0001140361-16-054381.txt : 20160222
0001140361-16-054381.hdr.sgml : 20160222
20160222163955
ACCESSION NUMBER: 0001140361-16-054381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150127
FILED AS OF DATE: 20160222
DATE AS OF CHANGE: 20160222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001141240
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 330264467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30452 ESPERANZA
CITY: RANCHO SANTA MARGARITA
STATE: CA
ZIP: 92688
BUSINESS PHONE: 800-511-3651
MAIL ADDRESS:
STREET 1: 30452 ESPERANZA
CITY: RANCHO SANTA MARGARITA
STATE: CA
ZIP: 92688
FORMER COMPANY:
FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES
DATE OF NAME CHANGE: 20010523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mahamedi Abdi
CENTRAL INDEX KEY: 0001463988
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31332
FILM NUMBER: 161445504
MAIL ADDRESS:
STREET 1: 2 GANNETT DRIVE
STREET 2: SUITE 201
CITY: WHITE PLAINS
STATE: NY
ZIP: 10604
4
1
doc1.xml
FORM 4
X0306
4
2015-01-27
0
0001141240
LIQUIDMETAL TECHNOLOGIES INC
LQMT
0001463988
Mahamedi Abdi
LIQUIDMETAL TECHNOLOGIES, INC.
30452 ESPERANZA
RANCHO SANTA MARGARITA
CA
92688
1
0
0
0
Common Stock
13858908
I
See Footnote
Common Stock
759428
D
Stock Option
.14
2015-01-27
4
A
0
400000
.14
A
2025-01-27
Common Stock
400000
400000
D
Stock Option
.07
2016-02-17
4
A
0
400000
.07
A
2026-02-17
Common Stock
400000
400000
D
Shares indirectly held in the name of Carlyle Holdings, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.
The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant. Form 4 for option grant was inadvertently not timely filed, but grant was reported on Form 8-K filed by issuer on February 9, 2015.
The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 4 years with the Option being 100% vested on the fifth anniversary of the date of grant.
/s/ Curt P. Creely, as Attorney-in-Fact for Abdi Mahamedi
2016-02-22