0001209191-20-005572.txt : 20200130 0001209191-20-005572.hdr.sgml : 20200130 20200130170017 ACCESSION NUMBER: 0001209191-20-005572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200129 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUFFINGTON THOMAS MATTHEW CENTRAL INDEX KEY: 0001764108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10381 FILM NUMBER: 20562139 MAIL ADDRESS: STREET 1: C/O PIMCO STREET 2: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO NEW YORK MUNICIPAL INCOME FUND CENTRAL INDEX KEY: 0001140410 IRS NUMBER: 134174444 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-4000 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-29 0 0001140410 PIMCO NEW YORK MUNICIPAL INCOME FUND PNF 0001764108 BUFFINGTON THOMAS MATTHEW C/O PIMCO 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA 92660 1 0 0 0 Auction Rate Preferred Shares 2020-01-29 4 S 0 10 22000.00 D 0 I By Dryden Capital Fund, LP Represents Auction Rate Preferred Shares held by Dryden Capital Fund, LP (the "Fund"). Dryden Capital LLC is the investment adviser of the Fund, and Dryden Capital GP, LLC is the general partner of the Fund. Mr. Buffington is the sole portfolio manager at Dryden Capital LLC and the managing member of Dryden Capital GP, LLC. Mr. Buffington disclaims any beneficial ownership of any of the Issuer's securities reported herein except to the extent of his pecuniary interest therein. /s/ Kevin Van Gorder, Attorney-in-Fact for Thomas Matthew Buffington 2020-01-30