0001209191-14-076023.txt : 20141216 0001209191-14-076023.hdr.sgml : 20141216 20141216192611 ACCESSION NUMBER: 0001209191-14-076023 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141216 FILED AS OF DATE: 20141216 DATE AS OF CHANGE: 20141216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital Inc CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maltz Jules A. CENTRAL INDEX KEY: 0001553254 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290880 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrick Stephen J CENTRAL INDEX KEY: 0001299975 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290882 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOGELSONG NORMAN A CENTRAL INDEX KEY: 0001140932 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290883 MAIL ADDRESS: STREET 1: C/O IVP STREET 2: 3000 SAND HILL ROAD, 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chaffee Todd C CENTRAL INDEX KEY: 0001300134 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290884 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Partners XIII, L.P. CENTRAL INDEX KEY: 0001493922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290887 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Management XIII, LLC CENTRAL INDEX KEY: 0001493921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290888 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Partners XIV, L.P. CENTRAL INDEX KEY: 0001550180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290885 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phelps Dennis B CENTRAL INDEX KEY: 0001299965 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290881 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Management XIV, LLC CENTRAL INDEX KEY: 0001550304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290886 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-12-16 0 0001420811 On Deck Capital Inc ONDK 0001493921 Institutional Venture Management XIII, LLC C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001493922 Institutional Venture Partners XIII, L.P. C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001550304 Institutional Venture Management XIV, LLC C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001550180 Institutional Venture Partners XIV, L.P. C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001300134 Chaffee Todd C C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001140932 FOGELSONG NORMAN A C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001299975 Harrick Stephen J C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001299965 Phelps Dennis B C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001553254 Maltz Jules A. C/O INSTITUTIONAL VENTURE PARTNERS 3000 SAND HILL ROAD, SUITE 250 MENLO PARK CA 94025 0 0 1 0 Series D Preferred Stock Common Stock 3847194 I See footnote Series E Preferred Stock Common Stock 203944 I See footnote Series D Preferred Stock Common Stock 3847194 I See footnote Series E Preferred Stock Common Stock 203944 I See footnote The Series D Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The shares are held of record by Institutional Venture Partners XIII, L.P. (IVP XIII). Institutional Venture Management XIII LLC (IVM XIII) is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, as the managing directors of IVM XIII, share voting and dispositive power with respect to the shares held by IVP XIII. Each of these reporting individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein. The Series E Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The shares are held of record by Institutional Venture Partners XIV, L.P. (IVP XIV). Institutional Venture Management XIV LLC (IVM XIV) is the general partner of IVP XIV. Messrs. Chaffee, Fogelsong, Harrick, Miller, Phelps and Jules A. Maltz, as the managing directors of IVP XIV, share voting and dispositive power with respect to the shares held by IVP XIV. Each of these reporting individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein. Exhibit 24 - Power of Attorney /s/ Melanie Chladek by power of attorney for Institutional Venture Management XIII, LLC 2014-12-16 /s/ Melanie Chladek by power of attorney for Institutional Venture Management XIII, LLC, the General Partner of Institutional Venture Partners XIII, L.P. 2014-12-16 /s/ Melanie Chladek by power of attorney for Institutional Venture Management XIV, LLC 2014-12-16 /s/ Melanie Chladek by power of attorney for Institutional Venture Management XIV, LLC, the General Partner of Institutional Venture Partners XIV, L.P. 2014-12-16 /s/ Melanie Chladek by power of attorney for Todd C. Chaffee 2014-12-16 /s/ Melanie Chladek by power of attorney for Norman A. Fogelsong 2014-12-16 /s/ Melanie Chladek by power of attorney for Stephen J. Harrick 2014-12-16 /s/ Melanie Chladek by power of attorney for Dennis B. Phelps 2014-12-16 /s/ Melanie Chladek by power of attorney for Jules A. Maltz 2014-12-16 EX-24 2 attachment1.htm EX-24 DOCUMENT
                                                                      Exhibit 24

