-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErU1aOzLoFyIR58JQzlUBlPliiiJeVqpbfOgnwrwXYCJPYt8VJZiT+YFLBmSd7XC iYLQfJEBqkM2N59vtu7Spg== 0000936329-02-000250.txt : 20021114 0000936329-02-000250.hdr.sgml : 20021114 20021114155147 ACCESSION NUMBER: 0000936329-02-000250 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH POINTE CAPITAL LLC CENTRAL INDEX KEY: 0001141297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06539 FILM NUMBER: 02825065 BUSINESS ADDRESS: STREET 1: 1200 RIVER RD CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 13F-HR 1 doc1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NorthPointe Capital, LLC -------------------------------------------- Address: 201 W. Big Beaver Rd. Troy, MI 48084 -------------------------------------------- Form 13F File Number: 28-06539 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Michael Hayden ------------------------- Title: President ------------------------- Phone: 248-457-1200 ------------------------- Signature, Place, and Date of Signing: /s/ Michael Hayden Troy, MI 11/12/2002 - ------------------- -------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: 1 Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 199 ----------- Form 13F Information Table Value Total: $ 777,886 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ---- ------- ---- ACRES GAMING INC COMMON 004936100 163 29350 Sh 0 29350 0 ACTEL CORP COMMON 004934105 3165 304300 Sh 0 304300 0 ACTION PERFORMANCE COS I COMMON 004933107 4597 178881 Sh 0 178881 0 ACTIVISION INC NEW COMMON 004930202 3667 153251 Sh 0 153251 0 ADVANCED MICRO DEVICES I COMMON 007903107 1207 226078 Sh 0 226078 0 AFTERMARKET TECHNOLOGY C COMMON 008318107 4793 370685 Sh 0 370685 0 ALBANY INTL CORP COMMON 012348108 2069 109000 Sh 0 109000 0 ALBERTO CULVER CO COMMON 013068200 2250 48800 Sh 0 48800 0 ALLEN TELECOM INC COMMON 018091108 1572 294400 Sh 0 294400 0 ALLIANT TECHSYSTEMS INC COMMON 018804104 7979 115224 Sh 0 115224 0 AMERICAN PHARMACEUTICALS COMMON 02886P109 6181 378482 Sh 0 378482 0 AMERICAN STS WTR CO COMMON 029899101 6161 234967 Sh 0 234967 0 AMERICREDIT CORP COMMON 03060R101 3965 491294 Sh 0 491294 0 AMERIGROUP CORP COMMON 03073T102 5617 167411 Sh 0 167411 0 ANTHRACITE CAP INC COMMON 037023108 4721 417796 Sh 0 417796 0 APRIA HEALTHCARE GROUP I COMMON 037933108 6093 258629 Sh 0 258629 0 ARMOR HOLDINGS INC COMMON 042260109 4600 306838 Sh 0 306838 0 BALL CORP COMMON 058498106 3264 64780 Sh 0 64780 0 BANKATLANTIC BANCORP COMMON 065908501 9168 1020884 Sh 0 1020884 0 BARNES & NOBLE INC COMMON 067774109 379 17901 Sh 0 17901 0 BEAZER HOMES USA INC COMMON 07556Q105 4002 65556 Sh 0 65556 0 BERKLEY W R CORP COMMON 084423102 408 12000 Sh 0 12000 