-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ol2iYUIQ4sGuteF7qeNv56/BhaVMOaO4P6uog4UvxL3xCQeJC17P59xJUAcjCDct f8DGThmwSQ+fUs2ZOsho/g== 0000936329-02-000186.txt : 20020814 0000936329-02-000186.hdr.sgml : 20020814 20020814151209 ACCESSION NUMBER: 0000936329-02-000186 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH POINTE CAPITAL LLC CENTRAL INDEX KEY: 0001141297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06539 FILM NUMBER: 02735495 BUSINESS ADDRESS: STREET 1: 1200 RIVER RD CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 13F-HR 1 doc1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NorthPointe Capital, LLC ----------------------------------------------------- Address: 201 W. Big Beaver Rd. Troy, MI 48084 ----------------------------------------------------- Form 13F File Number: 28-06539 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Michael Hayden ------------------------- Title: President ------------------------- Phone: 248-457-1200 ------------------------- Signature, Place, and Date of Signing: /s/ Michael Hayden Troy, MI 8/8/2002 - ------------------- -------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary:1 Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 186 ----------- Form 13F Information Table Value Total: $ 977,249 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ---- ------- ---- ACCLAIM ENTMT INC COMMON 004325205 162 45900 Sh 0 45900 0 ACRES GAMING INC COMMON 004936100 145 31650 Sh 0 31650 0 ACTEL CORP COMMON 004934105 6451 306900 Sh 0 306900 0 AFFILIATED MANAGERS GROU COMMON 008252108 11325 184154 Sh 0 184154 0 AFTERMARKET TECHNOLOGY C COMMON 008318107 5145 267952 Sh 0 267952 0 ALBANY INTL CORP COMMON 012348108 6824 253600 Sh 0 253600 0 ALBERTO CULVER CO COMMON 013068200 4224 93500 Sh 0 93500 0 ALLIANT TECHSYSTEMS INC COMMON 018804104 5436 85207 Sh 0 85207 0 AMERICAN PHARMACEUTICALS COMMON 02886P109 5598 452929 Sh 0 452929 0 AMERICAN STS WTR CO COMMON 029899101 3771 142289 Sh 0 142289 0 ANNTAYLOR STORES CORP COMMON 036115103 3704 145903 Sh 0 145903 0 ANTHRACITE CAP INC COMMON 037023108 3060 230962 Sh 0 230962 0 ARMOR HOLDINGS INC COMMON 042260109 6120 240000 Sh 0 240000 0 AXCAN PHARMA INC COMMON 054923107 170 11350 Sh 0 11350 0 BALL CORP COMMON 058498106 4815 116070 Sh 0 116070 0 BANKATLANTIC BANCORP COMMON 065908501 12562 1013090 Sh 0 1013090 0 BARNES & NOBLE INC COMMON 067774109 457 17301 Sh 0 17301 0 BEAZER HOMES USA INC COMMON 07556Q105 5460 68256 Sh 0 68256 0 BERKLEY W R CORP COMMON 084423102 440 8000 Sh 0 8000 0 BIG LOTS INC COMMON 089302103 1265 64300 Sh 0 64300 0 BOK FINL CORP COMMON 05561Q201 4994 149262 Sh 0 149262 0 BORDERS GROUP INC COMMON 099709107 4974 270300 Sh 0 270300 0 BORG WARNER INC COMMON 099724106 4517 78200 Sh 0 78200 0 BOWATER INC COMMON 102183100 3919 72079 Sh 0 72079 0 BRANDYWINE RLTY TR COMMON 105368203 8917 344300 Sh 0 344300 0 BUNGE LIMITED COMMON G16962105 9339 442606 Sh 0 442606 0 CARDIODYNAMICS INTL CORP COMMON 141597104 3471 933147 Sh 0 933147 0 CAREMARK RX INC COMMON 141705103 3187 193128 Sh 0 193128 0 CARPENTER TECHNOLOGY COR COMMON 144285103 7763 269445 Sh 0 269445 0 CBL & ASSOC PPTYS INC COMMON 124830100 9508 234760 Sh 0 234760 0 CCC INFORMATION