0000897069-24-001957.txt : 20241015 0000897069-24-001957.hdr.sgml : 20241015 20241015162506 ACCESSION NUMBER: 0000897069-24-001957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241010 FILED AS OF DATE: 20241015 DATE AS OF CHANGE: 20241015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lugee Li Yeung Tak CENTRAL INDEX KEY: 0001668760 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31332 FILM NUMBER: 241372110 MAIL ADDRESS: STREET 1: 8 FLEMING ROAD STREET 2: ROOM 906, TAI TUNG BUILDING CITY: WANCHAI STATE: K3 ZIP: 999077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001141240 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 330264467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20321 VALENCIA CIRCLE CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 800-511-3651 MAIL ADDRESS: STREET 1: 20321 VALENCIA CIRCLE CITY: LAKE FOREST STATE: CA ZIP: 92630 FORMER COMPANY: FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES DATE OF NAME CHANGE: 20010523 4 1 form4.xml X0508 4 2024-10-10 0001141240 LIQUIDMETAL TECHNOLOGIES INC LQMT 0001668760 Lugee Li Yeung Tak 8 FLEMING ROAD ROOM 906, TAI TUNG BUILDING WANCHAI K3 999077 HONG KONG true true false Common Stock, $0.001 par value per share 2024-10-10 4 S 0 179787888 0.16 D 225212112 I By Liquidmetal Technology Limited Common Stock, $0.001 par value per share 1360150 D Stock Option (right-to-buy) 0.13 2026-05-04 Common Stock Par Value $0.001 700000 700000 D Stock Option (right-to-buy) 0.09 2031-12-15 Common Stock Par Value $0.001 200000 200000 D Common Stock Purchase Warrant 0.07 2016-03-10 2026-03-10 Common Stock Par Value $0.001 10066809 10066809 I By Liquidmetals Technology Limited Liquidmetal Technology Limited, a Hong Kong corporation, holds such shares of common stock. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited. Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vested 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the option vested monthly over 4 years with the option being 100% vested on the fifth anniversary of the date of grant. Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vest monthly over three years with the option being 100% vested on the third anniversary of the date of grant. Liquidmetal Technology Limited holds such common stock purchase warrant. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited. /s/ Tony Chung, as Attorney-in-Fact for Yeung Tak Lugee Li 2024-10-15