0 BIG LOTS INC COMMON 089302103 1941 122592 Sh 0 122592 0 BOK FINL CORP COMMON 05561Q201 5690 175062 Sh 0 175062 0 BORDERS GROUP INC COMMON 099709107 3030 191800 Sh 0 191800 0 BORG WARNER INC COMMON 099724106 3371 67900 Sh 0 67900 0 BORLAND SOFTWARE CORP COMMON 099849101 3100 397900 Sh 0 397900 0 BOWATER INC COMMON 102183100 3114 88224 Sh 0 88224 0 BRANDYWINE RLTY TR COMMON 105368203 4925 218400 Sh 0 218400 0 BUNGE LIMITED COMMON G16962105 8423 348073 Sh 0 348073 0 CARDIODYNAMICS INTL CORP COMMON 141597104 2450 856668 Sh 0 856668 0 CARPENTER TECHNOLOGY COR COMMON 144285103 2330 179229 Sh 0 179229 0 CBL & ASSOC PPTYS INC COMMON 124830100 9912 255794 Sh 0 255794 0 CCC INFORMATION SVCS GRO COMMON 12487Q109 3115 238300 Sh 0 238300 0 CENTURY ALUM CO COMMON 156431108 744 106863 Sh 0 106863 0 CHICAGO BRIDGE & IRON CO COMMON 167250109 3298 137427 Sh 0 137427 0 CITY NATL CORP COMMON 178566105 5254 112332 Sh 0 112332 0 CLAIRES STORES INC COMMON 179584107 8612 395044 Sh 0 395044 0 CLECO CORP NEW COMMON 12561W105 2819 209300 Sh 0 209300 0 COLLINS & AIKMAN CORP NE COMMON 194830204 2904 809049 Sh 0 809049 0 COMMUNITY FIRST BANKSHAR COMMON 203902101 10860 389528 Sh 0 389528 0 COMMUNITY HEALTH SYS INC COMMON 203668108 4214 158255 Sh 0 158255 0 COMPUTER PROGRAMS & SYS COMMON 205306103 579 27100 Sh 0 27100 0 CONMED CORP COMMON 207410101 9907 491671 Sh 0 491671 0 COOPER TIRE & RUBR CO COMMON 216831107 6167 382107 Sh 0 382107 0 CRAY INC COMMON 225223106 179 45300 Sh 0 45300 0 CREDENCE SYS CORP COMMON 225302108 1186 136900 Sh 0 136900 0 CUMMINS INC COMMON 231021106 3433 145350 Sh 0 145350 0 CUMULUS MEDIA INC COMMON 231082108 8994 509594 Sh 0 509594 0 CYPRESS SEMICONDUCTOR CO COMMON 232806109 1160 176869 Sh 0 176869 0 DANA CORP COMMON 235811106 3132 239441 Sh 0 239441 0 DARDEN RESTAURANTS INC COMMON 237194105 3077 126950 Sh 0 126950 0 DEVELOPERS DIVERSIFIED R COMMON 251591103 3029 137620 Sh 0 137620 0 DIAL CORP NEW COMMON 25247D101 3884 180967 Sh 0 180967 0 DOLLAR THRIFTY AUTOMOTIV COMMON 256743105 5537 345008 Sh 0 345008 0 DONNELLEY R R & SONS CO COMMON 257867101 3688 156887 Sh 0 156887 0 DOWNEY FINL CORP COMMON 261018105 8319 242903 Sh 0 242903 0 DQE INC COMMON 23329J104 6971 464739 Sh 0 464739 0 EAST WEST BANCORP INC COMMON 27579R104 2491 73800 Sh 0 73800 0 ELECTRO SCIENTIFIC INDS COMMON 285229100 1387 93500 Sh 0 93500 0 EMMIS COMMUNICATIONS COR COMMON 291525103 5757 303026 Sh 0 303026 0 ENTRUST INC COMMON 293848107 1636 520900 Sh 0 520900 0 FAIRCHILD SEMICONDUCTOR COMMON 303726103 1272 134350 Sh 0 134350 0 FBR ASSET INVT CORP COMMON 30241E303 10953 350370 Sh 0 350370 0 FEDERAL AGRIC MTG CORP COMMON 313148306 2370 80300 Sh 0 80300 0 FELCOR LODGING TR INC COMMON 31430F101 2032 158400 