0001141391-20-000157.txt : 20200724
0001141391-20-000157.hdr.sgml : 20200724
20200724165232
ACCESSION NUMBER: 0001141391-20-000157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200723
FILED AS OF DATE: 20200724
DATE AS OF CHANGE: 20200724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANGA AJAY
CENTRAL INDEX KEY: 0001338914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32877
FILM NUMBER: 201047377
MAIL ADDRESS:
STREET 1: C/O CITIGROUP INC. CORPORATE LAW DEPT.
STREET 2: 425 PARK AVENUE 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mastercard Inc
CENTRAL INDEX KEY: 0001141391
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 134172551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 9142492000
MAIL ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: MASTERCARD INC
DATE OF NAME CHANGE: 20010525
4
1
wf-form4_159562393568826.xml
FORM 4
X0306
4
2020-07-23
0
0001141391
Mastercard Inc
MA
0001338914
BANGA AJAY
2000 PURCHASE STREET
PURCHASE
NY
10577-2509
1
1
0
0
Chief Executive Officer
Class A Common Stock
2020-07-23
4
M
0
61067
51.83
A
384371
D
Class A Common Stock
2020-07-23
4
S
0
37317
315.4106
D
347054
D
Class A Common Stock
2020-07-23
4
S
0
22250
316.6059
D
324804
D
Class A Common Stock
2020-07-23
4
S
0
1500
317.0797
D
323304
D
Class A Common Stock
40371
I
By GRAT
Class A Common Stock
35329
I
By Trust
Employee Stock Option (right to buy)
51.83
2020-07-23
4
M
0
61067
0
D
2023-03-01
Class A Common Stock
61067.0
0
D
The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020.
This transaction was executed in multiple trades at prices ranging from $315.00 to $315.9950. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $316.00 to $316.9950. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $317.00 to $317.19. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The reporting person was awarded 344,600 employee stock options on March 1, 2013, which vested in four equal installments beginning on March 1, 2014.
/s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajaypal S. Banga pursuant to a power of attorney dated September 16, 2014
2020-07-24