0001209191-14-077524.txt : 20141222 0001209191-14-077524.hdr.sgml : 20141222 20141222181720 ACCESSION NUMBER: 0001209191-14-077524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141222 FILED AS OF DATE: 20141222 DATE AS OF CHANGE: 20141222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital Inc CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maltz Jules A. CENTRAL INDEX KEY: 0001553254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141304141 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrick Stephen J CENTRAL INDEX KEY: 0001299975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141304143 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOGELSONG NORMAN A CENTRAL INDEX KEY: 0001140932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141304144 MAIL ADDRESS: STREET 1: C/O IVP STREET 2: 3000 SAND HILL ROAD, 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chaffee Todd C CENTRAL INDEX KEY: 0001300134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141304145 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Partners XIII, L.P. CENTRAL INDEX KEY: 0001493922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141304148 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Management XIII, LLC CENTRAL INDEX KEY: 0001493921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141304149 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Partners XIV, L.P. CENTRAL INDEX KEY: 0001550180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141304146 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phelps Dennis B CENTRAL INDEX KEY: 0001299965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141304142 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Management XIV, LLC CENTRAL INDEX KEY: 0001550304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141304147 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-22 0 0001420811 On Deck Capital Inc ONDK 0001493921 Institutional Venture Management XIII, LLC C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001493922 Institutional Venture Partners XIII, L.P. C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001550304 Institutional Venture Management XIV, LLC C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001550180 Institutional Venture Partners XIV, L.P. C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001300134 Chaffee Todd C C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001140932 FOGELSONG NORMAN A C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001299975 Harrick Stephen J C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001299965 Phelps Dennis B C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001553254 Maltz Jules A. C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 Common Stock 2014-12-22 4 C 0 4051138 A 4051138 I See footnote Common Stock 2014-12-22 4 C 0 4051138 A 4051138 I See footnote Series D Preferred Stock 2014-12-22 4 C 0 3847194 0.00 D Common Stock 3847194 0 I See footnote Series E Preferred Stock 2014-12-22 4 C 0 203944 0.00 D Common Stock 203944 0 I See footnote Series D Preferred Stock 2014-12-22 4 C 0 3847194 0.00 D Common Stock 3847194 0 I See footnote Series E Preferred Stock 2014-12-22 4 C 0 203944 0.00 D Common Stock 203944 0 I See footnote The Series D Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series E Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The shares are held of record by Institutional Venture Partners XIII, L.P. (IVP XIII). Institutional Venture Management XIII LLC (IVM XIII) is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, as the managing directors of IVM XIII, share voting and dispositive power with respect to the shares held by IVP XIII. Each of these reporting individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein. The shares are held of record by Institutional Venture Partners XIV, L.P. (IVP XIV). Institutional Venture Management XIV LLC (IVM XIV) is the general partner of IVP XIV. Messrs. Chaffee, Fogelsong, Harrick, Miller, Phelps and Jules A. Maltz, as the managing directors of IVP XIV, share voting and dispositive power with respect to the shares held by IVP XIV. Each of these reporting individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein. /s/ Melanie Chladek by power of attorney for Institutional Venture Management XIII, LLC 2014-12-22 /s/ Melanie Chladek by power of attorney for Institutional Venture Management XIII, LLC, the General Partner of Institutional Venture Partners XIII, L.P. 2014-12-22 /s/ Melanie Chladek by power of attorney for Institutional Venture Management XIV, LLC 2014-12-22 /s/ Melanie Chladek by power of attorney for Institutional Venture Management XIV, LLC, the General Partner of Institutional Venture Partners XIV, L.P. 2014-12-22 /s/ Melanie Chladek by power of attorney for Todd C. Chaffee 2014-12-22 /s/ Melanie Chladek by power of attorney for Norman A. Fogelsong 2014-12-22 /s/ Melanie Chladek by power of attorney for Stephen J. Harrick 2014-12-22 /s/ Melanie Chladek by power of attorney for Dennis B. Phelps 2014-12-22 /s/ Melanie Chladek by power of attorney for Jules A. Maltz 2014-12-22