0001141781-15-000003.txt : 20150804
0001141781-15-000003.hdr.sgml : 20150804
20150804104318
ACCESSION NUMBER: 0001141781-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150804
DATE AS OF CHANGE: 20150804
EFFECTIVENESS DATE: 20150804
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLS & PRATT ADVISERS LLP /MA
CENTRAL INDEX KEY: 0001141781
IRS NUMBER: 043249229
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06593
FILM NUMBER: 151024399
BUSINESS ADDRESS:
STREET 1: 50 CONGRESS STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6175236800
MAIL ADDRESS:
STREET 1: 50 CONGRESS STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001141781
XXXXXXXX
06-30-2015
06-30-2015
NICHOLS & PRATT ADVISERS LLP /MA
50 CONGRESS STREET
BOSTON
MA
02109
13F HOLDINGS REPORT
028-06593
N
Kimberly H. Latifi
Chief Compliance Officer
617-523-6800
Kimberly H. Latifi
Boston
MA
08-04-2015
4
208
1075752
false
3
0000887393
028-03162
NICHOLS JAMES R
4
0000887473
PRATT HAROLD I
6
0001389867
Herbert John K III
7
0001568106
028-15124
Bator Thomas E.
INFORMATION TABLE
2
finalb063015.xml
3M CO
COM
88579y101
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4698
SH
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4698
0
0
3M CO
COM
88579y101
7848
50860
SH
OTR
3,4,6,7
0
50860
0
ABBOTT LABS
COM
002824100
2107
42761
SH
SOLE
0
42761
0
0
ABBOTT LABS
COM
002824100
17377
353897
SH
OTR
3,4,6,7
0
353897
0
ABBVIE INC
COM
00287y109
224
3335
SH
SOLE
0
3335
0
0
ABBVIE INC
COM
00287y109
1643
24450
SH
OTR
3,4,6,7
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24450
0
ABRAXAS PETROLEUM CORP
COM
003830106
77
26000
SH
SOLE
0
26000
0
0
ABRAXAS PETROLEUM CORP
COM
003830106
59
20000
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OTR
0
0
20000
0
ADOBE SYS INC
COM
00724f101
25
305
SH
SOLE
0
305
0
0
ADOBE SYS INC
COM
00724f101
575
7100
SH
OTR
7
0
7100
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
1438
10506
SH
OTR
7
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10506
0
ALTRIA GROUP
COM
02209s103
284
5800
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OTR
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5800
0
AMERICAN EXPRESS CO
COM
025816109
233
3000
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OTR
0
0
3000
0
AMGEN, INC
COM
031162100
399
2600
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2600
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AMGEN, INC
COM
031162100
467
3045
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OTR
0
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3045
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ANADARKO PETE CORP
COM
032511107
648
8300
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OTR
7
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8300
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APPLE INC
COM
037833100
3490
27724
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SOLE
0
27724
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0
APPLE INC
COM
037833100
21760
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OTR
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AT&T INC
COM
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1054
29684
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29684
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AT&T INC
COM
00206r102
6172
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AUTOMATIC DATA PROCESSING INC
COM
053015103
3012
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AUTOMATIC DATA PROCESSING INC
COM
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BAXTER INTL INC
COM
071813109
315
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0
4500
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BAXTER INTL INC
COM
071813109
1149
16435
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OTR
3,7
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16435
0
BECTON DICKINSON
COM
075887109
66
465
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0
465
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0
BECTON DICKINSON
COM
075887109
142
1000
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BERKSHIRE HATHAWAY INC-CL B
CL B NEW
084670702
571
4195
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BERKSHIRE HATHAWAY INC-CL B
CL B NEW
084670702
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OTR
3,4,7
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BHP BILLITON LTD
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088606108
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SOLE
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SPONSORED ADR
088606108
8190
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OTR
3,4,6,7
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BIOGEN IDEC INC.
COM
09062x103
202
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SOLE
0
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0
BIOGEN IDEC INC.
