
316092857
1319
47974
SH
DFND
1
0
0
47974
FIDELITY COVINGTON TRUST
MSCI UTILS INDEX
316092865
511
12328
SH
DFND
1
0
0
12328
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
529
12995
SH
DFND
1
0
0
12995
FIDELITY NATL INFORMATION SV
COM
31620M106
4044
28761
SH
DFND
1
0
0
28761
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q205
11
1145
SH
DFND
1
0
0
1145
FIFTH THIRD BANCORP
COM
316773100
977
26079
SH
DFND
1
0
0
26079
FIREEYE INC
COM
31816Q101
96
4910
SH
DFND
1
0
0
4910
FIREEYE INC
NOTE 0.875% 6/0
31816QAF8
18
16000
SH
DFND
1
0
0
16000
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
10
10000
SH
DFND
1
0
0
10000
FIRST BANCORP INC ME
COM
31866P102
21
732
SH
DFND
1
0
0
732
FIRST BUSEY CORP
COM NEW
319383204
33
1304
SH
DFND
1
0
0
1304
FIRST FINL BANKSHARES
COM
32020R109
8
180
SH
DFND
1
0
0
180
FIRST FNDTN INC
COM
32026V104
87
3699
SH
DFND
1
0
0
3699
FIRST GTY BANCSHARES INC
COM
32043P106
15
819
SH
DFND
1
0
0
819
FIRST HORIZON CORPORATION
COM
320517105
156
9229
SH
DFND
1
0
0
9229
FIRST INDL RLTY TR INC
COM
32054K103
27
589
SH
DFND
1
0
0
589
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
1
20
SH
DFND
1
0
0
20
FIRST LONG IS CORP
COM
320734106
5
230
SH
DFND
1
0
0
230
FIRST MIDWEST BANCORP DEL
COM
320867104
7
338
SH
DFND
1
0
0
338
FIRST REP BK SAN FRANCISCO C
COM
33616C100
69
418
SH
DFND
1
0
0
418
FIRST SOLAR INC
COM
336433107
59
684
SH
DFND
1
0
0
684
FIRST TR ENERGY INCOME & GRO
COM
33738G104
5334
398324
SH
DFND
1
0
0
398324
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
17
300
SH
DFND
1
0
0
300
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
90678
4500173
SH
DFND
1
0
0
4500173
FIRST TR EXCH TRD ALPHDX FD
DEV MRK EX US
33737J174
249
4139
SH
DFND
1
0
0
4139
FIRST TR EXCH TRD ALPHDX FD
EUROPE ALPHADEX
33737J117
1809
44497
SH
DFND
1
0
0
44497
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
13233
138167
SH
DFND
1
0
0
138167
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
29
500
SH
DFND
1
0
0
500
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
1134
45103
SH
DFND
1
0
0
45103
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
64
1540
SH
DFND
1
0
0
1540
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
130
1195
SH
DFND
1
0
0
1195
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
26
455
SH
DFND
1
0
0
455
FIRST TR EXCHANGE TRADED FD
INDXX NEXTG ETF
33737K205
76
1042
SH
DFND
1
0
0
1042
FIRST TR EXCHANGE TRADED FD
INTL EQUITY OPP
33734X853
4437
67288
SH
DFND
1
0
0
67288
FIRST TR EXCHANGE TRADED FD
MATERIALS ALPH
33734X168
37
668
SH
DFND
1
0
0
668
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
12139
290248
SH
DFND
1
0
0
290248
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
578
5090
SH
DFND
1
0
0
5090
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
18445
154803
SH
DFND
1
0
0
154803
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
34
1152
SH
DFND
1
0
0
1152
FIRST TR EXCHANGE TRADED FD
WTR ETF
33733B100
79
1005
SH
DFND
1
0
0
1005
FIRST TR EXCHANGE-TRADED ALP
MID CP GR ALPH
33737M102
2
23
SH
DFND
1
0
0
23
FIRST TR EXCHANGE-TRADED ALP
SML CP GRW ALP
33737M300
45
648
SH
DFND
1
0
0
648
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
4867
68713
SH
DFND
1
0
0
68713
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
1843
8453
SH
DFND
1
0
0
8453
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
80
1784
SH
DFND
1
0
0
1784
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
980
16341
SH
DFND
1
0
0
16341
FIRST TR EXCHANGE-TRADED FD
FIRST TR TA HIYL
33738D408
10
211
SH
DFND
1
0
0
211
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
33
637
SH
DFND
1
0
0
637
FIRST TR EXCHANGE-TRADED FD
GBL WND ENRG ETF
33736G106
9
381
SH
DFND
1
0
0
381
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
6077
88575
SH
DFND
1
0
0
88575
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
243
4509
SH
DFND
1
0
0
4509
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
342
14989
SH
DFND
1
0
0
14989
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
3658
22788
SH
DFND
1
0
0
22788
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
17986
395375
SH
DFND
1
0
0
395375
FIRST TR EXCHNG TRADED FD VI
FT CBOE DEEP BFR
33740U406
6
177
SH
DFND
1
0
0
177
FIRST TR EXCHNG TRADED FD VI
FT CBOE VEST BFR
33740F623
10
314
SH
DFND
1
0
0
314
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
1002
18952
SH
DFND
1
0
0
18952
FIRST TR HIGH INCOME L/S FD
COM
33738E109
136
8967
SH
DFND
1
0
0
8967
FIRST TR INTER DUR PFD & IN
COM
33718W103
2209
92255
SH
DFND
1
0
0
92255
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
78
1234
SH
DFND
1
0
0
1234
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
126
1578
SH
DFND
1
0
0
1578
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
1153
12288
SH
DFND
1
0
0
12288
FIRST TR MLP & ENERGY INCOM
COM
33739B104
137
19844
SH
DFND
1
0
0
19844
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
883
26981
SH
DFND
1
0
0
26981
FIRST TR MULTI CAP GROWTH AL
COM SHS
33733F101
25
227
SH
DFND
1
0
0
227
FIRST TR MULTI CP VAL ALPHA
SHS ISSUED FRST
33733C108
69
1000
SH
DFND
1
0
0
1000
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
390
3777
SH
DFND
1
0
0
3777
FIRST TR NASDAQ 100 TECH IND
SHS
337345102
409
2836
SH
DFND
1
0
0
2836
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
149
1647
SH
DFND
1
0
0
1647
FIRST TR SR FLG RTE INCM FD
COM
33733U108
6
500
SH
DFND
1
0
0
500
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
705
74917
SH
DFND
1
0
0
74917
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
122785
3232859
SH
DFND
1
0
0
3232859
FIRST TRUST LRGCP GWT ALPHAD
COM SHS
33735K108
231
2368
SH
DFND
1
0
0
2368
FIRSTENERGY CORP
COM
337932107
336
9673
SH
DFND
1
0
0
9673
FISERV INC
COM
337738108
21582
181296
SH
DFND
1
1484
0
179812
FISKER INC
CL A COM STK
33813J106
17
967
SH
DFND
1
0
0
967
FIVE BELOW INC
COM
33829M101
580
3037
SH
DFND
1
0
0
3037
FIVE STAR SENIOR LIVING INC
COM NEW
33832D205
0
4
SH
DFND
1
0
0
4
FIVE9 INC
NOTE 0.125% 5/0
338307AB7
4
1000
SH
DFND
1
0
0
1000
FLAHERTY & CRUMRINE DYN PFD
SHS
33848W106
130
4325
SH
DFND
1
0
0
4325
FLAHERTY & CRUMRINE PFD INCO
COM
338480106
37
2105
SH
DFND
1
0
0
2105
FLAHERTY & CRUMRINE PFD INCO
COM
33848E106
138
10475
SH
DFND
1
0
0
10475
FLAHERTY & CRUMRINE PFD SECS
COM
338478100
327
13973
SH
DFND
1
0
0
13973
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
4
150
SH
DFND
1
0
0
150
FLEETCOR TECHNOLOGIES INC
COM
339041105
84
312
SH
DFND
1
0
0
312
FLEX LTD
ORD
Y2573F102
123
6742
SH
DFND
1
0
0
6742
FLEXION THERAPEUTICS INC
COM
33938J106
1
100
SH
DFND
1
0
0
100
FLEXSHARES TR
GLB QLT R/E IDX
33939L787
510
8400
SH
DFND
1
0
0
8400
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
257
7088
SH
DFND
1
0
0
7088
FLEXSHARES TR
MORNSTAR USMKT
33939L100
319
2000
SH
DFND
1
0
0
2000
FLEXSHARES TR
QUALT DIVD IDX
33939L860
159
2978
SH
DFND
1
0
0
2978
FLEXSHARES TR
STOXX GLOBR INF
33939L795
149
2659
SH
DFND
1
0
0
2659
FLIR SYS INC
COM
302445101
32
580
SH
DFND
1
0
0
580
FLOWERS FOODS INC
COM
343498101
216
9097
SH
DFND
1
0
0
9097
FLOWSERVE CORP
COM
34354P105
1
17
SH
DFND
1
0
0
17
FLUOR CORP NEW
COM
343412102
21
901
SH
DFND
1
0
0
901
FMC CORP
COM NEW
302491303
1602
14479
SH
DFND
1
0
0
14479
FORD MTR CO DEL
COM
345370860
3208
261954
SH
DFND
1
0
0
261954
FORESTAR GROUP INC
COM
346232101
1
42
SH
DFND
1
0
0
42
FORMFACTOR INC
COM
346375108
1
14
SH
DFND
1
0
0
14
FORTINET INC
COM
34959E109
3146
17061
SH
DFND
1
0
0
17061
FORTIS INC
COM
349553107
33
752
SH
DFND
1
0
0
752
FORTIVE CORP
COM
34959J108
409
5797
SH
DFND
1
0
0
5797
FORTIVE CORP
NOTE 0.875% 2/1
34959JAK4
36
36000
SH
DFND
1
0
0
36000
FORTRESS BIOTECH INC
COM
34960Q109
2
500
SH
DFND
1
0
0
500
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
380
3970
SH
DFND
1
0
0
3970
FORWARD AIR CORP
COM
349853101
56
631
SH
DFND
1
0
0
631
FOX CORP
CL A COM
35137L105
20
552
SH
DFND
1
0
0
552
FOX CORP
CL B COM
35137L204
16
467
SH
DFND
1
0
0
467
FRANCO NEV CORP
COM
351858105
111
891
SH
DFND
1
0
0
891
FRANKLIN RESOURCES INC
COM
354613101
49
1692
SH
DFND
1
0
0
1692
FRANKLIN TEMPLETON ETF TR
FTSE JAPAN ETF
35473P744
22
731
SH
DFND
1
0
0
731
FRANKLIN UNVL TR
SH BEN INT
355145103
11
1456
SH
DFND
1
0
0
1456
FREEPORT-MCMORAN INC
CL B
35671D857
6762
205333
SH
DFND
1
0
0
205333
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
23
620
SH
DFND
1
0
0
620
FRESHPET INC
COM
358039105
114
717
SH
DFND
1
0
0
717
FRONTDOOR INC
COM
35905A109
0
8
SH
DFND
1
0
0
8
FS KKR CAP CORP
COM
302635206
55
2798
SH
DFND
1
0
0
2798
FS KKR CAP CORP II
COM
35952V303
591
30261
SH
DFND
1
0
0
30261
FST TR NEW OPPORT MLP & ENE
COM
33739M100
2
450
SH
DFND
1
0
0
450
FTI CONSULTING INC
COM
302941109
26
187
SH
DFND
1
0
0
187
FTI CONSULTING INC
NOTE 2.000% 8/1
302941AP4
26
18000
SH
DFND
1
0
0
18000
FULLER H B CO
COM
359694106
283
4500
SH
DFND
1
0
0
4500
FUNKO INC
COM CL A
361008105
8
400
SH
DFND
1
0
0
400
GABELLI CONV & INC SECS FD I
COM
36240B109
422
69220
SH
DFND
1
0
0
69220
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
1
81
SH
DFND
1
0
0
81
GABELLI UTIL TR
COM
36240A101
14
2086
SH
DFND
1
0
0
2086
GABELLI UTIL TR
RIGHT 04/14/2021
36240A168
0
2093
SH
DFND
1
0
0
2093
GAIA INC NEW
CL A
36269P104
2
202
SH
DFND
1
0
0
202
GALIANO GOLD INC
COM
36352H100
6
5250
SH
DFND
1
0
0
5250
GALLAGHER ARTHUR J & CO
COM
363576109
921
7380
SH
DFND
1
0
0
7380
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
4
1296
SH
DFND
1
0
0
1296
GAMESTOP CORP NEW
CL A
36467W109
1
6
SH
DFND
1
0
0
6
GAMING & LEISURE PPTYS INC
COM
36467J108
27
651
SH
DFND
1
0
0
651
GAP INC
COM
364760108
49
1632
SH
DFND
1
0
0
1632
GARMIN LTD
SHS
H2906T109
346
2618
SH
DFND
1
0
0
2618
GARTNER INC
COM
366651107
1841
10084
SH
DFND
1
0
0
10084
GATX CORP
COM
361448103
3
34
SH
DFND
1
0
0
34
GDS HLDGS LTD
NOTE 2.000% 6/0
36165LAB4
3
2000
SH
DFND
1
0
0
2000
GENERAL DYNAMICS CORP
COM
369550108
6845
37699
SH
DFND
1
0
0
37699
GENERAL ELECTRIC CO
COM
369604103
5603
426646
SH
DFND
1
0
0
426646
GENERAL MLS INC
COM
370334104
3526
57498
SH
DFND
1
0
0
57498
GENERAL MTRS CO
COM
37045V100
7827
136230
SH
DFND
1
0
0
136230
GENESCO INC
COM
371532102
2
44
SH
DFND
1
0
0
44
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
22
2321
SH
DFND
1
0
0
2321
GENMAB A/S
SPONSORED ADS
372303206
2
59
SH
DFND
1
0
0
59
GENPACT LIMITED
SHS
G3922B107
300
6999
SH
DFND
1
0
0
6999
GENTEX CORP
COM
371901109
265
7425
SH
DFND
1
0
0
7425
GENUINE PARTS CO
COM
372460105
876
7594
SH
DFND
1
0
0
7594
GERMAN AMERN BANCORP INC
COM
373865104
238
5159
SH
DFND
1
0
0
5159
GERON CORP
COM
374163103
3
2000
SH
DFND
1
0
0
2000
GILEAD SCIENCES INC
COM
375558103
3908
60472
SH
DFND
1
0
0
60472
GLACIER BANCORP INC NEW
COM
37637Q105
55
957
SH
DFND
1
0
0
957
GLADSTONE COMMERCIAL CORP
COM
376536108
10
500
SH
DFND
1
0
0
500
GLATFELTER CORPORATION
COM
377320106
2
100
SH
DFND
1
0
0
100
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
9290
260289
SH
DFND
1
0
0
260289
GLOBAL NET LEASE INC
COM NEW
379378201
18
1012
SH
DFND
1
0
0
1012
GLOBAL PMTS INC
COM
37940X102
15571
77246
SH
DFND
1
828
0
76418
GLOBAL X FDS
ARTIFICIAL ETF
37954Y632
19
660
SH
DFND
1
0
0
660
GLOBAL X FDS
AUTONMOUS EV ETF
37954Y624
199
7504
SH
DFND
1
0
0
7504
GLOBAL X FDS
CLOUD COMPUTNG
37954Y442
6443
250320
SH
DFND
1
0
0
250320
GLOBAL X FDS
CYBRSCURTY ETF
37954Y384
9
360
SH
DFND
1
0
0
360
GLOBAL X FDS
FINTECH ETF
37954Y814
54
1218
SH
DFND
1
0
0
1218
GLOBAL X FDS
GLB X MLP ENRG I
37954Y293
42
1325
SH
DFND
1
0
0
1325
GLOBAL X FDS
GLOBAL X COPPER
37954Y830
141
3961
SH
DFND
1
0
0
3961
GLOBAL X FDS
GLOBX SUPDV US
37950E291
0
4
SH
DFND
1
0
0
4
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
9417
161096
SH
DFND
1
0
0
161096
GLOBAL X FDS
MSCI CHINA CNSMR
37950E408
42
1250
SH
DFND
1
0
0
1250
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
609
26972
SH
DFND
1
0
0
26972
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
2459
74236
SH
DFND
1
0
0
74236
GLOBAL X FDS
REIT ETF
37950E127
109
11407
SH
DFND
1
0
0
11407
GLOBAL X FDS
S&P 500 CATHOLIC
37954Y889
211
4254
SH
DFND
1
0
0
4254
GLOBAL X FDS
SOCIAL MED ETF
37950E416
113
1702
SH
DFND
1
0
0
1702
GLOBAL X FDS
US INFR DEV ETF
37954Y673
8378
334338
SH
DFND
1
0
0
334338
GLOBAL X FDS
US PFD ETF
37954Y657
1597
62621
SH
DFND
1
0
0
62621
GLOBAL X FDS
VDEO GAM ESPRT
37954Y392
7
238
SH
DFND
1
0
0
238
GLOBALSTAR INC
COM
378973408
369
272983
SH
DFND
1
0
0
272983
GLOBE LIFE INC
COM
37959E102
83
857
SH
DFND
1
0
0
857
GLOBUS MED INC
CL A
379577208
68
1100
SH
DFND
1
0
0
1100
GMS INC
COM
36251C103
42
1000
SH
DFND
1
0
0
1000
GODADDY INC
CL A
380237107
66
848
SH
DFND
1
0
0
848
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
1067
10657
SH
DFND
1
0
0
10657
GOLDMAN SACHS ETF TR
ACCESS INVT GR
381430479
54
1015
SH
DFND
1
0
0
1015
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
12831
388336
SH
DFND
1
0
0
388336
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
868273
10974134
SH
DFND
1
0
0
10974134
GOLDMAN SACHS ETF TR
EQUAL WEIGHT US
381430438
697
11195
SH
DFND
1
0
0
11195
GOLDMAN SACHS GROUP INC
COM
38141G104
8207
25098
SH
DFND
1
0
0
25098
GOODRX HLDGS INC
COM CL A
38246G108
29
750
SH
DFND
1
0
0
750
GOODYEAR TIRE & RUBR CO
COM
382550101
44
2515
SH
DFND
1
0
0
2515
GOPRO INC
CL A
38268T103
31
2650
SH
DFND
1
0
0
2650
GP STRATEGIES CORP
COM
36225V104
0
10
SH
DFND
1
0
0
10
GRACO INC
COM
384109104
47
668
SH
DFND
1
0
0
668
GRAFTECH INTL LTD
COM
384313508
2
150
SH
DFND
1
0
0
150
GRAINGER W W INC
COM
384802104
631
1573
SH
DFND
1
0
0
1573
GRANITE PT MTG TR INC
COM STK
38741L107
1
53
SH
DFND
1
0
0
53
GRANITESHARES ETF TR
XOUT US LRG CP
38747R603
3
85
SH
DFND
1
0
0
85
GRAY TELEVISION INC
COM
389375106
20
1090
SH
DFND
1
0
0
1090
GREAT WESTN NATL BK PORTLAND
COM
695263103
5
119
SH
DFND
1
0
0
119
GREEN DOT CORP
CL A
39304D102
46
1000
SH
DFND
1
0
0
1000
GREENBRIER COS INC
NOTE 2.875% 2/0
393657AK7
11
10000
SH
DFND
1
0
0
10000
GRIFFON CORP
COM
398433102
210
7726
SH
DFND
1
0
0
7726
GRIFOLS S A
SP ADR REP B NVT
398438408
30
1749
SH
DFND
1
0
0
1749
GROUP 1 AUTOMOTIVE INC
COM
398905109
440
2789
SH
DFND
1
0
0
2789
GROUPON INC
COM NEW
399473206
8
146
SH
DFND
1
0
0
146
GRUBHUB INC
COM
400110102
34
567
SH
DFND
1
0
0
567
GRUPO AEROPORTUARIO DEL CENT
SPON ADR
400501102
3
65
SH
DFND
1
0
0
65
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
4
20
SH
DFND
1
0
0
20
GRUPO AEROPUERTO DEL PACIFIC
SPON ADR B
400506101
4
35
SH
DFND
1
0
0
35
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
180
20353
SH
DFND
1
0
0
20353
GSE SYS INC
COM
36227K106
0
2
SH
DFND
1
0
0
2
GUARDANT HEALTH INC
COM
40131M109
17
112
SH
DFND
1
0
0
112
GUGGENHEIM CR ALLOCATION FD
COM
40168G108
11
500
SH
DFND
1
0
0
500
GUGGENHEIM STRATEGIC OPPORTU
COM SBI
40167F101
92
4387
SH
DFND
1
0
0
4387
GUIDEWIRE SOFTWARE INC
COM
40171V100
313
3083
SH
DFND
1
0
0
3083
GW PHARMACEUTICALS PLC
ADS
36197T103
42
192
SH
DFND
1
0
0
192
HAIN CELESTIAL GROUP INC
COM
405217100
17
401
SH
DFND
1
0
0
401
HALCON RES CORP
COM NEW
07134L107
0
3
SH
DFND
1
0
0
3
HALLIBURTON CO
COM
406216101
419
19512
SH
DFND
1
0
0
19512
HAMILTON BEACH BRANDS HLDG C
COM CL A
40701T104
10
545
SH
DFND
1
0
0
545
HANCOCK JOHN FINL OPPTYS FD
SH BEN INT NEW
409735206
75
1955
SH
DFND
1
0
0
1955
HANCOCK JOHN INVS TR
COM
410142103
4
216
SH
DFND
1
0
0
216
HANCOCK JOHN PFD INCOME FD I
COM
41021P103
9
500
SH
DFND
1
0
0
500
HANCOCK JOHN PREM DIVID FD
COM SH BEN INT
41013T105
59
3971
SH
DFND
1
0
0
3971
HANESBRANDS INC
COM
410345102
817
41491
SH
DFND
1
0
0
41491
HANNON ARMSTRONG SUST INFR C
COM
41068X100
2
36
SH
DFND
1
0
0
36
HANOVER INS GROUP INC
COM
410867105
130
1008
SH
DFND
1
0
0
1008
HARLEY DAVIDSON INC
COM
412822108
244
6073
SH
DFND
1
0
0
6073
HARTFORD FDS EXCHANGE TRADED
CORE BD ETF
41653L701
20
495
SH
DFND
1
0
0
495
HARTFORD FDS EXCHANGE TRADED
MUN OPORTUNITE
41653L503
4789
115162
SH
DFND
1
0
0
115162
HARTFORD FDS EXCHANGE TRADED
SHRT DURTN ETF
41653L602
73
1774
SH
DFND
1
0
0
1774
HARTFORD FDS EXCHANGE TRADED
TOTAL RTRN ETF
41653L305
353
8761
SH
DFND
1
0
0
8761
HARTFORD FINL SVCS GROUP INC
COM
416515104
462
6923
SH
DFND
1
0
0
6923
HASBRO INC
COM
418056107
685
7134
SH
DFND
1
0
0
7134
HAWAIIAN ELEC INDUSTRIES
COM
419870100
8
172
SH
DFND
1
0
0
172
HCA HEALTHCARE INC
COM
40412C101
605
3209
SH
DFND
1
0
0
3209
HDFC BANK LTD
SPONSORED ADS
40415F101
2
29
SH
DFND
1
0
0
29
HEALTHCARE RLTY TR
COM
421946104
6
207
SH
DFND
1
0
0
207
HEALTHCARE SVCS GROUP INC
COM
421906108
7
245
SH
DFND
1
0
0
245
HEALTHCARE TR AMER INC
CL A NEW
42225P501
35
1256
SH
DFND
1
0
0
1256
HEALTHPEAK PROPERTIES INC
COM
42250P103
506
15957
SH
DFND
1
0
0
15957
HEARTLAND FINL USA INC
COM
42234Q102
233
4644
SH
DFND
1
0
0
4644
HEICO CORP NEW
CL A
422806208
21
187
SH
DFND
1
0
0
187
HEICO CORP NEW
COM
422806109
53
422
SH
DFND
1
0
0
422
HELMERICH & PAYNE INC
COM
423452101
87
3204
SH
DFND
1
0
0
3204
HENRY JACK & ASSOC INC
COM
426281101
1305
8599
SH
DFND
1
0
0
8599
HENRY SCHEIN INC
COM
806407102
106
1537
SH
DFND
1
0
0
1537
HERBALIFE LTD
NOTE 2.625% 3/1
42703MAD5
13
12000
SH
DFND
1
0
0
12000
HERC HLDGS INC
COM
42704L104
152
1500
SH
DFND
1
0
0
1500
HERCULES CAPITAL INC
COM
427096508
24
1500
SH
DFND
1
0
0
1500
HERON THERAPEUTICS INC
COM
427746102
16
1000
SH
DFND
1
0
0
1000
HERSHEY CO
COM
427866108
2116
13378
SH
DFND
1
103
0
13275
HESKA CORP
COM RESTRC NEW
42805E306
17
100
SH
DFND
1
0
0
100
HESS CORP
COM
42809H107
168
2374
SH
DFND
1
0
0
2374
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
437
27748
SH
DFND
1
0
0
27748
HEXCEL CORP NEW
COM
428291108
62
1097
SH
DFND
1
0
0
1097
HEXO CORP
COM NEW
428304307
0
35
SH
DFND
1
0
0
35
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
8
1000
SH
DFND
1
0
0
1000
HIGHWOODS PPTYS INC
COM
431284108
8
182
SH
DFND
1
0
0
182
HILL ROM HLDGS INC
COM
431475102
31
281
SH
DFND
1
0
0
281
HILLENBRAND INC
COM
431571108
22
470
SH
DFND
1
0
0
470
HILTON WORLDWIDE HLDGS INC
COM
43300A203
10846
89700
SH
DFND
1
961
0
88739
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
3
179
SH
DFND
1
0
0
179
HOLLYFRONTIER CORP
COM
436106108
107
3015
SH
DFND
1
0
0
3015
HOLOGIC INC
COM
436440101
390
5240
SH
DFND
1
0
0
5240
HOME DEPOT INC
COM
437076102
65218
213651
SH
DFND
1
955
0
212696
HONDA MOTOR LTD
AMERN SHS
438128308
118
3917
SH
DFND
1
0
0
3917
HONEYWELL INTL INC
COM
438516106
39912
183871
SH
DFND
1
1048
0
182823
HORIZON GLOBAL CORP
COM
44052W104
79
7618
SH
DFND
1
0
0
7618
HORIZON THERAPEUTICS PUB L
SHS
G46188101
11
120
SH
DFND
1
0
0
120
HORMEL FOODS CORP
COM
440452100
556
11635
SH
DFND
1
0
0
11635
HOST HOTELS & RESORTS INC
COM
44107P104
150
8908
SH
DFND
1
0
0
8908
HOSTESS BRANDS INC
CL A
44109J106
19
1345
SH
DFND
1
0
0
1345
HOWMET AEROSPACE INC
COM
443201108
280
8730
SH
DFND
1
0
0
8730
HP INC
COM
40434L105
1057
33293
SH
DFND
1
0
0
33293
HSBC HLDGS PLC
SPON ADR NEW
404280406
668
22902
SH
DFND
1
0
0
22902
HUANENG PWR INTL INC
SPON ADR H SHS
443304100
12
808
SH
DFND
1
0
0
808
HUAZHU GROUP LTD
NOTE 0.375%11/0
16949NAC3
1
1000
SH
DFND
1
0
0
1000
HUAZHU GROUP LTD
SPONSORED ADS
44332N106
2
37
SH
DFND
1
0
0
37
HUB GROUP INC
CL A
443320106
7
100
SH
DFND
1
0
0
100
HUBBELL INC
COM
443510607
503
2689
SH
DFND
1
0
0
2689
HUBSPOT INC
COM
443573100
1068
2351
SH
DFND
1
0
0
2351
HUMANA INC
COM
444859102
1076
2567
SH
DFND
1
0
0
2567
HUNT J B TRANS SVCS INC
COM
445658107
399
2376
SH
DFND
1
0
0
2376
HUNTINGTON BANCSHARES INC
COM
446150104
547
34806
SH
DFND
1
0
0
34806
HUNTINGTON INGALLS INDS INC
COM
446413106
99
486
SH
DFND
1
0
0
486
HUNTSMAN CORP
COM
447011107
47
1617
SH
DFND
1
0
0
1617
HURCO COMPANIES INC
COM
447324104
1
21
SH
DFND
1
0
0
21
HUTCHISON CHINA MEDITECH LTD
SPONSORED ADR
44842L103
1
25
SH
DFND
1
0
0
25
HYATT HOTELS CORP
COM CL A
448579102
548
6623
SH
DFND
1
0
0
6623
HYLIION HOLDINGS CORP
COMMON STOCK
449109107
3
300
SH
DFND
1
0
0
300
IAA INC
COM
449253103
12
212
SH
DFND
1
0
0
212
IAC INTERACTIVECORP NEW
COM
44891N109
69
321
SH
DFND
1
0
0
321
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
1
16
SH
DFND
1
0
0
16
ICICI BANK LIMITED
ADR
45104G104
79
4931
SH
DFND
1
0
0
4931
ICON PLC
SHS
G4705A100
280
1425
SH
DFND
1
0
0
1425
ICU MED INC
COM
44930G107
27
130
SH
DFND
1
0
0
130
IDACORP INC
COM
451107106
120
1201
SH
DFND
1
0
0
1201
IDERA PHARMACEUTICALS INC
COM PAR
45168K405
3
2500
SH
DFND
1
0
0
2500
IDEX CORP
COM
45167R104
5
22
SH
DFND
1
0
0
22
IDEXX LABS INC
COM
45168D104
254
520
SH
DFND
1
0
0
520
IHS MARKIT LTD
SHS
G47567105
261
2690
SH
DFND
1
0
0
2690
II-VI INC
COM
902104108
137
2004
SH
DFND
1
0
0
2004
II-VI INC
NOTE 0.250% 9/0
902104AB4
6
4000
SH
DFND
1
0
0
4000
ILLINOIS TOOL WKS INC
COM
452308109
5840
26364
SH
DFND
1
0
0
26364
ILLUMINA INC
COM
452327109
4287
11160
SH
DFND
1
0
0
11160
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
9
6000
SH
DFND
1
0
0
6000
ILLUMINA INC
NOTE 8/1
452327AK5
25
21000
SH
DFND
1
0
0
21000
IMAX CORP
COM
45245E109
4
210
SH
DFND
1
0
0
210
IMMUCELL CORP
COM PAR
452525306
1
152
SH
DFND
1
0
0
152
IMMUNITYBIO INC
COM
45256X103
24
1000
SH
DFND
1
0
0
1000
IMMUNOGEN INC
COM
45253H101
14
1750
SH
DFND
1
0
0
1750
IMPERIAL OIL LTD
COM NEW
453038408
15
614
SH
DFND
1
0
0
614
INCYTE CORP
COM
45337C102
308
3793
SH
DFND
1
0
0
3793
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
2
55
SH
DFND
1
0
0
55
INDEPENDENT BK GROUP INC
COM
45384B106
574
7944
SH
DFND
1
0
0
7944
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
27
864
SH
DFND
1
0
0
864
INDIA FD INC
COM
454089103
111
5181
SH
DFND
1
0
0
5181
INFINERA CORP
COM
45667G103
4
401
SH
DFND
1
0
0
401
INFOSYS LTD
SPONSORED ADR
456788108
394
21078
SH
DFND
1
0
0
21078
ING GROEP N.V.
