-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GjTQMLLsbF9BMIUEzrPNtQokeRXKqxhZEAGM6pxRmgyU3Z8zWBVD9g2t1bNkWMCZ 6cVzNUSY0hPkTiHU729Z+Q== 0000892712-02-000393.txt : 20021112 0000892712-02-000393.hdr.sgml : 20021111 20021112113213 ACCESSION NUMBER: 0000892712-02-000393 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021112 EFFECTIVENESS DATE: 20021112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT TRUST CO CENTRAL INDEX KEY: 0001140436 IRS NUMBER: 392002404 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06481 FILM NUMBER: 02816009 BUSINESS ADDRESS: STREET 1: N27 W2397 PAUL ROAD STREET 2: SUITE 204 CITY: PEWAUKEE STATE: WI ZIP: 53072 BUSINESS PHONE: 2625237560 MAIL ADDRESS: STREET 1: N27 W2397 PAUL ROAD STREET 2: SUITE 204 CITY: PEWAUKEE STATE: WI ZIP: 53072 13F-HR 1 form13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number:_____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Provident Trust Company Address: N27 W23957 Paul Road Pewaukee, Wisconsin 53072 Form 13F File No: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Name: James Scott Harkness Title: President Phone: (262) 523-7560 Signature, Place, and Date of Signing: /s/James Scott Harkness Pewaukee, Wisconsin November 7, 2002 - ----------------------- ------------------- ---------------- (Signature) (City/State) (Date) Report Type (Check only one.): [ X ] 13F Holdings Report (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F Notice (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F Combination Report (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 180 Form 13F Information Table Value Total: $243,651 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. PROVIDENT TRUST COMPANY SEC # 801-58213 September 30, 2002 Voting Authority Title of Value Invstmt Otr Name of Isssuer Class Cusip (x$1000) Shares Dcrtn Mgr Sole Shd None - ---------------- ---- ------- ------- -------- ------ --- ------ --- ---- 3M COMPANY Com 88579Y101 33 300 Sole 300 ABBOTT LABS Com 002824100 318 7,862 Sole 7,862 ABN AMRO HOLDG N V SPNS ADR Com 000937102 27 2,380 Sole 2,380 ACTUANT CORPORATION Com 00508x203 116 3,140 Sole 3,140 AFLAC INC. Com 001055102 273 8,900 Sole 8,900 ALCATEL ALSTHOM ADR REPSTG 1/5 SH Com 013904305 10 4,200 Sole 4,200 ALLSTATE CORP. Com 020002101 12 350 Sole 350 AMERICAN INTL GROUP Com 026874107 1,891 34,573 Sole 34,573 AMERICAN MOVIL SERIES L 1 ADR SH REPSTG 20 Com 02364w105 21 1,760 Sole 1,760 ANHEUSER BUSCH COS. INC. Com 035229103 10 200 Sole 200 AON CORP. Com 037389103 61 3,000 Sole 3,000 APACHE CORP. Com 037411105 7 110 Sole 110 APW LTD. Com G04397108 0 12,250 Sole 12,250 ATLAS MINERALS INC. Com 049267305 0 82 Sole 82 AVON PRODUCTS INC. Com 054303102 7 150 Sole 150 BANCO BILBAO VIZCAYA ARGENTARIA Com 05946k101 27 3,566 Sole 3,566 BANK ONE CORP. Com 06423a103 413 11,042 Sole 11,042 BASF AG SPONSORED ADR Com 055262505 53 1,490 Sole 1,490 BAXTER INTL INC. Com 071813109 50 1,636 Sole 1,636 BAYERISCHE HYPO UND SPONS ADR REPSTG BEARE Com 072735103 