COM
09062x103
121
300
SH
OTR
0
0
300
0
BOEING CO
COM
097023105
74
534
SH
SOLE
0
534
0
0
BOEING CO
COM
097023105
171
1236
SH
OTR
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1236
0
BRISTOL MYERS SQUIBB CO
COM
110122108
634
9530
SH
SOLE
0
9530
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
542
8151
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8151
0
CATERPILLAR INC
COM
149123101
1014
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SH
SOLE
0
11955
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CATERPILLAR INC
COM
149123101
14425
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OTR
3,4,6,7
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CHEVRON CORP NEW
COM
166764100
79
823
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SOLE
0
823
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0
CHEVRON CORP NEW
COM
166764100
1296
13431
SH
OTR
3,6,7
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0
CHURCH & DWIGHT INC
COM
171340102
203
2500
SH
SOLE
0
2500
0
0
CHURCH & DWIGHT INC
COM
171340102
49
600
SH
OTR
0
0
600
0
CIGNA CORP
COM
125509109
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11850
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OTR
7
0
11850
0
CISCO SYSTEMS INC
COM
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87755
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SOLE
0
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0
0
CISCO SYSTEMS INC
COM
17275r102
13137
478484
SH
OTR
3,4,6,7
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COCA COLA CO
COM
191216100
3725
94635
SH
SOLE
0
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0
COCA COLA CO
COM
191216100
36937
941289
SH
OTR
3,4,6,7
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COGNIZANT TECHNOLOGY SOLUTIONS CORP
CL A
192446102
626
10250
SH
OTR
7
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10250
0
COLGATE PALMOLIVE CO
COM
194162103
3021
45960
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SOLE
0
45960
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COLGATE PALMOLIVE CO
COM
194162103
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OTR
3,4,6,7
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COMCAST CORP NEW
CL A
20030n101
655
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OTR
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10885
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CORNING INC
COM
219350105
247
12500
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12500
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CORNING INC
COM
219350105
318
16100
SH
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COSTCO WHSL CORP NEW
COM
22160k105
15
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SOLE
0
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COSTCO WHSL CORP NEW
COM
22160k105
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CVS HEALTH CORP
COM
126650100
1160
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0
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CVS HEALTH CORP
COM
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3,4,6,7
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DANAHER CORP
COM
235851102
1152
13454
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SOLE
0
13454
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DIAGEO P L C
SPONS ADR NEW
25243q205
65
557
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SOLE
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557
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DIAGEO P L C
SPONS ADR NEW
25243q205
814
7015
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3,7
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DISNEY WALT CO
COM DISNEY
254687106
519
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SH
OTR
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DOMINION RESOURCES INC
COM
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6420
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DOW CHEM CO
COM
260543103
230
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OTR
0
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4486
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DU PONT E I DE NEMOURS & CO
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263534109
38
600
SH
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0
600
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
565
8842
SH
OTR
4,6
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8842
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E M C CORP MASS
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268648102
1663
62980
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SOLE
0
62980
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E M C CORP MASS
COM
268648102
8005
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OTR
3,4,6,7
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EATON CORP PLC
SHS
g29183103
286
4231
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EATON VANCE CORP