SPONSORED ADR
456837103
30
2431
SH
DFND
1
0
0
2431
INGERSOLL RAND INC
COM
45687V106
512
10414
SH
DFND
1
0
0
10414
INGEVITY CORP
COM
45688C107
4
53
SH
DFND
1
0
0
53
INGREDION INC
COM
457187102
200
2230
SH
DFND
1
0
0
2230
INNOVATIVE INDL PPTYS INC
COM
45781V101
298
1654
SH
DFND
1
0
0
1654
INNOVATOR ETFS TR
IBD 50 ETF
45782C102
173
3946
SH
DFND
1
0
0
3946
INNOVATOR ETFS TR
S&P 500 BUFETF
45782C771
31
1000
SH
DFND
1
0
0
1000
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
86
9300
SH
DFND
1
0
0
9300
INSIGHT ENTERPRISES INC
NOTE 0.750% 2/1
45765UAB9
21
14000
SH
DFND
1
0
0
14000
INSMED INC
COM PAR $.01
457669307
34
1000
SH
DFND
1
0
0
1000
INSPERITY INC
COM
45778Q107
14
176
SH
DFND
1
0
0
176
INSPIREMD INC
COM
45779A853
0
1
SH
DFND
1
0
0
1
INSULET CORP
COM
45784P101
5
19
SH
DFND
1
0
0
19
INTEGRA LIFESCIENCES HLDGS C
NOTE 0.500% 8/1
457985AM1
13
12000
SH
DFND
1
0
0
12000
INTEL CORP
COM
458140100
21424
334732
SH
DFND
1
0
0
334732
INTERACTIVE BROKERS GROUP IN
COM CL A
45841N107
1
9
SH
DFND
1
0
0
9
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
3
135
SH
DFND
1
0
0
135
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
20662
185006
SH
DFND
1
1961
0
183045
INTERCONTINENTAL HOTELS GROU
SPONSORED ADS
45857P806
16
231
SH
DFND
1
0
0
231
INTERDIGITAL INC
COM
45867G101
87
1367
SH
DFND
1
0
0
1367
INTERDIGITAL INC
NOTE 2.000% 6/0
45867GAB7
13
12000
SH
DFND
1
0
0
12000
INTERNATIONAL BUSINESS MACHS
COM
459200101
10504
78825
SH
DFND
1
0
0
78825
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
406
2901
SH
DFND
1
0
0
2901
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
3
199
SH
DFND
1
0
0
199
INTERNATIONAL PAPER CO
COM
460146103
775
14362
SH
DFND
1
0
0
14362
INTERPUBLIC GROUP COS INC
COM
460690100
356
12165
SH
DFND
1
0
0
12165
INTREPID POTASH INC
COM
46121Y201
7
200
SH
DFND
1
0
0
200
INTRICON CORP
COM
46121H109
19
750
SH
DFND
1
0
0
750
INTUIT
COM
461202103
7088
18502
SH
DFND
1
0
0
18502
INTUITIVE SURGICAL INC
COM NEW
46120E602
21495
29090
SH
DFND
1
226
0
28864
INVESCO ACTIVLY MANGD ETC FD
OPTIMUM YIELD
46090F100
19631
1139014
SH
DFND
1
0
0
1139014
INVESCO ADVANTAGE MUN INCOME
SH BEN INT
46132E103
482
40686
SH
DFND
1
0
0
40686
INVESCO CALIF VALUE MUN INCO
COM
46132H106
17
1315
SH
DFND
1
0
0
1315
INVESCO CURRENCYSHARES EURO
EURO SHS
46138K103
29
269
SH
DFND
1
0
0
269
INVESCO CURRENCYSHARES JAPAN
JAPANESE YEN
46138W107
0
1
SH
DFND
1
0
0
1
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
2245
135134
SH
DFND
1
0
0
135134
INVESCO DYNAMIC CR OPPORTUNI
COM
46132R104
46
4089
SH
DFND
1
0
0
4089
INVESCO EXCH TRADED FD TR II
CEF INM COMPSI
46138E404
4
159
SH
DFND
1
0
0
159
INVESCO EXCH TRADED FD TR II
CHINA TECHNLGY
46138E800
57
700
SH
DFND
1
0
0
700
INVESCO EXCH TRADED FD TR II
DWA EMERG MKTS
46138E867
1
53
SH
DFND
1
0
0
53
INVESCO EXCH TRADED FD TR II
DWA SMLCP MENT
46138E842
14
170
SH
DFND
1
0
0
170
INVESCO EXCH TRADED FD TR II
EMRNG MKT SVRG
46138E784
664
24822
SH
DFND
1
0
0
24822
INVESCO EXCH TRADED FD TR II
FTSE RAFI DEV
46138E743
168
3642
SH
DFND
1
0
0
3642
INVESCO EXCH TRADED FD TR II
FTSE RAFI EMNG
46138E727
84
3715
SH
DFND
1
0
0
3715
INVESCO EXCH TRADED FD TR II
GBL CLEAN ENRG
46138G847
6
193
SH
DFND
1
0
0
193
INVESCO EXCH TRADED FD TR II
GLOBAL WATER
46138E651
23
645
SH
DFND
1
0
0
645
INVESCO EXCH TRADED FD TR II
KBW BK ETF
46138E628
5
80
SH
DFND
1
0
0
80
INVESCO EXCH TRADED FD TR II
MSCI GBL TIMBR
46138E545
8
225
SH
DFND
1
0
0
225
INVESCO EXCH TRADED FD TR II
NASDAQNXTGEN100
46138G631
342
10750
SH
DFND
1
0
0
10750
INVESCO EXCH TRADED FD TR II
NATL AMT MUNI
46138E537
2312
86387
SH
DFND
1
0
0
86387
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
2775
185036
SH
DFND
1
0
0
185036
INVESCO EXCH TRADED FD TR II
RUSEL 1000 EQL
46138E420
158
3670
SH
DFND
1
0
0
3670
INVESCO EXCH TRADED FD TR II
S&P 500 EX RAT
46138E388
32
731
SH
DFND
1
0
0
731
INVESCO EXCH TRADED FD TR II
S&P 500 REVENUE
46138G698
6127
88132
SH
DFND
1
0
0
88132
INVESCO EXCH TRADED FD TR II
S&P GBL WATER
46138E263
1288
26217
SH
DFND
1
0
0
26217
INVESCO EXCH TRADED FD TR II
S&P INTL LOW
46138E230
1094
35986
SH
DFND
1
0
0
35986
INVESCO EXCH TRADED FD TR II
S&P MDCP 400 REV
46138G672
286
3321
SH
DFND
1
0
0
3321
INVESCO EXCH TRADED FD TR II
S&P MIDCP LOW
46138E198
9123
174237
SH
DFND
1
0
0
174237
INVESCO EXCH TRADED FD TR II
S&P SMALLCAP 600
46138G664
382
3350
SH
DFND
1
0
0
3350
INVESCO EXCH TRADED FD TR II
S&P SMLCP HELT
46138E149
86
465
SH
DFND
1
0
0
465
INVESCO EXCH TRADED FD TR II
S&P SMLCP INFO
46138E115
690
5025
SH
DFND
1
0
0
5025
INVESCO EXCH TRADED FD TR II
S&P SMLCP LOW
46138G102
1530
33344
SH
DFND
1
0
0
33344
INVESCO EXCH TRADED FD TR II
S&P ULTRA DIVIDE
46138G656
8769
220385
SH
DFND
1
0
0
220385
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
638
14879
SH
DFND
1
0
0
14879
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
23636
406452
SH
DFND
1
0
0
406452
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
1175
12807
SH
DFND
1
0
0
12807
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
97
4365
SH
DFND
1
0
0
4365
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
276
8631
SH
DFND
1
0
0
8631
INVESCO EXCH TRADED FD TR II
VAR RATE PFD
46138G870
19
750
SH
DFND
1
0
0
750
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
189
8915
SH
DFND
1
0
0
8915
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
7
343
SH
DFND
1
0
0
343
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
15
632
SH
DFND
1
0
0
632
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
136
6144
SH
DFND
1
0
0
6144
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
46138J825
2
100
SH
DFND
1
0
0
100
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 MUNI
46138J528
55
2145
SH
DFND
1
0
0
2145
INVESCO EXCH TRD SLF IDX FD
DEFENSIVE EQTY
46138J775
71
1163
SH
DFND
1
0
0
1163
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
55
751
SH
DFND
1
0
0
751
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
256
3041
SH
DFND
1
0
0
3041
INVESCO EXCHANGE TRADED FD T
DIVID ACHIEVEV
46137V506
289
8367
SH
DFND
1
0
0
8367
INVESCO EXCHANGE TRADED FD T
DWA ENERGY MNT
46137V878
3
128
SH
DFND
1
0
0
128
INVESCO EXCHANGE TRADED FD T
DWA HEALTHCARE
46137V852
2047
13037
SH
DFND
1
0
0
13037
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
235
2764
SH
DFND
1
0
0
2764
INVESCO EXCHANGE TRADED FD T
DWA TECHNOLOGY
46137V811
228
1585
SH
DFND
1
0
0
1585
INVESCO EXCHANGE TRADED FD T
DWA UTILS MUMT
46137V795
1
43
SH
DFND
1
0
0
43
INVESCO EXCHANGE TRADED FD T
DYNMC BIOTECH
46137V787
62
836
SH
DFND
1
0
0
836
INVESCO EXCHANGE TRADED FD T
DYNMC BLDG CON
46137V779
4
84
SH
DFND
1
0
0
84
INVESCO EXCHANGE TRADED FD T
DYNMC ENRG EXP
46137V761
2
147
SH
DFND
1
0
0
147
INVESCO EXCHANGE TRADED FD T
DYNMC LEISURE
46137V720
13456
292715
SH
DFND
1
0
0
292715
INVESCO EXCHANGE TRADED FD T
DYNMC LRG GWTH
46137V746
123
1800
SH
DFND
1
0
0
1800
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
3950
92581
SH
DFND
1
0
0
92581
INVESCO EXCHANGE TRADED FD T
DYNMC OIL GAS
46137V670
1
398
SH
DFND
1
0
0
398
INVESCO EXCHANGE TRADED FD T
DYNMC PHRMCTLS
46137V662
1020
12934
SH
DFND
1
0
0
12934
INVESCO EXCHANGE TRADED FD T
DYNMC SEMICNDT
46137V647
157
1301
SH
DFND
1
0
0
1301
INVESCO EXCHANGE TRADED FD T
DYNMC SOFTWARE
46137V639
450
2880
SH
DFND
1
0
0
2880
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
3
144
SH
DFND
1
0
0
144
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
49445
326004
SH
DFND
1
0
0
326004
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
136
770
SH
DFND
1
0
0
770
INVESCO EXCHANGE TRADED FD T
GBL LISTED PVT
46137V589
2
146
SH
DFND
1
0
0
146
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
1681
83009
SH
DFND
1
0
0
83009
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
46137V530
430
1861
SH
DFND
1
0
0
1861
INVESCO EXCHANGE TRADED FD T
RYMND JMS SB 1
46137V522
84
1450
SH
DFND
1
0
0
1450
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
504
1700
SH
DFND
1
0
0
1700
INVESCO EXCHANGE TRADED FD T
S&P MDCP MOMNTUM
46137V464
2808
33511
SH
DFND
1
0
0
33511
INVESCO EXCHANGE TRADED FD T
S&P MDCP400 PR
46137V217
20
93
SH
DFND
1
0
0
93
INVESCO EXCHANGE TRADED FD T
S&P SMLCP MOMENT
46137V498
47
897
SH
DFND
1
0
0
897
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
70
260
SH
DFND
1
0
0
260
INVESCO EXCHANGE TRADED FD T
S&P500 EQL IND
46137V324
50
280
SH
DFND
1
0
0
280
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
280
1776
SH
DFND
1
0
0
1776
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
399
1478
SH
DFND
1
0
0
1478
INVESCO EXCHANGE TRADED FD T
S&P500 EQL UTL
46137V274
41
398
SH
DFND
1
0
0
398
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
206777
1459671
SH
DFND
1
0
0
1459671
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
570
3476
SH
DFND
1
0
0
3476
INVESCO EXCHANGE TRADED FD T
S&P500 PUR VAL
46137V258
8735
118051
SH
DFND
1
0
0
118051
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
3025
68236
SH
DFND
1
0
0
68236
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
399
8091
SH
DFND
1
0
0
8091
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
194
1970
SH
DFND
1
0
0
1970
INVESCO HIGH INCOME 2023 TAR
COM
46135X108
175
18961
SH
DFND
1
0
0
18961
INVESCO HIGH INCOME 2024 TAR
COM
46136K105
63
6500
SH
DFND
1
0
0
6500
INVESCO LTD
SHS
G491BT108
1004
39789
SH
DFND
1
0
0
39789
INVESCO MUN OPPORTUNITY TR
COM
46132C107
352
26791
SH
DFND
1
0
0
26791
INVESCO MUN TR
COM
46131J103
196
14861
SH
DFND
1
0
0
14861
INVESCO MUNI INCOME OPP TRST
COM
46132X101
2182
276461
SH
DFND
1
0
0
276461
INVESCO PA VALUE MUN INC TR
COM
46132K109
772
59164
SH
DFND
1
0
0
59164
INVESCO QQQ TR
UNIT SER 1
46090E103
835042
2616617
SH
DFND
1
0
0
2616617
INVESCO QUALITY MUN INCOME T
COM
46133G107
964
74305
SH
DFND
1
0
0
74305
INVESCO SR INCOME TR
COM
46131H107
73
17352
SH
DFND
1
0
0
17352
INVESCO TR INVT GRADE MUNS
COM
46131M106
767
56908
SH
DFND
1
0
0
56908
INVESCO VALUE MUN INCOME TR
COM
46132P108
1070
68294
SH
DFND
1
0
0
68294
INVESTORS BANCORP INC NEW
COM
46146L101
87
5929
SH
DFND
1
0
0
5929
INVITAE CORP
COM
46185L103
19
500
SH
DFND
1
0
0
500
INVITATION HOMES INC
COM
46187W107
46
1443
SH
DFND
1
0
0
1443
IONIS PHARMACEUTICALS INC
COM
462222100
86
1939
SH
DFND
1
0
0
1939
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
18
580
SH
DFND
1
0
0
580
IPG PHOTONICS CORP
COM
44980X109
4
21
SH
DFND
1
0
0
21
IQIYI INC
NOTE 3.750%12/0
46267XAB4
7
7000
SH
DFND
1
0
0
7000
IQVIA HLDGS INC
COM
46266C105
765
3960
SH
DFND
1
0
0
3960
IRON MTN INC NEW
COM
46284V101
589
15914
SH
DFND
1
0
0
15914
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
14
1270
SH
DFND
1
0
0
1270
IRONWOOD PHARMACEUTICALS INC
NOTE 0.750% 6/1
46333XAF5
7
6000
SH
DFND
1
0
0
6000
IRONWOOD PHARMACEUTICALS INC
NOTE 1.500% 6/1
46333XAH1
7
6000
SH
DFND
1
0
0
6000
ISHARES GOLD TR
ISHARES
464285105
1073447
66017630
SH
DFND
1
19780
0
65997850
ISHARES INC
CORE MSCI EMKT
46434G103
659960
10254189
SH
DFND
1
4059
0
10250130
ISHARES INC
CUR HD MSCI EM
46434G509
49
1507
SH
DFND
1
0
0
1507
ISHARES INC
EM MKTS DIV ETF
464286319
167
4258
SH
DFND
1
0
0
4258
ISHARES INC
ESG AWR MSCI EM
46434G863
39211
905332
SH
DFND
1
0
0
905332
ISHARES INC
INTL HIGH YIELD
464286210
9
162
SH
DFND
1
0
0
162
ISHARES INC
JP MRG EM CRP BD
464286251
42
807
SH
DFND
1
0
0
807
ISHARES INC
JP MRGN EM HI BD
464286285
2
51
SH
DFND
1
0
0
51
ISHARES INC
MSCI BRIC INDX
464286657
31
583
SH
DFND
1
0
0
583
ISHARES INC
MSCI EM ASIA ETF
464286426
2
26
SH
DFND
1
0
0
26
ISHARES INC
MSCI EMERG MKT
46434G889
220
4225
SH
DFND
1
0
0
4225
ISHARES INC
MSCI EMERG MRKT
464286533
41008
649281
SH
DFND
1
0
0
649281
ISHARES INC
MSCI EQUAL WEITE
464286681
500
6381
SH
DFND
1
0
0
6381
ISHARES INC
MSCI EURZONE ETF
464286608
23997
516855
SH
DFND
1
1100
0
515755
ISHARES INC
MSCI FRANCE ETF
464286707
3
81
SH
DFND
1
0
0
81
ISHARES INC
MSCI FRONTIER
464286145
162
5495
SH
DFND
1
0
0
5495
ISHARES INC
MSCI GBL MIN VOL
464286525
14292
144866
SH
DFND
1
0
0
144866
ISHARES INC
MSCI GERMANY ETF
464286806
66
1971
SH
DFND
1
0
0
1971
ISHARES INC
MSCI ISRAEL ETF
464286632
15
226
SH
DFND
1
0
0
226
ISHARES INC
MSCI JPN ETF NEW
46434G822
1808
26393
SH
DFND
1
0
0
26393
ISHARES INC
MSCI MEXICO ETF
464286822
7
150
SH
DFND
1
0
0
150
ISHARES INC
MSCI PAC JP ETF
464286665
293
5821
SH
DFND
1
0
0
5821
ISHARES INC
MSCI SWITZERLAND
464286749
31
691
SH
DFND
1
0
0
691
ISHARES INC
MSCI TAIWAN ETF
46434G772
2
34
SH
DFND
1
0
0
34
ISHARES INC
MSCI WORLD ETF
464286392
762
6427
SH
DFND
1
0
0
6427
ISHARES SILVER TR
ISHARES
46428Q109
6224
274214
SH
DFND
1
0
0
274214
ISHARES TR
0-5 YR TIPS ETF
46429B747
5192
49111
SH
DFND
1
0
0
49111
ISHARES TR
0-5YR HI YL CP
46434V407
494
10796
SH
DFND
1
0
0
10796
ISHARES TR
0-5YR INVT GR CP
46434V100
196
3789
SH
DFND
1
0
0
3789
ISHARES TR
1 3 YR TREAS BD
464287457
56730
657741
SH
DFND
1
0
0
657741
ISHARES TR
10+ YR INVST GRD
464289511
212
3185
SH
DFND
1
0
0
3185
ISHARES TR
10-20 YR TRS ETF
464288653
8
56
SH
DFND
1
0
0
56
ISHARES TR
20 YR TR BD ETF
464287432
17994
132856
SH
DFND
1
0
0
132856
ISHARES TR
3 7 YR TREAS BD
464288661
3933
30282
SH
DFND
1
0
0
30282
ISHARES TR
AGGRES ALLOC ETF
464289859
1
20
SH
DFND
1
0
0
20
ISHARES TR
ASIA 50 ETF
464288430
1288
13975
SH
DFND
1
0
0
13975
ISHARES TR
BARCLAYS 7 10 YR
464287440
12443
110187
SH
DFND
1
0
0
110187
ISHARES TR
BLACKROCK ULTRA
46434V878
3242
64168
SH
DFND
1
0
0
64168
ISHARES TR
BROAD USD HIGH
46435U853
263
6403
SH
DFND
1
0
0
6403
ISHARES TR
CHINA LG-CAP ETF
464287184
45
975
SH
DFND
1
0
0
975
ISHARES TR
CMBS ETF
46429B366
12
220
SH
DFND
1
0
0
220
ISHARES TR
