0001141391-18-000035.txt : 20180403 0001141391-18-000035.hdr.sgml : 20180403 20180403164041 ACCESSION NUMBER: 0001141391-18-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haythornthwaite Richard CENTRAL INDEX KEY: 0001362566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 18734014 MAIL ADDRESS: STREET 1: MASTERCARD INTERNATIONAL STREET 2: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577-2509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wf-form4_152278800734731.xml FORM 4 X0306 4 2018-04-02 0 0001141391 Mastercard Inc MA 0001362566 Haythornthwaite Richard 2000 PURCHASE STREET PURCHASE NY 10577-2509 1 0 0 0 Class A Common Stock 2018-04-02 4 S 0 400 175.2825 D 44183 D Class A Common Stock 2018-04-02 4 S 0 900 174.4489 D 43283 D Class A Common Stock 2018-04-02 4 S 0 1407 173.5996 D 41876 D Class A Common Stock 2018-04-02 4 S 0 1702 172.4548 D 40174 D Class A Common Stock 2018-04-02 4 S 0 591 171.2596 D 39583 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on August 5, 2016. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $175.07 to $175.55. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $174.07 to $174.76. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $173.04 to $173.96. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $172.03 to $172.93. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $170.82 to $171.72. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. /s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Richard Haythornthwaite pursuant to a power of attorney dated September 16, 2014 2018-04-03