COM NON VTG
278265103
176
4500
SH
SOLE
0
4500
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0
EATON VANCE CORP
COM NON VTG
278265103
49
1260
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OTR
6
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1260
0
EBAY INC
COM
278642103
767
12715
SH
SOLE
0
12715
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0
EBAY INC
COM
278642103
1612
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SH
OTR
3,4,6,7
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EMERSON ELE CO
COM
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3541
63874
SH
SOLE
0
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EMERSON ELE CO
COM
291011104
29834
538214
SH
OTR
3,4,6,7
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EXPEDITORS INTL WASH INC
COM
302130109
1204
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SH
SOLE
0
26124
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EXPEDITORS INTL WASH INC
COM
302130109
11190
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OTR
3,4,6,7
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EXPRESS SCRIPTS HLDG CO
COM
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SOLE
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179
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0
EXPRESS SCRIPTS HLDG CO
COM
30219g108
521
5854
SH
OTR
7
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5854
0
EXXON MOBIL CORP
COM
30231g102
4548
54822
SH
SOLE
0
54822
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0
EXXON MOBIL CORP
COM
30231g102
49435
594404
SH
OTR
3,4,6,7
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FASTENAL CO
COM
311900104
1488
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SH
SOLE
0
35270
0
0
FASTENAL CO
COM
311900104
7135
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SH
OTR
3,4,6,7
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169171
0
FISERV INC
COM
337738108
4437
53189
SH
SOLE
0
53189
0
0
FISERV INC
COM
337738108
20985
253080
SH
OTR
3,4,6,7
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FLEXSHARES GLOBAL UPSTREAM N
MORNSTAR UPSTR
33939l407
1121
37678
SH
OTR
0
0
37678
0
GENERAL ELECTRIC CORP
COM
369604103
5032
189165
SH
SOLE
0
189165
0
0
GENERAL ELECTRIC CORP
COM
369604103
56950
2143205
SH
OTR
3,4,6,7
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2143205
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GENERAL MLS INC
COM
370334104
98
1750
SH
SOLE
0
1750
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0
GENERAL MLS INC
COM
370334104
899
16135
SH
OTR
3,6,7
0
16135
0
GILEAD SCIENCES INC
COM
375558103
1342
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SH
SOLE
0
11510
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0
GILEAD SCIENCES INC
COM
375558103
5844
49968
SH
OTR
3,4,6,7
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GOOGLE INC
CL C
38259p706
1496
2871
SH
SOLE
0
2871
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0
GOOGLE INC
CL C
38259p706
6246
11996
SH
OTR
3,4,6,7
0
11996
0
GOOGLE INC-CL A
CL A
38259p508
26
49
SH
SOLE
0
49
0
0
GOOGLE INC-CL A
CL A
38259p508
262
486
SH
OTR
7
0
486
0
HOME DEPOT INC
COM
437076102
7
61
SH
SOLE
0
61
0
0
HOME DEPOT INC
COM
437076102
672
6045
SH
OTR
0
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6045
0
ILLINOIS TOOL WKS INC
COM
452308109
67
734
SH
SOLE
0
734
0
0
ILLINOIS TOOL WKS INC
COM
452308109
690
7515
SH
OTR
3,7
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7515
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INDEPENDENT BK CORP MA
COM
453836108
234
5000
SH
OTR
7
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5000
0
INTEL CORP
COM
458140100
3068
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SH
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0
101150
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INTEL CORP
COM
458140100
12151
399761
SH
OTR
3,4,6,7
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INTERNATIONAL BUSINESS MACHS
COM
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5975
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INTERNATIONAL BUSINESS MACHS
COM
459200101
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3,6
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INTUIT INC
COM
461202103
858
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SH
SOLE
0
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INTUIT INC
COM
461202103
3629
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SH
OTR
3,4,6,7
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ISHARES TR
MSCI EAFE ETF
464287465
92
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ISHARES TR
MSCI EAFE ETF
464287465
1907
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MSCI EMG MKT ETF
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ISHARES TR
MSCI EMG MKT ETF
464287234
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ISHARES TR
RUSSELL 2000 ETF
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151