COHEN STEER REIT
464287564
69912
1209325
SH
DFND
1
2846
0
1206479
ISHARES TR
CONV BD ETF
46435G102
381
3876
SH
DFND
1
0
0
3876
ISHARES TR
CORE 1 5 YR USD
46432F859
3624
70650
SH
DFND
1
0
0
70650
ISHARES TR
CORE DIV GRWTH
46434V621
71379
1478720
SH
DFND
1
0
0
1478720
ISHARES TR
CORE HIGH DV ETF
46429B663
39796
419387
SH
DFND
1
0
0
419387
ISHARES TR
CORE INTL AGGR
46435G672
270
4926
SH
DFND
1
0
0
4926
ISHARES TR
CORE MSCI EAFE
46432F842
1138292
15798637
SH
DFND
1
2527
0
15796110
ISHARES TR
CORE MSCI EURO
46434V738
235
4358
SH
DFND
1
0
0
4358
ISHARES TR
CORE MSCI INTL
46435G326
7476
115735
SH
DFND
1
0
0
115735
ISHARES TR
CORE MSCI PAC
46434V696
6121
91947
SH
DFND
1
0
0
91947
ISHARES TR
CORE MSCI TOTAL
46432F834
6680
95041
SH
DFND
1
0
0
95041
ISHARES TR
CORE S&P MCP ETF
464287507
2839676
10910084
SH
DFND
1
1695
0
10908389
ISHARES TR
CORE S&P SCP ETF
464287804
2103156
19378575
SH
DFND
1
2595
0
19375980
ISHARES TR
CORE S&P TTL STK
464287150
49971
545532
SH
DFND
1
0
0
545532
ISHARES TR
CORE S&P US GWT
464287671
43872
483209
SH
DFND
1
0
0
483209
ISHARES TR
CORE S&P US VLU
464287663
9243
134140
SH
DFND
1
0
0
134140
ISHARES TR
CORE S&P500 ETF
464287200
7455237
18740226
SH
DFND
1
736
0
18739490
ISHARES TR
CORE TOTAL USD
46434V613
396330
7513365
SH
DFND
1
0
0
7513365
ISHARES TR
CORE US AGGBD ET
464287226
276155
2426040
SH
DFND
1
0
0
2426040
ISHARES TR
CRE U S REIT ETF
464288521
8480
161835
SH
DFND
1
0
0
161835
ISHARES TR
CUR HED MSCI GER
46434V704
61
1905
SH
DFND
1
0
0
1905
ISHARES TR
CYBERSECURITY
46435U135
226
5916
SH
DFND
1
0
0
5916
ISHARES TR
DOW JONES US ETF
464287846
1578
15803
SH
DFND
1
0
0
15803
ISHARES TR
EAFE GRWTH ETF
464288885
69871
695510
SH
DFND
1
0
0
695510
ISHARES TR
EAFE SML CP ETF
464288273
36130
502932
SH
DFND
1
0
0
502932
ISHARES TR
EAFE VALUE ETF
464288877
10285
201798
SH
DFND
1
0
0
201798
ISHARES TR
ESG AW MSCI EAFE
46435G516
11385
149986
SH
DFND
1
0
0
149986
ISHARES TR
ESG AWARE MSCI
46435U663
760
19705
SH
DFND
1
0
0
19705
ISHARES TR
ESG AWR MSCI USA
46435G425
41689
458767
SH
DFND
1
0
0
458767
ISHARES TR
ESG AWR US AGRGT
46435U549
114470
2091915
SH
DFND
1
0
0
2091915
ISHARES TR
ESG AWRE USD ETF
46435G193
10
369
SH
DFND
1
0
0
369
ISHARES TR
ESG MSCI EM LDRS
46436E601
6
101
SH
DFND
1
0
0
101
ISHARES TR
ESG MSCI LEADR
46435U218
234
3381
SH
DFND
1
0
0
3381
ISHARES TR
EUROPE ETF
464287861
498
9904
SH
DFND
1
0
0
9904
ISHARES TR
EXPANDED TECH
464287515
22773
66702
SH
DFND
1
0
0
66702
ISHARES TR
EXPND TEC SC ETF
464287549
821
2274
SH
DFND
1
0
0
2274
ISHARES TR
EXPONENTIAL TECH
46434V381
495
8369
SH
DFND
1
0
0
8369
ISHARES TR
FALN ANGLS USD
46435G474
6
197
SH
DFND
1
0
0
197
ISHARES TR
FLTG RATE NT ETF
46429B655
638
12579
SH
DFND
1
0
0
12579
ISHARES TR
GL CLEAN ENE ETF
464288224
4841
199201
SH
DFND
1
0
0
199201
ISHARES TR
GL TIMB FORE ETF
464288174
155
1821
SH
DFND
1
0
0
1821
ISHARES TR
GLB CNS DISC ETF
464288745
34
210
SH
DFND
1
0
0
210
ISHARES TR
GLB CNSM STP ETF
464288737
60
1028
SH
DFND
1
0
0
1028
ISHARES TR
GLB INFRASTR ETF
464288372
767
17028
SH
DFND
1
0
0
17028
ISHARES TR
GLOB HLTHCRE ETF
464287325
303
3927
SH
DFND
1
0
0
3927
ISHARES TR
GLOB INDSTRL ETF
464288729
21
185
SH
DFND
1
0
0
185
ISHARES TR
GLOBAL 100 ETF
464287572
100548
1523208
SH
DFND
1
0
0
1523208
ISHARES TR
GLOBAL ENERG ETF
464287341
816
33084
SH
DFND
1
0
0
33084
ISHARES TR
GLOBAL MATER ETF
464288695
731
8423
SH
DFND
1
0
0
8423
ISHARES TR
GLOBAL REIT ETF
46434V647
14284
560590
SH
DFND
1
0
0
560590
ISHARES TR
GLOBAL TECH ETF
464287291
1548
5033
SH
DFND
1
0
0
5033
ISHARES TR
GRWT ALLOCAT ETF
464289867
1
13
SH
DFND
1
0
0
13
ISHARES TR
HDG MSCI EAFE
46434V803
27342
829300
SH
DFND
1
0
0
829300
ISHARES TR
IBDS DEC28 ETF
46435U515
151
5300
SH
DFND
1
0
0
5300
ISHARES TR
IBONDS 27 ETF
46435UAA9
177
6637
SH
DFND
1
0
0
6637
ISHARES TR
IBONDS DEC
46435U697
619
22903
SH
DFND
1
0
0
22903
ISHARES TR
IBONDS DEC 25
46435U432
100
3553
SH
DFND
1
0
0
3553
ISHARES TR
IBONDS DEC 26
46435U259
99
3700
SH
DFND
1
0
0
3700
ISHARES TR
IBONDS DEC 27
46435U283
99
3675
SH
DFND
1
0
0
3675
ISHARES TR
IBONDS DEC 28
46435U325
50
1829
SH
DFND
1
0
0
1829
ISHARES TR
IBONDS DEC 29
46436E205
149
5722
SH
DFND
1
0
0
5722
ISHARES TR
IBONDS DEC2021
46435G789
3494
135864
SH
DFND
1
0
0
135864
ISHARES TR
IBONDS DEC2022
46435G755
2306
87546
SH
DFND
1
0
0
87546
ISHARES TR
IBONDS DEC2023
46435G318
1093
41806
SH
DFND
1
0
0
41806
ISHARES TR
IBONDS DEC2026
46435GAA0
267
10119
SH
DFND
1
0
0
10119
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
6832
274951
SH
DFND
1
0
0
274951
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
6825
268037
SH
DFND
1
0
0
268037
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
2351
89923
SH
DFND
1
0
0
89923
ISHARES TR
IBONDS DEC24 ETF
46434VBG4
1068
40443
SH
DFND
1
0
0
40443
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
987
36776
SH
DFND
1
0
0
36776
ISHARES TR
IBOXX HI YD ETF
464288513
5029
57689
SH
DFND
1
0
0
57689
ISHARES TR
IBOXX INV CP ETF
464287242
74389
571997
SH
DFND
1
0
0
571997
ISHARES TR
INTL SEL DIV ETF
464288448
3304
104972
SH
DFND
1
0
0
104972
ISHARES TR
INTL TREA BD ETF
464288117
3
53
SH
DFND
1
0
0
53
ISHARES TR
INTRM GOV CR ETF
464288612
74
642
SH
DFND
1
0
0
642
ISHARES TR
ISHS 1-5YR INVS
464288646
4251
77734
SH
DFND
1
0
0
77734
ISHARES TR
ISHS 5-10YR INVT
464288638
1763
29755
SH
DFND
1
0
0
29755
ISHARES TR
JPMORGAN USD EMG
464288281
637
5850
SH
DFND
1
0
0
5850
ISHARES TR
MBS ETF
464288588
3433
31666
SH
DFND
1
0
0
31666
ISHARES TR
MICRO-CAP ETF
464288869
2
15
SH
DFND
1
0
0
15
ISHARES TR
MORNINGSTAR GRWT
464287119
5698
19752
SH
DFND
1
0
0
19752
ISHARES TR
MORNINGSTAR VALU
464288109
143
1163
SH
DFND
1
0
0
1163
ISHARES TR
MORNINGSTR US EQ
464287127
1210
5396
SH
DFND
1
0
0
5396
ISHARES TR
MORTGE REL ETF
46435G342
1215
34464
SH
DFND
1
0
0
34464
ISHARES TR
MRGSTR MD CP ETF
464288208
546
2173
SH
DFND
1
0
0
2173
ISHARES TR
MRGSTR MD CP GRW
464288307
1774
4692
SH
DFND
1
0
0
4692
ISHARES TR
MRGSTR MD CP VAL
464288406
1842
9989
SH
DFND
1
0
0
9989
ISHARES TR
MRGSTR SM CP GR
464288604
93
308
SH
DFND
1
0
0
308
ISHARES TR
MRNING SM CP ETF
464288703
83
494
SH
DFND
1
0
0
494
ISHARES TR
MSCI AC ASIA ETF
464288182
108
1175
SH
DFND
1
0
0
1175
ISHARES TR
MSCI ACWI ETF
464288257
2538
26672
SH
DFND
1
0
0
26672
ISHARES TR
MSCI ACWI EX US
464288240
1703
30844
SH
DFND
1
0
0
30844
ISHARES TR
MSCI CHINA ETF
46429B671
14
177
SH
DFND
1
0
0
177
ISHARES TR
MSCI EAFE ETF
464287465
147861
1948856
SH
DFND
1
693
0
1948163
ISHARES TR
MSCI EAFE MIN VL
46429B689
272970
3739811
SH
DFND
1
1939
0
3737872
ISHARES TR
MSCI EMG MKT ETF
464287234
30875
578854
SH
DFND
1
0
0
578854
ISHARES TR
MSCI EURO FL ETF
464289180
39
2018
SH
DFND
1
0
0
2018
ISHARES TR
MSCI GLOBAL IMP
46435G532
168
1775
SH
DFND
1
0
0
1775
ISHARES TR
MSCI INTL MOMENT
46434V449
1040
27664
SH
DFND
1
0
0
27664
ISHARES TR
MSCI INTL MULTFT
46434V274
911
31725
SH
DFND
1
0
0
31725
ISHARES TR
MSCI INTL QUALTY
46434V456
16456
451582
SH
DFND
1
0
0
451582
ISHARES TR
MSCI INTL VLU FT
46435G409
567
22403
SH
DFND
1
0
0
22403
ISHARES TR
MSCI KLD400 SOC
464288570
3050
39947
SH
DFND
1
0
0
39947
ISHARES TR
MSCI LW CRB TG
46434V464
87
557
SH
DFND
1
0
0
557
ISHARES TR
MSCI POLAND ETF
46429B606
5
300
SH
DFND
1
0
0
300
ISHARES TR
MSCI UK ETF NEW
46435G334
76
2432
SH
DFND
1
0
0
2432
ISHARES TR
MSCI USA ESG SLC
464288802
6830
77776
SH
DFND
1
0
0
77776
ISHARES TR
MSCI USA MIN VOL
46429B697
395570
5717142
SH
DFND
1
374
0
5716768
ISHARES TR
MSCI USA MMENTM
46432F396
47419
294788
SH
DFND
1
0
0
294788
ISHARES TR
MSCI USA MULTIFT
46434V282
4101
100911
SH
DFND
1
0
0
100911
ISHARES TR
MSCI USA QLT FCT
46432F339
74042
607998
SH
DFND
1
0
0
607998
ISHARES TR
MSCI USA SMCP MN
46435G433
322
8733
SH
DFND
1
0
0
8733
ISHARES TR
MSCI USA SML CP
46434V290
308
5863
SH
DFND
1
0
0
5863
ISHARES TR
MSCI USA SZE FT
46432F370
328
2731
SH
DFND
1
0
0
2731
ISHARES TR
MSCI USA VALUE
46432F388
1238411
12086771
SH
DFND
1
0
0
12086771
ISHARES TR
NA TEC MULTM ETF
464287531
2
32
SH
DFND
1
0
0
32
ISHARES TR
NASDAQ BIOTECH
464287556
6250
41508
SH
DFND
1
0
0
41508
ISHARES TR
NATIONAL MUN ETF
464288414
343996
2964204
SH
DFND
1
0
0
2964204
ISHARES TR
NEW YORK MUN ETF
464288323
19
323
SH
DFND
1
0
0
323
ISHARES TR
NORTH AMERN NAT
464287374
1150
41737
SH
DFND
1
0
0
41737
ISHARES TR
PFD AND INCM SEC
464288687
55419
1443224
SH
DFND
1
0
0
1443224
ISHARES TR
PHLX SEMICND ETF
464287523
3361
7927
SH
DFND
1
0
0
7927
ISHARES TR
RESIDENTIAL MULT
464288562
1045
14127
SH
DFND
1
0
0
14127
ISHARES TR
ROBOTICS ARTIF
46435U556
941
21793
SH
DFND
1
0
0
21793
ISHARES TR
RUS 1000 ETF
464287622
191609
856048
SH
DFND
1
0
0
856048
ISHARES TR
RUS 1000 GRW ETF
464287614
132054
543337
SH
DFND
1
0
0
543337
ISHARES TR
RUS 1000 VAL ETF
464287598
100470
662950
SH
DFND
1
0
0
662950
ISHARES TR
RUS 2000 GRW ETF
464287648
19106
63530
SH
DFND
1
0
0
63530
ISHARES TR
RUS 2000 VAL ETF
464287630
6342
39768
SH
DFND
1
0
0
39768
ISHARES TR
RUS MD CP GR ETF
464287481
70586
691603
SH
DFND
1
1252
0
690351
ISHARES TR
RUS MDCP VAL ETF
464287473
17037
155874
SH
DFND
1
0
0
155874
ISHARES TR
RUS MID CAP ETF
464287499
64252
869091
SH
DFND
1
0
0
869091
ISHARES TR
RUS TOP 200 ETF
464289446
24
249
SH
DFND
1
0
0
249
ISHARES TR
RUS TP200 GR ETF
464289438
14615
108628
SH
DFND
1
0
0
108628
ISHARES TR
RUS TP200 VL ETF
464289420
1309
20565
SH
DFND
1
0
0
20565
ISHARES TR
RUSSELL 2000 ETF
464287655
53667
242904
SH
DFND
1
0
0
242904
ISHARES TR
RUSSELL 3000 ETF
464287689
18101
76304
SH
DFND
1
0
0
76304
ISHARES TR
S&P 100 ETF
464287101
3640
20240
SH
DFND
1
0
0
20240
ISHARES TR
S&P 500 GRWT ETF
464287309
130135
1998680
SH
DFND
1
732
0
1997948
ISHARES TR
S&P 500 VAL ETF
464287408
49591
351111
SH
DFND
1
0
0
351111
ISHARES TR
S&P MC 400GR ETF
464287606
55406
706982
SH
DFND
1
1738
0
705244
ISHARES TR
S&P MC 400VL ETF
464287705
61111
599534
SH
DFND
1
0
0
599534
ISHARES TR
S&P SML 600 GWT
464287887
33080
257972
SH
DFND
1
0
0
257972
ISHARES TR
SELECT DIVID ETF
464287168
71310
624968
SH
DFND
1
0
0
624968
ISHARES TR
SHORT TREAS BD
464288679
7092
64168
SH
DFND
1
0
0
64168
ISHARES TR
SHRT NAT MUN ETF
464288158
8160
75684
SH
DFND
1
0
0
75684
ISHARES TR
SP SMCP600VL ETF
464287879
29173
289581
SH
DFND
1
1142
0
288439
ISHARES TR
TIPS BD ETF
464287176
358687
2858072
SH
DFND
1
0
0
2858072
ISHARES TR
TRANS AVG ETF
464287192
2538
9850
SH
DFND
1
0
0
9850
ISHARES TR
U.S. BAS MTL ETF
464287838
4802
38244
SH
DFND
1
0
0
38244
ISHARES TR
U.S. CNSM GD ETF
464287812
156
881
SH
DFND
1
0
0
881
ISHARES TR
U.S. CNSM SV ETF
464287580
9285
124089
SH
DFND
1
0
0
124089
ISHARES TR
U.S. ENERGY ETF
464287796
1412
53829
SH
DFND
1
0
0
53829
ISHARES TR
U.S. FIN SVC ETF
464287770
8706
50833
SH
DFND
1
0
0
50833
ISHARES TR
U.S. FINLS ETF
464287788
2777
37094
SH
DFND
1
0
0
37094
ISHARES TR
U.S. MED DVC ETF
464288810
10534
31886
SH
DFND
1
0
0
31886
ISHARES TR
U.S. PHARMA ETF
464288836
68
384
SH
DFND
1
0
0
384
ISHARES TR
U.S. REAL ES ETF
464287739
9445
102729
SH
DFND
1
0
0
102729
ISHARES TR
U.S. TECH ETF
464287721
1853
21138
SH
DFND
1
0
0
21138
ISHARES TR
U.S. UTILITS ETF
464287697
300
3766
SH
DFND
1
0
0
3766
ISHARES TR
US AER DEF ETF
464288760
1176
11290
SH
DFND
1
0
0
11290
ISHARES TR
US HLTHCARE ETF
464287762
2215
8774
SH
DFND
1
0
0
8774
ISHARES TR
US HLTHCR PR ETF
464288828
13761
54658
SH
DFND
1
0
0
54658
ISHARES TR
US HOME CONS ETF
464288752
918
13523
SH
DFND
1
0
0
13523
ISHARES TR
US INDUSTRIALS
464287754
722
6830
SH
DFND
1
0
0
6830
ISHARES TR
US OIL GS EX ETF
464288851
336
6897
SH
DFND
1
0
0
6897
ISHARES TR
US REGNL BKS ETF
464288778
308
5441
SH
DFND
1
0
0
5441
ISHARES TR
US TELECOM ETF
464287713
15
479
SH
DFND
1
0
0
479
ISHARES TR
US TREAS BD ETF
46429B267
7186
274380
SH
DFND
1
0
0
274380
ISHARES TR
USD INV GRDE ETF
464288620
4291
72673
SH
DFND
1
0
0
72673
ISHARES U S ETF TR
BLACKROCK ST MAT
46431W507
3089
61534
SH
DFND
1
0
0
61534
ISHARES U S ETF TR
INT RT HD LONG
46431W812
1626
63653
SH
DFND
1
0
0
63653
ISTAR INC
COM
45031U101
5
276
SH
DFND
1
0
0
276
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
45
9169
SH
DFND
1
0
0
9169
ITT INC
COM
45073V108
20
219
SH
DFND
1
0
0
219
ITURAN LOCATION AND CONTROL
SHS
M6158M104
0
4
SH
DFND
1
0
0
4
IVY HIGH INCOME OPPORTUNITIE
COM
465893105
15
1111
SH
DFND
1
0
0
1111
J & J SNACK FOODS CORP
COM
466032109
20
129
SH
DFND
1
0
0
129
J ALEXANDERS HLDGS INC
COM
46609J106
0
7
SH
DFND
1
0
0
7
J P MORGAN EXCHANGE-TRADED F
BETABLDRS 1-5YR
46641Q381
0
4
SH
DFND
1
0
0
4
J P MORGAN EXCHANGE-TRADED F
BETABUILDERS I
46641Q373
2
41
SH
DFND
1
0
0
41
J P MORGAN EXCHANGE-TRADED F
BETABUILDRS US
46641Q399
5
69
SH
DFND
1
0
0
69
J P MORGAN EXCHANGE-TRADED F
BETABULDR DEVE
46641Q688
56
1981
SH
DFND
1
0
0
1981
J P MORGAN EXCHANGE-TRADED F
BETABULDRS CDA
46641Q696
61
2074
SH
DFND
1
0
0
2074
J P MORGAN EXCHANGE-TRADED F
BETBULD EUROPE
46641Q720
137
5026
SH
DFND
1
0
0
5026
J P MORGAN EXCHANGE-TRADED F
BETBULD JAPAN
46641Q712
205
7170
SH
DFND
1
0
0
7170
J P MORGAN EXCHANGE-TRADED F
BETBULD MSCI
46641Q738
63
738
SH
DFND
1
0
0
738
J P MORGAN EXCHANGE-TRADED F
CORE PLUS BD ETF
46641Q670
0
7
SH
DFND
1
0
0
7
J P MORGAN EXCHANGE-TRADED F
DIV RTN EM EQT
46641Q308
15
269
SH
DFND
1
0
0
269
J P MORGAN EXCHANGE-TRADED F
DIV RTN INT EQ
46641Q209
502
8236
SH
DFND
1
0
0
8236
J P MORGAN EXCHANGE-TRADED F
HIGH YLD RESRCH
46641Q878
10
196
SH
DFND
1
0
0
196
J P MORGAN EXCHANGE-TRADED F
JPMORGAN DIVER
46641Q407
32
355
SH
DFND
1
0
0
355
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
1568
30896
SH
DFND
1
0
0
30896
J P MORGAN EXCHANGE-TRADED F
US AGGREGATE
46641Q613
32
1178
SH
DFND
1
0
0
1178
