0001141391-17-000067.txt : 20170504 0001141391-17-000067.hdr.sgml : 20170504 20170504163151 ACCESSION NUMBER: 0001141391-17-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170503 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANGA AJAY CENTRAL INDEX KEY: 0001338914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 17814435 MAIL ADDRESS: STREET 1: C/O CITIGROUP INC. CORPORATE LAW DEPT. STREET 2: 425 PARK AVENUE 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10043 4 1 wf-form4_149392988982377.xml FORM 4 X0306 4 2017-05-03 0 0001141391 Mastercard Inc MA 0001338914 BANGA AJAY 2000 PURCHASE STREET PURCHASE NY 10577-2509 0 1 0 0 Chief Executive Officer Class A Common Stock 2017-05-03 4 M 0 139020 24.036 A 333495 D Class A Common Stock 2017-05-03 4 S 0 132362 117.1346 D 201133 D Class A Common Stock 2017-05-03 4 S 0 29380 117.9017 D 171753 D Class A Common Stock 65610 I By GRAT Employee Stock Option (right to buy) 24.036 2017-05-03 4 M 0 139020 24.036 D 2021-03-01 Class A Common Stock 139020.0 139020 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 17, 2017. This transaction was executed in multiple trades at prices ranging from $116.56 to $117.55. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $117.56 to $118.43. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The Reporting Person was awarded 278,040 employee stock options on March 1, 2011, which vested in four equal annual installments beginning on March 1, 2012. Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ajaypal S. Banga pursuant to a power of attorney dated September 16, 2014 2017-05-04