0001140361-13-024314.txt : 20130606 0001140361-13-024314.hdr.sgml : 20130606 20130606104251 ACCESSION NUMBER: 0001140361-13-024314 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130528 FILED AS OF DATE: 20130606 DATE AS OF CHANGE: 20130606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001141240 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 330264467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 BUSINESS PHONE: 800-511-3651 MAIL ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 FORMER COMPANY: FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES DATE OF NAME CHANGE: 20010523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEVCIK RICHARD W CENTRAL INDEX KEY: 0001232253 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31332 FILM NUMBER: 13896273 MAIL ADDRESS: STREET 1: ALPHA & OMEGA SEMICONDUCTOR STREET 2: 475 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 3 1 doc1.xml FORM 3 X0206 3 2013-05-28 0 0001141240 LIQUIDMETAL TECHNOLOGIES INC LQMT 0001232253 SEVCIK RICHARD W C/O LIQUIDMETAL TECHNOLOGIES, INC. 30452 ESPERANZA RANCHO SANTA MARGARITA CA 92688 1 0 0 0 Options to Purchase 0.08 Common Stock 270000 D The options vest on the following schedule: twenty percent (20%) will vest on May 28, 2014, with the remaining options vesting over the next consecutive four years, in a series of forty-eight (48) equal monthly installments upon completion of each month from the grant date, until May 28, 2018, at which time the options will have fully vested. /s/ Richard W. Sevcik 2013-06-06