0001140334-20-000001.txt : 20200130 0001140334-20-000001.hdr.sgml : 20200130 20200130114748 ACCESSION NUMBER: 0001140334-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 EFFECTIVENESS DATE: 20200130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM FL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001140334 IRS NUMBER: 010403396 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06465 FILM NUMBER: 20560295 BUSINESS ADDRESS: STREET 1: 20 WILLIAM ST., STE. G40 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7812356323 MAIL ADDRESS: STREET 1: 245 COMMERCIAL STREET CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140334 XXXXXXXX 12-31-2019 12-31-2019 PUTNAM FL INVESTMENT MANAGEMENT CO
245 COMMERCIAL STREET PORTLAND ME 04101
13F HOLDINGS REPORT 028-06465 N
JESSIE BUTLER Financial Paraplanner 2075185281 JESSIE BUTLER Portland ME 01-30-2020 0 319 1628397 false
INFORMATION TABLE 2 flputnam12.31.19.xml 3M Co. COM 88579y101 2135 12102 SH SOLE 8761 0 3341 AMN Healthcare Services Inc. COM 001744101 3254 52226 SH SOLE 1618 0 50608 AT&T Inc. COM 00206R102 2757 70540 SH SOLE 51602 0 18938 AbbVie, Inc. COM 00287Y109 2783 31430 SH SOLE 25245 0 6185 Abbott Laboratories COM 002824100 18439 212283 SH SOLE 44894 0 167388 Acacia Communications, Inc. COM 00401C108 203 3000 SH SOLE 0 0 3000 Accenture plc COM G1151C101 26909 127793 SH SOLE 10510 0 117283 Adobe Systems COM 00724F101 9603 29118 SH SOLE 3173 0 25945 Affiliated Managers Group, Inc COM 008252108 585 6899 SH SOLE 29 0 6870 Aflac, Inc. COM 001055102 1064 20116 SH SOLE 19116 0 1000 Agilent Technologies Inc COM 00846u101 3944 46232 SH SOLE 201 0 46031 Air Products & Chem COM 009158106 8934 38018 SH SOLE 9176 0 28842 Akamai Technologies, Inc. COM 00971t101 211 2441 SH SOLE 0 0 2441 Alibaba Group Holding Ltd COM 01609w102 424 2000 SH SOLE 1251 0 749 Allergan plc COM G0177J108 241 1259 SH SOLE 1259 0 0 Allstate Corp. COM 020002101 1430 12717 SH SOLE 9416 0 3301 Alphabet, Inc. Class A COM 02079K305 40072 29918 SH SOLE 3374 0 26544 Alphabet, Inc. Class C COM 02079K107 3756 2809 SH SOLE 584 0 2225 Altria Group, Inc COM 02209s103 424 8486 SH SOLE 6731 0 1755 Amazon.com, Inc. COM 023135106 29081 15738 SH SOLE 2760 0 12978 American Electric Power Co., I COM 025537101 575 6080 SH SOLE 1925 0 4155 American Express Co. COM 025816109 1513 12154 SH SOLE 9808 0 2346 American States Water Co. COM 029899101 208 2395 SH SOLE 1125 0 1270 American Tower Corporation COM 03027X100 4823 20987 SH SOLE 3559 0 17427 American Water Works Co., Inc. COM 030420103 16205 131907 SH SOLE 5009 0 126898 Ameriprise Financial, Inc. COM 03076c106 929 5578 SH SOLE 3819 0 1759 Amgen Inc. 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COM 931142103 5795 48759 SH SOLE 14383 0 34376 Walgreens Boots Alliance, Inc. COM 931427108 882 14955 SH SOLE 12871 0 2084 Walt Disney Co. COM 254687106 21025 145369 SH SOLE 26534 0 118835 Wells Fargo & Co. COM 949746101 990 18401 SH SOLE 16655 0 1746 Welltower, Inc. COM 95040Q104 315 3852 SH SOLE 3852 0 0 XPO Logistics, Inc. COM 983793100 1289 16170 SH SOLE 0 0 16170 Xylem, Inc. COM 98419M100 6010 76284 SH SOLE 4662 0 71622 Yum Brands, Inc. COM 988498101 303 3007 SH SOLE 1563 0 1444 Zimmer Biomet Holdings, Inc. COM 98956P102 364 2435 SH SOLE 2387 0 48 iShares Nasdaq Biotechnology I NASDAQ BIOTECH 464287556 448 3715 SH SOLE 2119 0 1596 Invesco FTSE RAFI US 1000 ETF FTSE RAFI 1000 46137V613 420 3311 SH SOLE 1147 0 2164 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 14656 68933 SH SOLE 12191 0 56742 Invesco S&P 500 Equal Weight E S&P500 EQL WGT 46137V357 13317 115080 SH SOLE 29326 0 85754 Invesco Water Resources ETF WATER RES ETF 46137v142 297 7700 SH SOLE 7700 0 0 Madison Covered Call & Equity COM 557437100 171 25785 SH SOLE 25785 0 0 ProShares S&P 500 ex-Energy ET SP500 EX ENRGY 74347B581 1141 16641 SH SOLE 14543 0 2098 SPDR Dow Jones ETF Trust UT SER 1 78467x109 809 2836 SH SOLE 2486 0 350 SPDR Portfolio Mid Cap ETF PORTFOLIO MD ETF 78464a847 616 17015 SH SOLE 281 0 16734 SPDR S&P 500 ETF Trust TR UNIT 78462F103 23727 73718 SH SOLE 44547 0 29171 SPDR S&P 600 Small Cap Growth S&P 600 SMCP GRW 78464A201 884 13706 