0001141391-17-000067.txt : 20170504
0001141391-17-000067.hdr.sgml : 20170504
20170504163151
ACCESSION NUMBER: 0001141391-17-000067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170503
FILED AS OF DATE: 20170504
DATE AS OF CHANGE: 20170504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mastercard Inc
CENTRAL INDEX KEY: 0001141391
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 134172551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 9142492000
MAIL ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: MASTERCARD INC
DATE OF NAME CHANGE: 20010525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANGA AJAY
CENTRAL INDEX KEY: 0001338914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32877
FILM NUMBER: 17814435
MAIL ADDRESS:
STREET 1: C/O CITIGROUP INC. CORPORATE LAW DEPT.
STREET 2: 425 PARK AVENUE 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10043
4
1
wf-form4_149392988982377.xml
FORM 4
X0306
4
2017-05-03
0
0001141391
Mastercard Inc
MA
0001338914
BANGA AJAY
2000 PURCHASE STREET
PURCHASE
NY
10577-2509
0
1
0
0
Chief Executive Officer
Class A Common Stock
2017-05-03
4
M
0
139020
24.036
A
333495
D
Class A Common Stock
2017-05-03
4
S
0
132362
117.1346
D
201133
D
Class A Common Stock
2017-05-03
4
S
0
29380
117.9017
D
171753
D
Class A Common Stock
65610
I
By GRAT
Employee Stock Option (right to buy)
24.036
2017-05-03
4
M
0
139020
24.036
D
2021-03-01
Class A Common Stock
139020.0
139020
D
The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 17, 2017.
This transaction was executed in multiple trades at prices ranging from $116.56 to $117.55. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $117.56 to $118.43. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The Reporting Person was awarded 278,040 employee stock options on March 1, 2011, which vested in four equal annual installments beginning on March 1, 2012.
Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajaypal S. Banga pursuant to a power of attorney dated September 16, 2014
2017-05-04