0001209191-12-036274.txt : 20120702
0001209191-12-036274.hdr.sgml : 20120702
20120702172333
ACCESSION NUMBER: 0001209191-12-036274
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120629
FILED AS OF DATE: 20120702
DATE AS OF CHANGE: 20120702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAEZZA JOHN O
CENTRAL INDEX KEY: 0001180395
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31254
FILM NUMBER: 12941286
MAIL ADDRESS:
STREET 1: C/O C-COR.NET
STREET 2: 60 DECIBEL RD
CITY: STATE COLLEGE
STATE: PA
ZIP: 16801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS GROUP INC
CENTRAL INDEX KEY: 0001141107
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 582588724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: 678-473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: BROADBAND PARENT CORP
DATE OF NAME CHANGE: 20010521
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-06-29
0
0001141107
ARRIS GROUP INC
ARRS
0001180395
CAEZZA JOHN O
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
0
1
0
0
President of Access, Transport
Common stock
2012-06-29
4
M
0
40124
6.84
A
135543
D
Common stock
2012-06-29
4
S
0
40124
13.9479
D
95419
D
Common stock
2012-07-02
4
S
0
16186
14.00
D
79233
D
Restricted stock
25200
D
Restricted stock
9686
D
Restricted stock
13157
D
Restricted stock
35086
D
Restricted stock
18682
D
Restricted stock
49820
D
Restricted stock
29040
D
Restricted stock
58080
D
Stock option
6.84
2012-06-29
4
M
0
40124
0.00
D
2014-07-04
Common stock
40124
0
D
Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.94 to $13.98, inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote.
Shares sold were subject to an existing Rule 10b5-1 Sales Plan.
Represents a restricted stock grant in which 20% vests on December 20, 2009 (the "vesting date") and 10% will vest on each successive anniversary of the vesting date.
Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is in part performance-based. 8,772 shares of the grant are guaranteed and had vested on 3/25/2011. 0 to 35,086 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 49,820 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
Represents a restricted stock grant which is performance-based. 0 to 58,080 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
Stock options are currently fully exercisable
/s/ John Caezza
2012-07-02
EX-24.4_430725
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presence, that the undersigned hereby constitutes and
appoints each of Lawrence Margolis and David Potts, signing singly, the
undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Arris Group, Inc., a Delaware corporation (the
"Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and
regulations promulgated thereunder;
(2) do and perform any and all acts on behalf of the undersigned which may be
necessary or desirable to complete and execute any such Form 3, 4, or 5 and
timely file such form with the United States Securities and Exchange Commission
and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interests of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do an perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 18th day of December, 2007.
Signature /s/ John O. Caezza
John O. Caezza________________________
Print Name