SVCS GRO COMMON 12487Q109 5358 382700 Sh 0 382700 0 CEC ENTMT INC COMMON 125137109 2387 57800 Sh 0 57800 0 CENTURY ALUM CO COMMON 156431108 1557 104563 Sh 0 104563 0 CHAMPS ENTMT INC DEL COMMON 158787101 166 13600 Sh 0 13600 0 CHECKFREE CORP NEW COMMON 162813109 4639 296609 Sh 0 296609 0 CITY NATL CORP COMMON 178566105 6075 113032 Sh 0 113032 0 CLAIRES STORES INC COMMON 179584107 10352 452068 Sh 0 452068 0 CLECO CORP NEW COMMON 12561W105 7562 345300 Sh 0 345300 0 COLLINS & AIKMAN CORP NE COMMON 194830204 5827 640320 Sh 0 640320 0 COMMUNITY FIRST BANKSHAR COMMON 203902101 11871 455018 Sh 0 455018 0 COMMUNITY HEALTH SYS INC COMMON 203668108 4331 161603 Sh 0 161603 0 COMPUTER PROGRAMS & SYS COMMON 205306103 1755 81510 Sh 0 81510 0 CONMED CORP COMMON 207410101 10103 452462 Sh 0 452462 0 COOPER TIRE & RUBR CO COMMON 216831107 10978 534185 Sh 0 534185 0 CRAFTMADE INTL INC COMMON 22413E104 161 10600 Sh 0 10600 0 CROSS MEDIA MARKETING CO COMMON 22754R201 114 12150 Sh 0 12150 0 CUMMINS INC COMMON 231021106 6835 206502 Sh 0 206502 0 CUMULUS MEDIA INC COMMON 231082108 5300 384651 Sh 0 384651 0 CURATIVE HEALTH SVCS INC COMMON 231264102 230 13700 Sh 0 13700 0 CYPRESS SEMICONDUCTOR CO COMMON 232806109 2175 143269 Sh 0 143269 0 DANA CORP COMMON 235811106 3322 179263 Sh 0 179263 0 DARDEN RESTAURANTS INC COMMON 237194105 4163 168539 Sh 0 168539 0 DEVELOPERS DIVERSIFIED R COMMON 251591103 1443 64120 Sh 0 64120 0 DIAL CORP NEW COMMON 25247D101 4365 218038 Sh 0 218038 0 DOLLAR THRIFTY AUTOMOTIV COMMON 256743105 9902 382308 Sh 0 382308 0 DONNELLEY R R & SONS CO COMMON 257867101 3867 140363 Sh 0 140363 0 DOWNEY FINL CORP COMMON 261018105 11806 249603 Sh 0 249603 0 EAST WEST BANCORP INC COMMON 27579R104 5803 168100 Sh 0 168100 0 ELECTRO SCIENTIFIC INDS COMMON 285229100 3548 146000 Sh 0 146000 0 EMMIS COMMUNICATIONS COR COMMON 291525103 6010 283626 Sh 0 283626 0 ENDO PHARMACEUTICALS HLD COMMON 29264F205 3734 533400 Sh 0 533400 0 ESS TECHNOLOGY INC COMMON 269151106 3140 179018 Sh 0 179018 0 EVEREST RE GROUP LTD COMMON G3223R108 2567 45876 Sh 0 45876 0 FAIRCHILD SEMICONDUCTOR COMMON 303726103 2944 121150 Sh 0 121150 0 FBR ASSET INVT CORP COMMON 30241E303 12117 363317 Sh 0 363317 0 FERRO CORP COMMON 315405100 7674 254524 Sh 0 254524 0 FIRSTFED FINL CORP COMMON 337907109 6102 210400 Sh 0 210400 0 FLOWSERVE CORP COMMON 34354P105 8028 269391 Sh 0 269391 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 8492 475734 Sh 0 475734 0 FRIEDMAN BILLINGS RAMSEY COMMON 358433100 6683 525000 Sh 0 525000 0 GENESEE & WYO INC COMMON 371559105 2498 110729 Sh 0 110729 0 GLENBOROUGH RLTY TR INC COMMON 37803P105 11295 476600 Sh 0 476600 0 GREAT ATLANTIC & PAC TEA COMMON 390064103 486 26006 Sh 0 26006 0 GROUP 1 AUTOMOTIVE INC COMMON 398905109 2880 75500 Sh 0 75500 0 HARLEYSVILLE GROUP INC COMMON 412824104 7301 263400 Sh 0 263400 0 HARRIS CORP DEL COMMON 413875105 10129 279502 Sh 0 279502 0 HASBRO INC COMMON 418056107 6273 462600 Sh 0 462600 0 HIBBETT SPORTING GOODS I COMMON 428565105 4031 158700 Sh 0 158700 0 HORMEL FOODS CORP COMMON 440452100 4772 199347 Sh 0 199347 0 HUBBELL INC COMMON 443510201 9833 287945 Sh 0 287945 0 HUDSON UNITED BANCORP COMMON 444165104 9137 319915 Sh 0 319915 