0001654954-18-014023.txt : 20181217 0001654954-18-014023.hdr.sgml : 20181217 20181217174043 ACCESSION NUMBER: 0001654954-18-014023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181212 FILED AS OF DATE: 20181217 DATE AS OF CHANGE: 20181217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUKES SIMON G CENTRAL INDEX KEY: 0001222390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35922 FILM NUMBER: 181238947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEDEVCO CORP CENTRAL INDEX KEY: 0001141197 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 223755993 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1250 WOOD BRANCH PARK DR. STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 855-733-3826 MAIL ADDRESS: STREET 1: 1250 WOOD BRANCH PARK DR. STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: BLAST ENERGY SERVICES, INC. DATE OF NAME CHANGE: 20050610 FORMER COMPANY: FORMER CONFORMED NAME: VERDISYS INC DATE OF NAME CHANGE: 20010523 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2018-12-12 0001141197 PEDEVCO CORP PED 0001222390 KUKES SIMON G 5100 WESTHEIMER SUITE 200 HOUSTON TX 77056 true true true Chief Executive Officer Common Stock 2018-12-12 4 A false 300000 1.33 A 300000 D Common Stock 2018-12-12 4 A false 3000 1.33 A 3000 I By Spouse Common Stock 7337618 I Through SK Energy LLC The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of December 12, 2018 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d). Represents 3,000 shares with identical vesting terms as described in footnote (1) above (subject to Mrs. Kukes' continued service to the Issuer), issued to Mr. Kukes' wife, who provides services as an employee of the Issuer. Exempt under Rule 16b-3(d). Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer. Issued to Mr. Kukes' wife in consideration for services rendered and agreed to be rendered to the Issuer as an employee of the Issuer. /s/ Simon Kukes 2018-12-14