0001141391-18-000002.txt : 20180104 0001141391-18-000002.hdr.sgml : 20180104 20180104123421 ACCESSION NUMBER: 0001141391-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLaughlin Edward Grunde CENTRAL INDEX KEY: 0001704831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 18509226 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wf-form4_151508724757190.xml FORM 4 X0306 4 2018-01-02 0 0001141391 Mastercard Inc MA 0001704831 McLaughlin Edward Grunde 2000 PURCHASE STREET PURCHASE NY 10577 0 1 0 0 President, Operations & Tech Class A Common Stock 2018-01-02 4 M 0 13000 51.83 A 47901.396 D Class A Common Stock 2018-01-02 4 S 0 14198 151.635 D 33703.396 D Class A Common Stock 2018-01-02 4 S 0 2802 152.6438 D 30901.396 D Class A Common Stock 2018-01-02 4 S 0 167 153.206 D 30734.396 D Employee Stock Option (right ro buy) 51.83 2018-01-02 4 M 0 13000 51.83 D 2023-03-01 Class A Common Stock 13000.0 8280 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 3, 2017. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $151.14 to $152.12. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $152.18 to $153.14. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $153.20 to $153.21. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range. The Reporting Person was awarded 20,280 employee stock options on March 1, 2013, which vested in four equal annual installments beginning on March 1, 2014. /s/ Janet McGinness, attorney-in-fact for Edward McLaughlin pursuant to a power of attorney dated April 21, 2017 2018-01-04