0 HUTCHINSON TECHNOLOGY IN COMMON 448407106 4133 264283 Sh 0 264283 0 HYPERCOM CORP COMMON 44913M105 6894 895300 Sh 0 895300 0 ICN PHARMACEUTICALS INC COMMON 448924100 3686 152239 Sh 0 152239 0 IMATION CORP COMMON 45245A107 3719 124976 Sh 0 124976 0 IMC GLOBAL INC COMMON 449669100 7608 608607 Sh 0 608607 0 IMCO RECYCLING INC COMMON 449681105 3056 310300 Sh 0 310300 0 INTER TEL INC COMMON 458372109 6100 359644 Sh 0 359644 0 INTERGRAPH CORP COMMON 458683109 6654 381514 Sh 0 381514 0 INTERMAGNETICS GEN CORP COMMON 458771102 5165 255717 Sh 0 255717 0 INTERNATIONAL FLAVORS&FR COMMON 459506101 6043 185992 Sh 0 185992 0 INTERNATIONAL MULTIFOODS COMMON 460043102 3648 140300 Sh 0 140300 0 IONICS INC COMMON 462218108 4677 192868 Sh 0 192868 0 IPC HLDGS LTD COMMON G4933P101 10478 343087 Sh 0 343087 0 J D EDWARDS & CO COMMON 281667105 7655 630022 Sh 0 630022 0 JACOBS ENGR GROUP INC DE COMMON 469814107 5119 147177 Sh 0 147177 0 JONES LANG LASALLE INC COMMON 48020Q107 7146 289303 Sh 0 289303 0 JOY GLOBAL INC COMMON 481165108 4083 235481 Sh 0 235481 0 KEY ENERGY SVCS INC COMMON 492914106 9601 914380 Sh 0 914380 0 LA Z BOY INC COMMON 505336107 5392 213799 Sh 0 213799 0 LAM RESEARCH CORP COMMON 512807108 6541 363790 Sh 0 363790 0 LEE ENTERPRISES INC COMMON 523768109 8325 237845 Sh 0 237845 0 LEGG MASON INC COMMON 524901105 4252 86171 Sh 0 86171 0 LIBERTY PPTY TR COMMON 531172104 3919 111960 Sh 0 111960 0 LINENS N THINGS INC COMMON 535679104 7220 220064 Sh 0 220064 0 LOCAL FINL CORP COMMON 539553107 3958 242700 Sh 0 242700 0 LSI INDS INC COMMON 50216C108 4266 232200 Sh 0 232200 0 MACATAWA BK CORP COMMON 554225102 5439 250152 Sh 0 250152 0 MACK CALI RLTY CORP COMMON 554489104 13086 372290 Sh 0 372290 0 MANITOWOC INC COMMON 563571108 5893 166058 Sh 0 166058 0 MANTECH INTL CORP COMMON 564563104 215 8950 Sh 0 8950 0 MATTEL INC COMMON 577081102 3693 175189 Sh 0 175189 0 MAVERICK TUBE CORP COMMON 577914104 9111 607401 Sh 0 607401 0 MCG CAPITAL CORP COMMON 58047P107 9764 584323 Sh 0 584323 0 MEDQUIST INC COMMON 584949101 7723 290003 Sh 0 290003 0 MENS WEARHOUSE INC COMMON 587118100 8563 335820 Sh 0 335820 0 MERIT MED SYS INC COMMON 589889104 214 10351 Sh 0 10351 0 MIM CORP COMMON 553044108 171 14150 Sh 0 14150 0 MPS GROUP INC COMMON 553409103 8783 1033248 Sh 0 1033248 0 NBTY INC COMMON 628782104 5261 339880 Sh 0 339880 0 NCO GROUP INC COMMON 628858102 6527 295495 Sh 0 295495 0 NDCHEALTH CORP COMMON 639480102 8357 299518 Sh 0 299518 0 NETSOLVE INC COMMON 64115J106 1591 221260 Sh 0 221260 0 NEW CENTURY FINANCIAL CO COMMON 64352D101 8470 242201 Sh 0 242201 0 NEW JERSEY RES COMMON 646025106 7570 253587 Sh 0 253587 0 NEWFIELD EXPL CO COMMON 651290108 5345 143798 Sh 0 143798 0 NSTAR COMMON 67019E107 4255 95030 Sh 0 95030 0 OPTION CARE INC COMMON 683948103 169 12287 Sh 0 12287 0 ORGANOGENESIS INC COMMON 685906109 4 18600 Sh 0 18600 0 OWENS & MINOR INC NEW COMMON 690732102 12769 646210 Sh 0 646210 0 PACER INTL INC TENN COMMON 69373H106 1622 94100 Sh 0 94100 0 PATHMARK STORES INC NEW COMMON 70322A101 2861 152100 Sh 0 152100 0 PHILLIPS VAN HEUSEN CORP COMMON 718592108 4933 316200 Sh 0 316200 0 PIER 1 IMPORTS INC COMMON 720279108 4000 190487 Sh 0 190487 0 POLYONE CORP COMMON 73179P106 