0001141391-23-000169.txt : 20231215 0001141391-23-000169.hdr.sgml : 20231215 20231215180159 ACCESSION NUMBER: 0001141391-23-000169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhalla Ajay CENTRAL INDEX KEY: 0001775071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 231491668 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wk-form4_1702681310.xml FORM 4 X0508 4 2023-12-13 0 0001141391 Mastercard Inc MA 0001775071 Bhalla Ajay 2000 PURCHASE STREET PURCHASE NY 10577 0 1 0 0 President Cyber & Intelligence 1 Class A Common Stock 2023-12-13 4 M 0 4000 90.13 A 10235.249 D Class A Common Stock 2023-12-13 4 S 0 4000 425 D 6235.249 D Class A Common Stock 2023-12-14 4 M 0 97 90.13 A 6332.249 D Class A Common Stock 2023-12-14 4 S 0 97 425 D 6235.249 D Class A Common Stock 119127 I See footnote below Employee Stock Option (right to buy) 90.13 2023-12-13 4 M 0 4000 0 D 2025-03-01 Class A Common Stock 4000 4195 D Employee Stock Option (right to buy) 90.13 2023-12-14 4 M 0 97 0 D 2025-03-01 Class A Common Stock 97 4098 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on June 15, 2023. The shares are directly held by a family-owned company, controlled by the reporting person. The reporting person was awarded 12,292 employee stock options on March 1, 2015, which had fully vested. /s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajay Bhalla pursuant to a power of attorney dated April 23, 2019. 2023-12-15