Managing Member

0001172661-20-001106.txt : 20200428 0001172661-20-001106.hdr.sgml : 20200428 20200428171006 ACCESSION NUMBER: 0001172661-20-001106 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 EFFECTIVENESS DATE: 20200428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 20826065 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 03-31-2020 03-31-2020 false HARVEST MANAGEMENT LLC

515 Madison Ave 20th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner Managing Member 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 04-28-2020 2 44 61780 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml ALLERGAN PLC SHS G0177J108 1665 9400 SH Put OTR 1,2 0 9400 0 ALLERGAN PLC SHS G0177J108 17831 100681 SH OTR 1,2 0 100681 0 ANIXTER INTL INC COM 035290105 835 9500 SH OTR 1,2 0 9500 0 ANIXTER INTL INC COM 035290105 439 5000 SH Call OTR 1,2 0 5000 0 ANIXTER INTL INC COM 035290105 1441 16400 SH Put OTR 1,2 0 16400 0 BORGWARNER INC COM 099724106 123 5000 SH Call OTR 1,2 0 5000 0 BORGWARNER INC COM 099724106 492 20000 SH Put OTR 1,2 0 20000 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 438 115200 SH OTR 1,2 0 115200 0 CENTURYLINK INC COM 156700106 119 12540 SH OTR 1,2 0 12540 0 CERAGON NETWORKS LTD ORD M22013102 13 10000 SH OTR 1,2 0 10000 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 3717 159400 SH OTR 1,2 0 159400 0 DELPHI TECHNOLOGIES PL SHS G2709G107 161 20000 SH Call OTR 1,2 0 20000 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 948 30000 SH Put OTR 1,2 0 30000 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 553 17500 SH OTR 1,2 0 17500 0 FORTY SEVEN INC COM 34983P104 3077 32250 SH OTR 1,2 0 32250 0 FORTY SEVEN INC COM 34983P104 2968 31100 SH Put OTR 1,2 0 31100 0 GENWORTH FINL INC COM CL A 37247D106 104 31200 SH OTR 1,2 0 31200 0 GENWORTH FINL INC COM CL A 37247D106 257 77400 SH Put OTR 1,2 0 77400 0 HP INC COM 40434L105 174 10000 SH Put OTR 1,2 0 10000 0 ISHARES TR IBOXX HI YD ETF 464288513 388 5000 SH Put OTR 1,2 0 5000 0 LOGMEIN INC COM 54142L109 2290 27500 SH OTR 1,2 0 27500 0 LOGMEIN INC COM 54142L109 1041 12500 SH Put OTR 1,2 0 12500 0 MAXIM INTEGRATED PRODS INC COM 57772K101 288 5924 SH OTR 1,2 0 5924 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 1832 15100 SH OTR 1,2 0 15100 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 303 2500 SH Put OTR 1,2 0 2500 0 NAVISTAR INTL CORP NEW COM 63934E108 480 29100 SH OTR 1,2 0 29100 0 NAVISTAR INTL CORP NEW COM 63934E108 645 39100 SH Put OTR 1,2 0 39100 0 QIAGEN NV SHS NEW N72482123 3474 83500 SH OTR 1,2 0 83500 0 QIAGEN NV SHS NEW N72482123 499 12000 SH Put OTR 1,2 0 12000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1289 5000 SH Put OTR 1,2 0 5000 0 SPRINT CORPORATION COM 85207U105 1552 180000 SH OTR 1,2 0 180000 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 10 600 SH Put OTR 1,2 0 600 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 334 20300 SH OTR 1,2 0 20300 0 TAUBMAN CTRS INC COM 876664103 419 10000 SH OTR 1,2 0 10000 0 TAUBMAN CTRS INC COM 876664103 419 10000 SH Put OTR 1,2 0 10000 0 TECH DATA CORP COM 878237106 1178 9000 SH OTR 1,2 0 9000 0 TECH DATA CORP COM 878237106 131 1000 SH Call OTR 1,2 0 1000 0 TECH DATA CORP COM 878237106 981 7500 SH Put OTR 1,2 0 7500 0 THERMO FISHER SCIENTIFIC INC COM 883556102 425 1500 SH OTR 1,2 0 1500 0 THERMO FISHER SCIENTIFIC INC COM 883556102 284 1000 SH Put OTR 1,2 0 1000 0 TIFFANY & CO NEW COM 886547108 2189 16900 SH OTR 1,2 0 16900 0 TIFFANY & CO NEW COM 886547108 2590 20000 SH Put OTR 1,2 0 20000 0 WABCO HLDGS INC COM 92927K102 2701 20000 SH OTR 1,2 0 20000 0 ZOETIS INC CL A 98978V103 683 5800 SH OTR 1,2 0 5800 0