2522 224173 Sh 0 224173 0 POWER INTEGRATIONS INC COMMON 739276103 2897 159900 Sh 0 159900 0 PROVINCE HEALTHCARE CO COMMON 743977100 3604 161200 Sh 0 161200 0 QUESTAR CORP COMMON 748356102 10811 437675 Sh 0 437675 0 QUIKSILVER INC COMMON 74838C106 8333 336023 Sh 0 336023 0 QUOVADX INC COMMON 74913K106 3063 487700 Sh 0 487700 0 R H DONNELLEY CORP COMMON 74955W307 8116 290183 Sh 0 290183 0 RAILAMERICA INC COMMON 750753105 4341 401200 Sh 0 401200 0 RAMCO-GERSHENSON PPTYS T COMMON 751452202 6291 312200 Sh 0 312200 0 REINSURANCE GROUP AMER I COMMON 759351109 536 17400 Sh 0 17400 0 RENT A CTR INC NEW COMMON 76009N100 238 4100 Sh 0 4100 0 RENT WAY INC COMMON 76009U104 187 14450 Sh 0 14450 0 RPM INC OHIO COMMON 749685103 7591 497799 Sh 0 497799 0 SCHULMAN A INC COMMON 808194104 5309 247500 Sh 0 247500 0 SCIENTIFIC GAMES CORP COMMON 80874P109 6453 812783 Sh 0 812783 0 SCOTTISH ANNUITY & LIFE COMMON G7885T104 9208 482600 Sh 0 482600 0 SEACOR SMIT INC COMMON 811904101 7988 168700 Sh 0 168700 0 SECOND BANCORP INC COMMON 813114105 5807 212700 Sh 0 212700 0 SEROLOGICALS CORP COMMON 817523103 8547 467282 Sh 0 467282 0 SHOPKO STORES INC COMMON 824911101 526 26017 Sh 0 26017 0 SILGAN HOLDINGS INC COMMON 827048109 4968 122838 Sh 0 122838 0 SINCLAIR BROADCAST GROUP COMMON 829226109 5650 388034 Sh 0 388034 0 SKYWEST INC COMMON 830879102 7835 334952 Sh 0 334952 0 SOUTHWESTERN ENERGY CO COMMON 845467109 2327 153200 Sh 0 153200 0 SPANISH BROADCASTING SYS COMMON 846425882 177 17650 Sh 0 17650 0 STANCORP FINL GROUP INC COMMON 852891100 1974 35573 Sh 0 35573 0 STONE ENERGY CORP COMMON 861642106 7704 191400 Sh 0 191400 0 SUPERIOR CONSULTANT HLDG COMMON 868146101 108 18850 Sh 0 18850 0 SUPERIOR FINANCIAL CORP COMMON 868161100 2356 123020 Sh 0 123020 0 SUPERVALU INC COMMON 868536103 6854 279403 Sh 0 279403 0 SUSQUEHANNA BANCSHARES I COMMON 869099101 6779 298500 Sh 0 298500 0 TAKE-TWO INTERACTIVE SOF COMMON 874054109 5322 258464 Sh 0 258464 0 TEMPLE INLAND INC COMMON 879868107 3793 65557 Sh 0 65557 0 THQ INC COMMON 872443403 4677 156841 Sh 0 156841 0 TIDEWATER INC COMMON 886423102 4114 124959 Sh 0 124959 0 TIMBERLAND CO COMMON 887100105 6410 178949 Sh 0 178949 0 TOWER AUTOMOTIVE INC COMMON 891707101 7803 559343 Sh 0 559343 0 TRIARC COS INC COMMON 895927101 4019 145600 Sh 0 145600 0 UNIFI INC COMMON 904677101 2410 221100 Sh 0 221100 0 UNITED RENTALS INC COMMON 911363109 6419 294445 Sh 0 294445 0 UNITED RETAIL GROUP INC COMMON 911380103 1313 125000 Sh 0 125000 0 UNIVERSAL FST PRODS INC COMMON 913543104 3340 142600 Sh 0 142600 0 VALSPAR CORP COMMON 920355104 7101 157313 Sh 0 157313 0 VERIDIAN CORP DEL COMMON 92342R203 2338 103000 Sh 0 103000 0 VESTA INS GROUP INC COMMON 925391104 3473 811500 Sh 0 811500 0 WABTEC CORP COMMON 929740108 8298 582308 Sh 0 582308 0 WEBSTER FINL CORP CONN COMMON 947890109 6187 161793 Sh 0 161793 0 WESTERN GAS RES INC COMMON 958259103 2361 63141 Sh 0 63141 0 WHITE ELECTR DESIGNS COR COMMON 963801105 206 27400 Sh 0 27400 0 WISCONSIN ENERGY CORP COMMON 976657106 5563 220124 Sh 0 220124 0 YELLOW CORP COMMON 985509108 9493 293003 Sh 0 293003 0 YORK INTL CORP NEW COMMON 986670107 7938 234910 Sh 0 234910 0
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