0001141391-23-000145.txt : 20230918 0001141391-23-000145.hdr.sgml : 20230918 20230918174032 ACCESSION NUMBER: 0001141391-23-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230914 FILED AS OF DATE: 20230918 DATE AS OF CHANGE: 20230918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhalla Ajay CENTRAL INDEX KEY: 0001775071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 231261985 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wk-form4_1695073222.xml FORM 4 X0508 4 2023-09-14 0 0001141391 Mastercard Inc MA 0001775071 Bhalla Ajay 2000 PURCHASE STREET PURCHASE NY 10577 0 1 0 0 President Cyber & Intelligence 1 Class A Common Stock 2023-09-14 4 M 0 4000 77.72 A 10235.249 D Class A Common Stock 2023-09-14 4 S 0 500 411.35 D 9735.249 D Class A Common Stock 2023-09-14 4 S 0 1500 412.676 D 8235.249 D Class A Common Stock 2023-09-14 4 S 0 1415 413.359 D 6820.249 D Class A Common Stock 2023-09-14 4 S 0 500 414.726 D 6320.249 D Class A Common Stock 2023-09-14 4 S 0 85 418.64 D 6235.249 D Class A Common Stock 2023-09-15 4 M 0 4000 77.72 A 10235.249 D Class A Common Stock 2023-09-15 4 S 0 3368 411.8606 D 6867.249 D Class A Common Stock 2023-09-15 4 S 0 33 413.59 D 6834.249 D Class A Common Stock 2023-09-15 4 S 0 533 415.9164 D 6301.249 D Class A Common Stock 2023-09-15 4 S 0 66 416.865 D 6235.249 D Class A Common Stock 2023-09-18 4 M 0 4000 77.72 A 10235.249 D Class A Common Stock 2023-09-18 4 S 0 4000 413.88 D 6235.249 D Class A Common Stock 119127 I See footnote below Employee Stock Option (right to buy) 77.72 2023-09-14 4 M 0 4000 0 D 2024-03-01 Class A Common Stock 4000 9996 D Employee Stock Option (right to buy) 77.72 2023-09-15 4 M 0 4000 0 D 2024-03-01 Class A Common Stock 4000 5996 D Employee Stock Option (right to buy) 77.72 2023-09-18 4 M 0 4000 0 D 2024-03-01 Class A Common Stock 4000 1996 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on June 15, 2023. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $410.78 to $411.54. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $412.05 to $413.02. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $413.07 to $413.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $414.56 to $414.89. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $411.86 to $411.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $415.41 to $416.21. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $416.48 to $417.25. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The shares are directly held by a family-owned company, controlled by the reporting person. The reporting person was awarded 13,996 employee stock options on March 1, 2014, which had fully vested. /s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajay Bhalla pursuant to a power of attorney dated April 23, 2019. 2023-09-18