0001172661-19-001083.txt : 20190424 0001172661-19-001083.hdr.sgml : 20190424 20190424163545 ACCESSION NUMBER: 0001172661-19-001083 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190424 DATE AS OF CHANGE: 20190424 EFFECTIVENESS DATE: 20190424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 19764266 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 03-31-2019 03-31-2019 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 04-24-2019 2 49 68310 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml ALPHABET INC CAP STK CL C 02079k107 352 300 SH OTR 1,2 0 300 0 APPLE INC COM 037833100 627 3300 SH OTR 1,2 0 3300 0 ARRIS INTERNATIONAL PLC SHS G0551A103 727 23000 SH OTR 1,2 0 23000 0 ATTUNITY LTD SHS NEW m15332121 1219 52000 SH OTR 1,2 0 52000 0 BARNES & NOBLE INC COM 067774109 237 43700 SH OTR 1,2 0 43700 0 BOEING CO COM 097023105 763 2000 SH OTR 1,2 0 2000 0 BRISTOL MYERS SQUIBB CO COM 110122108 558 11700 SH Call OTR 1,2 0 11700 0 BRISTOL MYERS SQUIBB CO COM 110122108 1193 25000 SH Put OTR 1,2 0 25000 0 CAS MED SYS INC COM PAR 124769209 76 31221 SH OTR 1,2 0 31221 0 CELGENE CORP COM 151020104 943 10000 SH Put OTR 1,2 0 10000 0 CELGENE CORP COM 151020104 8294 87920 SH OTR 1,2 0 87920 0 CELGENE CORP COM 151020104 660 7000 SH Call OTR 1,2 0 7000 0 CENTURYLINK INC COM 156700106 150 12540 SH OTR 1,2 0 12540 0 CERAGON NETWORKS LTD ORD m22013102 288 80300 SH OTR 1,2 0 80300 0 CLEMENTIA PHARMACEUTICALS IN COM 185575107 574 22000 SH OTR 1,2 0 22000 0 DAVITA INC COM 23918k108 271 5000 SH Call OTR 1,2 0 5000 0 DISNEY WALT CO COM DISNEY 254687106 4996 45001 SH OTR 1,2 0 45001 0 DISNEY WALT CO COM DISNEY 254687106 4441 40000 SH Put OTR 1,2 0 40000 0 ELLIE MAE INC COM 28849p100 395 4000 SH OTR 1,2 0 4000 0 FOX CORP CL A COM 35137l105 808 22000 SH OTR 1,2 0 22000 0 GOLDCORP INC NEW COM 380956409 1487 130000 SH OTR 1,2 0 130000 0 HFF INC CL A 40418F108 482 10090 SH OTR 1,2 0 10090 0 IMMUNE DESIGN CORP COM 45252l103 527 90000 SH OTR 1,2 0 90000 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 735 15000 SH OTR 1,2 0 15000 0 JONES LANG LASALLE INC COM 48020q107 308 2000 SH Put OTR 1,2 0 2000 0 MAXIM INTEGRATED PRODS INC COM 57772k101 315 5924 SH OTR 1,2 0 5924 0 MAXWELL TECHNOLOGIES INC COM 577767106 492 110000 SH OTR 1,2 0 110000 0 MITEK SYS INC COM NEW 606710200 710 58000 SH OTR 1,2 0 58000 0 NIGHTSTAR THERAPEUTICS PLC ADR 65413a101 685 27000 SH OTR 1,2 0 27000 0 PACKAGING CORP AMER COM 695156109 477 4800 SH OTR 1,2 0 4800 0 PERKINELMER INC COM 714046109 424 4400 SH OTR 1,2 0 4400 0 QEP RES INC COM 74733V100 312 40000 SH OTR 1,2 0 40000 0 QUANTENNA COMMUNICATIONS INC COM 74766d100 973 40000 SH OTR 1,2 0 40000 0 RED HAT INC COM 756577102 9683 53000 SH OTR 1,2 0 53000 0 SPARK THERAPEUTICS INC COM 84652j103 1822 16000 SH OTR 1,2 0 16000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5085 18000 SH OTR 1,2 0 18000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2825 10000 SH Put OTR 1,2 0 10000 0 SPRINT CORPORATION COM 85207U105 68 12000 SH Put OTR 1,2 0 12000 0 T MOBILE US INC COM 872590104 622 9000 SH OTR 1,2 0 9000 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 479 23500 SH OTR 1,2 0 23500 0 THERMO FISHER SCIENTIFIC INC COM 883556102 739 2700 SH OTR 1,2 0 2700 0 TRIBUNE MEDIA CO CL A 896047503 618 13400 SH OTR 1,2 0 13400 0 TRIBUNE PUBG CO NEW COM 89609w107 354 30000 SH OTR 1,2 0 30000 0 ULTIMATE SOFTWARE GROUP INC COM 90385d107 990 3000 SH OTR 1,2 0 3000 0 VERSUM MATLS INC COM 92532w103 4704 93500 SH OTR 1,2 0 93500 0 VMWARE INC CL A COM 928563402 253 1400 SH OTR 1,2 0 1400 0 WABCO HLDGS INC COM 92927K102 3164 24000 SH OTR 1,2 0 24000 0 WORLDPAY INC CL A 981558109 1022 9000 SH OTR 1,2 0 9000 0 ZOETIS INC CL A 98978V103 383 3800 SH OTR 1,2 0 3800 0