0001209191-15-060830.txt : 20150714
0001209191-15-060830.hdr.sgml : 20150714
20150714184719
ACCESSION NUMBER: 0001209191-15-060830
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150712
FILED AS OF DATE: 20150714
DATE AS OF CHANGE: 20150714
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS GROUP INC
CENTRAL INDEX KEY: 0001141107
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 582588724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: 678-473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: BROADBAND PARENT CORP
DATE OF NAME CHANGE: 20010521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POTTS DAVID
CENTRAL INDEX KEY: 0001185929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31254
FILM NUMBER: 15988109
MAIL ADDRESS:
STREET 1: C/O ARRIS GROUP INC
STREET 2: 11450 TECHNOLOGY CIRCLE
CITY: DULUTH
STATE: GA
ZIP: 30097
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-12
0
0001141107
ARRIS GROUP INC
ARRS
0001185929
POTTS DAVID
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
0
1
0
0
CFO/Executive Vice President
Common stock
2015-07-13
4
S
0
8144
31.1793
D
72498
D
Common stock
2015-07-12
4
C
0
8144
0.00
A
80642
D
Restricted stock
2015-07-12
4
F
0
7506
30.85
D
39444
D
Restricted stock
2015-07-12
4
C
0
8144
0.00
D
31300
D
Restricted stock
50760
D
Restricted stock
24070
D
Restricted stock
19035
D
Restricted stock
15000
D
Restricted stock
48140
D
Restricted stock
45430
D
Restricted stock
11357
D
Restricted stock
8506
D
Shares sold subject to an existing Rule 10b5-1 Sales Plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $31.18, inclusive. The reporting person undertakes to provide the issuer or any security holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Represents the vested portion of a restricted stock grant converting to common stock.
Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting date.
Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares.
Represents a restricted stock grant which is performance-based. 0 to 50,760 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2016 and will vest 1/31/2017.
Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2016 (the "vesting date")and on each successive anniversary of the vesting date.
Represents a restricted stock grant which vests annually in fourths beginning on March 27, 2015 (the "vesting date") and on each successive anniversary of the vesting date.
Represents a restricted stock grant which is performance-based. 0 to 15,000 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
Represents a restricted stock grant which is performance-based. 0 to 48,140 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2017 and will vest 1/31/2018.
Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting date.
Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013 (the "vesting date") and on each successive anniversary of the vesting date.
/s/ David B Potts
2015-07-14