-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DfXENZF3vkq3n9bRudHDdueqHv9jCeTMowkVUlQR8dVA0zqLI+QWIzG2+SMIc7kj qd5LgJ8MxW/3ehC/F9VcGA== 0001181431-09-036040.txt : 20090722 0001181431-09-036040.hdr.sgml : 20090722 20090722155112 ACCESSION NUMBER: 0001181431-09-036040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090721 FILED AS OF DATE: 20090722 DATE AS OF CHANGE: 20090722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NARODICK SALLY G CENTRAL INDEX KEY: 0001141663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50640 FILM NUMBER: 09957170 MAIL ADDRESS: STREET 1: 901 FIFTH AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98164 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMTOTAL SYSTEMS INC CENTRAL INDEX KEY: 0001269132 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 421607228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1808 N. SHORLINE BLVD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509349500 MAIL ADDRESS: STREET 1: 1808 N. SHORLINE BLVD. CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER COMPANY: FORMER CONFORMED NAME: HOCKEY MERGER CORP DATE OF NAME CHANGE: 20031105 4 1 rrd248807.xml FORM 4 X0303 4 2009-07-21 1 0001269132 SUMTOTAL SYSTEMS INC SUMT 0001141663 NARODICK SALLY G C/O SUMTOTAL SYSTEMS, INC. 1808 N. SHORELINE BLVD. MOUNTAIN VIEW CA 94043 1 0 0 0 Stock Option (right to buy) 37.83 2009-07-21 4 D 0 3319 D 2010-09-18 Common Stock 3319 0 D Non-Qualified Stock Option (right to buy) 6.02 2009-07-21 4 D 0 10000 D 2016-06-09 Common Stock 10000 0 D Stock Option (right to buy) 7.86 2009-07-21 4 D 0 10000 D 2017-06-07 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 7.62 2009-07-21 4 D 0 10000 D 2014-04-14 Common Stock 10000 0 D Stock Option (right to buy) 4.57 2009-07-21 4 D 0 10000 0.28 D 2018-06-05 Common Stock 10000 0 D Stock Option (right to buy) 2.51 2009-07-21 4 D 0 5977 2.34 D 2012-10-29 Common Stock 5977 0 D Non-Qualified Stock Option (right to buy) 4.60 2009-07-21 4 D 0 10000 0.25 D 2015-09-23 Common Stock 10000 0 D Pursuant to the Agreement and Plan of Merger, dated as of May 26. 2009, by and among the Issuer, Amber Holding Inc., a Delaware corporation, and Amber Acquisition Inc., a Delaware corporation and a wholly-owned subsidiary of Amber Holding Inc., each outstanding option, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (x) the excess, if any, of (A) $4.85 less (B) the exercise price per share attributable to such option, multiplied by (y) the total number of shares issuable upon exercise in full of such option. /s/ Neil J. Laird, Authorized Signatory 2009-07-21 -----END PRIVACY-ENHANCED MESSAGE-----