J2 GLOBAL INC
COM
48123V102
26
218
SH
DFND
1
0
0
218
JABIL INC
COM
466313103
281
5388
SH
DFND
1
0
0
5388
JACOBS ENGR GROUP INC
COM
469814107
454
3511
SH
DFND
1
0
0
3511
JARDEN CORP
NOTE 1.125% 3/1
471109AM0
1
1000
SH
DFND
1
0
0
1000
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
440
2675
SH
DFND
1
0
0
2675
JBG SMITH PPTYS
COM
46590V100
21
652
SH
DFND
1
0
0
652
JD.COM INC
SPON ADR CL A
47215P106
2716
32205
SH
DFND
1
0
0
32205
JEFFERIES FINL GROUP INC
COM
47233W109
82
2726
SH
DFND
1
0
0
2726
JETBLUE AWYS CORP
COM
477143101
96
4705
SH
DFND
1
0
0
4705
JFROG LTD
ORD SHS
M6191J100
73
1639
SH
DFND
1
0
0
1639
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
81
1951
SH
DFND
1
0
0
1951
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
17
129
SH
DFND
1
0
0
129
JOHN HANCOCK EXCHANGE TRADED
MLTFCTR LRG CAP
47804J107
9951
195638
SH
DFND
1
0
0
195638
JOHN HANCOCK EXCHANGE TRADED
MULTFCTR EMRNG
47804J834
258
8438
SH
DFND
1
0
0
8438
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTOR MI
47804J206
65359
1330306
SH
DFND
1
0
0
1330306
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTR SML
47804J842
5905
174409
SH
DFND
1
0
0
174409
JOHNSON & JOHNSON
COM
478160104
64543
392712
SH
DFND
1
377
0
392335
JOHNSON CTLS INTL PLC
SHS
G51502105
1522
25504
SH
DFND
1
0
0
25504
JONES LANG LASALLE INC
COM
48020Q107
411
2294
SH
DFND
1
0
0
2294
JOYY INC
ADS REPSTG COM A
46591M109
2
21
SH
DFND
1
0
0
21
JPMORGAN CHASE & CO
COM
46625H100
99494
653585
SH
DFND
1
3410
0
650175
JUNIPER NETWORKS INC
COM
48203R104
54
2122
SH
DFND
1
0
0
2122
KADMON HLDGS INC
COM
48283N106
92
23553
SH
DFND
1
0
0
23553
KAMAN CORP
COM
483548103
262
5105
SH
DFND
1
0
0
5105
KANSAS CITY SOUTHERN
COM NEW
485170302
538
2038
SH
DFND
1
0
0
2038
KAR AUCTION SVCS INC
COM
48238T109
1
56
SH
DFND
1
0
0
56
KAYNE ANDERSON ENERGY INFRST
COM
486606106
82
11498
SH
DFND
1
0
0
11498
KB FINL GROUP INC
SPONSORED ADR
48241A105
19
375
SH
DFND
1
0
0
375
KB HOME
COM
48666K109
177
3814
SH
DFND
1
0
0
3814
KBR INC
COM
48242W106
2
60
SH
DFND
1
0
0
60
KBR INC
NOTE 2.500%11/0
48242WAB2
19
12000
SH
DFND
1
0
0
12000
KELLOGG CO
COM
487836108
646
10200
SH
DFND
1
0
0
10200
KEURIG DR PEPPER INC
COM
49271V100
54
1598
SH
DFND
1
0
0
1598
KEYCORP
COM
493267108
518
25923
SH
DFND
1
0
0
25923
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
425
2959
SH
DFND
1
0
0
2959
KILROY RLTY CORP
COM
49427F108
38
577
SH
DFND
1
0
0
577
KIMBALL ELECTRONICS INC
COM
49428J109
51
1962
SH
DFND
1
0
0
1962
KIMBALL INTL INC
CL B
494274103
37
2616
SH
DFND
1
0
0
2616
KIMBERLY-CLARK CORP
COM
494368103
4392
31581
SH
DFND
1
0
0
31581
KIMCO RLTY CORP
COM
49446R109
146
7785
SH
DFND
1
0
0
7785
KINDER MORGAN INC DEL
COM
49456B101
2168
130258
SH
DFND
1
0
0
130258
KINROSS GOLD CORP
COM
496902404
78
11675
SH
DFND
1
0
0
11675
KINSALE CAP GROUP INC
COM
49714P108
130
786
SH
DFND
1
0
0
786
KIRBY CORP
COM
497266106
11
176
SH
DFND
1
0
0
176
KKR & CO INC
COM
48251W104
3562
72905
SH
DFND
1
0
0
72905
KKR INCOME OPPORTUNITIES FD
COM
48249T106
2932
185329
SH
DFND
1
0
0
185329
KLA CORP
COM NEW
482480100
7320
22156
SH
DFND
1
71
0
22085
KNIGHT-SWIFT TRANSN HLDGS IN
CL A
499049104
30
605
SH
DFND
1
0
0
605
KOHLS CORP
COM
500255104
1176
19732
SH
DFND
1
0
0
19732
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
806
14141
SH
DFND
1
0
0
14141
KONTOOR BRANDS INC
COM
50050N103
0
9
SH
DFND
1
0
0
9
KOREA ELECTRIC PWR
SPONSORED ADR
500631106
1
116
SH
DFND
1
0
0
116
KRAFT HEINZ CO
COM
500754106
980
24489
SH
DFND
1
0
0
24489
KRANESHARES TR
BOSERA MSCI CH
500767405
8
175
SH
DFND
1
0
0
175
KRANESHARES TR
CSI CHI INTERNET
500767306
11
143
SH
DFND
1
0
0
143
KRANESHARES TR
ELEC VEH FUTUR
500767827
0
1
SH
DFND
1
0
0
1
KRATON CORPORATION
COM
50077C106
38
1025
SH
DFND
1
0
0
1025
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
14
500
SH
DFND
1
0
0
500
KROGER CO
COM
501044101
833
23141
SH
DFND
1
0
0
23141
KT CORP
SPONSORED ADR
48268K101
4
302
SH
DFND
1
0
0
302
KULICKE & SOFFA INDS INC
COM
501242101
83
1700
SH
DFND
1
0
0
1700
KVH INDS INC
COM
482738101
32
2500
SH
DFND
1
0
0
2500
L BRANDS INC
COM
501797104
32
525
SH
DFND
1
0
0
525
L3HARRIS TECHNOLOGIES INC
COM
502431109
1495
7379
SH
DFND
1
0
0
7379
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
666
2612
SH
DFND
1
0
0
2612
LAKELAND BANCORP INC
COM
511637100
1881
107927
SH
DFND
1
0
0
107927
LAM RESEARCH CORP
COM
512807108
32969
55388
SH
DFND
1
464
0
54924
LAMAR ADVERTISING CO NEW
CL A
512816109
91
969
SH
DFND
1
0
0
969
LAMB WESTON HLDGS INC
COM
513272104
68
889
SH
DFND
1
0
0
889
LANDSTAR SYS INC
COM
515098101
299
1812
SH
DFND
1
0
0
1812
LANNET INC
COM
516012101
1
209
SH
DFND
1
0
0
209
LAS VEGAS SANDS CORP
COM
517834107
16743
275564
SH
DFND
1
3099
0
272465
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
2944
99139
SH
DFND
1
0
0
99139
LAUDER ESTEE COS INC
CL A
518439104
1897
6522
SH
DFND
1
0
0
6522
LAZARD GLOBAL TOTAL RETURN &
COM
52106W103
5763
299680
SH
DFND
1
0
0
299680
LAZARD LTD
SHS A
G54050102
92
2121
SH
DFND
1
0
0
2121
LCNB CORP
COM
50181P100
205
11691
SH
DFND
1
0
0
11691
LEAR CORP
COM NEW
521865204
110
608
SH
DFND
1
0
0
608
LEGG MASON ETF INVT TR
L VOL H DIV ETF
52468L406
991
28354
SH
DFND
1
0
0
28354
LEGGETT & PLATT INC
COM
524660107
89
1951
SH
DFND
1
0
0
1951
LEIDOS HOLDINGS INC
COM
525327102
429
4460
SH
DFND
1
0
0
4460
LENDINGCLUB CORP
COM NEW
52603A208
27
1650
SH
DFND
1
0
0
1650
LENNAR CORP
CL A
526057104
436
4308
SH
DFND
1
0
0
4308
LENNAR CORP
CL B
526057302
0
4
SH
DFND
1
0
0
4
LENNOX INTL INC
COM
526107107
122
391
SH
DFND
1
0
0
391
LEVI STRAUSS & CO NEW
CL A COM STK
52736R102
1
30
SH
DFND
1
0
0
30
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
3
500
SH
DFND
1
0
0
500
LHC GROUP INC
COM
50187A107
2
9
SH
DFND
1
0
0
9
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
501
65635
SH
DFND
1
0
0
65635
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
23
2669
SH
DFND
1
0
0
2669
LIBERTY BROADBAND CORP
COM SER A
530307107
2
14
SH
DFND
1
0
0
14
LIBERTY BROADBAND CORP
COM SER C
530307305
6
39
SH
DFND
1
0
0
39
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
8
297
SH
DFND
1
0
0
297
LIBERTY LATIN AMERICA LTD
NOTE 2.000% 7/1
53069QAB5
20
20000
SH
DFND
1
0
0
20000
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
3
60
SH
DFND
1
0
0
60
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
5
120
SH
DFND
1
0
0
120
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
2
71
SH
DFND
1
0
0
71
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
10
240
SH
DFND
1
0
0
240
LIBERTY MEDIA CORP DEL
NOTE 1.000% 1/3
531229AF9
16
12000
SH
DFND
1
0
0
12000
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
8
6000
SH
DFND
1
0
0
6000
LIFE STORAGE INC
COM
53223X107
25
292
SH
DFND
1
0
0
292
LIFEWAY FOODS INC
COM
531914109
1
100
SH
DFND
1
0
0
100
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
28
183
SH
DFND
1
0
0
183
LILLY ELI & CO
COM
532457108
11971
64075
SH
DFND
1
95
0
63980
LINCOLN ELEC HLDGS INC
COM
533900106
320
2597
SH
DFND
1
0
0
2597
LINCOLN NATL CORP IND
COM
534187109
265
4250
SH
DFND
1
0
0
4250
LINDE PLC
SHS
G5494J103
2543
9076
SH
DFND
1
0
0
9076
LIONS GATE ENTMNT CORP
CL A VTG
535919401
351
23508
SH
DFND
1
0
0
23508
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
9
673
SH
DFND
1
0
0
673
LISTED FD TR
ROUNDHILL SPORTS
53656F789
126
4100
SH
DFND
1
0
0
4100
LITHIA MTRS INC
CL A
536797103
333
857
SH
DFND
1
0
0
857
LITTELFUSE INC
COM
537008104
9
34
SH
DFND
1
0
0
34
LIVANOVA PLC
SHS
G5509L101
73
996
SH
DFND
1
0
0
996
LIVE NATION ENTERTAINMENT IN
COM
538034109
334
3949
SH
DFND
1
0
0
3949
LIVE NATION ENTERTAINMENT IN
NOTE 2.500% 3/1
538034AQ2
29
21000
SH
DFND
1
0
0
21000
LIVENT CORP
COM
53814L108
89
5192
SH
DFND
1
0
0
5192
LIVEPERSON INC
COM
538146101
0
6
SH
DFND
1
0
0
6
LKQ CORP
COM
501889208
54
1275
SH
DFND
1
0
0
1275
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
38
16172
SH
DFND
1
0
0
16172
LOCKHEED MARTIN CORP
COM
539830109
30518
82592
SH
DFND
1
573
0
82019
LOEWS CORP
COM
540424108
8
151
SH
DFND
1
0
0
151
LOGITECH INTL S A
SHS
H50430232
593
5676
SH
DFND
1
0
0
5676
LORDSTOWN MOTORS CORP
COM CL A
54405Q100
4
350
SH
DFND
1
0
0
350
LOUISIANA PAC CORP
COM
546347105
34
615
SH
DFND
1
0
0
615
LOWES COS INC
COM
548661107
12535
65909
SH
DFND
1
0
0
65909
LPL FINL HLDGS INC
COM
50212V100
546
3839
SH
DFND
1
0
0
3839
LSI INDS INC
COM
50216C108
4
500
SH
DFND
1
0
0
500
LULULEMON ATHLETICA INC
COM
550021109
1843
6007
SH
DFND
1
0
0
6007
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
189
7539
SH
DFND
1
0
0
7539
LUMEN TECHNOLOGIES INC
COM
550241103
328
24555
SH
DFND
1
0
0
24555
LUMENTUM HLDGS INC
COM
55024U109
319
3498
SH
DFND
1
0
0
3498
LUMENTUM HLDGS INC
NOTE 0.250% 3/1
55024UAB5
2
1000
SH
DFND
1
0
0
1000
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
16
14000
SH
DFND
1
0
0
14000
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
127
5210
SH
DFND
1
0
0
5210
LUMOS PHARMA INC
COM
55028X109
0
73
SH
DFND
1
0
0
73
LYFT INC
CL A COM
55087P104
128
2029
SH
DFND
1
0
0
2029
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2257
21694
SH
DFND
1
302
0
21392
M & T BK CORP
COM
55261F104
1143
7539
SH
DFND
1
0
0
7539
M D C HLDGS INC
COM
552676108
17
282
SH
DFND
1
0
0
282
MACERICH CO
COM
554382101
25
2169
SH
DFND
1
0
0
2169
MACK CALI RLTY CORP
COM
554489104
1
54
SH
DFND
1
0
0
54
MACYS INC
COM
55616P104
99
6105
SH
DFND
1
0
0
6105
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
631
14559
SH
DFND
1
0
0
14559
MAGNA INTL INC
COM
559222401
212
2404
SH
DFND
1
0
0
2404
MAGNITE INC
COM
55955D100
126
3013
SH
DFND
1
0
0
3013
MAIN STR CAP CORP
COM
56035L104
21
532
SH
DFND
1
0
0
532
MAINSTAY MACKAY DEFINDTRM MU
COM
56064K100
3044
137229
SH
DFND
1
0
0
137229
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
11
700
SH
DFND
1
0
0
700
MANHATTAN ASSOCIATES INC
COM
562750109
2
18
SH
DFND
1
0
0
18
MANNKIND CORP
COM NEW
56400P706
2
500
SH
DFND
1
0
0
500
MANPOWERGROUP INC
COM
56418H100
288
2912
SH
DFND
1
0
0
2912
MANTECH INTERNATIONAL CORP
CL A
564563104
109
1263
SH
DFND
1
0
0
1263
MANULIFE FINL CORP
COM
56501R106
461
21457
SH
DFND
1
0
0
21457
MARATHON OIL CORP
COM
565849106
795
74425
SH
DFND
1
0
0
74425
MARATHON PETE CORP
COM
56585A102
2475
46277
SH
DFND
1
0
0
46277
MARAVAI LIFESCIENCES HLDGS I
COM CL A
56600D107
8
218
SH
DFND
1
0
0
218
MARKEL CORP
COM
570535104
1087
954
SH
DFND
1
0
0
954
MARKETAXESS HLDGS INC
COM
57060D108
611
1228
SH
DFND
1
0
0
1228
MARRIOTT INTL INC NEW
CL A
571903202
2760
18628
SH
DFND
1
0
0
18628
MARRIOTT VACTINS WORLDWID CO
COM
57164Y107
3
20
SH
DFND
1
0
0
20
MARRIOTT VACTINS WORLDWID CO
NOTE 1.500% 9/1
57164YAB3
41
32000
SH
DFND
1
0
0
32000
MARSH & MCLENNAN COS INC
COM
571748102
3018
24768
SH
DFND
1
0
0
24768
MARTIN MARIETTA MATLS INC
COM
573284106
1429
4256
SH
DFND
1
0
0
4256
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
2474
50498
SH
DFND
1
0
0
50498
MASCO CORP
COM
574599106
470
7854
SH
DFND
1
0
0
7854
MASIMO CORP
COM
574795100
293
1276
SH
DFND
1
0
0
1276
MASTEC INC
COM
576323109
2
17
SH
DFND
1
0
0
17
MASTERCARD INCORPORATED
CL A
57636Q104
70536
198109
SH
DFND
1
1217
0
196892
MATADOR RES CO
COM
576485205
118
5028
SH
DFND
1
0
0
5028
MATCH GROUP INC NEW
COM
57667L107
304
2213
SH
DFND
1
0
0
2213
MATTEL INC
COM
577081102
168
8458
SH
DFND
1
0
0
8458
MAXIM INTEGRATED PRODS INC
COM
57772K101
518
5665
SH
DFND
1
0
0
5665
MAXIMUS INC
COM
577933104
9
100
SH
DFND
1
0
0
100
MCCORMICK & CO INC
COM NON VTG
579780206
1004
11260
SH
DFND
1
0
0
11260
MCCORMICK & CO INC
COM VTG
579780107
176
1980
SH
DFND
1
0
0
1980
MCDONALDS CORP
COM
580135101
33182
148049
SH
DFND
1
0
0
148049
MCKESSON CORP
COM
58155Q103
2438
12498
SH
DFND
1
0
0
12498
MDU RES GROUP INC
COM
552690109
164
5187
SH
DFND
1
0
0
5187
MEDALIST DIVERSIFIED REIT IN
COM
58403P105
89
43983
SH
DFND
1
0
0
43983
MEDICAL PPTYS TRUST INC
COM
58463J304
922
43316
SH
DFND
1
0
0
43316
MEDICINOVA INC
COM NEW
58468P206
2
305
SH
DFND
1
0
0
305
MEDTRONIC PLC
SHS
G5960L103
14943
126493
SH
DFND
1
0
0
126493
MELCO RESORTS AND ENTMNT LTD
ADR
585464100
52
2588
SH
DFND
1
0
0
2588
MERCADOLIBRE INC
COM
58733R102
1968
1337
SH
DFND
1
0
0
1337
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
3
1000
SH
DFND
1
0
0
1000
MERCK & CO. INC
COM
58933Y105
39904
517622
SH
DFND
1
3564
0
514058
MERCURY SYS INC
COM
589378108
30
424
SH
DFND
1
0
0
424
MEREDITH CORP
COM
589433101
117
3909
SH
DFND
1
0
0
3909
MERIT MED SYS INC
COM
589889104
4
75
SH
DFND
1
0
0
75
MERITAGE HOMES CORP
COM
59001A102
8
92
SH
DFND
1
0
0
92
MERITOR INC
COM
59001K100
14
491
SH
DFND
1
0
0
491
MERITOR INC
NOTE 3.250%10/1
59001KAF7
30
26000
SH
DFND
1
0
0
26000
METLIFE INC
COM
59156R108
2413
39700
SH
DFND
1
0
0
39700
METTLER TOLEDO INTERNATIONAL
COM
592688105
43
37
SH
DFND
1
0
0
37
MFS CHARTER INCOME TR
SH BEN INT
552727109
15
1786
SH
DFND
1
0
0
1786
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
126
24526
SH
DFND
1
0
0
24526
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
255
57256
SH
DFND
1
0
0
57256
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
427
43481
SH
DFND
1
0
0
43481
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
460
71042
SH
DFND
1
0
0
71042
MFS MUN INCOME TR
SH BEN INT
552738106
695
101813
SH
DFND
1
0
0
101813
MGE ENERGY INC
COM
55277P104
893
12509
SH
DFND
1
0
0
12509
MGIC INVT CORP WIS
COM
552848103
66
4800
SH
DFND
1
0
0
4800
MGM GROWTH PPTYS LLC
CL A COM
55303A105
34
1049
SH
DFND
1
0
0
1049
MGM RESORTS INTERNATIONAL
COM
552953101
989
26025
SH
DFND
1
0
0
26025
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
1
178
SH
DFND
1
0
0
178
MICROCHIP TECHNOLOGY INC.