                               POWER OF ATTORNEY
      (FOR EXECUTING FORM ID, FORMS 3, 4 AND 5 AND SCHEDULES 13D AND 13G)

                               SEPTEMBER 24, 2012

      KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and
appoints each of Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules
A. Maltz, J. Sanford Miller, Dennis B. Phelps, Melanie Chladek and Chris
Esqueda, signing individually, the undersigned's true and lawful attorneys-in
-fact and agents to:

(i)   prepare, execute in the undersigned's name and on the undersigned's
      behalf, and submit to the United States Securities and Exchange Commission
      (the "SEC") a Form ID, including amendments thereto, and any other
      documents necessary or appropriate to obtain codes and passwords enabling
      the undersigned to make electronic filings with the SEC of reports
      required by Section 13(d) and Section 16(a) of the Securities Exchange Act
      of 1934, as amended (the "Exchange Act") or any rules or regulations
      promulgated thereunder;

(ii)   prepare, execute and file, for and on behalf of the undersigned with
       respect to holdings of and transactions in securities issued by any
       company to the undersigned or Institutional Venture Partners X, L.P.,
       Institutional Venture Partners X GmbH & Co. Beteiligungs KG,
       Institutional Venture Partners XI, L.P., Institutional Venture Partners
       XI GmbH & Co. Beteiligungs KG, Institutional Venture Partners XII, L.P.,
       Institutional Venture Partners XIII, L.P. and Institutional Venture
       Partners XIV, L.P., any and all documents and filings that are required
       or advisable to be made with the SEC, any stock exchange or similar
       authority, under the Exchange Act, including without limitation (a) any
       Joint Filing Agreement under Rule 13d-1(k) of the Exchange Act (or any
       successor provision thereunder), Schedule 13D and Schedule 13G (or any
       successor schedules or forms adopted under the Exchange Act) and any
       amendments thereto in accordance with Section 13 of the Exchange Act and
       the rules thereunder, and (b) Forms 3, 4 and 5 and any amendments thereto
       in accordance with Section 16(a) of the Exchange Act and the rules
       thereunder; and

(iii)  take any other action of any nature whatsoever in connection with the
       foregoing which, in the opinion of such attorney-in-fact, may be of
       benefit, in the best interest of, or legally required by, the
       undersigned, it being understood that the documents executed by such
       attorney-in-fact on behalf of the undersigned pursuant to this Power of
       Attorney shall be in such form and shall contain such terms and
       conditions as such attorney-in-fact may approve in such attorney-in
       -fact's discretion.

       The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted.  The undersigned acknowledges that the
foregoing attorneys-in-fact in serving in such capacity at the request of the
undersigned, are not assuming, nor is Institutional Venture Partners assuming,
any of the undersigned's responsibilities to comply with the Exchange Act,
including without limitation Sections 13 and 16 of the Exchange Act.

      This Power of Attorney shall remain in full force and effect until the
earliest to occur of (a) the undersigned is no longer required to file any form
or document with respect to the undersigned's holdings of and transactions in
securities issued by any company, (b) revocation by the undersigned in a signed
writing delivered to the foregoing attorneys-in-fact or (c) as to any attorney
-in-fact individually, until such attorney-in-fact shall no longer be employed
by any affiliate of Institutional Venture Partners.

      I hereby declare that any act or thing lawfully done hereunder by the
foregoing attorneys-in-fact shall be binding on the undersigned as if done by
myself.

      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of the day and year first above written.


/s/ Todd C. Chaffee
------------------------------------
Todd C. Chaffee


/s/ Norman A. Fogelson
------------------------------------
Norman A. Fogelsong


/s/ Stephen J. Harrick
------------------------------------
Stephen J. Harrick


/s/ Jules A. Maltz
------------------------------------
Jules A. Maltz


/s/ J. Sanford Miller
------------------------------------
J. Sanford Miller


/s/ Dennis B. Phelps
------------------------------------
Dennis B. Phelps


/s/ Melanie Chladek
------------------------------------
Melanie Chladek


/s/ Chris Esqueda
------------------------------------
Chris Esqueda