-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QZjLZ46a14lr8lGdOCfTppNdwTpE8+U3glCuMBtq1YtsEOK0s2yNpQ+G/5wxZOTp +I6gtWY/XrPMI0EGVZRuSw== 0001209191-10-059120.txt : 20101208 0001209191-10-059120.hdr.sgml : 20101208 20101208162215 ACCESSION NUMBER: 0001209191-10-059120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101207 FILED AS OF DATE: 20101208 DATE AS OF CHANGE: 20101208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTERRA CAPITAL HOLDINGS Ltd CENTRAL INDEX KEY: 0001141719 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 980584464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ALTERRA HOUSE STREET 2: 2 FRONT STREET CITY: HAMILTON HM11 STATE: D0 ZIP: HM 11 BUSINESS PHONE: 4412958800 MAIL ADDRESS: STREET 1: ALTERRA HOUSE STREET 2: 2 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 FORMER COMPANY: FORMER CONFORMED NAME: MAX CAPITAL GROUP LTD. DATE OF NAME CHANGE: 20070504 FORMER COMPANY: FORMER CONFORMED NAME: MAX RE CAPITAL LTD DATE OF NAME CHANGE: 20010531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trident III Professionals fund L P CENTRAL INDEX KEY: 0001300530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33047 FILM NUMBER: 101240084 BUSINESS ADDRESS: STREET 1: MARY ST P O BOX 908GT WALKER HOUSE STREET 2: GA TOWN CITY: GRAND CAY CAY ISL STATE: E9 ZIP: 00000 BUSINESS PHONE: 203-862-2900 MAIL ADDRESS: STREET 1: MARY ST P O BOX 908GT WALKER HOUSE STREET 2: GA TOWN CITY: GRAND CAY CAY ISL STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONE POINT CAPITAL LLC CENTRAL INDEX KEY: 0001332638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33047 FILM NUMBER: 101240081 BUSINESS ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2924 MAIL ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trident III, L.P. CENTRAL INDEX KEY: 0001474237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33047 FILM NUMBER: 101240085 BUSINESS ADDRESS: STREET 1: C/O STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2900 MAIL ADDRESS: STREET 1: C/O STONE POINT CAPITAL LLC STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone Point GP Ltd. CENTRAL INDEX KEY: 0001492231 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33047 FILM NUMBER: 101240082 BUSINESS ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2900 MAIL ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trident Capital III, L.P. CENTRAL INDEX KEY: 0001492232 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33047 FILM NUMBER: 101240083 BUSINESS ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-2900 MAIL ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-12-07 0 0001141719 ALTERRA CAPITAL HOLDINGS Ltd ALTE 0001474237 Trident III, L.P. WALKERS CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-9002 CAYMAN ISLANDS 1 0 1 0 0001300530 Trident III Professionals fund L P WALKERS CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-9002 CAYMAN ISLANDS 1 0 1 0 0001492232 Trident Capital III, L.P. WALKERS CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-9002 CAYMAN ISLANDS 1 0 1 0 0001492231 Stone Point GP Ltd. WALKERS CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-9002 CAYMAN ISLANDS 1 0 1 0 0001332638 STONE POINT CAPITAL LLC 20 HORSENECK LANE GREENWICH CT 06830 1 0 1 0 Warrants (right to buy) 19.64 2010-12-07 4 A 0 28276.66 A 2015-12-15 Common Shares 28276.66 4733704.18 D Warrants (right to buy) 19.64 2010-12-07 4 A 0 685.84 A 2015-12-15 Common Shares 685.84 114814.42 D Pursuant to the anti-dilution provisions of warrants to purchase common shares of Alterra Capital Holdings Limited ("Alterra") held by Trident III Professionals Fund, L.P. and Trident III, L.P., following the declaration of a dividend by Alterra, (i) each of Trident III Professionals Fund, L.P. and Trident III, L.P. is entitled to elect to receive a payment in cash in respect of such dividend for each common share of Alterra purchased pursuant to the warrants (such payment to be made at the time of exercise of the warrants), or (ii) if Trident III Professionals Fund, L.P. and Trident III, L.P. make no election, each of Trident III Professionals Fund, L.P. and Trident III, L.P. will receive an adjustment to the exercise price of the warrants held by them (and a resulting change to the number of common shares of Alterra for which its warrants are exercisable) following the record date for such dividend. On December 7, 2010, the exercise price of the warrants held by Trident III Professionals Fund, L.P. and Trident III, L.P. adjusted (and a resulting adjustment was made to the number of common shares of Alterra for which its warrants are exercisable) in respect of the $0.12 per share dividend declared by Alterra to holders of record of common shares of Alterra as of November 16, 2010. Pursuant to this adjustment, the exercise price of the warrants held by each of Trident III Professionals Fund, L.P. and Trident III, L.P. was reduced from $19.75 to $19.64 and (a) Trident III Professionals Fund, L.P. became entitled to exercise its warrants for an additional 685.84 common shares of Alterra and (b) Trident III, L.P. became entitled to exercise its warrants for an additional 28,276.66 common shares of Alterra. All warrants are immediately exercisable. These warrants are owned of record by Trident III, L.P. These warrants are owned of record by Trident III Professionals Fund, L.P. By: Stone Point Capital LLC, as manager; /s/ David Wermuth, Principal 2010-12-08 By: Stone Point Capital LLC, as manager; /s/ David Wermuth, Principal 2010-12-08 By: DW Trident GP, LLC, a general partner; /s/ David Wermuth, Sole Member 2010-12-08 /s/ David Wermuth, Director 2010-12-08 /s/ David Wermuth, Principal 2010-12-08 -----END PRIVACY-ENHANCED MESSAGE-----