0001209191-15-060830.txt : 20150714 0001209191-15-060830.hdr.sgml : 20150714 20150714184719 ACCESSION NUMBER: 0001209191-15-060830 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150712 FILED AS OF DATE: 20150714 DATE AS OF CHANGE: 20150714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS GROUP INC CENTRAL INDEX KEY: 0001141107 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 582588724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: 678-473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: BROADBAND PARENT CORP DATE OF NAME CHANGE: 20010521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTS DAVID CENTRAL INDEX KEY: 0001185929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31254 FILM NUMBER: 15988109 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-12 0 0001141107 ARRIS GROUP INC ARRS 0001185929 POTTS DAVID 3871 LAKEFIELD DRIVE SUWANEE GA 30024 0 1 0 0 CFO/Executive Vice President Common stock 2015-07-13 4 S 0 8144 31.1793 D 72498 D Common stock 2015-07-12 4 C 0 8144 0.00 A 80642 D Restricted stock 2015-07-12 4 F 0 7506 30.85 D 39444 D Restricted stock 2015-07-12 4 C 0 8144 0.00 D 31300 D Restricted stock 50760 D Restricted stock 24070 D Restricted stock 19035 D Restricted stock 15000 D Restricted stock 48140 D Restricted stock 45430 D Restricted stock 11357 D Restricted stock 8506 D Shares sold subject to an existing Rule 10b5-1 Sales Plan. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $31.18, inclusive. The reporting person undertakes to provide the issuer or any security holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Represents the vested portion of a restricted stock grant converting to common stock. Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting date. Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares. Represents a restricted stock grant which is performance-based. 0 to 50,760 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2016 and will vest 1/31/2017. Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2016 (the "vesting date")and on each successive anniversary of the vesting date. Represents a restricted stock grant which vests annually in fourths beginning on March 27, 2015 (the "vesting date") and on each successive anniversary of the vesting date. Represents a restricted stock grant which is performance-based. 0 to 15,000 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016. Represents a restricted stock grant which is performance-based. 0 to 48,140 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2017 and will vest 1/31/2018. Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016. Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting date. Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013 (the "vesting date") and on each successive anniversary of the vesting date. /s/ David B Potts 2015-07-14