0001141391-20-000157.txt : 20200724 0001141391-20-000157.hdr.sgml : 20200724 20200724165232 ACCESSION NUMBER: 0001141391-20-000157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200723 FILED AS OF DATE: 20200724 DATE AS OF CHANGE: 20200724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANGA AJAY CENTRAL INDEX KEY: 0001338914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 201047377 MAIL ADDRESS: STREET 1: C/O CITIGROUP INC. CORPORATE LAW DEPT. STREET 2: 425 PARK AVENUE 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wf-form4_159562393568826.xml FORM 4 X0306 4 2020-07-23 0 0001141391 Mastercard Inc MA 0001338914 BANGA AJAY 2000 PURCHASE STREET PURCHASE NY 10577-2509 1 1 0 0 Chief Executive Officer Class A Common Stock 2020-07-23 4 M 0 61067 51.83 A 384371 D Class A Common Stock 2020-07-23 4 S 0 37317 315.4106 D 347054 D Class A Common Stock 2020-07-23 4 S 0 22250 316.6059 D 324804 D Class A Common Stock 2020-07-23 4 S 0 1500 317.0797 D 323304 D Class A Common Stock 40371 I By GRAT Class A Common Stock 35329 I By Trust Employee Stock Option (right to buy) 51.83 2020-07-23 4 M 0 61067 0 D 2023-03-01 Class A Common Stock 61067.0 0 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. This transaction was executed in multiple trades at prices ranging from $315.00 to $315.9950. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $316.00 to $316.9950. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $317.00 to $317.19. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person was awarded 344,600 employee stock options on March 1, 2013, which vested in four equal installments beginning on March 1, 2014. /s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajaypal S. Banga pursuant to a power of attorney dated September 16, 2014 2020-07-24