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0
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ISHARES TR
RUSSELL 2000 ETF
464287655
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OTR
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JOHNSON & JOHNSON
COM
478160104
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SH
SOLE
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64780
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JOHNSON & JOHNSON
COM
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OTR
3,4,6,7
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JOHNSON CTLS INC
COM
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SOLE
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JOHNSON CTLS INC
COM
478366107
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OTR
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JPMORGAN CHASE & CO
COM
46625h100
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680
SH
SOLE
0
680
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0
JPMORGAN CHASE & CO
COM
46625h100
1782
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OTR
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26298
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KIMBERLY CLARK CORP
COM
494368103
117
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SH
SOLE
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1100
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KIMBERLY CLARK CORP
COM
494368103
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OTR
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1750
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KINDER MORGAN INC DEL
COM
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KINDER MORGAN INC DEL
COM
49456b101
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OTR
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LINEAR TECHNOLOGY CORP
COM
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6912
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LINEAR TECHNOLOGY CORP
COM
535678106
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OTR
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LOWES COS INC
COM
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1750
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SOLE
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1750
0
0
LOWES COS INC
COM
548661107
188
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SH
OTR
0
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2800
0
MACY'S INC
COM
55616p104
337
5000
SH
OTR
6
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5000
0
MASTERCARD INC
CL A
57636q104
499
5340
SH
SOLE
0
5340
0
0
MASTERCARD INC
CL A
57636q104
4580
48995
SH
OTR
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0
MCCORMICK & CO INC
COM NON VTG
579780206
446
5510
SH
SOLE
0
5510
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
1006
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SH
OTR
3,7
0
12425
0
MCDONALDS CORP
COM
580135101
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11252
SH
OTR
4,6,7
0
11252
0
MCGRAW HILL FINL INC
COM
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9352
SH
OTR
0
0
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0
MEDTRONIC PLC
COM
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SH
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MEDTRONIC PLC
COM
g5960l103
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OTR
3,4,6,7
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MERCK & CO INC
COM
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71535
SH
SOLE
0
71535
0
0
MERCK & CO INC
COM
58933y105
35551
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SH
OTR
3,4,6,7
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624178
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MICROSOFT CORP
COM
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SOLE
0
39593
0
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MICROSOFT CORP
COM
594918104
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SH
OTR
3,4,6,7
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MONSANTO CO NEW
COM
61166w101
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SH
SOLE
0
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0
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COM
61166w101
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SH
OTR
3,4,6,7
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NORFOLK SOUTHERN CORP
COM
655844108
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OTR
0
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3044
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NORTHERN TR CORP
COM
665859104
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NORTHERN TR CORP
COM
665859104
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SH
OTR
3,4,6,7
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NOVARTIS AG SPONSORED ADR
COM
66987v109
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SOLE
0
49144
