0001172661-18-001952.txt : 20181106 0001172661-18-001952.hdr.sgml : 20181106 20181106151838 ACCESSION NUMBER: 0001172661-18-001952 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181106 DATE AS OF CHANGE: 20181106 EFFECTIVENESS DATE: 20181106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 181162745 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 09-30-2018 09-30-2018 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 11-06-2018 2 98 169465 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml AETNA INC NEW COM 00817Y108 19514 96200 SH OTR 1,2 0 96200 0 AKORN INC COM 009728106 286 22000 SH OTR 1,2 0 22000 0 AKORN INC COM 009728106 286 22000 SH Put OTR 1,2 0 22000 0 ALPHABET INC CAP STK CL C 02079k107 264 221 SH OTR 1,2 0 221 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 573 16200 SH OTR 1,2 0 16200 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 573 16200 SH Put OTR 1,2 0 16200 0 AMTRUST FINL SVCS INC COM 032359309 145 10000 SH OTR 1,2 0 10000 0 ANDEAVOR COM 03349m105 14072 93886 SH OTR 1,2 0 93886 0 APPLE INC COM 037833100 542 2400 SH OTR 1,2 0 2400 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1045 25000 SH Put OTR 1,2 0 25000 0 AT&T INC COM 00206r102 2888 86000 SH Call OTR 1,2 0 86000 0 AT&T INC COM 00206r102 722 21500 SH Put OTR 1,2 0 21500 0 AT&T INC COM 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