Sh 0 158400 0 FIRST CMNTY BANCORP CALI COMMON 31983B101 2385 82400 Sh 0 82400 0 FIRSTFED FINL CORP COMMON 337907109 3466 134600 Sh 0 134600 0 FLOWSERVE CORP COMMON 34354P105 2815 281491 Sh 0 281491 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 3903 289993 Sh 0 289993 0 FRIEDMAN BILLINGS RAMSEY COMMON 358433100 2640 260600 Sh 0 260600 0 GENESEE & WYO INC COMMON 371559105 3278 147305 Sh 0 147305 0 GLENBOROUGH RLTY TR INC COMMON 37803P105 7123 350900 Sh 0 350900 0 GREAT ATLANTIC & PAC TEA COMMON 390064103 218 26006 Sh 0 26006 0 HARLEYSVILLE GROUP INC COMMON 412824104 4452 169600 Sh 0 169600 0 HARRIS CORP DEL COMMON 413875105 8396 250708 Sh 0 250708 0 HARVEST NATURAL RESOURCE COMMON 41754V103 182 33500 Sh 0 33500 0 HASBRO INC COMMON 418056107 3342 300300 Sh 0 300300 0 HIBBETT SPORTING GOODS I COMMON 428565105 1860 89650 Sh 0 89650 0 HORMEL FOODS CORP COMMON 440452100 3161 144447 Sh 0 144447 0 HUBBELL INC COMMON 443510201 8101 278682 Sh 0 278682 0 HUNT J B TRANS SVCS INC COMMON 445658107 5320 225891 Sh 0 225891 0 HUTCHINSON TECHNOLOGY IN COMMON 448407106 5436 336576 Sh 0 336576 0 HYPERCOM CORP COMMON 44913M105 2312 808400 Sh 0 808400 0 ICN PHARMACEUTICALS INC COMMON 448924100 1580 174339 Sh 0 174339 0 IMATION CORP COMMON 45245A107 2127 75065 Sh 0 75065 0 IMC GLOBAL INC COMMON 449669100 4578 379908 Sh 0 379908 0 IMCO RECYCLING INC COMMON 449681105 1695 280100 Sh 0 280100 0 INTEGRATED DEFENSE TECHN COMMON 45819B101 1453 73754 Sh 0 73754 0 INTERGRAPH CORP COMMON 458683109 6789 397269 Sh 0 397269 0 INTERNATIONAL FLAVORS&FR COMMON 459506101 1789 56170 Sh 0 56170 0 INTERNATIONAL MULTIFOODS COMMON 460043102 1887 96300 Sh 0 96300 0 INVITROGEN CORP COMMON 46185R100 9471 278000 Sh 0 278000 0 IONICS INC COMMON 462218108 4356 182956 Sh 0 182956 0 IPC HLDGS LTD COMMON G4933P101 10538 358787 Sh 0 358787 0 ITLA CAP CORP COMMON 450565106 1368 45300 Sh 0 45300 0 ITRON INC COMMON 465741106 2210 120200 Sh 0 120200 0 J D EDWARDS & CO COMMON 281667105 4890 528676 Sh 0 528676 0 JACOBS ENGR GROUP INC DE COMMON 469814107 5397 174777 Sh 0 174777 0 JONES LANG LASALLE INC COMMON 48020Q107 6448 313603 Sh 0 313603 0 JOY GLOBAL INC COMMON 481165108 2125 255981 Sh 0 255981 0 KEY ENERGY SVCS INC COMMON 492914106 7048 894380 Sh 0 894380 0 LA Z BOY INC COMMON 505336107 4690 202149 Sh 0 202149 0 LAM RESEARCH CORP COMMON 512807108 3201 359690 Sh 0 359690 0 LEE ENTERPRISES INC COMMON 523768109 8440 256845 Sh 0 256845 0 LEGG MASON INC COMMON 524901105 4127 96971 Sh 0 96971 0 LIBERTY PPTY TR COMMON 531172104 4988 160906 Sh 0 160906 0 LINENS N THINGS INC COMMON 535679104 2939 160004 Sh 0 160004 0 LOCAL FINL CORP COMMON 539553107 2698 195330 Sh 0 195330 0 LSI INDS INC COMMON 50216C108 1572 155050 Sh 