25 1,870 Sole 1,870 BERKSHIRE HATHAWAY INC. CL B Com 084670207 25 10 Sole 10 BEST BUY INC. Com 086516101 7 300 Sole 300 BIOMET INC. Com 090613100 5 200 Sole 200 BISYS GROUP INC. Com 055472104 16,045 960,207 Sole 960,207 BP PLC ADR Com 055622104 182 4,558 Sole 4,558 BRISTOL MYERS SQUIBB Com 110122108 106 4,450 Sole 4,450 BRITISH TELECOMMUNICATIONS PLC-ADR Com 111021408 19 747 Sole 747 CARDINAL HEALTH INC. Com 14149Y108 1,585 25,475 Sole 25,475 CEMEX SA SPONSORED ADR NEW REP ORD PTN CTF Com 151290889 48 2,281 Sole 2,281 CENTRAIS ELETRICAS BRASILEIRAS SA ADR 1/50 Com 15234q207 9 4,710 Sole 4,710 CHEVRONTEXACO Com 166764100 82 1,181 Sole 1,181 CHUBB CORP. Com 171232101 33 600 Sole 600 CISCO SYS INC. Com 17275r102 9,515 907,917 Sole 907,917 CITIGROUP INC. Com 172967101 100 3,357 Sole 3,357 COCA COLA CO. Com 191216100 249 5,190 Sole 5,190 CV THERAPEUTICS INC. Com 126667104 6 299 Sole 299 COMPANHIA DE BEBIDAS CM SPONS ADR Com 20441w203 20 1,835 Sole 1,835 COMPANIA ANONIMA NACL TELEFONOS VENEZUELA Com 204421101 14 1,280 Sole 1,280 CONOCOPHILLIPS Com 20825c104 18 400 Sole 400 CONTINENTAL AG SPONS ADR Com 210771200 20 1,470 Sole 1,470 CORUS GROUP PLC SPONS ADR Com 22087m101 24 4,471 Sole 4,471 COSTCO WHOLESALE CORP. Com 22160K105 10 300 Sole 300 COUNTRYWIDE CR IND DEL Com 222372104 13,132 278,510 Sole 278,510 DANAHER CORP. Com 235851102 125 2,200 Sole 2,200 DBS GROUP HOLDINGS SPONS ADR Com 23304y100 42 1,654 Sole 1,654 DELL COMPUTER CORP. Com 247025109 4 165 Sole 165 DEUTSCHE TELEKOM AG SPONS ADR Com 251566105 14 1,662 Sole 1,662 DEVRY INC. Com 251893103 15,779 847,440 Sole 847,440 DISNEY WALT CO. Com 254687106 39 2,574 Sole 2,574 DOLLAR GEN CORP. Com 256669102 19,456 1,449,782 Sole 1,449,782 DOVER CORP. Com 260003108 127 5,000 Sole 5,000 DU PONT E I DE NEMOURS Com 263534109 95 2,626 Sole 2,626 E ON AG SPONSORED ADR Com 268780103 39 830 Sole 830 EBAY INC. Com 278642103 5 100 Sole 100 ECOLAB INC. Com 278865100 15 350 Sole 350 ELI LILLY AND COMPANY Com 532457108 23 417 Sole 417 ENRON CAPITAL TRUST PREFERRED SEC 8.30% Pfd 29357N206 1 800 Sole 800 EXPEDIA INC. WARRANTS EXP 2/4/09 Wrts 302125125 0 9 Sole 9 EXPRESS SCRIPTS INC. CL A Com 302182100 32,125 589,237 Sole 589,237 EXXON MOBIL CORP. Com 30231G102 295 9,244 Sole 9,244 FASTENAL CO. Com 311900104 548 17,356 Sole 17,356 FEDERAL NATL MTG ASSN Com 313586109 187 3,140 Sole 3,140 FIFTH THIRD BANCORP Com 316773100 26,562 433,804 Sole 433,804 FIRST DATA CORP. Com 319963104 11 400 Sole 400 FISERV INC. Com 337738108 20,264 721,649 Sole 721,649 FLEETBOSTON FINL CORP. Com 339030108 9 423 Sole 423 FREDDIE MAC Com 313400301 39 690 Sole 690 FUJISAWA PHARMACEUTICAL Com J15162118 36 1,835 Sole 1,835 GALLAGHER ARTHUR J &CO. Com 363576109 4 144 Sole 144 GANNETT INC. Com 364730101 101 1,400 Sole 1,400 GENERAL ELEC CO. Com 369604103 590 23,931 Sole 23,931 GENERAL MLS INC. Com 370334104 13 300 Sole 300 GLOBAL CROSSING LTD. Com G3921A100 0 1,000 Sole 1,000 HARLEY-DAVIDSON Com 412822108 2,120 45,636 Sole 45,636 HCA INC. Com 404119109 