0001172661-21-001054.txt : 20210504 0001172661-21-001054.hdr.sgml : 20210504 20210504143957 ACCESSION NUMBER: 0001172661-21-001054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 EFFECTIVENESS DATE: 20210504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 21887768 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 03-31-2021 03-31-2021 false HARVEST MANAGEMENT LLC

515 Madison Ave 20th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 05-04-2021 2 67 167072 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml ADVANCED MICRO DEVICES INC COM 007903107 785 10000 SH Call OTR 1,2 0 10000 0 AECOM COM 00766t100 833 13000 SH OTR 1,2 0 13000 0 AECOM COM 00766t100 833 13000 SH Put OTR 1,2 0 13000 0 AEGION CORP COM 00770F104 863 30000 SH OTR 1,2 0 30000 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 1717 36554 SH OTR 1,2 0 36554 0 ALEXION PHARMACEUTICALS INC COM 015351109 8792 57500 SH OTR 1,2 0 57500 0 ALPHABET INC CAP STK CL C 02079k107 207 100 SH OTR 1,2 0 100 0 ANALOG DEVICES INC COM 032654105 1551 10000 SH Call OTR 1,2 0 10000 0 ANALOG DEVICES INC COM 032654105 775 5000 SH Put OTR 1,2 0 5000 0 BOINGO WIRELESS INC COM 09739C102 1618 115000 SH OTR 1,2 0 115000 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 400 30000 SH OTR 1,2 0 30000 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 400 30000 SH Put OTR 1,2 0 30000 0 CANTEL MED CORP COM 138098108 1063 13310 SH OTR 1,2 0 13310 0 CANTEL MED CORP COM 138098108 798 10000 SH Put OTR 1,2 0 10000 0 CERAGON NETWORKS LTD ORD m22013102 41 11000 SH OTR 1,2 0 11000 0 CHANGE HEALTHCARE INC COM 15912K100 718 32500 SH OTR 1,2 0 32500 0 CHANGE HEALTHCARE INC COM 15912K100 442 20000 SH Put OTR 1,2 0 20000 0 COHERENT INC COM 192479103 2782 11000 SH OTR 1,2 0 11000 0 COLLABORATIVE INVESTMNT SER THE SPAC AND NEW 19423L672 1807 63400 SH OTR 1,2 0 63400 0 COLLABORATIVE INVESTMNT SER THE SPAC AND NEW 19423L672 1140 40000 SH Put OTR 1,2 0 40000 0 COOPER TIRE & RUBR CO COM 216831107 1120 20000 SH OTR 1,2 0 20000 0 CORELOGIC INC COM 21871D103 4597 58000 SH OTR 1,2 0 58000 0 CORELOGIC INC COM 21871D103 793 10000 SH Call OTR 1,2 0 10000 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 3673 97500 SH OTR 1,2 0 97500 0 FLIR SYS INC COM 302445101 5506 97500 SH OTR 1,2 0 97500 0 FS DEVELOPMENT CORP II COM CL A 30318f100 100 10000 SH OTR 1,2 0 10000 0 GENMARK DIAGNOSTICS INC COM 372309104 2153 90099 SH OTR 1,2 0 90099 0 GENMARK DIAGNOSTICS INC COM 372309104 239 10000 SH Put OTR 1,2 0 10000 0 GLU MOBILE INC COM 379890106 2546 204039 SH OTR 1,2 0 204039 0 GOODYEAR TIRE & RUBR CO COM 382550101 351 20000 SH Put OTR 1,2 0 20000 0 GW PHARMACEUTICALS PLC ADS 36197T103 9565 44100 SH OTR 1,2 0 44100 0 HARTFORD FINL SVCS GROUP INC COM 416515104 334 5000 SH Put OTR 1,2 0 5000 0 ICON PLC SHS G4705A100 509 2590 SH OTR 1,2 0 2590 0 II-VI INC COM 902104108 205 3000 SH OTR 1,2 0 3000 0 II-VI INC COM 902104108 820 12000 SH Put OTR 1,2 0 12000 0 INPHI CORP COM 45772F107 10924 61227 SH OTR 1,2 0 61227 0 KANSAS CITY SOUTHERN COM NEW 485170302 5278 20000 SH OTR 1,2 0 20000 0 LUMENTUM HLDGS INC COM 55024u109 548 6000 SH OTR 1,2 0 6000 0 LUMENTUM HLDGS INC COM 55024u109 457 5000 SH Put OTR 1,2 0 5000 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1225 25000 SH Put OTR 1,2 0 25000 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 9394 191800 SH Call OTR 1,2 0 191800 0 MAXIM INTEGRATED PRODS INC COM 57772k101 5405 59158 SH OTR 1,2 0 59158 0 MICHAELS COS INC COM 59408Q106 3072 140000 SH OTR 1,2 0 140000 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 354 20000 SH OTR 1,2 0 20000 0 MORGAN STANLEY COM NEW 617446448 496 6391 SH OTR 1,2 0 6391 0 MSG NETWORK INC CL A 553573106 199 13252 SH OTR 1,2 0 13252 0 NAVISTAR INTL CORP NEW COM 63934E108 1803 40956 SH OTR 1,2 0 40956 0 NIC INC COM 62914B100 5948 175300 SH OTR 1,2 0 175300 0 NLIGHT INC COM 65487K100 564 17400 SH Put OTR 1,2 0 17400 0 NLIGHT INC COM 65487K100 813 25100 SH OTR 1,2 0 25100 0 OMNICELL COM COM 68213N109 390 3000 SH OTR 1,2 0 3000 0 PLURALSIGHT INC COM CL A 72941B106 1128 50499 SH OTR 1,2 0 50499 0 PRA HEALTH SCIENCES INC COM 69354M108 690 4500 SH OTR 1,2 0 4500 0 QIAGEN NV SHS NEW n72482123 536 11000 SH OTR 1,2 0 11000 0 REALPAGE INC COM 75606N109 11423 131000 SH OTR 1,2 0 131000 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 9158 225400 SH OTR 1,2 0 225400 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5945 15000 SH Call OTR 1,2 0 15000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 793 2000 SH OTR 1,2 0 2000 0 TALEND S A ADS 874224207 1909 30000 SH OTR 1,2 0 30000 0 THERMO FISHER SCIENTIFIC INC COM 883556102 346 758 SH OTR 1,2 0 758 0 THOMA BRAVO ADVANTAGE COM CL A G88272102 157 15000 SH OTR 1,2 0 15000 0 VARIAN MED SYS INC COM 92220p105 17123 97000 SH OTR 1,2 0 97000 0 WESCO INTL INC COM 95082P105 831 9600 SH OTR 1,2 0 9600 0 WESCO INTL INC COM 95082P105 831 9600 SH Put OTR 1,2 0 9600 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 1585 6925 SH OTR 1,2 0 6925 0 XILINX INC COM 983919101 6096 49200 SH OTR 1,2 0 49200 0 ZOETIS INC CL A 98978V103 1575 10000 SH OTR 1,2 0 10000 0