COM
595017104
2116
13630
SH
DFND
1
0
0
13630
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AD6
10
3000
SH
DFND
1
0
0
3000
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AF1
23
10000
SH
DFND
1
0
0
10000
MICRON TECHNOLOGY INC
COM
595112103
5866
66509
SH
DFND
1
0
0
66509
MICROSOFT CORP
COM
594918104
277482
1176916
SH
DFND
1
4267
0
1172649
MICROVISION INC DEL
COM NEW
594960304
6
300
SH
DFND
1
0
0
300
MID-AMER APT CMNTYS INC
COM
59522J103
194
1348
SH
DFND
1
0
0
1348
MIDDLEBY CORP
COM
596278101
7
42
SH
DFND
1
0
0
42
MILLER HERMAN INC
COM
600544100
2
39
SH
DFND
1
0
0
39
MILLER HOWARD HIGH INC EQTY
COM SHS BEN IN
600379101
3
289
SH
DFND
1
0
0
289
MILLER INDS INC TENN
COM NEW
600551204
8
165
SH
DFND
1
0
0
165
MILLICOM INTL CELLULAR S A
COM STK
L6388F110
100
2621
SH
DFND
1
0
0
2621
MITEK SYS INC
COM NEW
606710200
15
1000
SH
DFND
1
0
0
1000
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
108
20048
SH
DFND
1
0
0
20048
MKS INSTRS INC
COM
55306N104
186
1002
SH
DFND
1
0
0
1002
MODEL N INC
COM
607525102
30
852
SH
DFND
1
0
0
852
MODERNA INC
COM
60770K107
884
6750
SH
DFND
1
0
0
6750
MODINE MFG CO
COM
607828100
28
1894
SH
DFND
1
0
0
1894
MOHAWK INDS INC
COM
608190104
53
274
SH
DFND
1
0
0
274
MOLINA HEALTHCARE INC
COM
60855R100
116
497
SH
DFND
1
0
0
497
MOLSON COORS BEVERAGE CO
CL B
60871R209
192
3761
SH
DFND
1
0
0
3761
MONDELEZ INTL INC
CL A
609207105
4116
70327
SH
DFND
1
0
0
70327
MONOLITHIC PWR SYS INC
COM
609839105
1672
4732
SH
DFND
1
0
0
4732
MONRO INC
COM
610236101
1
17
SH
DFND
1
0
0
17
MONROE CAP CORP
COM
610335101
25
2533
SH
DFND
1
0
0
2533
MONSTER BEVERAGE CORP NEW
COM
61174X109
13798
151483
SH
DFND
1
1572
0
149911
MOODYS CORP
COM
615369105
1224
4099
SH
DFND
1
0
0
4099
MORGAN STANLEY
COM NEW
617446448
2860
36823
SH
DFND
1
0
0
36823
MORNINGSTAR INC
COM
617700109
70
315
SH
DFND
1
0
0
315
MOSAIC CO NEW
COM
61945C103
270
8524
SH
DFND
1
0
0
8524
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1446
7688
SH
DFND
1
0
0
7688
MP MATERIALS CORP
COM CL A
553368101
7
200
SH
DFND
1
0
0
200
MPLX LP
COM UNIT REP LTD
55336V100
21
826
SH
DFND
1
0
0
826
MSC INDL DIRECT INC
CL A
553530106
167
1857
SH
DFND
1
0
0
1857
MSCI INC
COM
55354G100
77
182
SH
DFND
1
0
0
182
MTS SYS CORP
COM
553777103
87
1500
SH
DFND
1
0
0
1500
MURPHY OIL CORP
COM
626717102
46
2781
SH
DFND
1
0
0
2781
MURPHY USA INC
COM
626755102
5
37
SH
DFND
1
0
0
37
MYOVANT SCIENCES LTD
COM
G637AM102
10
500
SH
DFND
1
0
0
500
MYRIAD GENETICS INC
COM
62855J104
30
1000
SH
DFND
1
0
0
1000
NASDAQ INC
COM
631103108
2354
15966
SH
DFND
1
0
0
15966
NATIONAL BEVERAGE CORP
COM
635017106
9
180
SH
DFND
1
0
0
180
NATIONAL FUEL GAS CO
COM
636180101
44
880
SH
DFND
1
0
0
880
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
198
3327
SH
DFND
1
0
0
3327
NATIONAL HEALTH INVS INC
COM
63633D104
3
45
SH
DFND
1
0
0
45
NATIONAL INSTRS CORP
COM
636518102
6
140
SH
DFND
1
0
0
140
NATIONAL RETAIL PROPERTIES I
COM
637417106
210
4777
SH
DFND
1
0
0
4777
NATIONAL STORAGE AFFILIATES
COM SHS BEN IN
637870106
28
700
SH
DFND
1
0
0
700
NATURA &CO HLDG S A
ADS
63884N108
10
572
SH
DFND
1
0
0
572
NATUS MED INC DEL
COM
639050103
1
58
SH
DFND
1
0
0
58
NATWEST GROUP PLC
SPONS ADR 2 ORD
639057108
155
28870
SH
DFND
1
0
0
28870
NAVIENT CORPORATION
COM
63938C108
15
1065
SH
DFND
1
0
0
1065
NAVIGATOR HLDGS LTD
SHS
Y62132108
1
70
SH
DFND
1
0
0
70
NAVIOS MARITIME ACQUIS CORP
SHS
Y62159143
0
118
SH
DFND
1
0
0
118
NAVIOS MARITIME HOLDINGS INC
COM
Y62197119
0
15
SH
DFND
1
0
0
15
NCINO INC
COM
63947U107
11
164
SH
DFND
1
0
0
164
NCR CORP NEW
COM
62886E108
50
1311
SH
DFND
1
0
0
1311
NEKTAR THERAPEUTICS
COM
640268108
20
1015
SH
DFND
1
0
0
1015
NEOGENOMICS INC
COM NEW
64049M209
265
5500
SH
DFND
1
0
0
5500
NETAPP INC
COM
64110D104
230
3156
SH
DFND
1
0
0
3156
NETEASE INC
SPONSORED ADS
64110W102
914
8849
SH
DFND
1
0
0
8849
NETFLIX INC
COM
64110L106
20395
39097
SH
DFND
1
0
0
39097
NETGEAR INC
COM
64111Q104
8
200
SH
DFND
1
0
0
200
NEUBERGER BERMAN HIGH YIELD
COM
64128C106
22
1712
SH
DFND
1
0
0
1712
NEUROCRINE BIOSCIENCES INC
COM
64125C109
399
4102
SH
DFND
1
0
0
4102
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
9
7000
SH
DFND
1
0
0
7000
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
37
4082
SH
DFND
1
0
0
4082
NEW GERMANY FD INC
COM
644465106
1
49
SH
DFND
1
0
0
49
NEW JERSEY RES CORP
COM
646025106
15
387
SH
DFND
1
0
0
387
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581107
98
7020
SH
DFND
1
0
0
7020
NEW RELIC INC
COM
64829B100
9
149
SH
DFND
1
0
0
149
NEW RELIC INC
NOTE 0.500% 5/0
64829BAB6
9
9000
SH
DFND
1
0
0
9000
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
12
1033
SH
DFND
1
0
0
1033
NEW YORK CITY REIT INC
COM
649439205
19
2274
SH
DFND
1
0
0
2274
NEW YORK CMNTY BANCORP INC
COM
649445103
100
7875
SH
DFND
1
0
0
7875
NEW YORK CMNTY CAP TR V
UNIT 11/01/2051
64944P307
25
500
SH
DFND
1
0
0
500
NEW YORK MTG TR INC
COM PAR $.02
649604501
14
3053
SH
DFND
1
0
0
3053
NEW YORK TIMES CO
CL A
650111107
105
2074
SH
DFND
1
0
0
2074
NEWELL BRANDS INC
COM
651229106
64
2386
SH
DFND
1
0
0
2386
NEWMARKET CORP
COM
651587107
169
445
SH
DFND
1
0
0
445
NEWMONT CORP
COM
651639106
1531
25405
SH
DFND
1
0
0
25405
NEWS CORP NEW
CL A
65249B109
4
156
SH
DFND
1
0
0
156
NEXSTAR MEDIA GROUP INC
CL A
65336K103
20
142
SH
DFND
1
0
0
142
NEXTERA ENERGY INC
COM
65339F101
11289
149324
SH
DFND
1
466
0
148858
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
8
115
SH
DFND
1
0
0
115
NEXTGEN HEALTHCARE INC
COM
65343C102
2
113
SH
DFND
1
0
0
113
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
6
3019
SH
DFND
1
0
0
3019
NICE LTD
SPONSORED ADR
653656108
11935
54759
SH
DFND
1
0
0
54759
NIELSEN HLDGS PLC
SHS EUR
G6518L108
6
239
SH
DFND
1
0
0
239
NIKE INC
CL B
654106103
37416
281555
SH
DFND
1
1588
0
279967
NIKOLA CORP
COM
654110105
17
1220
SH
DFND
1
0
0
1220
NIO INC
SPON ADS
62914V106
91
2350
SH
DFND
1
0
0
2350
NISOURCE INC
COM
65473P105
107
4420
SH
DFND
1
0
0
4420
NOKIA CORP
SPONSORED ADR
654902204
199
50323
SH
DFND
1
0
0
50323
NOMAD FOODS LTD
USD ORD SHS
G6564A105
3
117
SH
DFND
1
0
0
117
NOODLES & CO
COM CL A
65540B105
3
250
SH
DFND
1
0
0
250
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
2
580
SH
DFND
1
0
0
580
NORDSON CORP
COM
655663102
29
143
SH
DFND
1
0
0
143
NORDSTROM INC
COM
655664100
134
3547
SH
DFND
1
0
0
3547
NORFOLK SOUTHN CORP
COM
655844108
8752
32597
SH
DFND
1
0
0
32597
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
3
4808
SH
DFND
1
0
0
4808
NORTHERN TR CORP
COM
665859104
937
8917
SH
DFND
1
0
0
8917
NORTHROP GRUMMAN CORP
COM
666807102
5761
17800
SH
DFND
1
0
0
17800
NORTHWEST BANCSHARES INC MD
COM
667340103
42
2877
SH
DFND
1
0
0
2877
NORTHWEST NAT HLDG CO
COM
66765N105
7
125
SH
DFND
1
0
0
125
NORTONLIFELOCK INC
COM
668771108
69
3228
SH
DFND
1
0
0
3228
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
531
19256
SH
DFND
1
0
0
19256
NOV INC
COM
62955J103
30
2093
SH
DFND
1
0
0
2093
NOVANTA INC
COM
67000B104
5
35
SH
DFND
1
0
0
35
NOVARTIS AG
SPONSORED ADR
66987V109
6349
74263
SH
DFND
1
0
0
74263
NOVAVAX INC
COM NEW
670002401
7
40
SH
DFND
1
0
0
40
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
19
1000
SH
DFND
1
0
0
1000
NOVO-NORDISK A S
ADR
670100205
1863
27622
SH
DFND
1
0
0
27622
NUANCE COMMUNICATIONS INC
COM
67020Y100
103
2357
SH
DFND
1
0
0
2357
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
24
13000
SH
DFND
1
0
0
13000
NUCOR CORP
COM
670346105
894
11146
SH
DFND
1
0
0
11146
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
2527
43581
SH
DFND
1
0
0
43581
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
196
5424
SH
DFND
1
0
0
5424
NUSHARES ETF TR
NUVEEN ESG MIDCP
67092P409
6
129
SH
DFND
1
0
0
129
NUSHARES ETF TR
NUVEEN ESG SMLCP
67092P607
157
3638
SH
DFND
1
0
0
3638
NUSTAR ENERGY LP
UNIT COM
67058H102
3
149
SH
DFND
1
0
0
149
NUTANIX INC
CL A
67059N108
35
1336
SH
DFND
1
0
0
1336
NUTRIEN LTD
COM
67077M108
264
4894
SH
DFND
1
0
0
4894
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
3553
210250
SH
DFND
1
0
0
210250
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
7257
489606
SH
DFND
1
0
0
489606
NUVEEN ARIZONA QLTY MUN INC
COM
67061W104
5
350
SH
DFND
1
0
0
350
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
195
13158
SH
DFND
1
0
0
13158
NUVEEN CALIFORNIA MUNI VLU F
COM STK
67062C107
33
3190
SH
DFND
1
0
0
3190
NUVEEN DOW 30 DYNAMIC OVERWR
SHS
67075F105
6380
392605
SH
DFND
1
0
0
392605
NUVEEN ENHANCED MUN VALUE FD
COM
67074M101
55
3300
SH
DFND
1
0
0
3300
NUVEEN FLOATING RATE INCOME
COM
67072T108
2529
261797
SH
DFND
1
0
0
261797
NUVEEN GEORGIA QLTY MUN INC
COM
67072B107
456
35016
SH
DFND
1
0
0
35016
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
79
5400
SH
DFND
1
0
0
5400
NUVEEN INTER DURATION MUN TE
COM
670671106
20
1384
SH
DFND
1
0
0
1384
NUVEEN MARYLAND QLT MUN INC
COM
67061Q107
45
3205
SH
DFND
1
0
0
3205
NUVEEN MASSACHUSETS QLT MUN
COM
67061E104
560
39130
SH
DFND
1
0
0
39130
NUVEEN MINN QUALITY MUN INM
SHS
670734102
106
7124
SH
DFND
1
0
0
7124
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
1386
96019
SH
DFND
1
0
0
96019
NUVEEN MUN VALUE FD INC
COM
670928100
187
16845
SH
DFND
1
0
0
16845
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
883
54622
SH
DFND
1
0
0
54622
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
88
3250
SH
DFND
1
0
0
3250
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
319
22049
SH
DFND
1
0
0
22049
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
164
11979
SH
DFND
1
0
0
11979
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
80
5607
SH
DFND
1
0
0
5607
NUVEEN OHIO QLTY MUN INCOME
COM
670980101
16
1011
SH
DFND
1
0
0
1011
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
42
2933
SH
DFND
1
0
0
2933
NUVEEN PFD & INCM SECURTIES
COM
67072C105
354
36427
SH
DFND
1
0
0
36427
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
281
29581
SH
DFND
1
0
0
29581
NUVEEN PFD & INCOME TERM FD
COM
67075A106
39
1581
SH
DFND
1
0
0
1581
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
1402
92601
SH
DFND
1
0
0
92601
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
8082
599586
SH
DFND
1
0
0
599586
NUVEEN S&P 500 DYNAMIC OVERW
COM
6706EW100
1046
63283
SH
DFND
1
0
0
63283
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
66
6186
SH
DFND
1
0
0
6186
NUVEEN SELECT TAX FREE INCOM
SH BEN INT
67063C106
18
1113
SH
DFND
1
0
0
1113
NUVEEN SELECT TAX FREE INCOM
SH BEN INT
67063X100
0
1
SH
DFND
1
0
0
1
NUVEEN SELECT TAX-FREE INCOM
SH BEN INT
67062F100
61
3513
SH
DFND
1
0
0
3513
NUVEEN SR INCOME FD
COM
67067Y104
3336
594726
SH
DFND
1
0
0
594726
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
81
3573
SH
DFND
1
0
0
3573
NVENT ELECTRIC PLC
SHS
G6700G107
57
2059
SH
DFND
1
0
0
2059
NVIDIA CORPORATION
COM
67066G104
58778
110088
SH
DFND
1
499
0
109589
NVR INC
COM
62944T105
14
3
SH
DFND
1
0
0
3
NXP SEMICONDUCTORS N V
COM
N6596X109
5771
28659
SH
DFND
1
0
0
28659
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
47
3950
SH
DFND
1
0
0
3950
OCCIDENTAL PETE CORP
COM
674599105
1056
39664
SH
DFND
1
0
0
39664
OGE ENERGY CORP
COM
670837103
27
842
SH
DFND
1
0
0
842
OIL DRI CORP AMER
COM
677864100
66
1909
SH
DFND
1
0
0
1909
OKTA INC
CL A
679295105
1867
8469
SH
DFND
1
0
0
8469
OLD DOMINION FREIGHT LINE IN
COM
679580100
64
268
SH
DFND
1
0
0
268
OLD NATL BANCORP IND
COM
680033107
12
625
SH
DFND
1
0
0
625
OLD REP INTL CORP
COM
680223104
33
1500
SH
DFND
1
0
0
1500
OLIN CORP
COM PAR $1
680665205
864
22766
SH
DFND
1
0
0
22766
OLLIES BARGAIN OUTLET HLDGS
COM
681116109
18
203
SH
DFND
1
0
0
203
OMEGA HEALTHCARE INVS INC
COM
681936100
25
666
SH
DFND
1
0
0
666
OMNICELL COM
COM
68213N109
525
4046
SH
DFND
1
0
0
4046
OMNICOM GROUP INC
COM
681919106
244
3299
SH
DFND
1
0
0
3299
ON SEMICONDUCTOR CORP
COM
682189105
259
6232
SH
DFND
1
0
0
6232
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
39
19000
SH
DFND
1
0
0
19000
ONE GAS INC
COM
68235P108
75
977
SH
DFND
1
0
0
977
ONECONNECT FINL TECHNOLOGY C
SPONSORED ADS
68248T105
6
400
SH
DFND
1
0
0
400
ONEOK INC NEW
COM
682680103
763
15070
SH
DFND
1
0
0
15070
ONESPAN INC
COM
68287N100
41
1668
SH
DFND
1
0
0
1668
OPENDOOR TECHNOLOGIES INC
COM
683712103
4
197
SH
DFND
1
0
0
197
ORACLE CORP
COM
68389X105
6666
95005
SH
DFND
1
0
0
95005
ORANGE
SPONSORED ADR
684060106
341
27627
SH
DFND
1
0
0
27627
ORASURE TECHNOLOGIES INC
COM
68554V108
11
910
SH
DFND
1
0
0
910
OREILLY AUTOMOTIVE INC
COM
67103H107
1902
3750
SH
DFND
1
0
0
3750
ORGANOVO HLDGS INC
COM NEW
68620A203
0
16
SH
DFND
1
0
0
16
ORIX CORP
SPONSORED ADR
686330101
12
150
SH
DFND
1
0
0
150
OSHKOSH CORP
COM
688239201
232
1953
SH
DFND
1
0
0
1953
OSI ETF TR
OSHARES US QUALT
67110P407
229
5732
SH
DFND
1
0
0
5732
OSI ETF TR
OSHS GBL INTER
67110P704
80
1543
SH
DFND
1
0
0
1543
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
2
2000
SH
DFND
1
0
0
2000
OTIS WORLDWIDE CORP
COM
68902V107
907
13242
SH
DFND
1
0
0
13242
OVERSTOCK COM INC DEL
COM
690370101
19
282
SH
DFND
1
0
0
282
OVINTIV INC
COM
69047Q102
16
656
SH
DFND
1
0
0
656
OWENS & MINOR INC NEW
COM
690732102
808
21500
SH
DFND
1
0
0
21500
OWENS CORNING NEW
COM
690742101
62
672
SH
DFND
1
0
0
672
OXFORD LANE CAP CORP
COM
691543102
34
5439
SH
DFND
1
0
0
5439
PACCAR INC
COM
693718108
2344
25225
SH
DFND
1
0
0
25225
PACER FDS TR
BNCHMRK INFRA
69374H741
70045
1934950
SH
DFND
1
0
0
1934950
PACER FDS TR
US CASH COWS 100
69374H881
5330
131014
SH
DFND
1
0
0
131014
PACIFIC PREMIER BANCORP
COM
69478X105
8
190
SH
DFND
1
0
0
190
PACKAGING CORP AMER
COM
695156109
904
6726
SH
DFND
1
0
0
6726
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
5
114
SH
DFND
1
0
0
114
PALANTIR TECHNOLOGIES INC
CL A
69608A108
705
30255
SH
DFND
1
0
0
30255
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
0
1
SH
DFND
1
0
0
1
PALO ALTO NETWORKS INC
COM
697435105
5270
16363
SH
DFND
1
0
0
16363
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
48
36000
SH
DFND
1
0
0
36000
PANBELA THERAPEUTICS INC
COM
69833Q100
3
633
SH
DFND
1
0
0
633
PANGAEA LOGISTICS SOLUTION L
SHS
G6891L105
6
2000
SH
DFND
1
0
0
2000
PAPA JOHNS INTL INC
COM
698813102
93
1050
SH
DFND
1
0
0
1050
PARK HOTELS & RESORTS INC
COM
700517105
70
3255
SH
DFND
1
0
0
3255
PARK NATL CORP
COM
700658107
27
210
SH
DFND
1
0
0
210
PARKER-HANNIFIN CORP
COM
701094104
1298
4111
SH
DFND
1
0
0
4111
PATTERSON COS INC
COM
703395103
23
709
SH
DFND
1
0
0
709
PATTERSON-UTI ENERGY INC
COM
703481101
0
50
SH
DFND
1
0
0
50
PAYCHEX INC
COM
704326107
3567
36382
SH
DFND
1
0
0
36382
PAYCOM SOFTWARE INC
COM
70432V102
5381
14542
SH
DFND
1
0
0
14542
PAYPAL HLDGS INC
COM
70450Y103
20342
83760
SH
DFND
1
0
0
83760
PEARSON PLC
SPONSORED ADR
705015105
6
556
SH
DFND
1
0
0
556
PEBBLEBROOK HOTEL TR
COM
70509V100
0
20
SH
DFND
1
0
0
20
PEGASYSTEMS INC
COM
705573103
73
637
SH
DFND
1
0
0
637
PEGASYSTEMS INC
NOTE 0.750% 3/0
705573AB9
15
14000
SH
DFND
1
0
0
14000
PELOTON INTERACTIVE INC
CL A COM
70614W100
4642
41281
SH
DFND
1
0
0
41281
PEMBINA PIPELINE CORP
COM
706327103
335
11625
SH
DFND
1
0
0
11625
PENN NATL GAMING INC
COM
707569109
52
496
SH
DFND
1
0
0
496
PENNANTPARK INVT CORP
COM
708062104
41
7275
SH
DFND
1
0
0
7275
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
744
9273
SH
DFND
1
0
0
9273
PENTAIR PLC
SHS
G7S00T104
275
4400
SH
DFND
1
0
0
4400
PEOPLES UNITED FINANCIAL INC
COM
712704105
316
17677
SH
DFND
1
0
0
17677
PEPSICO INC
COM
713448108
40648
287369
SH
DFND
1
1174
0
286195
PERKINELMER INC
COM
714046109
124
967
SH
DFND
1
0
0
967
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
4
1099
SH
DFND
1
0
0
1099
PERRIGO CO PLC
SHS
G97822103
1
15
SH
DFND
1
0
0
15
PERSPECTA INC
COM
715347100
1
36
SH
DFND
1
0
0
36
PETROCHINA CO LTD
SPONSORED ADR
71646E100
54
1497
SH
DFND
1
0
0
1497
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
3
326
SH
DFND
1
0
0
326
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
72
8436
SH
DFND
1
0
0
8436
PFIZER INC
COM
717081103
25166
694599
SH
DFND
1
432
0
694167
PG&E CORP
COM
69331C108
27
2350
SH
DFND
1
0
0
2350
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
103
6908
SH
DFND
1
0
0
6908
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
854
54550
SH
DFND
1
0
0
54550
PHILIP MORRIS INTL INC
COM
718172109
7056
79515
SH
DFND
1
261
0
79254
PHILLIPS 66
COM
718546104
2986
36611
SH
DFND
1
197
0
36414
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
7
206
SH
DFND
1
0
0
206
PHYSICIANS RLTY TR
COM
71943U104
14
810
SH
DFND
1
0
0
810
PILGRIMS PRIDE CORP
COM
72147K108
356
14968
SH
DFND
1
0
0
14968
PIMCO CALIF MUN INCOME FD II
COM
72200M108
35
3867
SH
DFND
1
0
0
3867
PIMCO CORPORATE & INCM STRG
COM
72200U100
1546
89267
SH
DFND
1
0
0
89267
PIMCO CORPORATE & INCOME OPP
COM
72201B101
5867
321124
SH
DFND
1
0
0
321124
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
1276
57319
SH
DFND
1
0
0
57319
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
4067
144490
SH
DFND
1
0
0
144490
PIMCO EQUITY SER
RAFI DYN EMERG
72202L389
157
5434
SH
DFND
1
0
0
5434
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
1160
11693
SH
DFND
1
0
0
11693
PIMCO ETF TR
1-5 US TIP IDX
72201R205
55
1000
SH
DFND
1
0
0
1000
PIMCO ETF TR
ACTIVE BD ETF
72201R775
282
2576
SH
DFND
1
0
0
2576
PIMCO ETF TR
BROAD US TIPS
72201R403
32
501
SH
DFND
1
0
0
501
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
9716
95336
SH
DFND
1
0
0
95336
PIMCO GLOBAL STOCKSPLS INCM
COM
722011103
201
18856
SH
DFND
1
0
0
18856
PIMCO HIGH INCOME FD
COM SHS
722014107
2157
320088
SH
DFND
1
0
0
320088
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
984
37438
SH
DFND
1
0
0
37438
PIMCO INCOME STRATEGY FD
COM
72201H108
25
2093
SH
DFND
1
0
0
2093
PIMCO INCOME STRATEGY FD II
COM
72201J104
2741
266709
SH
DFND
1
0
0
266709
PIMCO MUN INCOME FD
COM
72200R107
590
40934
SH
DFND
1
0
0
40934
PIMCO MUN INCOME FD II
COM
72200W106
146
9793
SH
DFND
1
0
0
9793
PIMCO NEW YORK MUN FD II
COM
72200Y102
185
16386
SH
DFND
1
0
0
16386
PIMCO NEW YORK MUN INCOME FD
COM
72200T103
174
14529
SH
DFND
1
0
0
14529
PIMCO STRATEGIC INCOME FD
COM
72200X104
699
95384
SH
DFND
1
0
0
95384
PINDUODUO INC
SPONSORED ADS
722304102
7
50
SH
DFND
1
0
0
50
PINNACLE FINL PARTNERS INC
COM
72346Q104
186
2102
SH
DFND
1
0
0
2102
PINNACLE WEST CAP CORP
COM
723484101
276
3387
SH
DFND
1
0
0
3387
PINTEREST INC
CL A
72352L106
2628
35497
SH
DFND
1
0
0
35497
PIONEER FLOATING RATE TR
COM
72369J102
532
46453
SH
DFND
1
0
0
46453
PIONEER NAT RES CO
COM
723787107
425
2671
SH
DFND
1
0
0
2671
PITNEY BOWES INC
COM
724479100
10
1167
SH
DFND
1
0
0
1167
PJT PARTNERS INC
COM CL A
69343T107
13
195
SH
DFND
1
0
0
195
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
56
6108
SH
DFND
1
0
0
6108
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
171
18195
SH
DFND
1
0
0
18195
PLANTRONICS INC NEW
COM
727493108
2
50
SH
DFND
1
0
0
50
PLEXUS CORP
COM
729132100
218
2375
SH
DFND
1
0
0
2375
PLUG POWER INC
COM NEW
72919P202
42
1185
SH
DFND
1
0
0
1185
PNC FINL SVCS GROUP INC
COM
693475105
3011
17165
SH
DFND
1
0
0
17165
PNM RES INC
COM
69349H107
83
1686
SH
DFND
1
0
0
1686
POLARIS INC
COM
731068102
412
3082
SH
DFND
1
0
0
3082
POOL CORP
COM
73278L105
802
2321
SH
DFND
1
0
0
2321
PORCH GROUP INC
COM
733245104
1277
72169
SH
DFND
1
0
0
72169
PORTLAND GEN ELEC CO
COM NEW
736508847
98
2070
SH
DFND
1
0
0
2070
POSCO
SPONSORED ADR
693483109
13
177
SH
DFND
1
0
0
177
POST HLDGS INC
COM
737446104
9
85
SH
DFND
1
0
0
85
PPG INDS INC
COM
693506107
1041
6928
SH
DFND
1
0
0
6928
PPL CORP
COM
69351T106
1547
53636
SH
DFND
1
0
0
53636
PRESTIGE CONSMR HEALTHCARE I
COM
74112D101
4
85
SH
DFND
1
0
0
85
PRICE T ROWE GROUP INC
COM
74144T108
8594
50076
SH
DFND
1
225
0
49851
PRICESMART INC
COM
741511109
1
9
SH
DFND
1
0
0
9
PRIMERICA INC
COM
74164M108
44
300
SH
DFND
1
0
0
300
PRIMO WATER CORPORATION
COM
74167P108
0
6
SH
DFND
1
0
0
6
PRINCIPAL EXCHANGE-TRADED FD
US MEGA CP ETF
74255Y870
915
24801
SH
DFND
1
0
0
24801
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
996
16609
SH
DFND
1
0
0
16609
PRINCIPAL REAL ESTATE INCOME
SHS BEN INT
74255X104
140
10378
SH
DFND
1
0
0
10378
PROCTER AND GAMBLE CO
COM
742718109
59156
436793
SH
DFND
1
1954
0
434839
PROG HOLDINGS INC
COM NPV
74319R101
0
8
SH
DFND
1
0
0
8
PROGRESSIVE CORP
COM
743315103
18649
195057
SH
DFND
1
2208
0
192849
PROLOGIS INC.