14 300 Sole 300 HEALTH MGMT ASSOC INC. CL A Com 421933102 16,315 806,855 Sole 806,855 HEWLETT PACKARD CO. Com 428236103 22 1,897 Sole 1,897 HITACHI LTD ADR 10 Com 433578507 55 1,105 Sole 1,105 HOME DEPOT INC. Com 437076102 218 8,339 Sole 8,339 HOUSEHOLD INTL INC. Com 441815107 1,090 38,495 Sole 38,495 HSBC HOLDINGS PLC SPONSORED ADR Com 404280406 55 1,060 Sole 1,060 IMPERIAL CHEMICAL INDS ADR PLC NEW Com 452704505 28 2,110 Sole 2,110 INTEL CORP. Com 458140100 128 9,230 Sole 9,230 INTERNATIONAL BUS MACH Com 459200101 56 952 Sole 952 INTERPUBLIC GRP COS INC. Com 460690100 32 2,033 Sole 2,033 J D S UNIPHASE CORP. Com 46612j101 0 100 Sole 100 JARDINE MATHESON HLDGS LTD ADR Com 471115303 42 7,330 Sole 7,330 JOHNSON & JOHNSON Com 478160104 417 7,711 Sole 7,711 JOHNSON CONTROLS Com 478366107 25 324 Sole 324 KIMBERLY CLARK CORP. Com 494368103 74 1,300 Sole 1,300 KOHLS CORPORATION Com 500255104 23 375 Sole 375 KOMATSU LTD ADR NEW Com 500458401 36 2,705 Sole 2,705 KOREA ELECTRIC POWER CO. ADR Com 500631106 36 3,905 Sole 3,905 KT CORP SPONS ADR Com 48268K101 43 1,920 Sole 1,920 LOWE'S COS. INC. Com 548661107 12,865 310,740 Sole 310,740 M B I A INC. Com 55262C100 120 3,000 Sole 3,000 M B N A CORP. Com 55262L100 111 6,021 Sole 6,021 MACDERMID INC. Com 554273102 72 3,600 Sole 3,600 MARSHALL & ILSLEY CORP. Com 571834100 2,853 102,280 Sole 102,280 MATEX INC. Com 576990004 53 15,644 Sole 15,644 MATSUSHITA ELEC IND ADRF Com 576879209 48 4,625 Sole 4,625 MCGRAW HILL COMPANIES INC. COM Com 580645109 21 340 Sole 340 MEDTRONIC INC. Com 585055106 112 2,658 Sole 2,658 MELLON FINL CORP. Com 58551A108 3 102 Sole 102 MERCK & CO. INC. Com 589331107 282 6,176 Sole 6,176 MERCURY GENERAL CORP. NEW Com 589400100 419 9,792 Sole 9,792 METRO AIRLINES INC. Com 591905203 0 11 Sole 11 MICROSOFT CORP. Com 594918104 20,484 468,315 Sole 468,315 MILLEA HOLDINGS INC. ADR Com 60032r106 32 815 Sole 815 MITSUBISHI TOKYO FINL GROUP ADR Com 606816106 41 5,640 Sole 5,640 MMO2 PLC ADR Com 55309W101 5 747 Sole 747 MOLEX INC CL A Com 608554200 82 3,885 Sole 3,885 NEUROCRINE BIOSCIENCES Com 641256109 14 332 Sole 332 NIPPON TELEG & TEL CORP. ADR Com 654624105 29 1,795 Sole 1,795 NOKIA CORP SPONSORED ADR Com 654902204 7 500 Sole 500 NORSTAN, INC. Com 656535101 2 688 Sole 688 NORSTAR GROUP INC. Com 656541208 0 2,000 Sole 2,000 NORTEL NETWORKS CORP (NEW) Com 656568102 1 1,203 Sole 1,203 NORTH FOLK BANCORPORATION INC. NY Com 659424105 15 400 Sole 400 NORTHERN TR CORP. Com 665859104 158 4,200 Sole 4,200 OSMONICS INC. Com 688350107 4 300 Sole 300 PEPSICO INC. Com 713448108 185 5,018 Sole 5,018 PETROLEO BRASILEIRO SA PETROBRAS ADR Com 71654V101 22 2,265 Sole 2,265 PF CHANGS CHINA BISTRO Com 69333Y108 2 67 Sole 67 PFIZER INC. Com 717081103 501 17,274 Sole 17,274 PHARMACIA CORP. Com 71713U102 22 567 Sole 567 PHILIP MORRIS COMPANIES INC. Com 718154107 40 1,034 Sole 1,034 PORTUGAL TELECOM SGPS ADR Com 737273102 28 5,967 Sole 5,967 POSCO SPONSORED ADR Com 693483109 30 1,395 Sole 1,395 PRINCIPAL FINANCIAL