0001172661-18-001411.txt : 20180724 0001172661-18-001411.hdr.sgml : 20180724 20180724160441 ACCESSION NUMBER: 0001172661-18-001411 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180724 DATE AS OF CHANGE: 20180724 EFFECTIVENESS DATE: 20180724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 18966592 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 06-30-2018 06-30-2018 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 07-24-2018 2 91 157322 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml ABAXIS INC COM 002567105 1245 15000 SH OTR 0 15000 0 AETNA INC NEW COM 00817Y108 11928 65000 SH OTR 0 65000 0 AKORN INC COM 009728106 249 15000 SH Call OTR 0 15000 0 AKORN INC COM 009728106 994 59900 SH OTR 0 59900 0 AKORN INC COM 009728106 1294 78000 SH Put OTR 0 78000 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 540 15000 SH OTR 0 15000 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 540 15000 SH Put OTR 0 15000 0 AMTRUST FINL SVCS INC COM 032359309 146 10000 SH OTR 0 10000 0 ANDEAVOR COM 03349m105 4526 34500 SH OTR 0 34500 0 APPLE INC COM 037833100 444 2400 SH OTR 0 2400 0 APPLE INC COM 037833100 444 2400 SH Put OTR 0 2400 0 AT&T INC COM 00206r102 3205 99800 SH Put OTR 0 99800 0 AT&T INC COM 00206r102 3876 120701 SH OTR 0 120701 0 ATHENAHEALTH INC COM 04685w103 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