0001209191-20-005572.txt : 20200130
0001209191-20-005572.hdr.sgml : 20200130
20200130170017
ACCESSION NUMBER: 0001209191-20-005572
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200129
FILED AS OF DATE: 20200130
DATE AS OF CHANGE: 20200130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUFFINGTON THOMAS MATTHEW
CENTRAL INDEX KEY: 0001764108
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-10381
FILM NUMBER: 20562139
MAIL ADDRESS:
STREET 1: C/O PIMCO
STREET 2: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIMCO NEW YORK MUNICIPAL INCOME FUND
CENTRAL INDEX KEY: 0001140410
IRS NUMBER: 134174444
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-739-4000
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-29
0
0001140410
PIMCO NEW YORK MUNICIPAL INCOME FUND
PNF
0001764108
BUFFINGTON THOMAS MATTHEW
C/O PIMCO
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
92660
1
0
0
0
Auction Rate Preferred Shares
2020-01-29
4
S
0
10
22000.00
D
0
I
By Dryden Capital Fund, LP
Represents Auction Rate Preferred Shares held by Dryden Capital Fund, LP (the "Fund"). Dryden Capital LLC is the investment adviser of the Fund, and Dryden Capital GP, LLC is the general partner of the Fund. Mr. Buffington is the sole portfolio manager at Dryden Capital LLC and the managing member of Dryden Capital GP, LLC. Mr. Buffington disclaims any beneficial ownership of any of the Issuer's securities reported herein except to the extent of his pecuniary interest therein.
/s/ Kevin Van Gorder, Attorney-in-Fact for Thomas Matthew Buffington
2020-01-30