0 155050 0 LYONDELL CHEMICAL CO COMMON 552078107 4213 352844 Sh 0 352844 0 MACATAWA BK CORP COMMON 554225102 2937 159344 Sh 0 159344 0 MACK CALI RLTY CORP COMMON 554489104 5459 169907 Sh 0 169907 0 MACROMEDIA INC COMMON 556100105 2491 322200 Sh 0 322200 0 MANITOWOC INC COMMON 563571108 4178 152758 Sh 0 152758 0 MATTEL INC COMMON 577081102 3195 177389 Sh 0 177389 0 MAVERICK TUBE CORP COMMON 577914104 4217 475479 Sh 0 475479 0 MCG CAPITAL CORP COMMON 58047P107 7511 569846 Sh 0 569846 0 MEDQUIST INC COMMON 584949101 4328 184438 Sh 0 184438 0 MENS WEARHOUSE INC COMMON 587118100 5293 360063 Sh 0 360063 0 MIM CORP COMMON 553044108 148 15650 Sh 0 15650 0 MOVIE GALLERY INC COMMON 624581104 3674 244797 Sh 0 244797 0 MPS GROUP INC COMMON 553409103 4980 858631 Sh 0 858631 0 NAVIGANT INTL INC COMMON 63935R108 922 87800 Sh 0 87800 0 NBTY INC COMMON 628782104 4894 377080 Sh 0 377080 0 NCO GROUP INC COMMON 628858102 576 50595 Sh 0 50595 0 NDCHEALTH CORP COMMON 639480102 4332 278596 Sh 0 278596 0 NEOFORMA COM INC COMMON 640475505 151 16000 Sh 0 16000 0 NETSOLVE INC COMMON 64115J106 1112 155060 Sh 0 155060 0 NEW CENTURY FINANCIAL CO COMMON 64352D101 3319 141834 Sh 0 141834 0 NEW JERSEY RES COMMON 646025106 10493 318937 Sh 0 318937 0 NEWFIELD EXPL CO COMMON 651290108 5660 168501 Sh 0 168501 0 NOVELL INC COMMON 670006105 987 470000 Sh 0 470000 0 NSTAR COMMON 67019E107 4897 123830 Sh 0 123830 0 OPTION CARE INC COMMON 683948103 126 14287 Sh 0 14287 0 OSI SYSTEMS INC COMMON 671044105 175 10100 Sh 0 10100 0 OWENS & MINOR INC NEW COMMON 690732102 9462 662123 Sh 0 662123 0 PACER INTL INC TENN COMMON 69373H106 1847 162700 Sh 0 162700 0 PATHMARK STORES INC NEW COMMON 70322A101 1473 161000 Sh 0 161000 0 PHILLIPS VAN HEUSEN CORP COMMON 718592108 2122 168400 Sh 0 168400 0 PIER 1 IMPORTS INC COMMON 720279108 3678 192887 Sh 0 192887 0 PLANAR SYS INC COMMON 726900103 1446 90700 Sh 0 90700 0 POLYONE CORP COMMON 73179P106 2460 286365 Sh 0 286365 0 PROVIDENT FINL GROUP INC COMMON 743866105 4962 197776 Sh 0 197776 0 QUESTAR CORP COMMON 748356102 10353 453275 Sh 0 453275 0 QUIKSILVER INC COMMON 74838C106 7828 346523 Sh 0 346523 0 QUOVADX INC COMMON 74913K106 502 358500 Sh 0 358500 0 R H DONNELLEY CORP COMMON 74955W307 6497 249892 Sh 0 249892 0 RADIOLOGIX INC COMMON 75040K109 900 140600 Sh 0 140600 0 RAILAMERICA INC COMMON 750753105 2506 345600 Sh 0 345600 0 RAMCO-GERSHENSON PPTYS T COMMON 751452202 5607 285200 Sh 0 285200 0 REINSURANCE GROUP AMER I COMMON 759351109 450 17400 Sh 0 17400 0 ROWAN COS INC COMMON 779382100 5925 317843 Sh 0 317843 0 RPM INC OHIO COMMON 749685103 6297 447836 Sh 0 447836 0 SANMINA SCI CORP COMMON 800907107 1095 395485 Sh 0 395485 0 SCHULMAN A INC COMMON 808194104 1430 82500 