8-K 1 lqmt20170316_8k.htm FORM 8-K lqmt20170316_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-K

  

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 14, 2017
 

LIQUIDMETAL TECHNOLOGIES, INC.

(Exact name of Registrant as Specified in its Charter)

  

Delaware

(State or other jurisdiction of incorporation or organization)

001-31332

(Commission File Number)

33-0264467

(I.R.S. Employer Identification No.)

 

30452 Esperanza

Rancho Santa Margarita, California 92688

(Address of Principal Executive Offices; Zip Code)

 

Registrant’s telephone number, including area code: (949) 635-2100

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

LIQUIDMETAL TECHNOLOGIES, INC.

 

FORM 8-K

  

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On March 14, 2017, Richard Sevcik resigned as a director of Liquidmetal Technologies, Inc. (the “Company”). Mr. Sevcik did not resign because of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices. In connection with Mr. Sevcik’s resignation, the Board of Directors of the Company approved an amendment to Mr. Sevcik’s previously granted options to purchase an aggregate of 1,210,000 shares of Company common stock to provide for the immediate vesting of all unvested options and the extension of the exercise period of the options through the third anniversary of Mr. Sevcik’s resignation.

 

 

 
 

 

 

Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

LIQUIDMETAL TECHNOLOGIES, INC.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Tony Chung

 

 

 

Tony Chung,

 

 

 

Chief Financial Officer

 

  

Date: March 17, 2017