0001172661-19-001573.txt : 20190724 0001172661-19-001573.hdr.sgml : 20190724 20190724162857 ACCESSION NUMBER: 0001172661-19-001573 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190724 DATE AS OF CHANGE: 20190724 EFFECTIVENESS DATE: 20190724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 19971225 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 06-30-2019 06-30-2019 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 07-24-2019 2 54 72821 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml AEROHIVE NETWORKS INC COM 007786106 443 100000 SH OTR 1,2 0 100000 0 ALLERGAN PLC SHS G0177J108 502 3000 SH OTR 1,2 0 3000 0 ALPHABET INC CAP STK CL C 02079k107 324 300 SH OTR 1,2 0 300 0 ANADARKO PETE CORP COM 032511107 7762 110000 SH OTR 1,2 0 110000 0 APPLE INC COM 037833100 594 3000 SH OTR 1,2 0 3000 0 AQUANTIA CORP COM 03842q108 652 50000 SH OTR 1,2 0 50000 0 ARATANA THERAPEUTICS INC COM 03874P101 516 100000 SH OTR 1,2 0 100000 0 ARRAY BIOPHARMA INC COM 04269x105 1969 42500 SH OTR 1,2 0 42500 0 AXALTA COATING SYS LTD COM g0750c108 298 10000 SH OTR 1,2 0 10000 0 AXALTA COATING SYS LTD COM g0750c108 298 10000 SH Put OTR 1,2 0 10000 0 BARNES & NOBLE INC COM 067774109 359 53700 SH OTR 1,2 0 53700 0 BIOHAVEN PHARMACTL HLDG CO L COM g11196105 219 5000 SH Put OTR 1,2 0 5000 0 BIOHAVEN PHARMACTL HLDG CO L COM g11196105 434 9900 SH OTR 1,2 0 9900 0 BRISTOL MYERS SQUIBB CO COM 110122108 227 5000 SH Put OTR 1,2 0 5000 0 CELGENE CORP COM 151020104 9976 107920 SH OTR 1,2 0 107920 0 CENTENE CORP DEL COM 15135b101 262 5000 SH Put OTR 1,2 0 5000 0 CENTURYLINK INC COM 156700106 147 12540 SH OTR 1,2 0 12540 0 CERAGON NETWORKS LTD ORD m22013102 147 50300 SH OTR 1,2 0 50300 0 CIRCOR INTL INC COM 17273K109 1702 37000 SH OTR 1,2 0 37000 0 CONTROL4 CORP COM 21240D107 2375 100000 SH OTR 1,2 0 100000 0 CRAY INC COM NEW 225223304 766 22000 SH OTR 1,2 0 22000 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 556 25000 SH OTR 1,2 0 25000 0 DAVITA INC COM 23918k108 281 5000 SH Call OTR 1,2 0 5000 0 GENESEE & WYO INC CL A 371559105 250 2500 SH OTR 1,2 0 2500 0 HUMANA INC COM 444859102 265 1000 SH OTR 1,2 0 1000 0 INTERMOLECULAR INC COM 45882d109 24 20200 SH OTR 1,2 0 20200 0 MAGELLAN HEALTH INC COM NEW 559079207 371 5000 SH Call OTR 1,2 0 5000 0 MAXIM INTEGRATED PRODS INC COM 57772k101 354 5924 SH OTR 1,2 0 5924 0 MELLANOX TECHNOLOGIES LTD SHS m51363113 553 5000 SH OTR 1,2 0 5000 0 MELLANOX TECHNOLOGIES LTD SHS m51363113 553 5000 SH Put OTR 1,2 0 5000 0 MITEK SYS INC COM NEW 606710200 149 15000 SH OTR 1,2 0 15000 0 OCCIDENTAL PETE CORP COM 674599105 503 10000 SH Put OTR 1,2 0 10000 0 PACKAGING CORP AMER COM 695156109 458 4800 SH OTR 1,2 0 4800 0 PERKINELMER INC COM 714046109 424 4400 SH OTR 1,2 0 4400 0 PERKINELMER INC COM 714046109 424 4400 SH Put OTR 1,2 0 4400 0 QEP RES INC COM 74733V100 217 30000 SH OTR 1,2 0 30000 0 RED HAT INC COM 756577102 12955 69000 SH OTR 1,2 0 69000 0 SOTHEBYS COM 835898107 2151 37000 SH OTR 1,2 0 37000 0 SPARK THERAPEUTICS INC COM 84652j103 921 9000 SH OTR 1,2 0 9000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3223 11000 SH Call OTR 1,2 0 11000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2930 10000 SH Put OTR 1,2 0 10000 0 SPRINT CORPORATION COM 85207U105 394 60000 SH Put OTR 1,2 0 60000 0 SPRINT CORPORATION COM 85207U105 460 70000 SH OTR 1,2 0 70000 0 TABLEAU SOFTWARE INC CL A 87336u105 996 6000 SH OTR 1,2 0 6000 0 THERMO FISHER SCIENTIFIC INC COM 883556102 793 2700 SH OTR 1,2 0 2700 0 TOTAL SYS SVCS INC COM 891906109 962 7500 SH OTR 1,2 0 7500 0 TRIBUNE MEDIA CO CL A 896047503 619 13400 SH OTR 1,2 0 13400 0 VERSUM MATLS INC COM 92532w103 3198 62000 SH OTR 1,2 0 62000 0 VMWARE INC CL A COM 928563402 234 1400 SH OTR 1,2 0 1400 0 WABCO HLDGS INC COM 92927K102 663 5000 SH OTR 1,2 0 5000 0 WELLCARE HEALTH PLANS INC COM 94946t106 1425 5000 SH OTR 1,2 0 5000 0 WORLDPAY INC CL A 981558109 4289 35000 SH OTR 1,2 0 35000 0 ZAYO GROUP HLDGS INC COM 98919v105 823 25000 SH OTR 1,2 0 25000 0 ZOETIS INC CL A 98978V103 431 3800 SH OTR 1,2 0 3800 0