Sh 0 82500 0 SCIENTIFIC GAMES CORP COMMON 80874P109 6529 974295 Sh 0 974295 0 SCOTTISH ANNUITY & LIFE COMMON G7885T104 7522 441200 Sh 0 441200 0 SEACOR SMIT INC COMMON 811904101 4447 108500 Sh 0 108500 0 SECOND BANCORP INC COMMON 813114105 5132 192000 Sh 0 192000 0 SEROLOGICALS CORP COMMON 817523103 5427 405282 Sh 0 405282 0 SHOPKO STORES INC COMMON 824911101 852 65217 Sh 0 65217 0 SIGNAL TECHNOLOGY CORP COMMON 826675100 155 16800 Sh 0 16800 0 SILGAN HOLDINGS INC COMMON 827048109 2375 83519 Sh 0 83519 0 SINCLAIR BROADCAST GROUP COMMON 829226109 6498 474323 Sh 0 474323 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 2993 660761 Sh 0 660761 0 SOUTHWESTERN ENERGY CO COMMON 845467109 3674 306200 Sh 0 306200 0 SPANISH BROADCASTING SYS COMMON 846425882 147 22450 Sh 0 22450 0 STANCORP FINL GROUP INC COMMON 852891100 1961 37073 Sh 0 37073 0 STONE ENERGY CORP COMMON 861642106 5307 163300 Sh 0 163300 0 SUPERIOR CONSULTANT HLDG COMMON 868146101 57 18850 Sh 0 18850 0 SUPERIOR FINANCIAL CORP COMMON 868161100 3482 185200 Sh 0 185200 0 SUPERVALU INC COMMON 868536103 4797 297017 Sh 0 297017 0 SUSQUEHANNA BANCSHARES I COMMON 869099101 4986 230300 Sh 0 230300 0 SYPRIS SOLUTIONS INC COMMON 871655106 154 14200 Sh 0 14200 0 TAKE-TWO INTERACTIVE SOF COMMON 874054109 6263 215971 Sh 0 215971 0 TEKTRONIX INC COMMON 879131100 3179 193463 Sh 0 193463 0 TEMPLE INLAND INC COMMON 879868107 2899 75057 Sh 0 75057 0 THQ INC COMMON 872443403 4802 230886 Sh 0 230886 0 TIDEWATER INC COMMON 886423102 5323 197236 Sh 0 197236 0 TIMBERLAND CO COMMON 887100105 3388 106954 Sh 0 106954 0 TRIARC COS INC COMMON 895927101 2963 130600 Sh 0 130600 0 UNIFI INC COMMON 904677101 1741 277600 Sh 0 277600 0 UNISYS CORP COMMON 909214108 1540 220047 Sh 0 220047 0 UNITED RENTALS INC COMMON 911363109 1511 179031 Sh 0 179031 0 UNITED RETAIL GROUP INC COMMON 911380103 369 77639 Sh 0 77639 0 USEC INC COMMON 90333E108 4862 776670 Sh 0 776670 0 VALSPAR CORP COMMON 920355104 6245 167413 Sh 0 167413 0 VERIDIAN CORP DEL COMMON 92342R203 4921 197005 Sh 0 197005 0 VESTA INS GROUP INC COMMON 925391104 1653 661100 Sh 0 661100 0 WABTEC CORP COMMON 929740108 6063 430626 Sh 0 430626 0 WATCHGUARD TECHNOLOGIES COMMON 941105108 1502 341400 Sh 0 341400 0 WEBSTER FINL CORP CONN COMMON 947890109 5337 158924 Sh 0 158924 0 WESTERN DIGITAL CORP COMMON 958102105 3543 753919 Sh 0 753919 0 WESTERN GAS RES INC COMMON 958259103 2917 93347 Sh 0 93347 0 WILLBROS GROUP INC COMMON 969199108 121 11700 Sh 0 11700 0 WISCONSIN ENERGY CORP COMMON 976657106 6202 255224 Sh 0 255224 0 YELLOW CORP COMMON 985509108 10303 349172 Sh 0 349172 0 YORK INTL CORP NEW COMMON 986670107 6575 233161 Sh 0 233161 0
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