COM
74340W103
5066
47804
SH
DFND
1
0
0
47804
PROOFPOINT INC
COM
743424103
111
879
SH
DFND
1
0
0
879
PROOFPOINT INC
NOTE 0.250% 8/1
743424AF0
18
17000
SH
DFND
1
0
0
17000
PROSHARES TR
LARGE CAP CRE
74347R248
186
2036
SH
DFND
1
0
0
2036
PROSHARES TR
ONLINE RTL ETF
74347B169
77
981
SH
DFND
1
0
0
981
PROSHARES TR
PSHS ULTRA QQQ
74347R206
114
977
SH
DFND
1
0
0
977
PROSHARES TR
PSHS ULTRA TECH
74347R693
120
1600
SH
DFND
1
0
0
1600
PROSHARES TR
PSHS ULTRUSS2000
74347R842
12
111
SH
DFND
1
0
0
111
PROSHARES TR
S&P 500 DV ARIST
74348A467
6455
74828
SH
DFND
1
0
0
74828
PROSHARES TR
S&P MDCP 400 DIV
74347B680
3883
55723
SH
DFND
1
0
0
55723
PROSHARES TR
SHORT S&P 500 NE
74347B425
1
31
SH
DFND
1
0
0
31
PROSHARES TR
SHRT 20+YR TRE
74347X849
0
2
SH
DFND
1
0
0
2
PROSHARES TR
ULTRPRO S&P500
74347X864
92
1020
SH
DFND
1
0
0
1020
PROSHARES TR II
ULSHT BLOOMB OIL
74347W668
0
61
SH
DFND
1
0
0
61
PROSHARES TR II
VIX MDTRM FUTR N
74347W338
1
15
SH
DFND
1
0
0
15
PROSPECT CAP CORP
COM
74348T102
2
252
SH
DFND
1
0
0
252
PROSPERITY BANCSHARES INC
COM
743606105
1
7
SH
DFND
1
0
0
7
PROTO LABS INC
COM
743713109
16
137
SH
DFND
1
0
0
137
PROVIDENT BANCORP INC
COM NEW
74383L105
8
540
SH
DFND
1
0
0
540
PRUDENTIAL FINL INC
COM
744320102
3700
40618
SH
DFND
1
0
0
40618
PRUDENTIAL PLC
ADR
74435K204
19
447
SH
DFND
1
0
0
447
PS BUSINESS PKS INC CALIF
COM
69360J107
111
720
SH
DFND
1
0
0
720
PTC INC
COM
69370C100
32
230
SH
DFND
1
0
0
230
PTC THERAPEUTICS INC
COM
69366J200
69
1453
SH
DFND
1
0
0
1453
PUBLIC STORAGE
COM
74460D109
349
1412
SH
DFND
1
0
0
1412
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
1226
20375
SH
DFND
1
0
0
20375
PULTE GROUP INC
COM
745867101
668
12729
SH
DFND
1
0
0
12729
PURE STORAGE INC
CL A
74624M102
18
825
SH
DFND
1
0
0
825
PURE STORAGE INC
NOTE 0.125% 4/1
74624MAB8
30
27000
SH
DFND
1
0
0
27000
PUTNAM MANAGED MUN INCOME TR
COM
746823103
142
17388
SH
DFND
1
0
0
17388
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
3
624
SH
DFND
1
0
0
624
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
1050
78396
SH
DFND
1
0
0
78396
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
354
72571
SH
DFND
1
0
0
72571
PVH CORPORATION
COM
693656100
367
3478
SH
DFND
1
0
0
3478
Q2 HLDGS INC
COM
74736L109
32
320
SH
DFND
1
0
0
320
Q2 HLDGS INC
NOTE 0.750% 2/1
74736LAB5
2
1000
SH
DFND
1
0
0
1000
Q2 HLDGS INC
NOTE 0.750% 6/0
74736LAD1
8
6000
SH
DFND
1
0
0
6000
QIAGEN NV
SHS NEW
N72482123
1
29
SH
DFND
1
0
0
29
QORVO INC
COM
74736K101
2568
14060
SH
DFND
1
0
0
14060
QTS RLTY TR INC
COM CL A
74736A103
8
134
SH
DFND
1
0
0
134
QUAD / GRAPHICS INC
COM CL A
747301109
23
6500
SH
DFND
1
0
0
6500
QUAKER CHEM CORP
COM
747316107
6
25
SH
DFND
1
0
0
25
QUALCOMM INC
COM
747525103
14995
113098
SH
DFND
1
0
0
113098
QUANTA SVCS INC
COM
74762E102
289
3292
SH
DFND
1
0
0
3292
QUEST DIAGNOSTICS INC
COM
74834L100
1464
11417
SH
DFND
1
0
0
11417
QUIDEL CORP
COM
74838J101
2
16
SH
DFND
1
0
0
16
QUOTIENT TECHNOLOGY INC
COM
749119103
1
35
SH
DFND
1
0
0
35
QURATE RETAIL INC
COM SER A
74915M100
3
237
SH
DFND
1
0
0
237
RALPH LAUREN CORP
CL A
751212101
8
63
SH
DFND
1
0
0
63
RAMACO RES INC
COM
75134P303
45
10568
SH
DFND
1
0
0
10568
RAMBUS INC DEL
COM
750917106
34
1747
SH
DFND
1
0
0
1747
RANGE RES CORP
COM
75281A109
5
402
SH
DFND
1
0
0
402
RAPID7 INC
COM
753422104
7
88
SH
DFND
1
0
0
88
RAYMOND JAMES FINL INC
COM
754730109
370
3015
SH
DFND
1
0
0
3015
RAYONIER INC
COM
754907103
9
300
SH
DFND
1
0
0
300
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
31448
406977
SH
DFND
1
3017
0
403960
RBC BEARINGS INC
COM
75524B104
13
64
SH
DFND
1
0
0
64
REALPAGE INC
NOTE 1.500% 5/1
75606NAC3
14
11000
SH
DFND
1
0
0
11000
REALTY INCOME CORP
COM
756109104
2663
41932
SH
DFND
1
0
0
41932
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
1151
34350
SH
DFND
1
0
0
34350
REDFIN CORP
COM
75737F108
382
5738
SH
DFND
1
0
0
5738
REDWOOD TR INC
NOTE 5.625% 7/1
758075AD7
5
5000
SH
DFND
1
0
0
5000
REEDS INC
COM
758338107
6
5500
SH
DFND
1
0
0
5500
REGAL BELOIT CORP
COM
758750103
2
16
SH
DFND
1
0
0
16
REGENCY CTRS CORP
COM
758849103
236
4164
SH
DFND
1
0
0
4164
REGENERON PHARMACEUTICALS
COM
75886F107
1363
2880
SH
DFND
1
0
0
2880
REGIONS FINANCIAL CORP NEW
COM
7591EP100
769
37210
SH
DFND
1
0
0
37210
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
2
15
SH
DFND
1
0
0
15
RELIANCE STEEL & ALUMINUM CO
COM
759509102
11
75
SH
DFND
1
0
0
75
RELX PLC
SPONSORED ADR
759530108
53
2097
SH
DFND
1
0
0
2097
RENAISSANCE CAP GREENWICH FD
IPO ETF
759937204
335
5383
SH
DFND
1
0
0
5383
RENASANT CORP
COM
75970E107
145
3519
SH
DFND
1
0
0
3519
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
136
2061
SH
DFND
1
0
0
2061
RENREN INC
SPONSORED ADS
759892300
0
6
SH
DFND
1
0
0
6
REPLIGEN CORP
COM
759916109
19
97
SH
DFND
1
0
0
97
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
11
6000
SH
DFND
1
0
0
6000
REPUBLIC SVCS INC
COM
760759100
821
8259
SH
DFND
1
0
0
8259
RESIDEO TECHNOLOGIES INC
COM
76118Y104
33
1193
SH
DFND
1
0
0
1193
RESMED INC
COM
761152107
16
80
SH
DFND
1
0
0
80
RESONANT INC
COM
76118L102
5
1082
SH
DFND
1
0
0
1082
RESTAURANT BRANDS INTL INC
COM
76131D103
712
10947
SH
DFND
1
0
0
10947
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
1
43
SH
DFND
1
0
0
43
RETAIL PPTYS AMER INC
CL A
76131V202
13
1202
SH
DFND
1
0
0
1202
REXFORD INDL RLTY INC
COM
76169C100
7
141
SH
DFND
1
0
0
141
RGC RES INC
COM
74955L103
33
1500
SH
DFND
1
0
0
1500
RH
NOTE 6/1
74967XAA1
43
14000
SH
DFND
1
0
0
14000
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
9
2550
SH
DFND
1
0
0
2550
RINGCENTRAL INC
CL A
76680R206
2726
9154
SH
DFND
1
0
0
9154
RINGCENTRAL INC
NOTE 3/0
76680RAF4
24
22000
SH
DFND
1
0
0
22000
RINGCENTRAL INC
NOTE 3/1
76680RAD9
4
1000
SH
DFND
1
0
0
1000
RIO TINTO PLC
SPONSORED ADR
767204100
2107
27134
SH
DFND
1
0
0
27134
RITE AID CORP
COM
767754872
3
135
SH
DFND
1
0
0
135
RIVERNORTH FLEXIBLE MUN INCO
COM
76883H104
1395
63227
SH
DFND
1
0
0
63227
ROBERT HALF INTL INC
COM
770323103
586
7516
SH
DFND
1
0
0
7516
ROBLOX CORP
CL A
771049103
27
418
SH
DFND
1
0
0
418
ROCKET COS INC
COM CL A
77311W101
2
100
SH
DFND
1
0
0
100
ROCKWELL AUTOMATION INC
COM
773903109
1639
6175
SH
DFND
1
0
0
6175
ROCKWELL MED INC
COM
774374102
0
395
SH
DFND
1
0
0
395
ROKU INC
COM CL A
77543R102
227
697
SH
DFND
1
0
0
697
ROLLINS INC
COM
775711104
81
2362
SH
DFND
1
0
0
2362
ROPER TECHNOLOGIES INC
COM
776696106
720
1786
SH
DFND
1
0
0
1786
ROSS STORES INC
COM
778296103
940
7841
SH
DFND
1
0
0
7841
ROYAL BK CDA
COM
780087102
1093
11854
SH
DFND
1
0
0
11854
ROYAL CARIBBEAN GROUP
COM
V7780T103
909
10617
SH
DFND
1
0
0
10617
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
488
13285
SH
DFND
1
0
0
13285
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1142
29089
SH
DFND
1
0
0
29089
ROYAL GOLD INC
COM
780287108
1392
12935
SH
DFND
1
0
0
12935
ROYALTY PHARMA PLC
SHS CLASS A
G7709Q104
0
3
SH
DFND
1
0
0
3
ROYCE GLOBAL VALUE TR INC
COM
78081T104
490
34496
SH
DFND
1
0
0
34496
ROYCE VALUE TR INC
COM
780910105
5837
322331
SH
DFND
1
0
0
322331
RPM INTL INC
COM
749685103
220
2401
SH
DFND
1
0
0
2401
RUSH ENTERPRISES INC
CL A
781846209
91
1818
SH
DFND
1
0
0
1818
RYANAIR HOLDINGS PLC
SPONSORED ADS
783513203
17
149
SH
DFND
1
0
0
149
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
229
2949
SH
DFND
1
0
0
2949
S&P GLOBAL INC
COM
78409V104
20670
58577
SH
DFND
1
620
0
57957
SABRE CORP
COM
78573M104
52
3516
SH
DFND
1
0
0
3516
SAGE THERAPEUTICS INC
COM
78667J108
1
10
SH
DFND
1
0
0
10
SAIA INC
COM
78709Y105
22
94
SH
DFND
1
0
0
94
SALESFORCE COM INC
COM
79466L302
44590
210456
SH
DFND
1
1413
0
209043
SALLY BEAUTY HLDGS INC
COM
79546E104
6
288
SH
DFND
1
0
0
288
SANDERSON FARMS INC
COM
800013104
47
302
SH
DFND
1
0
0
302
SANDSTORM GOLD LTD
COM NEW
80013R206
1
80
SH
DFND
1
0
0
80
SANDY SPRING BANCORP INC
COM
800363103
134
3079
SH
DFND
1
0
0
3079
SANFILIPPO JOHN B & SON INC
COM
800422107
1508
16692
SH
DFND
1
0
0
16692
SANMINA CORPORATION
COM
801056102
178
4309
SH
DFND
1
0
0
4309
SANOFI
SPONSORED ADR
80105N105
1628
32922
SH
DFND
1
0
0
32922
SAP SE
SPON ADR
803054204
1924
15667
SH
DFND
1
0
0
15667
SAREPTA THERAPEUTICS INC
DBCV 1.500%11/1
803607AB6
1
1000
SH
DFND
1
0
0
1000
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
476
1718
SH
DFND
1
0
0
1718
SCHLUMBERGER LTD
COM
806857108
2204
81034
SH
DFND
1
0
0
81034
SCHNEIDER NATIONAL INC
CL B
80689H102
6
237
SH
DFND
1
0
0
237
SCHNITZER STEEL INDS INC
CL A
806882106
113
2700
SH
DFND
1
0
0
2700
SCHOLASTIC CORP
COM
807066105
44
1436
SH
DFND
1
0
0
1436
SCHWAB CHARLES CORP
COM
808513105
3056
46887
SH
DFND
1
0
0
46887
SCHWAB STRATEGIC TR
1000 INDEX ETF
808524722
91
2308
SH
DFND
1
0
0
2308
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
4509
141885
SH
DFND
1
0
0
141885
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
3032395
80605955
SH
DFND
1
12974
0
80592981
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
262
6692
SH
DFND
1
0
0
6692
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
1167
20681
SH
DFND
1
0
0
20681
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
704
13644
SH
DFND
1
0
0
13644
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
153
3012
SH
DFND
1
0
0
3012
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
169
5525
SH
DFND
1
0
0
5525
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
1655
51556
SH
DFND
1
0
0
51556
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
215
5741
SH
DFND
1
0
0
5741
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
377
7346
SH
DFND
1
0
0
7346
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
5045
93514
SH
DFND
1
0
0
93514
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
3569
36901
SH
DFND
1
0
0
36901
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
103255
1415997
SH
DFND
1
0
0
1415997
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
46884
361255
SH
DFND
1
0
0
361255
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
23933
366628
SH
DFND
1
0
0
366628
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
124062
1291902
SH
DFND
1
0
0
1291902
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
84952
1141374
SH
DFND
1
1927
0
1139447
SCHWAB STRATEGIC TR
US REIT ETF
808524847
6351
154589
SH
DFND
1
0
0
154589
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
30533
306340
SH
DFND
1
0
0
306340
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
48508
793137
SH
DFND
1
0
0
793137
SCIENCE APPLICATIONS INTL CO
COM
808625107
1
16
SH
DFND
1
0
0
16
SCORPIO TANKERS INC
NOTE 3.000% 5/1
80918TAB5
1
1000
SH
DFND
1
0
0
1000
SCOTTS MIRACLE-GRO CO
CL A
810186106
485
1980
SH
DFND
1
0
0
1980
SCRIPPS E W CO OHIO
CL A NEW
811054402
5
269
SH
DFND
1
0
0
269
SEABRIDGE GOLD INC
COM
811916105
13
800
SH
DFND
1
0
0
800
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1230
16042
SH
DFND
1
0
0
16042
SEAGEN INC
COM
81181C104
183
1313
SH
DFND
1
0
0
1313
SEALED AIR CORP NEW
COM
81211K100
128
2797
SH
DFND
1
0
0
2797
SEELOS THERAPEUTICS INC
COM
81577F109
0
3
SH
DFND
1
0
0
3
SEI INVTS CO
COM
784117103
2
34
SH
DFND
1
0
0
34
SELECT BANCORP INC NEW
COM
81617L108
121
10972
SH
DFND
1
0
0
10972
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
497
6783
SH
DFND
1
0
0
6783
SELECT SECTOR SPDR TR
ENERGY
81369Y506
907
18498
SH
DFND
1
0
0
18498
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
32
818
SH
DFND
1
0
0
818
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
818
4871
SH
DFND
1
0
0
4871
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
379
5548
SH
DFND
1
0
0
5548
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1165
9973
SH
DFND
1
0
0
9973
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1476
43307
SH
DFND
1
0
0
43307
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
739
7495
SH
DFND
1
0
0
7495
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
139
2177
SH
DFND
1
0
0
2177
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
154
1955
SH
DFND
1
0
0
1955
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
4373
32927
SH
DFND
1
0
0
32927
SELECTQUOTE INC
COM
816307300
1202
40744
SH
DFND
1
0
0
40744
SEMPRA ENERGY
COM
816851109
1134
8556
SH
DFND
1
0
0
8556
SEMTECH CORP
COM
816850101
63
920
SH
DFND
1
0
0
920
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
42
709
SH
DFND
1
0
0
709
SENSIENT TECHNOLOGIES CORP
COM
81725T100
21
268
SH
DFND
1
0
0
268
SERVICE CORP INTL
COM
817565104
84
1651
SH
DFND
1
0
0
1651
SERVICE PPTYS TR
COM SH BEN INT
81761L102
83
7014
SH
DFND
1
0
0
7014
SERVICENOW INC
COM
81762P102
7207
14410
SH
DFND
1
0
0
14410
SERVICENOW INC
NOTE 6/0
81762PAC6
4
1000
SH
DFND
1
0
0
1000
SERVISFIRST BANCSHARES INC
COM
81768T108
170
2765
SH
DFND
1
0
0
2765
SFL CORPORATION LTD
SHS
G7738W106
32
4004
SH
DFND
1
0
0
4004
SHAKE SHACK INC
CL A
819047101
31
273
SH
DFND
1
0
0
273
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
1
50
SH
DFND
1
0
0
50
SHERWIN WILLIAMS CO
COM
824348106
5159
6990
SH
DFND
1
0
0
6990
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
2
64
SH
DFND
1
0
0
64
SHOCKWAVE MED INC
COM
82489T104
26
200
SH
DFND
1
0
0
200
SHOPIFY INC
CL A
82509L107
1499
1354
SH
DFND
1
0
0
1354
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
8
7000
SH
DFND
1
0
0
7000
SIERRA WIRELESS INC
COM
826516106
14
996
SH
DFND
1
0
0
996
SIGNATURE BK NEW YORK N Y
COM
82669G104
37
163
SH
DFND
1
0
0
163
SILGAN HOLDINGS INC
COM
827048109
54
1292
SH
DFND
1
0
0
1292
SILICOM LTD
ORD
M84116108
40
880
SH
DFND
1
0
0
880
SILICON LABORATORIES INC
COM
826919102
43
301
SH
DFND
1
0
0
301
SILVERCORP METALS INC
COM
82835P103
13
2680
SH
DFND
1
0
0
2680
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
96
3230
SH
DFND
1
0
0
3230
SIMON PPTY GROUP INC NEW
COM
828806109
2649
23282
SH
DFND
1
0
0
23282
SIMPLY GOOD FOODS CO
COM
82900L102
74
2434
SH
DFND
1
0
0
2434
SIMPSON MFG INC
COM
829073105
4
34
SH
DFND
1
0
0
34
SIMULATIONS PLUS INC
COM
829214105
67
1070
SH
DFND
1
0
0
1070
SINCLAIR BROADCAST GROUP INC
CL A
829226109
124
4267
SH
DFND
1
0
0
4267
SINOVAC BIOTECH LTD
SHS
P8696W104
0
2
SH
DFND
1
0
0
2
SIRIUS XM HOLDINGS INC
COM
82968B103
1046
171681
SH
DFND
1
0
0
171681
SITE CTRS CORP
COM
82981J109
1
52
SH
DFND
1
0
0
52
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
124
725
SH
DFND
1
0
0
725
SIX FLAGS ENTMT CORP NEW
COM
83001A102
306
6581
SH
DFND
1
0
0
6581
SK TELECOM LTD
SPONSORED ADR
78440P108
103
3753
SH
DFND
1
0
0
3753
SKECHERS U S A INC
CL A
830566105
7
158
SH
DFND
1
0
0
158
SKYWEST INC
COM
830879102
227
4170
SH
DFND
1
0
0
4170
SKYWORKS SOLUTIONS INC
COM
83088M102
5146
28043
SH
DFND
1
0
0
28043
SL GREEN RLTY CORP
COM
78440X804
158
2261
SH
DFND
1
0
0
2261
SLACK TECHNOLOGIES INC
COM CL A
83088V102
350
8603
SH
DFND
1
0
0
8603
SLEEP NUMBER CORP
COM
83125X103
7
51
SH
DFND
1
0
0
51
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
69
1820
SH
DFND
1
0
0
1820
SMITH & WESSON BRANDS INC
COM
831754106
10
600
SH
DFND
1
0
0
600
SMITH A O CORP
COM
831865209
152
2242
SH
DFND
1
0
0
2242
SMUCKER J M CO
COM NEW
832696405
1014
8021
SH
DFND
1
0
0
8021
SNAP INC
CL A
83304A106
549
10499
SH
DFND
1
0
0
10499
SNAP INC
NOTE 0.750% 8/0
83304AAB2
9
4000
SH
DFND
1
0
0
4000
SNAP ON INC
COM
833034101
572
2480
SH
DFND
1
0
0
2480
SNOWFLAKE INC
CL A
833445109
4015
17512
SH
DFND
1
0
0
17512
SOCIEDAD QUIMICA Y MINERA DE
SPON ADR SER B
833635105
273
5135
SH
DFND
1
0
0
5135
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
136
472
SH
DFND
1
0
0
472
SONIC AUTOMOTIVE INC
CL A
83545G102
20
409
SH
DFND
1
0
0
409
SONOCO PRODS CO
COM
835495102
229
3618
SH
DFND
1
0
0
3618
SONOS INC
COM
83570H108
10
257
SH
DFND
1
0
0
257
SONY CORP
SPONSORED ADR
835699307
4065
38335
SH
DFND
1
0
0
38335
SOUTH ST CORP
COM
840441109
362
4620
SH
DFND
1
0
0
4620
SOUTHERN CO
COM
842587107
16765
269713
SH
DFND
1
310
0
269403
SOUTHERN COPPER CORP
COM
84265V105
92
1361
SH
DFND
1
0
0
1361
SOUTHERN FIRST BANCSHARES
COM
842873101
276
5896
SH
DFND
1
0
0
5896
SOUTHWEST AIRLS CO
COM
844741108
7484
122579
SH
DFND
1
0
0
122579
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
15
9000
SH
DFND
1
0
0
9000
SOUTHWEST GAS HLDGS INC
COM
844895102
11
167
SH
DFND
1
0
0
167
SOUTHWESTERN ENERGY CO
COM
845467109
1
316
SH
DFND
1
0
0
316
SP PLUS CORP
COM
78469C103
279
8499
SH
DFND
1
0
0
8499
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
126866
384231
SH
DFND
1
0
0
384231
SPDR GOLD TR
GOLD SHS
78463V107
82102
513265
SH
DFND
1
0
0
513265
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
253
5360
SH
DFND
1
0
0
5360
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
605
17545
SH
DFND
1
0
0
17545
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
179
4009
SH
DFND
1
0
0
4009
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
1198
23817
SH
DFND
1
0
0
23817
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
225
7769
SH
DFND
1
0
0
7769
SPDR INDEX SHS FDS
PORTFLI MSCI GBL
78463X475
13
249
SH
DFND
1
0
0
249
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
1999
56521
SH
DFND
1
0
0
56521
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
1516
34624
SH
DFND
1
0
0
34624
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
0
3
SH
DFND
1
0
0
3
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
67
2247
SH
DFND
1
0
0
2247
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
1
18
SH
DFND
1
0
0
18
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X855
106
2054
SH
DFND
1
0
0
2054
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
191
5001
SH
DFND
1
0
0
5001
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
11
298
SH
DFND
1
0
0
298
SPDR INDEX SHS FDS
S&P NORTH AMER
78463X152
66
1717
SH
DFND
1
0
0
1717
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1726169
4355383
SH
DFND
1
331
0
4355052
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
55821
117260
SH
DFND
1
178
0
117082
SPDR SER TR
AEROSPACE DEF
78464A631
1098
8737
SH
DFND
1
0
0
8737
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
37942
455222
SH
DFND
1
0
0
455222
SPDR SER TR
BLOMBERG BRC INV
78468R200
160
5218
SH
DFND
1
0
0
5218
SPDR SER TR
BLOMBERG INTL TR
78464A516
36
1252
SH
DFND
1
0
0
1252
SPDR SER TR
BLOMBRG BRC EMRG
78464A391
10
353
SH
DFND
1
0
0
353
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
9758
89684
SH
DFND
1
0
0
89684
SPDR SER TR
BLOOMBERG SRT TR
78468R408
144
5272
SH
DFND
1
0
0
5272
SPDR SER TR
DJ REIT ETF
78464A607
37405
395118
SH
DFND
1
0
0
395118
SPDR SER TR
FACTST INV ETF
78464A110
24
113
SH
DFND
1
0
0
113
SPDR SER TR
HLTH CR EQUIP
78464A581
3385
28295
SH
DFND
1
0
0
28295
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
8
143
SH
DFND
1
0
0
143
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
74727
1507791
SH
DFND
1
1488
0
1506303
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
131355
2542672
SH
DFND
1
0
0
2542672
SPDR SER TR
NYSE TECH ETF
78464A102
256
1769
SH
DFND
1
0
0
1769
SPDR SER TR
PORTFLI INTRMDIT
78464A672
55
1716
SH
DFND
1
0
0
1716
SPDR SER TR
PORTFLI MORTGAGE
78464A383
48
1861
SH
DFND
1
0
0
1861
SPDR SER TR
PORTFLI TIPS ETF
78464A656
618
20247
SH
DFND
1
0
0
20247
SPDR SER TR
PORTFOLI S&P1500
78464A805
44
890
SH
DFND
1
0
0
890
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
256
8632
SH
DFND
1
0
0
8632
SPDR SER TR
PORTFOLIO INTRMD
78464A375
2017
55644
SH
DFND
1
0
0
55644
SPDR SER TR
PORTFOLIO LN COR
78464A367
176
5827
SH
DFND
1
0
0
5827
SPDR SER TR
PORTFOLIO LN TSR
78464A664
101
2590
SH
DFND
1
0
0
2590
SPDR SER TR
PORTFOLIO S&P400
78464A847
1350
29507
SH
DFND
1
0
0
29507
SPDR SER TR
PORTFOLIO S&P500
78464A854
1074
23036
SH
DFND
1
0
0
23036
SPDR SER TR
PORTFOLIO S&P600
78468R853
23
555
SH
DFND
1
0
0
555
SPDR SER TR
PORTFOLIO SH TSR
78468R101
444
14484
SH
DFND
1
0
0
14484
SPDR SER TR
PORTFOLIO SHORT
78464A474
234
7463
SH
DFND
1
0
0
7463
SPDR SER TR
PRTFLO S&P500 GW
78464A409
708
12560
SH
DFND
1
0
0
12560
SPDR SER TR
PRTFLO S&P500 HI
78468R788
474
12322
SH
DFND
1
0
0
12322
SPDR SER TR
PRTFLO S&P500 VL
78464A508
2000
52786
SH
DFND
1
0
0
52786
SPDR SER TR
RUSSELL YIELD
78468R770
481
5360
SH
DFND
1
0
0
5360
SPDR SER TR
S&P 400 MDCP GRW
78464A821
950
12650
SH
DFND
1
0
0
12650
SPDR SER TR
S&P 400 MDCP VAL
78464A839
2328
35587
SH
DFND
1
0
0
35587
SPDR SER TR
S&P 600 SMCP GRW
78464A201
2252
26234
SH
DFND
1
0
0
26234
SPDR SER TR
S&P 600 SMCP VAL
78464A300
239
2928
SH
DFND
1
0
0
2928
SPDR SER TR
S&P 600 SML CAP
78464A813
675
7178
SH
DFND
1
0
0
7178
SPDR SER TR
S&P BIOTECH
78464A870
6994
51551
SH
DFND
1
0
0
51551
SPDR SER TR
S&P BK ETF
78464A797
280
5397
SH
DFND
1
0
0
5397
SPDR SER TR
S&P DIVID ETF
78464A763
7499
63534
SH
DFND
1
1853
0
61681
SPDR SER TR
S&P HOMEBUILD
78464A888
275
3917
SH
DFND
1
0
0
3917
SPDR SER TR
S&P INS ETF
78464A789
2
45
SH
DFND
1
0
0
45
SPDR SER TR
S&P KENSHO CLEAN
78468R655
51
450
SH
DFND
1
0
0
450
SPDR SER TR
S&P KENSHO NEW
78468R648
87
1281
SH
DFND
1
0
0
1281
SPDR SER TR
S&P METALS MNG
78464A755
17
428
SH
DFND
1
0
0
428
SPDR SER TR
S&P OILGAS EXP
78468R556
4220
51872
SH
DFND
1
0
0
51872
SPDR SER TR
S&P PHARMAC
78464A722
37
742
SH
DFND
1
0
0
742
SPDR SER TR
S&P REGL BKG
78464A698
3393
51144
SH
DFND
1
0
0
51144
SPDR SER TR
S&P SEMICNDCTR
78464A862
412
2252
SH
DFND
1
0
0
2252
SPDR SER TR
S&P TRANSN ETF
78464A532
25
290
SH
DFND
1
0
0
290
SPDR SER TR
SPDR BLOOMBERG
78468R663
3827
41833
SH
DFND
1
0
0
41833
SPDR SER TR
SSGA GNDER ETF
78468R747
132
1385
SH
DFND
1
0
0
1385
SPDR SER TR
SSGA US LRG ETF
78468R804
437
3489
SH
DFND
1
0
0
3489
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
7
84
SH
DFND
1
0
0
84
SPINNAKER ETF SERIES
CANNABIS ETF
84858T400
3
135
SH
DFND
1
0
0
135
SPIRE INC
COM
84857L101
23
322
SH
DFND
1
0
0
322
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
462
9500
SH
DFND
1
0
0
9500
SPIRIT AIRLS INC
COM
848577102
29
797
SH
DFND
1
0
0
797
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
10
10000
SH
DFND
1
0
0
10000
SPLUNK INC
COM
848637104
1901
14035
SH
DFND
1
0
0
14035
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
24
21000
SH
DFND
1
0
0
21000
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
1568
5852
SH
DFND
1
0
0
5852
SPROTT ETF TRUST
GOLD MINERS ETF
85210B102
0
10
SH
DFND
1
0
0
10
SPROTT FOCUS TR INC
COM
85208J109
5837
748358
SH
DFND
1
0
0
748358
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
152
8749
SH
DFND
1
0
0
8749
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
708
52751
SH
DFND
1
0
0
52751
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
29
1553
SH
DFND
1
0
0
1553
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
20
2186
SH
DFND
1
0
0
2186
SPROUTS FMRS MKT INC
COM
85208M102
146
5496
SH
DFND
1
0
0
5496
SPS COMM INC
COM
78463M107
79
797
SH
DFND
1
0
0
797
SPX CORP
COM
784635104
14
246
SH
DFND
1
0
0
246
SQUARE INC
CL A
852234103
9982
43960
SH
DFND
1
0
0
43960
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
89
1282
SH
DFND
1
0
0
1282
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
537
11748
SH
DFND
1
0
0
11748
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
156
3236
SH
DFND
1
0
0
3236
ST JOE CO
COM
790148100
0
8
SH
DFND
1
0
0
8
STAG INDL INC
COM
85254J102
67
2000
SH
DFND
1
0
0
2000
STANDARD MTR PRODS INC
COM
853666105
21
514
SH
DFND
1
0
0
514
STANDEX INTL CORP
COM
854231107
7
75
SH
DFND
1
0
0
75
STANLEY BLACK & DECKER INC
COM
854502101
819
4098
SH
DFND
1
0
0
4098
STARBUCKS CORP
COM
855244109
35553
325365
SH
DFND
1
2020
0
323345
STARWOOD PPTY TR INC
COM
85571B105
110
4446
SH
DFND
1
0
0
4446
STARWOOD PPTY TR INC
NOTE 4.375% 4/0
85571BAH8
3
3000
SH
DFND
1
0
0
3000
STATE STR CORP
COM
857477103
870
10361
SH
DFND
1
0
0
10361
STEEL DYNAMICS INC
COM
858119100
186
3671
SH
DFND
1
0
0
3671
STELLANTIS N.V
SHS
N82405106
387
21766
SH
DFND
1
0
0
21766
STERICYCLE INC
COM
858912108
38
573
SH
DFND
1
0
0
573
STERIS PLC
SHS USD
G8473T100
424
2229
SH
DFND
1
0
0
2229
STERLING BANCORP DEL
COM
85917A100
19
828
SH
DFND
1
0
0
828
STIFEL FINL CORP
COM
860630102
687
10717
SH
DFND
1
0
0
10717
STMICROELECTRONICS N V
NY REGISTRY
861012102
519
13521
SH
DFND
1
0
0
13521
STONECASTLE FINL CORP
COM
861780104
28
1433
SH
DFND
1
0
0
1433
STONECO LTD
COM CL A
G85158106
11
173
SH
DFND
1
0
0
173
STONEX GROUP INC
COM
861896108
3
50
SH
DFND
1
0
0
50
STORE CAP CORP
COM
862121100
12
347
SH
DFND
1
0
0
347
STRATASYS LTD
SHS
M85548101
246
9505
SH
DFND
1
0
0
9505
STRYKER CORPORATION
COM
863667101
5806
23837
SH
DFND
1
0
0
23837
STURM RUGER & CO INC
COM
864159108
17
254
SH
DFND
1
0
0
254
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
17
1173
SH
DFND
1
0
0
1173
SUMMIT MATLS INC
CL A
86614U100
11
387
SH
DFND
1
0
0
387
SUN CMNTYS INC
COM
866674104
66
438
SH
DFND
1
0
0
438
SUN LIFE FINANCIAL INC.
