0001654954-17-006064.txt : 20170630 0001654954-17-006064.hdr.sgml : 20170630 20170630172112 ACCESSION NUMBER: 0001654954-17-006064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170628 FILED AS OF DATE: 20170630 DATE AS OF CHANGE: 20170630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEDEVCO CORP CENTRAL INDEX KEY: 0001141197 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 223755993 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4125 BLACKHAWK PLAZA CIRCLE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94506 BUSINESS PHONE: 855-733-3826 MAIL ADDRESS: STREET 1: 4125 BLACKHAWK PLAZA CIRCLE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94506 FORMER COMPANY: FORMER CONFORMED NAME: BLAST ENERGY SERVICES, INC. DATE OF NAME CHANGE: 20050610 FORMER COMPANY: FORMER CONFORMED NAME: VERDISYS INC DATE OF NAME CHANGE: 20010523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Moore CENTRAL INDEX KEY: 0001554740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35922 FILM NUMBER: 17943170 MAIL ADDRESS: STREET 1: 12244 SANTA TERESA DRIVE CITY: SAN RAMON STATE: CA ZIP: 94538 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2017-06-28 false 0001141197 PEDEVCO CORP PED 0001554740 Clark Moore 4125 BLACKHAWK PLAZA CIRCLE SUITE 201 DANVILLE CA 94506 false true false false Executive VP Common Stock 2017-06-28 5 S false 10000 .6290 D 170531 D Common Stock 2017-06-29 5 S false 10000 .6290 D 160531 D Common Stock 2017-06-30 5 S false 6250 .6019 D 154281 D Common Stock 5734 I By Minor Children Incentive Stock Option (Right to Buy) 2.2 2017-07-22 2021-07-01 Common Stock 28000 28000 D Incentive Stock Option (Right to Buy) 3.70 2015-07-01 2020-07-01 Common Stock 27000 27000 D Common Stock Warrant (Right To Buy) 23.40 2013-12-16 2017-12-16 Common Stock 191 191 D Incentive Stock Option (Right to Buy) 5.10 2012-12-18 2022-06-18 Common Stock 4447 4447 D Non-Qualified Stock Option (Right to Buy) 5.10 2012-12-18 2022-06-18 Common 18887 18887 D Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested June 28, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d). Reporting Person's holdings include: 3,334 shares, 9,352 shares, 5,250 shares, 21,600, 34,855 and 78,750 shares all issued pursuant to restricted stock grants and 1,140 remaining of Founders Stock. Represents 2,867 shares of the Issuer's common stock owned by each of Reporting Person's two minor children. /s/Clark Moore 2017-06-30