0001141391-18-000061.txt : 20180504 0001141391-18-000061.hdr.sgml : 20180504 20180504175342 ACCESSION NUMBER: 0001141391-18-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180503 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vosburg Craig CENTRAL INDEX KEY: 0001663082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 18809187 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wf-form4_152547077303716.xml FORM 4 X0306 4 2018-05-03 0 0001141391 Mastercard Inc MA 0001663082 Vosburg Craig 2000 PURCHASE STREET PURCHASE NY 10577 0 1 0 0 President, North America Class A Common Stock 2018-05-03 4 M 0 17496 77.72 A 42228.824 D Class A Common Stock 2018-05-03 4 S 0 2551 184.5927 D 39677.824 D Class A Common Stock 2018-05-03 4 S 0 6360 185.3794 D 33317.824 D Class A Common Stock 2018-05-03 4 S 0 6104 186.5558 D 27213.824 D Class A Common Stock 2018-05-03 4 S 0 2481 187.3811 D 24732.824 D Employee Stock Option (right ro buy) 77.72 2018-05-03 4 M 0 17496 0 D 2024-03-01 Class A Common Stock 17496.0 0 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on March 15, 2018. This transaction was executed in multiple trades at prices ranging from $184.00 to $184.94. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $185.00 to $185.95. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $186.04 to $187.01. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $187.07 to $187.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person was awarded 17,496 employee stock options on March 1, 2014, all of which previously vested in four equal installments. /s/ Craig Brown, as attorney-in-fact for Craig Vosburg pursuant to a power of attorney dated December 16, 2015 2018-05-04