0001141391-23-000145.txt : 20230918
0001141391-23-000145.hdr.sgml : 20230918
20230918174032
ACCESSION NUMBER: 0001141391-23-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230914
FILED AS OF DATE: 20230918
DATE AS OF CHANGE: 20230918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bhalla Ajay
CENTRAL INDEX KEY: 0001775071
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32877
FILM NUMBER: 231261985
MAIL ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mastercard Inc
CENTRAL INDEX KEY: 0001141391
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 134172551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 9142492000
MAIL ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: MASTERCARD INC
DATE OF NAME CHANGE: 20010525
4
1
wk-form4_1695073222.xml
FORM 4
X0508
4
2023-09-14
0
0001141391
Mastercard Inc
MA
0001775071
Bhalla Ajay
2000 PURCHASE STREET
PURCHASE
NY
10577
0
1
0
0
President Cyber & Intelligence
1
Class A Common Stock
2023-09-14
4
M
0
4000
77.72
A
10235.249
D
Class A Common Stock
2023-09-14
4
S
0
500
411.35
D
9735.249
D
Class A Common Stock
2023-09-14
4
S
0
1500
412.676
D
8235.249
D
Class A Common Stock
2023-09-14
4
S
0
1415
413.359
D
6820.249
D
Class A Common Stock
2023-09-14
4
S
0
500
414.726
D
6320.249
D
Class A Common Stock
2023-09-14
4
S
0
85
418.64
D
6235.249
D
Class A Common Stock
2023-09-15
4
M
0
4000
77.72
A
10235.249
D
Class A Common Stock
2023-09-15
4
S
0
3368
411.8606
D
6867.249
D
Class A Common Stock
2023-09-15
4
S
0
33
413.59
D
6834.249
D
Class A Common Stock
2023-09-15
4
S
0
533
415.9164
D
6301.249
D
Class A Common Stock
2023-09-15
4
S
0
66
416.865
D
6235.249
D
Class A Common Stock
2023-09-18
4
M
0
4000
77.72
A
10235.249
D
Class A Common Stock
2023-09-18
4
S
0
4000
413.88
D
6235.249
D
Class A Common Stock
119127
I
See footnote below
Employee Stock Option (right to buy)
77.72
2023-09-14
4
M
0
4000
0
D
2024-03-01
Class A Common Stock
4000
9996
D
Employee Stock Option (right to buy)
77.72
2023-09-15
4
M
0
4000
0
D
2024-03-01
Class A Common Stock
4000
5996
D
Employee Stock Option (right to buy)
77.72
2023-09-18
4
M
0
4000
0
D
2024-03-01
Class A Common Stock
4000
1996
D
The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on June 15, 2023.
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $410.78 to $411.54. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $412.05 to $413.02. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $413.07 to $413.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $414.56 to $414.89. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $411.86 to $411.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $415.41 to $416.21. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $416.48 to $417.25. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
The shares are directly held by a family-owned company, controlled by the reporting person.
The reporting person was awarded 13,996 employee stock options on March 1, 2014, which had fully vested.
/s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajay Bhalla pursuant to a power of attorney dated April 23, 2019.
2023-09-18