GROUP, INC. Com 74251v102 3 116 Sole 116 PROGRESSIVE CORP. OHIO Com 743315103 22 435 Sole 435 PROTECTIVE LIFE CORP. Com 743674103 186 6,056 Sole 6,056 REPSOL YPE SA SPONSORED ADR Com 76026T205 75 6,230 Sole 6,230 REPUBLIC SVCS INC. Com 760759100 9 500 Sole 500 REUTERS GROUP PLC SPONSORED ADR Com 76132M102 17 810 Sole 810 ROLLS-ROYCE PLC SPONSORED ADR Com 775781206 24 3,040 Sole 3,040 ROYAL DUTCH PETROLEUM NY REGISTRY PAR 1.25 Com 780257804 583 14,521 Sole 14,521 SAFEWAY INC. Com 786514208 11 500 Sole 500 SAMARITAN PHARMACEUTICALS Com 79586Q108 0 300 Sole 300 SBC COMMUNICATIONS INC. Com 78387G103 61 3,044 Sole 3,044 SCHLUMBERGER LTD. Com 806857108 23 600 Sole 600 SCHWAB CHARLES CP NEW Com 808513105 1,013 116,405 Sole 116,405 SENSIENT TECHNOLOGIES CORP. Com 81725t100 121 5,714 Sole 5,714 SOUTHWEST AIRLINES CO. Com 844741108 8 604 Sole 604 STREICHER MOBILE FUELING INC. Com 862924107 1 1,000 Sole 1,000 STRYKER CORP. Com 863667101 575 9,980 Sole 9,980 SUMITOMO MITSUI BK CORP ADR Com 865622104 32 5,760 Sole 5,760 SUNGARD DATA SYS INC. Com 867363103 18 900 Sole 900 SWIRE PAC LTD SPONSORED ADR REPSTG 1 CL A Com 870794302 27 6,880 Sole 6,880 SWISSCOM SPONSORED ADR Com 871013108 38 1,390 Sole 1,390 SYNGENTA AG ADR Com 87160A100 48 4,490 Sole 4,490 SYSCO CORP. Com 871829107 133 4,700 Sole 4,700 TARGET CORP. Com 87612E106 830 28,125 Sole 28,125 TELECOM ARGENTINA STET FRANCE TELECOM 8 SH Com 879273209 2 2,180 Sole 2,180 TELECOM CORP OF NEW ZEALAND LTD ADR Com 879278208 45 2,435 Sole 2,435 TELECOM ITALIA SPA SPONS ADR REPSTG ORD SH Com 87927W106 37 520 Sole 520 TELECOMUNICACOES BRASILEIRAS S ADR FOR PFD Com 879287308 21 1,485 Sole 1,485 TELEFONICA SA SPONSORED ADR Com 879382208 29 1,309 Sole 1,309 TELEFONOS DE MEXICO DE CV ADR Com 879403780 50 1,760 Sole 1,760 TOLL BROTHERS INC. COM Com 889478103 15,032 691,432 Sole 691,432 TOTAL FINA ELF SA ADR Com 89151e109 42 645 Sole 645 TRACTEBEL ENERGIA SA Com 892360108 2 314 Sole 314 TRAVELERS PPTY CASUALITY CL A (NEW) Com 89420G109 2 130 Sole 130 TRAVELERS PPTY CASUALITY CL B (NEW) Com 89420G406 4 268 Sole 268 TRI CONTL CORP CLOSED END FUND MutFd 895436103 24 1,834 Sole 1,834 TRIBUNE CO. NEW Com 896047107 42 1,000 Sole 1,000 UNILEVER PLC Com 904767704 43 1,170 Sole 1,170 UNITED HEALTH GROUP INC. Com 91324p102 93 1,070 Sole 1,070 UNIVERSAL COMMUNICATION SYS INC. (NEW) Com 912427209 0 1 Sole 1 US BANCORP Com 902973304 23 1,250 Sole 1,250 VERISIGN INC. Com 92343E102 5 1,000 Sole 1,000 VERIZON COMMUNICATIONS Com 92343V104 164 5,991 Sole 5,991 VIACOM INC. CL B Com 925524308 6 138 Sole 138 VODAFONE GROUP PLC SPONSORED ADR Com 92857t107 8 600 Sole 600 WAL MART STORES INC. Com 931142103 42 848 Sole 848 WALGREEN CO. Com 931422109 1,840 59,814 Sole 59,814 WASHINGTON MUTUAL INC. Com 939322103 57 1,800 Sole 1,800 WATERS CORP. Com 941848103 1,444 59,560 Sole 59,560 WYETH Com 983024100 64 2,000 Sole 2,000 ZURICH FINANCIAL SERVICES ADR Com 98982M107 24 2,518 Sole 2,518 TOTALS 180 243,651
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