0
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NOVARTIS AG SPONSORED ADR
COM
66987v109
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SH
OTR
3,4,6,7
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0
NOVO-NORDISK AS
ADR
670100205
1232
22390
SH
SOLE
0
22390
0
0
NOVO-NORDISK AS
ADR
670100205
5107
93152
SH
OTR
3,4,6,7
0
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0
ORACLE CORP
COM
68389x105
187
4650
SH
SOLE
0
4650
0
0
ORACLE CORP
COM
68389x105
743
18444
SH
OTR
4,7
0
18444
0
PEPSICO INC
COM
713448108
4514
48133
SH
SOLE
0
48133
0
0
PEPSICO INC
COM
713448108
40910
438097
SH
OTR
3,4,6,7
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0
PFIZER INC
COM
717081103
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24319
SH
SOLE
0
24319
0
0
PFIZER INC
COM
717081103
3224
96157
SH
OTR
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96157
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
273
3400
SH
OTR
0
0
3400
0
PNC FINL SVCS GROUP INC
COM
693475105
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SH
SOLE
0
12
0
0
PNC FINL SVCS GROUP INC
COM
693475105
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6838
SH
OTR
6,7
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6838
0
PPG INDS INC
COM
693506107
228
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SH
OTR
6
0
1984
0
PRAXAIR INC
COM
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SH
SOLE
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17650
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0
PRAXAIR INC
COM
74005p104
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SH
OTR
3,4,6,7
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0
PROCTER & GAMBLE CO
COM
742718109
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SH
SOLE
0
68255
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0
PROCTER & GAMBLE CO
COM
742718109
53453
682661
SH
OTR
3,4,6,7
0
682661
0
QUALCOMM INC
COM
747525103
1946
31020
SH
SOLE
0
31020
0
0
QUALCOMM INC
COM
747525103
10902
174015
SH
OTR
3,4,6,7
0
174015
0
RAYTHEON CO
COM NEW
755111507
1483
15500
SH
OTR
0
0
15500
0
ROYAL DUTCH SHELL SPONS ADR
SPON ADR A
780259206
171
3000
SH
SOLE
0
3000
0
0
ROYAL DUTCH SHELL SPONS ADR
SPON ADR A
780259206
583
10218
SH
OTR
3,6
0
10218
0
SCHLUMBERGER LTD
COM
806857108
2723
31781
SH
SOLE
0
31781
0
0
SCHLUMBERGER LTD
COM
806857108
21905
254364
SH
OTR
3,4,6,7
0
254364
0
SHERWIN WILLIAMS CO
COM
824348106
303
1100
SH
OTR
0
0
1100
0
SOUTHERN CO
COM
842587107
687
16395
SH
SOLE
0
16395
0
0
SOUTHERN CO
COM
842587107
4401
105033
SH
OTR
3,4,6,7
0
105033
0
SPDR S&P MIDCAP 400 ETF TRUST
UTSER1 S&PDCRP
78467y107
14
50
SH
SOLE
0
50
0
0
SPDR S&P MIDCAP 400 ETF TRUST
UTSER1 S&PDCRP
78467y107
359
1315
SH
OTR
0
0
1315
0
STARBUCKS CORP
COM
855244109
36
670
SH
SOLE
0
670
0
0
STARBUCKS CORP
COM
855244109
543
10128
SH
OTR
3,7
0
10128
0
STATE STREET CORP
COM
857477103
1545
20065
SH
SOLE
0
20065
0
0
STATE STREET CORP
COM
857477103
17957
233146
SH
OTR
3,4,6,7
0
233146
0
STRYKER CORP
COM
863667101
2075
21655
SH
SOLE
0
21655
0
0
STRYKER CORP
COM
863667101
4961
51885
SH
OTR
3,4,6,7
0
51885
0
SUBURBAN PROPANE PARTNERS LP
UNIT LTD PARTN
864482104
132
3300
SH
SOLE
0
3300
0
0
SUBURBAN PROPANE PARTNERS LP
UNIT LTD PARTN
864482104
148
3700
SH
OTR
0
0
3700
0
SYSCO CORP
COM
871829107
1658
45947
SH
SOLE
0
45947
0
0
SYSCO CORP
COM
871829107
18248
505504
SH
OTR
3,4,6,7
0
505504
0
TARGET CORP
COM
87612e106
745
9125
SH
OTR
7
0
9125
0
TECO ENERGY INC
COM
872375100
307
17400
SH
OTR
0
0
17400
0
TORONTO DOMINION BANK
COM NEW
891160509
1099
25800
SH
OTR
0
0
25800
0
UNILEVER PLC
SPON ADR NEW
904767704
2322
53809
SH
SOLE
0
53809
0
0
UNILEVER PLC
SPON ADR NEW
904767704
8830
205344
SH
OTR
3,4,6,7
0
205344
0
UNION PAC CORP
COM
907818108
2
18
SH
SOLE
0
18
0
0
UNION PAC CORP
COM
907818108
744
7800
SH
OTR
7
0
7800
0
UNITED TECHNOLOGIES CORP
COM
913017109
2728
24600
SH
SOLE
0
24600
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
22766
205236
SH
OTR
3,4,6,7
0
205236
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
114
2800
SH
SOLE
0
2800
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
399
9760
SH
OTR
3,4,6,7
0
9760
0
VERIZON COMMUNICATIONS
COM
92343v104
603
12934
SH
SOLE
0
12934
0
0
VERIZON COMMUNICATIONS
COM
92343v104
5097
109344
SH
OTR
3,4,6,7
0
109344
0
VISA INC
COM CL A
92826c839
111
1660
SH
SOLE
0
1660
0
0
VISA INC
COM CL A
92826c839
778
11584
SH
OTR
4,7
0
11584
0
WAL-MART STORES INC
COM
931142103
134
1895
SH
SOLE
0
1895
0
0
WAL-MART STORES INC
COM
931142103
4403
62074
SH
OTR
3,4,6
0
62074
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1533
18160
SH
SOLE
0
18160
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
15443
182883
SH
OTR
3,4,6,7
0
182883
0
WELLS FARGO & CO
COM
949746101
141
2514
SH
SOLE
0
2514
0
0
WELLS FARGO & CO
COM
949746101
2267
40312
SH
OTR
6,7
0
40312
0
WESTERN UNION CO
COM
959802109
531
26117
SH
SOLE
0
26117
0
0
WESTERN UNION CO
COM
959802109
989
48630
SH
OTR
3,6,7
0
48630
0
WOODWARD, INC
COM
980745103
370
6720
SH
OTR
7
0
6720
0