COM
866796105
841
16644
SH
DFND
1
0
0
16644
SUNCOR ENERGY INC NEW
COM
867224107
284
13597
SH
DFND
1
0
0
13597
SUNPOWER CORP
COM
867652406
302
9043
SH
DFND
1
0
0
9043
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
8
5000
SH
DFND
1
0
0
5000
SUPERIOR GROUP OF CO INC
COM
868358102
17
677
SH
DFND
1
0
0
677
SUPERIOR INDS INTL INC
COM
868168105
16
2800
SH
DFND
1
0
0
2800
SUPERNUS PHARMACEUTICALS INC
NOTE 0.625% 4/0
868459AD0
9
9000
SH
DFND
1
0
0
9000
SVB FINANCIAL GROUP
COM
78486Q101
934
1892
SH
DFND
1
0
0
1892
SVMK INC
COM
78489X103
26
1430
SH
DFND
1
0
0
1430
SWEDISH EXPT CR CORP
ROG TTL ETN 22
870297801
0
8
SH
DFND
1
0
0
8
SYNALLOY CORP
COM
871565107
44
5000
SH
DFND
1
0
0
5000
SYNAPTICS INC
COM
87157D109
148
1097
SH
DFND
1
0
0
1097
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
7
1867
SH
DFND
1
0
0
1867
SYNCHRONY FINANCIAL
COM
87165B103
59
1439
SH
DFND
1
0
0
1439
SYNEOS HEALTH INC
CL A
87166B102
23
306
SH
DFND
1
0
0
306
SYNNEX CORP
COM
87162W100
138
1203
SH
DFND
1
0
0
1203
SYNOPSYS INC
COM
871607107
1656
6685
SH
DFND
1
0
0
6685
SYNOVUS FINL CORP
COM NEW
87161C501
73
1588
SH
DFND
1
0
0
1588
SYSCO CORP
COM
871829107
19401
246390
SH
DFND
1
2011
0
244379
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
18459
156048
SH
DFND
1
0
0
156048
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
52
2836
SH
DFND
1
0
0
2836
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
1957
11080
SH
DFND
1
0
0
11080
TAL EDUCATION GROUP
SPONSORED ADS
874080104
501
9306
SH
DFND
1
0
0
9306
TANDEM DIABETES CARE INC
COM NEW
875372203
235
2659
SH
DFND
1
0
0
2659
TANGER FACTORY OUTLET CTRS I
COM
875465106
5
300
SH
DFND
1
0
0
300
TANZANIAN GOLD CORP
COM
87601A107
4
7500
SH
DFND
1
0
0
7500
TAPESTRY INC
COM
876030107
212
5137
SH
DFND
1
0
0
5137
TARGA RES CORP
COM
87612G101
68
2158
SH
DFND
1
0
0
2158
TARGET CORP
COM
87612E106
9484
47882
SH
DFND
1
0
0
47882
TASEKO MINES LTD
COM
876511106
3
2000
SH
DFND
1
0
0
2000
TAYLOR MORRISON HOME CORP
COM
87724P106
154
4996
SH
DFND
1
0
0
4996
TC ENERGY CORP
COM
87807B107
229
5011
SH
DFND
1
0
0
5011
TCF FINL CORP
COM
872307103
36
761
SH
DFND
1
0
0
761
TCW STRATEGIC INCOME FD INC
COM
872340104
502
88286
SH
DFND
1
0
0
88286
TE CONNECTIVITY LTD
REG SHS
H84989104
556
4307
SH
DFND
1
0
0
4307
TECHNIPFMC PLC
COM
G87110105
58
7536
SH
DFND
1
0
0
7536
TECK RESOURCES LTD
CL B
878742204
3
139
SH
DFND
1
0
0
139
TEGNA INC
COM
87901J105
21
1118
SH
DFND
1
0
0
1118
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
61
2498
SH
DFND
1
0
0
2498
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
0
9
SH
DFND
1
0
0
9
TELADOC HEALTH INC
COM
87918A105
1184
6513
SH
DFND
1
0
0
6513
TELEFLEX INCORPORATED
COM
879369106
690
1661
SH
DFND
1
0
0
1661
TELEFONICA BRASIL SA
NEW ADR
87936R205
32
4095
SH
DFND
1
0
0
4095
TELEFONICA S A
SPONSORED ADR
879382208
40
8743
SH
DFND
1
0
0
8743
TELEPHONE & DATA SYS INC
COM NEW
879433829
105
4588
SH
DFND
1
0
0
4588
TELLURIAN INC NEW
COM
87968A104
2
650
SH
DFND
1
0
0
650
TELUS CORPORATION
COM
87971M103
18
920
SH
DFND
1
0
0
920
TEMPLETON EMERGING MKTS FD
COM
880191101
375
19649
SH
DFND
1
0
0
19649
TEMPUR SEALY INTL INC
COM
88023U101
84
2296
SH
DFND
1
0
0
2296
TENABLE HLDGS INC
COM
88025T102
43
1190
SH
DFND
1
0
0
1190
TENARIS S A
SPONSORED ADS
88031M109
10
454
SH
DFND
1
0
0
454
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
43
2091
SH
DFND
1
0
0
2091
TENET HEALTHCARE CORP
COM NEW
88033G407
26
504
SH
DFND
1
0
0
504
TENNECO INC
CL A VTG COM STK
880349105
3
243
SH
DFND
1
0
0
243
TERADATA CORP DEL
COM
88076W103
78
2033
SH
DFND
1
0
0
2033
TERADYNE INC
COM
880770102
169
1388
SH
DFND
1
0
0
1388
TERADYNE INC
NOTE 1.250%12/1
880770AG7
8
2000
SH
DFND
1
0
0
2000
TEREX CORP NEW
COM
880779103
29
632
SH
DFND
1
0
0
632
TERMINIX GLOBAL HOLDINGS INC
COM
88087E100
1
25
SH
DFND
1
0
0
25
TERRENO RLTY CORP
COM
88146M101
5
80
SH
DFND
1
0
0
80
TESLA INC
COM
88160R101
21911
32804
SH
DFND
1
0
0
32804
TESLA INC
NOTE 2.000% 5/1
88160RAG6
54
5000
SH
DFND
1
0
0
5000
TETRA TECH INC NEW
COM
88162G103
808
5950
SH
DFND
1
0
0
5950
TEUCRIUM COMMODITY TR
CORN FD SHS
88166A102
1
76
SH
DFND
1
0
0
76
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
421
36490
SH
DFND
1
0
0
36490
TEXAS CAP BANCSHARES INC
COM
88224Q107
121
1708
SH
DFND
1
0
0
1708
TEXAS INSTRS INC
COM
882508104
34842
184364
SH
DFND
1
1455
0
182909
TEXAS PACIFIC LAND CORPORATI
COM
88262P102
221
139
SH
DFND
1
0
0
139
TEXAS ROADHOUSE INC
COM
882681109
38
400
SH
DFND
1
0
0
400
TEXTRON INC
COM
883203101
149
2656
SH
DFND
1
0
0
2656
TFI INTL INC
COM
87241L109
2
21
SH
DFND
1
0
0
21
THE AARONS COMPANY INC
COM
00258W108
0
4
SH
DFND
1
0
0
4
THE TRADE DESK INC
COM CL A
88339J105
939
1441
SH
DFND
1
0
0
1441
THERAPEUTICSMD INC
COM
88338N107
9
7000
SH
DFND
1
0
0
7000
THERMO FISHER SCIENTIFIC INC
COM
883556102
33243
72839
SH
DFND
1
576
0
72263
THOMSON REUTERS CORP.
COM NEW
884903709
68
771
SH
DFND
1
0
0
771
THOR INDS INC
COM
885160101
197
1460
SH
DFND
1
0
0
1460
TIDEWATER INC NEW
*W EXP 11/24/202
88642R174
0
292
SH
DFND
1
0
0
292
TIDEWATER INC NEW
COM
88642R109
0
28
SH
DFND
1
0
0
28
TILRAY INC
COM CL 2
88688T100
14
621
SH
DFND
1
0
0
621
TIMKEN CO
COM
887389104
5
64
SH
DFND
1
0
0
64
TITAN INTL INC ILL
COM
88830M102
19
2000
SH
DFND
1
0
0
2000
TIVITY HEALTH INC
COM
88870R102
9
408
SH
DFND
1
0
0
408
TJX COS INC NEW
COM
872540109
5264
79556
SH
DFND
1
0
0
79556
T-MOBILE US INC
COM
872590104
12027
95988
SH
DFND
1
1052
0
94936
TOLL BROTHERS INC
COM
889478103
41
720
SH
DFND
1
0
0
720
TOMPKINS FINL CORP
COM
890110109
16
195
SH
DFND
1
0
0
195
TOOTSIE ROLL INDS INC
COM
890516107
20
615
SH
DFND
1
0
0
615
TORO CO
COM
891092108
61
600
SH
DFND
1
0
0
600
TORONTO DOMINION BK ONT
COM NEW
891160509
6213
95284
SH
DFND
1
0
0
95284
TORTOISE ENERGY INFRA CORP
COM
89147L886
0
2
SH
DFND
1
0
0
2
TORTOISE MIDSTRM ENERGY FD I
COM
89148B200
2
80
SH
DFND
1
0
0
80
TOTAL SE
SPONSORED ADS
89151E109
1286
27619
SH
DFND
1
0
0
27619
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
3
109
SH
DFND
1
0
0
109
TOWNEBANK PORTSMOUTH VA
COM
89214P109
5
150
SH
DFND
1
0
0
150
TOWNSQUARE MEDIA INC
CL A
892231101
22
2004
SH
DFND
1
0
0
2004
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
705
4523
SH
DFND
1
0
0
4523
TPI COMPOSITES INC
COM
87266J104
1
20
SH
DFND
1
0
0
20
TRACTOR SUPPLY CO
COM
892356106
3114
17591
SH
DFND
1
0
0
17591
TRANE TECHNOLOGIES PLC
SHS
G8994E103
2190
13226
SH
DFND
1
0
0
13226
TRANSDIGM GROUP INC
COM
893641100
379
646
SH
DFND
1
0
0
646
TRANSOCEAN LTD
REG SHS
H8817H100
2
536
SH
DFND
1
0
0
536
TRANSUNION
COM
89400J107
53
599
SH
DFND
1
0
0
599
TRAVEL PLUS LEISURE CO
COM
894164102
316
5165
SH
DFND
1
0
0
5165
TRAVELCENTERS OF AMERICA INC
COM NEW
89421B109
13
476
SH
DFND
1
0
0
476
TRAVELERS COMPANIES INC
COM
89417E109
3062
20368
SH
DFND
1
0
0
20368
TREEHOUSE FOODS INC
COM
89469A104
538
10290
SH
DFND
1
0
0
10290
TREX CO INC
COM
89531P105
9
95
SH
DFND
1
0
0
95
TRI CONTL CORP
COM
895436103
78
2380
SH
DFND
1
0
0
2380
TRICIDA INC
COM
89610F101
6
1191
SH
DFND
1
0
0
1191
TRIMBLE INC
COM
896239100
138
1765
SH
DFND
1
0
0
1765
TRIMTABS ETF TR
US FREE CASH FLW
89628W302
13
263
SH
DFND
1
0
0
263
TRINITY INDS INC
COM
896522109
88
3072
SH
DFND
1
0
0
3072
TRIP COM GROUP LTD
ADS
89677Q107
101
2546
SH
DFND
1
0
0
2546
TRIPADVISOR INC
COM
896945201
315
5868
SH
DFND
1
0
0
5868
TRISTATE CAP HLDGS INC
COM
89678F100
6
250
SH
DFND
1
0
0
250
TRUIST FINL CORP
COM
89832Q109
8101
138875
SH
DFND
1
646
0
138229
TRUSTCO BK CORP N Y
COM
898349105
95
12851
SH
DFND
1
0
0
12851
TRUSTMARK CORP
COM
898402102
64
1900
SH
DFND
1
0
0
1900
TTM TECHNOLOGIES INC
COM
87305R109
0
8
SH
DFND
1
0
0
8
TUTOR PERINI CORP
COM
901109108
21
1107
SH
DFND
1
0
0
1107
TWILIO INC
CL A
90138F102
5307
15575
SH
DFND
1
0
0
15575
TWITTER INC
COM
90184L102
1265
19853
SH
DFND
1
0
0
19853
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
41
31000
SH
DFND
1
0
0
31000
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
10
10000
SH
DFND
1
0
0
10000
TWO HBRS INVT CORP
COM NEW
90187B408
2
280
SH
DFND
1
0
0
280
TYLER TECHNOLOGIES INC
COM
902252105
129
303
SH
DFND
1
0
0
303
TYSON FOODS INC
CL A
902494103
1749
23538
SH
DFND
1
0
0
23538
U S CONCRETE INC
COM
90333L201
1525
20806
SH
DFND
1
0
0
20806
UBER TECHNOLOGIES INC
COM
90353T100
1978
36294
SH
DFND
1
0
0
36294
UBIQUITI INC
COM
90353W103
30
100
SH
DFND
1
0
0
100
UBS AG LONDON BRANCH
EN LG CP GRWTH
902677780
514
914
SH
DFND
1
0
0
914
UBS AG LONDON BRANCH
ETRACS ALERIAN M
90274D374
12
1140
SH
DFND
1
0
0
1140
UBS GROUP AG
SHS
H42097107
4322
278345
SH
DFND
1
0
0
278345
UDR INC
COM
902653104
135
3082
SH
DFND
1
0
0
3082
UGI CORP NEW
COM
902681105
152
3702
SH
DFND
1
0
0
3702
ULTA BEAUTY INC
COM
90384S303
576
1862
SH
DFND
1
0
0
1862
UMB FINL CORP
COM
902788108
12
128
SH
DFND
1
0
0
128
UMPQUA HLDGS CORP
COM
904214103
0
24
SH
DFND
1
0
0
24
UNDER ARMOUR INC
CL A
904311107
57
2530
SH
DFND
1
0
0
2530
UNDER ARMOUR INC
CL C
904311206
303
16420
SH
DFND
1
0
0
16420
UNIFIRST CORP MASS
COM
904708104
3
14
SH
DFND
1
0
0
14
UNILEVER PLC
SPON ADR NEW
904767704
3977
71208
SH
DFND
1
0
0
71208
UNION PAC CORP
COM
907818108
37499
170139
SH
DFND
1
1410
0
168729
UNITED AIRLS HLDGS INC
COM
910047109
1483
25763
SH
DFND
1
0
0
25763
UNITED BANKSHARES INC WEST V
COM
909907107
216
5591
SH
DFND
1
0
0
5591
UNITED FIRE GROUP INC
COM
910340108
418
12000
SH
DFND
1
0
0
12000
UNITED NAT FOODS INC
COM
911163103
27
810
SH
DFND
1
0
0
810
UNITED PARCEL SERVICE INC
CL B
911312106
12522
73660
SH
DFND
1
193
0
73467
UNITED RENTALS INC
COM
911363109
1299
3944
SH
DFND
1
0
0
3944
UNITED STATES CELLULAR CORP
COM
911684108
8
223
SH
DFND
1
0
0
223
UNITED STATES STL CORP NEW
COM
912909108
27
1026
SH
DFND
1
0
0
1026
UNITED STS BRENT OIL FD LP
UNIT
91167Q100
61
3840
SH
DFND
1
0
0
3840
UNITED STS OIL FD LP
UNITS
91232N207
21
531
SH
DFND
1
0
0
531
UNITED THERAPEUTICS CORP DEL
COM
91307C102
18
110
SH
DFND
1
0
0
110
UNITEDHEALTH GROUP INC
COM
91324P102
62967
169235
SH
DFND
1
1154
0
168081
UNITI GROUP INC
COM
91325V108
132
11946
SH
DFND
1
0
0
11946
UNIVAR SOLUTIONS USA INC
COM
91336L107
280
12997
SH
DFND
1
0
0
12997
UNIVERSAL DISPLAY CORP
COM
91347P105
1
6
SH
DFND
1
0
0
6
UNIVERSAL HLTH SVCS INC
CL B
913903100
217
1624
SH
DFND
1
0
0
1624
UNUM GROUP
COM
91529Y106
238
8535
SH
DFND
1
0
0
8535
UPWORK INC
COM
91688F104
1
22
SH
DFND
1
0
0
22
URBAN OUTFITTERS INC
COM
917047102
3
90
SH
DFND
1
0
0
90
US BANCORP DEL
COM NEW
902973304
6454
116697
SH
DFND
1
0
0
116697
US FOODS HLDG CORP
COM
912008109
121
3173
SH
DFND
1
0
0
3173
UTSTARCOM HOLDINGS CORP
SHS NEW
G9310A114
0
166
SH
DFND
1
0
0
166
UTZ BRANDS INC
COM CL A
918090101
2
100
SH
DFND
1
0
0
100
V F CORP
COM
918204108
2031
25417
SH
DFND
1
0
0
25417
VAIL RESORTS INC
COM
91879Q109
684
2348
SH
DFND
1
0
0
2348
VALE S A
SPONSORED ADS
91912E105
200
11511
SH
DFND
1
0
0
11511
VALERO ENERGY CORP
COM
91913Y100
10668
148979
SH
DFND
1
1629
0
147350
VALVOLINE INC
COM
92047W101
6
239
SH
DFND
1
0
0
239
VANECK VECTORS ETF TR
AGRIBUSINESS ETF
92189F700
299
3414
SH
DFND
1
0
0
3414
VANECK VECTORS ETF TR
BIOTECH ETF
92189F726
89
509
SH
DFND
1
0
0
509
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
14085
441107
SH
DFND
1
0
0
441107
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
114
3520
SH
DFND
1
0
0
3520
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
53549
861616
SH
DFND
1
0
0
861616
VANECK VECTORS ETF TR
INTRMDT MUNI ETF
92189H201
6208
121152
SH
DFND
1
0
0
121152
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
154
5014
SH
DFND
1
0
0
5014
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
21
456
SH
DFND
1
0
0
456
VANECK VECTORS ETF TR
LONG MUNI ETF
92189F536
6
275
SH
DFND
1
0
0
275
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
13631
196766
SH
DFND
1
0
0
196766
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
191
999
SH
DFND
1
0
0
999
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
461
22138
SH
DFND
1
0
0
22138
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
18024
74012
SH
DFND
1
0
0
74012
VANECK VECTORS ETF TR
VIDEO GAMING
92189F114
7
100
SH
DFND
1
0
0
100
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
1135
4831
SH
DFND
1
0
0
4831
VANGUARD ADMIRAL FDS INC
500 VAL IDX FD
921932703
52
382
SH
DFND
1
0
0
382
VANGUARD ADMIRAL FDS INC
MIDCP 400 GRTH
921932869
257
1322
SH
DFND
1
0
0
1322
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932885
15210
86198
SH
DFND
1
0
0
86198
VANGUARD ADMIRAL FDS INC
MIDCP 400 VAL
921932844
2538
16241
SH
DFND
1
0
0
16241
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
149
675
SH
DFND
1
0
0
675
VANGUARD ADMIRAL FDS INC
SMLCP 600 VAL
921932778
8881
51014
SH
DFND
1
0
0
51014
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
2415
12134
SH
DFND
1
0
0
12134
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
218947
2467570
SH
DFND
1
0
0
2467570
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
4826
49169
SH
DFND
1
0
0
49169
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
123480
1502379
SH
DFND
1
0
0
1502379
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
2857254
33725847
SH
DFND
1
0
0
33725847
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
69614
1218728
SH
DFND
1
0
0
1218728
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
37428
211567
SH
DFND
1
0
0
211567
VANGUARD INDEX FDS
GROWTH ETF
922908736
260090
1011866
SH
DFND
1
314
0
1011552
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
318664
1719728
SH
DFND
1
1896
0
1717832
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
55214
257302
SH
DFND
1
0
0
257302
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
71239
528207
SH
DFND
1
0
0
528207
VANGUARD INDEX FDS
MID CAP ETF
922908629
589857
2664939
SH
DFND
1
2873
0
2662066
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
425809
4635424
SH
DFND
1
59
0
4635365
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
214936
589999
SH
DFND
1
0
0
589999
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
24402
147348
SH
DFND
1
0
0
147348
VANGUARD INDEX FDS
SMALL CP ETF
922908751
255838
1195060
SH
DFND
1
1296
0
1193764
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
30101
109599
SH
DFND
1
490
0
109109
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
145861
705700
SH
DFND
1
0
0
705700
VANGUARD INDEX FDS
VALUE ETF
922908744
145726
1108515
SH
DFND
1
0
0
1108515
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
29411
484688
SH
DFND
1
718
0
483970
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2084001
40038441
SH
DFND
1
8766
0
40029675
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1707
27099
SH
DFND
1
0
0
27099
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
1560
19111
SH
DFND
1
0
0
19111
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
28014
218223
SH
DFND
1
1557
0
216666
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
10112
181360
SH
DFND
1
0
0
181360
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
145036
1490764
SH
DFND
1
0
0
1490764
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
1065814
20679365
SH
DFND
1
0
0
20679365
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
543252
9942372
SH
DFND
1
1006
0
9941366
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
178
2646
SH
DFND
1
0
0
2646
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