SH SOLE 13706 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 1692 15727 SH SOLE 11265 0 4462 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 5330 14199 SH SOLE 9520 0 4679 Schwab U.S. Large-Cap ETF US LRG CAP ETF 808524201 3695 48105 SH SOLE 6010 0 42095 Schwab U.S. Mid-Cap ETF US MID CAP ETF 808524508 2231 37093 SH SOLE 4977 0 32116 Schwab U.S. Small-Cap ETF US SML CAP ETF 808524607 1346 17799 SH SOLE 3708 0 14091 Vanguard Dividend Appreciation DIV APP ETF 921908844 8765 70315 SH SOLE 66562 0 3753 Vanguard Growth ETF GROWTH ETF 922908736 445 2444 SH SOLE 2444 0 0 Vanguard High Dividend Yield I HIGH DIV YLD 921946406 1110 11845 SH SOLE 1105 0 10740 Vanguard Mid-Cap ETF MID CAP ETF 922908629 694 3897 SH SOLE 3851 0 46 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 4269 14433 SH SOLE 1182 0 13251 Vanguard Small Cap ETF SMALL CP ETF 922908751 3592 21683 SH SOLE 8776 0 12907 Vanguard Small Cap Value ETF SM CP VAL ETF 922908611 799 5832 SH SOLE 5553 0 279 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 8272 50557 SH SOLE 38010 0 12547 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 362 4465 SH SOLE 4465 0 0 Vanguard Value ETF VALUE ETF 922908744 267 2226 SH SOLE 776 0 1450 WisdomTree SmallCap Dividend F US SMALLCAP DIVD 97717w604 242 8436 SH SOLE 8436 0 0 WisdomTree Total Dividend Fd US TOTAL DIVIDND 97717w109 375 3550 SH SOLE 3432 0 118 WisdomTree Trust U.S. MidCap D US MIDCAP DIVID 97717w505 1655 43494 SH SOLE 43494 0 0 iShares DJ US Healthcare Secto CORE S&P TTL STK 464287762 202 935 SH SOLE 935 0 0 iShares Dow Jones Select Divid SELECT DIVID ETF 464287168 1295 12257 SH SOLE 12257 0 0 iShares MSCI USA ESG Optimized ESG MSCI USA ETF 46435G425 13655 191457 SH SOLE 38339 0 153118 iShares Russell 1000 Growth In RUS 1000 GRW ETF 464287614 8059 45812 SH SOLE 33070 0 12742 iShares Russell 1000 Index RUS 1000 ETF 464287622 1225 6865 SH SOLE 166 0 6699 iShares Russell 1000 Value Ind RUS 1000 VAL ETF 464287598 2155 15791 SH SOLE 15066 0 725 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 6537 39457 SH SOLE 36888 0 2569 iShares Russell 3000 Index Fun RUSEL 2500 ETF 464287689 461 2448 SH SOLE 0 0 2448 iShares Russell Midcap Index F RUSSELL 3000 464287499 803 13471 SH SOLE 7538 0 5933 iShares S&P 400 Midcap 400 Val RUS MID-CAP ETF 464287705 379 2218 SH SOLE 2218 0 0 iShares S&P 500 Growth Index S&P MC 400VL ETF 464287309 974 5028 SH SOLE 4748 0 280 iShares S&P 500 Index Fund CORE S&P500 ETF 464287200 111395 344620 SH SOLE 61322 0 0 iShares S&P MidCap 400 Index F CORE S&P MCP ETF 464287507 28040 136236 SH SOLE 31668 0 104568 iShares S&P SmallCap 600 Index CORE S&P SCP ETF 464287804 28350 338098 SH SOLE 47082 0 291016 iShares Tr Russell 2000 Value RUS 2000 VAL ETF 464287630 385 2998 SH SOLE 2998 0 0 SPDR MSCI EAFE Fossil Fuel Re MSCI EAFE FS ETF 78470E106 934 12885 SH SOLE 3184 0 9701 Schwab Emerging Markets Equity EMRG MKTEQ ETF 808524706 210 7655 SH SOLE 0 0 7655 Schwab International Equity ET INTL EQTY ETF 808524805 2067 61474 SH SOLE 8416 0 53058 Vanguard FTSE All-Wld ex-US Sm FTSE SMCAP ETF 922042718 1294 11643 SH SOLE 3278 0 8365 Vanguard FTSE All-World ex-US ALLWRLD EX US 922042775 5001 93040 SH SOLE 27110 0 65930 Vanguard FTSE Developed Market FTSE DEV MKT ETF 921943858 1940 44022 SH SOLE 24077 0 19945 Vanguard MSCI Emerging Markets FTSE EMR MKT ETF 922042858 1007 22652 SH SOLE 18660 0 3992 iShare Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 28637 438953 SH SOLE 83507 0 355447 iShares Core MSCI Emerging Mar CORE MSCI EMKT 46434g103 8176 152084 SH SOLE 15284 0 136800 iShares MSCI EAFE ESG Select E ESG MSCI EAFE 46435G516 37720 548733 SH SOLE 47437 0 501296 iShares MSCI EAFE Index Fund MSCI EAFE ESG OP 464287465 7720 111180 SH SOLE 90379 0 20801 iShares MSCI EAFE Small Cap In EAFE SML CP ETF 464288273 1623 26058 SH SOLE 20817 0 5241 iShares MSCI EM ESG Select ETF ESG MSCI EM ETF 46434G863 276 7670 SH SOLE 12 0 7658 iShares MSCI Emerging Markets MSCI EM MKT ETF 464287234 3200 71324 SH SOLE 59519 0 11805 DNP Select Income Fund, Inc. COM 23325p104 146 11404 SH SOLE 8294 0 3110 Templeton Dragon Fund, Inc. COM 88018T101 210 10776 SH SOLE 10776 0 0