-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pm8ouHcexW+STyh/+eHeQMmnA0KvO/VexB2n8KtvrjbyHokfT3cSiVwMyRgLikxu 9U8s8wmjQEUtG6NeeguBfQ== 0001209191-11-007781.txt : 20110208 0001209191-11-007781.hdr.sgml : 20110208 20110208163102 ACCESSION NUMBER: 0001209191-11-007781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAKIN JAMES CENTRAL INDEX KEY: 0001185921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31254 FILM NUMBER: 11583000 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS GROUP INC CENTRAL INDEX KEY: 0001141107 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 582588724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: 678-473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: BROADBAND PARENT CORP DATE OF NAME CHANGE: 20010521 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-07 0 0001141107 ARRIS GROUP INC ARRS 0001185921 LAKIN JAMES 3871 LAKEFIELD DRIVE SUWANEE GA 30024 0 1 0 0 President, Adv Tech & Services Common stock 2011-02-07 4 M 0 135000 10.20 A 272986 D Common stock 2011-02-07 4 S 0 135000 13.20 D 137986 D Restricted stock 5140 D Restricted stock 27090 D Restricted stock 30937 D Restricted stock 41250 D Restricted stock 27550 D Restricted stock 45917 D Stock option 10.20 2011-02-07 4 M 0 135000 0.00 D 2011-08-06 Common stock 135000 0 D Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007. Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008. Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date. Represents a restricted stock grant which is in part performance based. 27,500 shares of the grant are guaranteed and will vest over a two year period. 0 to 27,500 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012. Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which is in part performance-based. 9,183 shares of the grant are guaranteed and will vest on 3/25/2011. 0 to 36,734 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013. Stock options are currently fully exercisable /s/ James Lakin 2011-02-08 -----END PRIVACY-ENHANCED MESSAGE-----