0001172661-20-000367.txt : 20200207 0001172661-20-000367.hdr.sgml : 20200207 20200207164838 ACCESSION NUMBER: 0001172661-20-000367 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 EFFECTIVENESS DATE: 20200207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 20588105 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 12-31-2019 12-31-2019 false HARVEST MANAGEMENT LLC

515 Madison Ave 20th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 02-07-2020 2 44 50357 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml ALLERGAN PLC SHS G0177J108 9931 51947 SH OTR 1,2 0 51947 0 ALPHABET INC CAP STK CL C 02079K107 213 159 SH OTR 1,2 0 159 0 ANIXTER INTL INC COM 035290105 2303 25000 SH OTR 1,2 0 25000 0 ANIXTER INTL INC COM 035290105 461 5000 SH Call OTR 1,2 0 5000 0 APPLE INC COM 037833100 306 1042 SH OTR 1,2 0 1042 0 AQUAVENTURE HLDGS LTD SHS G0443N107 678 25000 SH OTR 1,2 0 25000 0 ARQULE INC COM 04269E107 1296 64944 SH OTR 1,2 0 64944 0 AUDENTES THERAPEUTICS INC COM 05070R104 1336 22326 SH OTR 1,2 0 22326 0 AVX CORP NEW COM 002444107 951 46475 SH OTR 1,2 0 46475 0 AXALTA COATING SYS LTD COM G0750C108 304 10000 SH Put OTR 1,2 0 10000 0 AXALTA COATING SYS LTD COM G0750C108 608 20000 SH OTR 1,2 0 20000 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 257 4721 SH OTR 1,2 0 4721 0 BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 356 118347 SH OTR 1,2 0 118347 0 CENTURYLINK INC COM 156700106 166 12540 SH OTR 1,2 0 12540 0 CERAGON NETWORKS LTD ORD M22013102 58 27629 SH OTR 1,2 0 27629 0 CONTINENTAL BLDG PRODS INC COM 211171103 282 7746 SH OTR 1,2 0 7746 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 722 30945 SH OTR 1,2 0 30945 0 DIGITAL RLTY TR INC COM 253868103 599 5000 SH Put OTR 1,2 0 5000 0 GANNETT CO INC NEW COM 36472T109 124 19364 SH OTR 1,2 0 19364 0 GENWORTH FINL INC COM CL A 37247D106 68 15507 SH OTR 1,2 0 15507 0 INSTRUCTURE INC COM 45781U103 639 13263 SH OTR 1,2 0 13263 0 INTERXION HOLDING N.V SHS N47279109 1232 14705 SH OTR 1,2 0 14705 0 LOGMEIN INC COM 54142L109 1197 13955 SH OTR 1,2 0 13955 0 MAXIM INTEGRATED PRODS INC COM 57772K101 364 5924 SH OTR 1,2 0 5924 0 MEDICINES CO COM 584688105 605 7126 SH OTR 1,2 0 7126 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 1055 9000 SH OTR 1,2 0 9000 0 PACKAGING CORP AMER COM 695156109 325 2900 SH OTR 1,2 0 2900 0 PATTERN ENERGY GROUP INC CL A 70338P100 593 22151 SH OTR 1,2 0 22151 0 QIAGEN NV SHS NEW N72482123 1170 34602 SH OTR 1,2 0 34602 0 QIAGEN NV SHS NEW N72482123 527 15600 SH Put OTR 1,2 0 15600 0 RA PHARMACEUTICALS INC COM 74933V108 454 9669 SH OTR 1,2 0 9669 0 RA PHARMACEUTICALS INC COM 74933V108 817 17400 SH Put OTR 1,2 0 17400 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2897 9000 SH OTR 1,2 0 9000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1255 3900 SH Put OTR 1,2 0 3900 0 SPRINT CORPORATION COM 85207U105 52 10000 SH Put OTR 1,2 0 10000 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 1061 47968 SH OTR 1,2 0 47968 0 TECH DATA CORP COM 878237106 556 3873 SH OTR 1,2 0 3873 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1021 3144 SH OTR 1,2 0 3144 0 TIFFANY & CO NEW COM 886547108 2354 17614 SH OTR 1,2 0 17614 0 TIFFANY & CO NEW COM 886547108 1029 7700 SH Put OTR 1,2 0 7700 0 WELLCARE HEALTH PLANS INC COM 94946T106 6547 19827 SH OTR 1,2 0 19827 0 WRIGHT MED GROUP N V ORD SHS N96617118 1376 45143 SH OTR 1,2 0 45143 0 ZAYO GROUP HLDGS INC COM 98919V105 1812 52283 SH OTR 1,2 0 52283 0 ZOETIS INC CL A 98978V103 400 3019 SH OTR 1,2 0 3019 0