0001141391-20-000108.txt : 20200519
0001141391-20-000108.hdr.sgml : 20200519
20200519164955
ACCESSION NUMBER: 0001141391-20-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200518
FILED AS OF DATE: 20200519
DATE AS OF CHANGE: 20200519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANGA AJAY
CENTRAL INDEX KEY: 0001338914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32877
FILM NUMBER: 20894356
MAIL ADDRESS:
STREET 1: C/O CITIGROUP INC. CORPORATE LAW DEPT.
STREET 2: 425 PARK AVENUE 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mastercard Inc
CENTRAL INDEX KEY: 0001141391
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 134172551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 9142492000
MAIL ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: MASTERCARD INC
DATE OF NAME CHANGE: 20010525
4
1
wf-form4_158992137199722.xml
FORM 4
X0306
4
2020-05-18
0
0001141391
Mastercard Inc
MA
0001338914
BANGA AJAY
2000 PURCHASE STREET
PURCHASE
NY
10577-2509
1
1
0
0
Chief Executive Officer
Class A Common Stock
2020-05-18
4
M
0
81533
51.83
A
404837
D
Class A Common Stock
2020-05-18
4
S
0
14270
285.5031
D
390567
D
Class A Common Stock
2020-05-18
4
S
0
25858
286.4626
D
364709
D
Class A Common Stock
2020-05-18
4
S
0
13362
287.389
D
351347
D
Class A Common Stock
2020-05-18
4
S
0
8320
288.735
D
343027
D
Class A Common Stock
2020-05-18
4
S
0
19723
289.6003
D
323304
D
Class A Common Stock
40371
I
By GRAT
Class A Common Stock
35329
I
By Trust
Employee Stock Option (right to buy)
51.83
2020-05-18
4
M
0
81533
0
D
2023-03-01
Class A Common Stock
81533.0
163067
D
The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020.
As part of routine personal financial management, (1) on May 7, 2020, a Grantor Retained Annuity Trust (GRAT), of which the reporting person is a trustee, transferred 14,639 shares of Class A Common Stock to the reporting person, and (2) on May 8, 2020, the reporting person transferred 25,000 shares of Class A Common Stock to a GRAT of which the reporting person is a trustee. Prior to these transactions, the reporting person directly held 333,665 shares of Class A Common Stock and indirectly held 30,010 shares of Class A Common Stock by GRAT. These transactions are exempt from reporting.
This transaction was executed in multiple trades at prices ranging from $285.01 to $286.00. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $286.055 to $287.035. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $287.06 to $288.00. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $288.17 to $289.13. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $289.19 to $289.82. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The reporting person was awarded 344,600 employee stock options on March 1, 2013, of which 163,067 remain and are fully vested.
/s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajaypal S. Banga pursuant to a power of attorney dated September 16, 2014
2020-05-19