3142
33771
SH
DFND
1
0
0
33771
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
128
1258
SH
DFND
1
0
0
1258
VANGUARD SCOTTSDALE FDS
LONG TERM TREAS
92206C847
955
11536
SH
DFND
1
0
0
11536
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
823
15403
SH
DFND
1
0
0
15403
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
1162
18896
SH
DFND
1
0
0
18896
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
32068
388707
SH
DFND
1
0
0
388707
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
295
1179
SH
DFND
1
0
0
1179
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
99
537
SH
DFND
1
0
0
537
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
358
2689
SH
DFND
1
0
0
2689
VANGUARD SCOTTSDALE FDS
VNG RUS2000GRW
92206C623
1067
4877
SH
DFND
1
0
0
4877
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
2157
12098
SH
DFND
1
0
0
12098
VANGUARD SCOTTSDALE FDS
VNG RUS3000IDX
92206C599
246
1333
SH
DFND
1
0
0
1333
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
183393
1246895
SH
DFND
1
431
0
1246464
VANGUARD STAR FDS
VG TL INTL STK F
921909768
6967
111117
SH
DFND
1
0
0
111117
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1214794
24736193
SH
DFND
1
1878
0
24734315
VANGUARD WHITEHALL FDS
EMERG MKT BD ETF
921946885
22
274
SH
DFND
1
0
0
274
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
9189
90906
SH
DFND
1
0
0
90906
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
13369
161398
SH
DFND
1
0
0
161398
VANGUARD WORLD FD
ESG US STK ETF
921910733
3680
49897
SH
DFND
1
0
0
49897
VANGUARD WORLD FD
EXTENDED DUR
921910709
2139
17044
SH
DFND
1
0
0
17044
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
1071
7636
SH
DFND
1
0
0
7636
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
892
9365
SH
DFND
1
0
0
9365
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
1365
6596
SH
DFND
1
0
0
6596
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
1004
7725
SH
DFND
1
0
0
7725
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
29514
99916
SH
DFND
1
0
0
99916
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
18923
106170
SH
DFND
1
0
0
106170
VANGUARD WORLD FDS
ENERGY ETF
92204A306
5825
85639
SH
DFND
1
0
0
85639
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
16531
195633
SH
DFND
1
0
0
195633
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
60623
265016
SH
DFND
1
1057
0
263959
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
9463
49998
SH
DFND
1
0
0
49998
VANGUARD WORLD FDS
INF TECH ETF
92204A702
49613
138394
SH
DFND
1
0
0
138394
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
31172
180236
SH
DFND
1
2052
0
178184
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
37885
269625
SH
DFND
1
1832
0
267793
VARIAN MED SYS INC
COM
92220P105
350
1984
SH
DFND
1
0
0
1984
VECTOR GROUP LTD
COM
92240M108
3
236
SH
DFND
1
0
0
236
VEECO INSTRS INC DEL
COM
922417100
7
350
SH
DFND
1
0
0
350
VEEVA SYS INC
CL A COM
922475108
2752
10537
SH
DFND
1
0
0
10537
VENTAS INC
COM
92276F100
666
12499
SH
DFND
1
0
0
12499
VEONEER INC
COM
92336X109
13
544
SH
DFND
1
0
0
544
VERACYTE INC
COM
92337F107
54
1000
SH
DFND
1
0
0
1000
VERASTEM INC
COM
92337C104
2
1000
SH
DFND
1
0
0
1000
VEREIT INC
COM
92339V308
77
2000
SH
DFND
1
0
0
2000
VERICEL CORP
COM
92346J108
111
2000
SH
DFND
1
0
0
2000
VERINT SYS INC
COM
92343X100
0
6
SH
DFND
1
0
0
6
VERISIGN INC
COM
92343E102
213
1074
SH
DFND
1
0
0
1074
VERISK ANALYTICS INC
COM
92345Y106
1229
6953
SH
DFND
1
0
0
6953
VERIZON COMMUNICATIONS INC
COM
92343V104
27648
475458
SH
DFND
1
807
0
474651
VERMILION ENERGY INC
COM
923725105
0
44
SH
DFND
1
0
0
44
VERTEX PHARMACEUTICALS INC
COM
92532F100
2197
10224
SH
DFND
1
0
0
10224
VERTICAL CAP INCOME FD
SHS BEN INT
92535C104
9
860
SH
DFND
1
0
0
860
VIACOMCBS INC
CL B
92556H206
4178
92638
SH
DFND
1
0
0
92638
VIATRIS INC
COM
92556V106
1067
76414
SH
DFND
1
0
0
76414
VIAVI SOLUTIONS INC
COM
925550105
1
50
SH
DFND
1
0
0
50
VICI PPTYS INC
COM
925652109
9
310
SH
DFND
1
0
0
310
VICTORY PORTFOLIOS II
VCSHS US 500 ENH
92647N782
19721
293598
SH
DFND
1
0
0
293598
VICTORY PORTFOLIOS II
VCSHS US 500 VOL
92647N766
4975
74128
SH
DFND
1
0
0
74128
VICTORY PORTFOLIOS II
VCSHS US EQ INCM
92647N824
10435
167413
SH
DFND
1
0
0
167413
VICTORY PORTFOLIOS II
VCSHS US LRG CAP
92647N865
279
5097
SH
DFND
1
0
0
5097
VICTORY PORTFOLIOS II
VICSHS DV AC ETF
92647N667
1031
24832
SH
DFND
1
0
0
24832
VILLAGE BK & TR FINL CORP
COM NEW
92705T200
2
46
SH
DFND
1
0
0
46
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
8
521
SH
DFND
1
0
0
521
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
7
226
SH
DFND
1
0
0
226
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
3
100
SH
DFND
1
0
0
100
VIRTUS ALLIANZGI CONVERTIBLE
COM
92838X102
4
626
SH
DFND
1
0
0
626
VIRTUS ALLIANZGI EQUITY & CO
COM
92841M101
28
1000
SH
DFND
1
0
0
1000
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
116
8445
SH
DFND
1
0
0
8445
VISA INC
COM CL A
92826C839
75884
358400
SH
DFND
1
1555
0
356845
VISTA OUTDOOR INC
COM
928377100
19
592
SH
DFND
1
0
0
592
VISTEON CORP
COM NEW
92839U206
0
1
SH
DFND
1
0
0
1
VISTRA CORP
COM
92840M102
7
409
SH
DFND
1
0
0
409
VMWARE INC
CL A COM
928563402
4390
29181
SH
DFND
1
0
0
29181
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
797
43223
SH
DFND
1
0
0
43223
VONAGE HLDGS CORP
NOTE 1.750% 6/0
92886TAJ1
16
15000
SH
DFND
1
0
0
15000
VONTIER CORPORATION
COM
928881101
44
1431
SH
DFND
1
0
0
1431
VORNADO RLTY TR
SH BEN INT
929042109
113
2471
SH
DFND
1
0
0
2471
VOXX INTL CORP
CL A
91829F104
29
1500
SH
DFND
1
0
0
1500
VOYA ASIA PAC HIGH DIV EQT I
COM
92912J102
0
20
SH
DFND
1
0
0
20
VOYA FINANCIAL INC
COM
929089100
432
6783
SH
DFND
1
0
0
6783
VOYA PRIME RATE TR
SH BEN INT
92913A100
31
6710
SH
DFND
1
0
0
6710
VROOM INC
COM
92918V109
6
150
SH
DFND
1
0
0
150
VSE CORP
COM
918284100
24
609
SH
DFND
1
0
0
609
VULCAN MATLS CO
COM
929160109
1547
9164
SH
DFND
1
0
0
9164
WABTEC
COM
929740108
46
591
SH
DFND
1
0
0
591
WADDELL & REED FINL INC
CL A
930059100
25
987
SH
DFND
1
0
0
987
WAITR HLDGS INC
COM
930752100
12
4140
SH
DFND
1
0
0
4140
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2114
38494
SH
DFND
1
0
0
38494
WALMART INC
COM
931142103
33025
243133
SH
DFND
1
119
0
243014
WASHINGTON FED INC
COM
938824109
16
535
SH
DFND
1
0
0
535
WASTE CONNECTIONS INC
COM
94106B101
170
1576
SH
DFND
1
0
0
1576
WASTE MGMT INC DEL
COM
94106L109
18518
143532
SH
DFND
1
1124
0
142408
WATERS CORP
COM
941848103
83
289
SH
DFND
1
0
0
289
WATERSTONE FINL INC MD
COM
94188P101
101
4935
SH
DFND
1
0
0
4935
WATSCO INC
COM
942622200
689
2646
SH
DFND
1
0
0
2646
WATTS WATER TECHNOLOGIES INC
CL A
942749102
30
251
SH
DFND
1
0
0
251
WAYFAIR INC
CL A
94419L101
442
1403
SH
DFND
1
0
0
1403
WAYFAIR INC
NOTE 1.000% 8/1
94419LAF8
9
4000
SH
DFND
1
0
0
4000
WEBSTER FINL CORP CONN
COM
947890109
25
450
SH
DFND
1
0
0
450
WEC ENERGY GROUP INC
COM
92939U106
1981
21160
SH
DFND
1
150
0
21010
WEIBO CORP
SPONSORED ADR
948596101
25
499
SH
DFND
1
0
0
499
WEINGARTEN RLTY INVS
SH BEN INT
948741103
0
11
SH
DFND
1
0
0
11
WELLS FARGO ADV MULTI SCTR I
COM
94987D101
747
59792
SH
DFND
1
0
0
59792
WELLS FARGO ADVANTAGE INCOME
WF INC OPPTY FD
94987B105
667
79051
SH
DFND
1
0
0
79051
WELLS FARGO CO NEW
COM
949746101
8421
215527
SH
DFND
1
0
0
215527
WELLS FARGO UTILITIES AND HI
WF UTILITIES INC
94987E109
46
3546
SH
DFND
1
0
0
3546
WELLTOWER INC
COM
95040Q104
2528
35296
SH
DFND
1
0
0
35296
WESBANCO INC
COM
950810101
56
1555
SH
DFND
1
0
0
1555
WESCO INTL INC
COM
95082P105
275
3181
SH
DFND
1
0
0
3181
WEST BANCORPORATION INC
CAP STK
95123P106
923
38330
SH
DFND
1
0
0
38330
WEST PHARMACEUTICAL SVSC INC
COM
955306105
41
147
SH
DFND
1
0
0
147
WESTAMERICA BANCORPORATION
COM
957090103
63
1000
SH
DFND
1
0
0
1000
WESTERN ALLIANCE BANCORP
COM
957638109
1
13
SH
DFND
1
0
0
13
WESTERN ASSET / CLAYMORE INF
COM
95766R104
6622
544494
SH
DFND
1
0
0
544494
WESTERN ASSET / CLAYMORE INF
COM SH BEN INT
95766Q106
145
11309
SH
DFND
1
0
0
11309
WESTERN ASSET EMERGING MKTS
COM
95766A101
5
361
SH
DFND
1
0
0
361
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
60
3412
SH
DFND
1
0
0
3412
WESTERN ASSET GLOBAL HIGH IN
COM
95766B109
27
2587
SH
DFND
1
0
0
2587
WESTERN ASSET HIGH INCOME FD
COM
95766J102
53
7712
SH
DFND
1
0
0
7712
WESTERN ASSET HIGH INCOME OP
COM
95766K109
448
88353
SH
DFND
1
0
0
88353
WESTERN ASSET HIGH YIELD DEF
COM
95768B107
17
1120
SH
DFND
1
0
0
1120
WESTERN ASSET INVESTMENT GRA
COM
95766T100
2
140
SH
DFND
1
0
0
140
WESTERN ASSET MANAGED MUNS F
COM
95766M105
185
14284
SH
DFND
1
0
0
14284
WESTERN ASSET MTG DEFINED OP
COM
95790B109
274
18723
SH
DFND
1
0
0
18723
WESTERN ASSET MUN HIGH INCOM
COM
95766N103
47
6067
SH
DFND
1
0
0
6067
WESTERN ASSET MUN PARTNERS F
COM
95766P108
914
59660
SH
DFND
1
0
0
59660
WESTERN ASSET PREMIER BD FD
SHS BEN INT
957664105
256
18252
SH
DFND
1
0
0
18252
WESTERN DIGITAL CORP.
COM
958102105
396
5933
SH
DFND
1
0
0
5933
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
1048
1026000
SH
DFND
1
0
0
1026000
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
14
739
SH
DFND
1
0
0
739
WESTERN NEW ENG BANCORP INC
COM
958892101
2
228
SH
DFND
1
0
0
228
WESTERN UN CO
COM
959802109
122
4966
SH
DFND
1
0
0
4966
WESTPAC BANKING CORP
SPONSORED ADR
961214301
376
20281
SH
DFND
1
0
0
20281
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
224
31221
SH
DFND
1
0
0
31221
WESTROCK CO
COM
96145D105
545
10492
SH
DFND
1
0
0
10492
WEX INC
COM
96208T104
53
257
SH
DFND
1
0
0
257
WEYERHAEUSER CO MTN BE
COM NEW
962166104
903
25373
SH
DFND
1
0
0
25373
WHEATON PRECIOUS METALS CORP
COM
962879102
557
14575
SH
DFND
1
0
0
14575
WHIRLPOOL CORP
COM
963320106
43
196
SH
DFND
1
0
0
196
WHITE MTNS INS GROUP LTD
COM
G9618E107
21
19
SH
DFND
1
0
0
19
WHITING PETE CORP NEW
COM NEW
966387508
1
40
SH
DFND
1
0
0
40
WILEY JOHN & SONS INC
CL A
968223206
15
278
SH
DFND
1
0
0
278
WILLAMETTE VY VINEYARD INC
COM
969136100
3
315
SH
DFND
1
0
0
315
WILLIAMS COS INC
COM
969457100
343
14496
SH
DFND
1
0
0
14496
WILLIAMS SONOMA INC
COM
969904101
112
622
SH
DFND
1
0
0
622
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
367
1602
SH
DFND
1
0
0
1602
WINNEBAGO INDS INC
NOTE 1.500% 4/0
974637AB6
18
13000
SH
DFND
1
0
0
13000
WINTRUST FINL CORP
COM
97650W108
217
2865
SH
DFND
1
0
0
2865
WIPRO LTD
SPON ADR 1 SH
97651M109
3
495
SH
DFND
1
0
0
495
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
150
3118
SH
DFND
1
0
0
3118
WISDOMTREE TR
EM EX ST-OWNED
97717X578
2446
60107
SH
DFND
1
0
0
60107
WISDOMTREE TR
EM LCL DEBT FD
97717X867
1
32
SH
DFND
1
0
0
32
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
8465
190835
SH
DFND
1
0
0
190835
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
113
2210
SH
DFND
1
0
0
2210
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
295
4042
SH
DFND
1
0
0
4042
WISDOMTREE TR
FLOATNG RAT TREA
97717X628
1
22
SH
DFND
1
0
0
22
WISDOMTREE TR
GLB US QTLY DIV
97717W844
546
7031
SH
DFND
1
0
0
7031
WISDOMTREE TR
INTL EQUITY FD
97717W703
89
1684
SH
DFND
1
0
0
1684
WISDOMTREE TR
INTL LRGCAP DV
97717W794
1133
23931
SH
DFND
1
0
0
23931
WISDOMTREE TR
INTL SMCAP DIV
97717W760
279
3862
SH
DFND
1
0
0
3862
WISDOMTREE TR
ITL HDG QTLY DIV
97717X594
5688
137746
SH
DFND
1
0
0
137746
WISDOMTREE TR
ITL HIGH DIV FD
97717W802
74
1878
SH
DFND
1
0
0
1878
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
130
2118
SH
DFND
1
0
0
2118
WISDOMTREE TR
MORTGAGE PLUS BD
97717Y725
4
75
SH
DFND
1
0
0
75
WISDOMTREE TR
US DIVID EX FNCL
97717W406
40
428
SH
DFND
1
0
0
428
WISDOMTREE TR
US HGH YLD CORP
97717X172
3
63
SH
DFND
1
0
0
63
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
131
1712
SH
DFND
1
0
0
1712
WISDOMTREE TR
US LARGECAP DIVD
97717W307
1089
9488
SH
DFND
1
0
0
9488
WISDOMTREE TR
US LARGECAP FUND
97717W588
55
1278
SH
DFND
1
0
0
1278
WISDOMTREE TR
US MIDCAP DIVID
97717W505
3904
96587
SH
DFND
1
0
0
96587
WISDOMTREE TR
US MIDCAP FUND
97717W570
398
7819
SH
DFND
1
0
0
7819
WISDOMTREE TR
US MULTIFACTOR
97717Y857
14
366
SH
DFND
1
0
0
366
WISDOMTREE TR
US QTLY DIV GRT
97717X669
1132
19800
SH
DFND
1
0
0
19800
WISDOMTREE TR
US S CAP QTY DIV
97717X651
13
279
SH
DFND
1
0
0
279
WISDOMTREE TR
US SHT TRM CORP
97717X156
2
48
SH
DFND
1
0
0
48
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
778
24989
SH
DFND
1
0
0
24989
WISDOMTREE TR
US SMALLCAP FUND
97717W562
253
5336
SH
DFND
1
0
0
5336
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
288
2543
SH
DFND
1
0
0
2543
WISDOMTREE TR
YIELD ENHANCD US
97717X511
11
223
SH
DFND
1
0
0
223
WIX COM LTD
NOTE 7/0
92940WAB5
4
2000
SH
DFND
1
0
0
2000
WIX COM LTD
SHS
M98068105
19
69
SH
DFND
1
0
0
69
WNS HLDGS LTD
SPON ADR
92932M101
37
500
SH
DFND
1
0
0
500
WOLVERINE WORLD WIDE INC
COM
978097103
7
185
SH
DFND
1
0
0
185
WOODWARD INC
COM
980745103
24
203
SH
DFND
1
0
0
203
WORKDAY INC
CL A
98138H101
1209
4866
SH
DFND
1
0
0
4866
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
19
11000
SH
DFND
1
0
0
11000
WORKHORSE GROUP INC
COM NEW
98138J206
70
5075
SH
DFND
1
0
0
5075
WORLD FUEL SVCS CORP
COM
981475106
32
900
SH
DFND
1
0
0
900
WORLD GOLD TR
SPDR GLD MINIS
98149E204
121
7122
SH
DFND
1
0
0
7122
WORTHINGTON INDS INC
COM
981811102
14
208
SH
DFND
1
0
0
208
WP CAREY INC
COM
92936U109
345
4880
SH
DFND
1
0
0
4880
WPP PLC NEW
ADR
92937A102
433
6773
SH
DFND
1
0
0
6773
WSFS FINL CORP
COM
929328102
197
3951
SH
DFND
1
0
0
3951
WW INTL INC
COM
98262P101
6
195
SH
DFND
1
0
0
195
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
235
3373
SH
DFND
1
0
0
3373
WYNN RESORTS LTD
COM
983134107
623
4959
SH
DFND
1
0
0
4959
XCEL ENERGY INC
COM
98389B100
2072
31153
SH
DFND
1
0
0
31153
XENIA HOTELS & RESORTS INC
COM
984017103
29
1491
SH
DFND
1
0
0
1491
XEROX HOLDINGS CORP
COM NEW
98421M106
177
7275
SH
DFND
1
0
0
7275
XILINX INC
COM
983919101
1120
9043
SH
DFND
1
0
0
9043
XPERI HOLDING CORP
COM
98390M103
0
4
SH
DFND
1
0
0
4
XPO LOGISTICS INC
COM
983793100
821
6660
SH
DFND
1
0
0
6660
XUNLEI LTD
SPONSORED ADR
98419E108
0
7
SH
DFND
1
0
0
7
XYLEM INC
COM
98419M100
966
9192
SH
DFND
1
0
0
9192
YANDEX N V
SHS CLASS A
N97284108
40
630
SH
DFND
1
0
0
630
YELLOW CORP
COM
985510106
9
1000
SH
DFND
1
0
0
1000
YETI HLDGS INC
COM
98585X104
686
9500
SH
DFND
1
0
0
9500
YORK WTR CO
COM
987184108
312
6364
SH
DFND
1
0
0
6364
YUM BRANDS INC
COM
988498101
2067
19102
SH
DFND
1
0
0
19102
YUM CHINA HLDGS INC
COM
98850P109
675
11422
SH
DFND
1
0
0
11422
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
508
1045
SH
DFND
1
0
0
1045
ZENDESK INC
COM
98936J101
513
3865
SH
DFND
1
0
0
3865
ZILLOW GROUP INC
CL A
98954M101
302
2300
SH
DFND
1
0
0
2300
ZILLOW GROUP INC
CL C CAP STK
98954M200
399
3077
SH
DFND
1
0
0
3077
ZILLOW GROUP INC
NOTE 1.500% 7/0
98954MAC5
18
11000
SH
DFND
1
0
0
11000
ZILLOW GROUP INC
NOTE 2.750% 5/1
98954MAH4
19
9000
SH
DFND
1
0
0
9000
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1892
11816
SH
DFND
1
0
0
11816
ZIONS BANCORPORATION N A
COM
989701107
819
14911
SH
DFND
1
0
0
14911
ZIX CORP
COM
98974P100
2
285
SH
DFND
1
0
0
285
ZOETIS INC
CL A
98978V103
11736
74527
SH
DFND
1
678
0
73849
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
4081
12700
SH
DFND
1
0
0
12700
ZSCALER INC
COM
98980G102
410
2389
SH
DFND
1
0
0
2389
ZYNGA INC
CL A
98986T108
9
844
SH
DFND
1
0
0
844
ZYNGA INC
NOTE 0.250% 6/0
98986TAB4
22
16000
SH
DFND
1
0
0
16000