The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEROHIVE NETWORKS INC | COM | 007786106 | 443 | 100,000 | SH | OTR | 1,2 | 0 | 100,000 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 502 | 3,000 | SH | OTR | 1,2 | 0 | 3,000 | 0 | |
ALPHABET INC | CAP STK CL C | 02079k107 | 324 | 300 | SH | OTR | 1,2 | 0 | 300 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 7,762 | 110,000 | SH | OTR | 1,2 | 0 | 110,000 | 0 | |
APPLE INC | COM | 037833100 | 594 | 3,000 | SH | OTR | 1,2 | 0 | 3,000 | 0 | |
AQUANTIA CORP | COM | 03842q108 | 652 | 50,000 | SH | OTR | 1,2 | 0 | 50,000 | 0 | |
ARATANA THERAPEUTICS INC | COM | 03874P101 | 516 | 100,000 | SH | OTR | 1,2 | 0 | 100,000 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269x105 | 1,969 | 42,500 | SH | OTR | 1,2 | 0 | 42,500 | 0 | |
AXALTA COATING SYS LTD | COM | g0750c108 | 298 | 10,000 | SH | OTR | 1,2 | 0 | 10,000 | 0 | |
AXALTA COATING SYS LTD | COM | g0750c108 | 298 | 10,000 | SH | Put | OTR | 1,2 | 0 | 10,000 | 0 |
BARNES & NOBLE INC | COM | 067774109 | 359 | 53,700 | SH | OTR | 1,2 | 0 | 53,700 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | g11196105 | 219 | 5,000 | SH | Put | OTR | 1,2 | 0 | 5,000 | 0 |
BIOHAVEN PHARMACTL HLDG CO L | COM | g11196105 | 434 | 9,900 | SH | OTR | 1,2 | 0 | 9,900 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 227 | 5,000 | SH | Put | OTR | 1,2 | 0 | 5,000 | 0 |
CELGENE CORP | COM | 151020104 | 9,976 | 107,920 | SH | OTR | 1,2 | 0 | 107,920 | 0 | |
CENTENE CORP DEL | COM | 15135b101 | 262 | 5,000 | SH | Put | OTR | 1,2 | 0 | 5,000 | 0 |
CENTURYLINK INC | COM | 156700106 | 147 | 12,540 | SH | OTR | 1,2 | 0 | 12,540 | 0 | |
CERAGON NETWORKS LTD | ORD | m22013102 | 147 | 50,300 | SH | OTR | 1,2 | 0 | 50,300 | 0 | |
CIRCOR INTL INC | COM | 17273K109 | 1,702 | 37,000 | SH | OTR | 1,2 | 0 | 37,000 | 0 | |
CONTROL4 CORP | COM | 21240D107 | 2,375 | 100,000 | SH | OTR | 1,2 | 0 | 100,000 | 0 | |
CRAY INC | COM NEW | 225223304 | 766 | 22,000 | SH | OTR | 1,2 | 0 | 22,000 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 556 | 25,000 | SH | OTR | 1,2 | 0 | 25,000 | 0 | |
DAVITA INC | COM | 23918k108 | 281 | 5,000 | SH | Call | OTR | 1,2 | 0 | 5,000 | 0 |
GENESEE & WYO INC | CL A | 371559105 | 250 | 2,500 | SH | OTR | 1,2 | 0 | 2,500 | 0 | |
HUMANA INC | COM | 444859102 | 265 | 1,000 | SH | OTR | 1,2 | 0 | 1,000 | 0 | |
INTERMOLECULAR INC | COM | 45882d109 | 24 | 20,200 | SH | OTR | 1,2 | 0 | 20,200 | 0 | |
MAGELLAN HEALTH INC | COM NEW | 559079207 | 371 | 5,000 | SH | Call | OTR | 1,2 | 0 | 5,000 | 0 |
MAXIM INTEGRATED PRODS INC | COM | 57772k101 | 354 | 5,924 | SH | OTR | 1,2 | 0 | 5,924 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | m51363113 | 553 | 5,000 | SH | OTR | 1,2 | 0 | 5,000 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | m51363113 | 553 | 5,000 | SH | Put | OTR | 1,2 | 0 | 5,000 | 0 |
MITEK SYS INC | COM NEW | 606710200 | 149 | 15,000 | SH | OTR | 1,2 | 0 | 15,000 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 503 | 10,000 | SH | Put | OTR | 1,2 | 0 | 10,000 | 0 |
PACKAGING CORP AMER | COM | 695156109 | 458 | 4,800 | SH | OTR | 1,2 | 0 | 4,800 | 0 | |
PERKINELMER INC | COM | 714046109 | 424 | 4,400 | SH | OTR | 1,2 | 0 | 4,400 | 0 | |
PERKINELMER INC | COM | 714046109 | 424 | 4,400 | SH | Put | OTR | 1,2 | 0 | 4,400 | 0 |
QEP RES INC | COM | 74733V100 | 217 | 30,000 | SH | OTR | 1,2 | 0 | 30,000 | 0 | |
RED HAT INC | COM | 756577102 | 12,955 | 69,000 | SH | OTR | 1,2 | 0 | 69,000 | 0 | |
SOTHEBYS | COM | 835898107 | 2,151 | 37,000 | SH | OTR | 1,2 | 0 | 37,000 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652j103 | 921 | 9,000 | SH | OTR | 1,2 | 0 | 9,000 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,223 | 11,000 | SH | Call | OTR | 1,2 | 0 | 11,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,930 | 10,000 | SH | Put | OTR | 1,2 | 0 | 10,000 | 0 |
SPRINT CORPORATION | COM | 85207U105 | 394 | 60,000 | SH | Put | OTR | 1,2 | 0 | 60,000 | 0 |
SPRINT CORPORATION | COM | 85207U105 | 460 | 70,000 | SH | OTR | 1,2 | 0 | 70,000 | 0 | |
TABLEAU SOFTWARE INC | CL A | 87336u105 | 996 | 6,000 | SH | OTR | 1,2 | 0 | 6,000 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 793 | 2,700 | SH | OTR | 1,2 | 0 | 2,700 | 0 | |
TOTAL SYS SVCS INC | COM | 891906109 | 962 | 7,500 | SH | OTR | 1,2 | 0 | 7,500 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 619 | 13,400 | SH | OTR | 1,2 | 0 | 13,400 | 0 | |
VERSUM MATLS INC | COM | 92532w103 | 3,198 | 62,000 | SH | OTR | 1,2 | 0 | 62,000 | 0 | |
VMWARE INC | CL A COM | 928563402 | 234 | 1,400 | SH | OTR | 1,2 | 0 | 1,400 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 663 | 5,000 | SH | OTR | 1,2 | 0 | 5,000 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946t106 | 1,425 | 5,000 | SH | OTR | 1,2 | 0 | 5,000 | 0 | |
WORLDPAY INC | CL A | 981558109 | 4,289 | 35,000 | SH | OTR | 1,2 | 0 | 35,000 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919v105 | 823 | 25,000 | SH | OTR | 1,2 | 0 | 25,000 | 0 | |
ZOETIS INC | CL A | 98978V103 | 431 | 3,800 | SH | OTR | 1,2 | 0 | 3,800 | 0 |