EX-99.(E)(I)(O) 6 ex99eio.htm FIFTEENTH AMENDMENT TO DISTRIBUTION AGREEMENT

Exhibit (e)(i)(o)
FIFTEENTH AMENDMENT TO
HENDERSON GLOBAL FUNDS
DISTRIBUTION AGREEMENT



This Fifteenth Amendment (the “Amendment”) to the Distribution Agreement dated as of March 31, 2009, as amended from time to time (the “Distribution Agreement”), by and between Henderson Global Funds (the “Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of December 7, 2016 (“Effective Date”).

WHEREAS, the Trust and Foreside desire to amend Appendix A to the Distribution Agreement (“Appendix A”) to reflect the addition of Henderson International Small Cap Fund; and

WHEREAS, pursuant to Section 16(b) of the Distribution Agreement all amendments are required to be in writing and executed by the parties hereto;

NOW THEREFORE, for and in consideration of the mutual covenants and agreements contained herein, the Trust and Foreside hereby agree as follows:

1. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Distribution Agreement.
2. Appendix A is amended and restated as provided on Exhibit A attached hereto.
3. This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware.
4. Except as expressly amended hereby, all of the provisions of the Distribution Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein.
 
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the date first written above.

 

FORESIDE FUND SERVICES, LLC
 
By: /s/ Mark A. Fairbanks
      Mark A. Fairbanks, President
HENDERSON GLOBAL FUNDS
 
By: /s/ Troy M. Statczar
      Troy M. Statczar, Treasurer

 



Exhibit A

DISTRIBUTION AGREEMENT
Appendix A
As of December 7, 2016

 
Funds of the Trust
 
Classes of the
Trust
 
Distribution Fees
Payable to Foreside*
Shareholder Service
Fees Payable to
Foreside*
Henderson European Focus
Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson Global Technology
Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson International
Opportunities Fund
A
C
R
I
IS
R6
IF
0.25%
0.75%
0.50%
None
0.05%
None
0.05%
None
0.25%
None
None
None
None
None
Henderson Strategic Income
Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson Global Equity
Income Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson Emerging Markets
 Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson All Asset Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson Dividend &
Income Builder Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson High Yield
Opportunities Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson Unconstrained
Bond Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
 
 

 
 
Funds of the Trust
 
Classes of the
Trust
 
Distribution Fees
Payable to Foreside*
Shareholder Service
Fees Payable to
Foreside*
Henderson US Growth Opportunities Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson International Long/Short Equity Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson International Select Equity Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None
Henderson International Small Cap Fund
A
C
I
R6
0.25%
0.75%
None
None
None
0.25%
None
None