0001172661-18-000989.txt : 20180502 0001172661-18-000989.hdr.sgml : 20180502 20180502170558 ACCESSION NUMBER: 0001172661-18-000989 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180502 DATE AS OF CHANGE: 20180502 EFFECTIVENESS DATE: 20180502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 18800602 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 03-31-2018 03-31-2018 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 05-02-2018 2 107 201479 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml ABLYNX NV SPONSORED ADR 00372Y105 2128 39000 SH OTR 1,2 0 39000 0 AETNA INC NEW COM 00817Y108 11492 68000 SH OTR 1,2 0 68000 0 AETNA INC NEW COM 00817Y108 1690 10000 SH Put OTR 1,2 0 10000 0 AKORN INC COM 009728106 681 36400 SH OTR 1,2 0 36400 0 AKORN INC COM 009728106 187 10000 SH Call OTR 1,2 0 10000 0 AKORN INC COM 009728106 586 31300 SH Put OTR 1,2 0 31300 0 AMERISOURCEBERGEN CORP COM 03073E105 431 5000 SH OTR 1,2 0 5000 0 AMERISOURCEBERGEN CORP COM 03073E105 431 5000 SH Put OTR 1,2 0 5000 0 APPLE INC COM 037833100 403 2400 SH OTR 1,2 0 2400 0 APPLE INC COM 037833100 403 2400 SH Put OTR 1,2 0 2400 0 AT&T INC COM 00206R102 2139 60000 SH Call OTR 1,2 0 60000 0 AXALTA COATING SYS LTD COM G0750c108 483 16000 SH Call OTR 1,2 0 16000 0 AXALTA COATING SYS LTD COM G0750c108 453 15000 SH Put OTR 1,2 0 15000 0 AXALTA COATING SYS LTD COM G0750c108 453 15000 SH OTR 1,2 0 15000 0 BARNES & NOBLE INC COM 067774109 184 37200 SH OTR 1,2 0 37200 0 BLACKHAWK NETWORK HLDGS INC COM 09238e104 2682 60000 SH OTR 1,2 0 60000 0 BLUE BUFFALO PET PRODS INC COM 09531u102 4976 125000 SH OTR 1,2 0 125000 0 BRISTOL MYERS SQUIBB CO COM 110122108 670 10600 SH OTR 1,2 0 10600 0 BRISTOL MYERS SQUIBB CO COM 110122108 633 10000 SH Put OTR 1,2 0 10000 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 384 20000 SH Put OTR 1,2 0 20000 0 BUNGE LIMITED COM G16962105 702 9500 SH OTR 1,2 0 9500 0 CACI INTL INC CL A 127190304 303 2000 SH OTR 1,2 0 2000 0 CALLIDUS SOFTWARE INC COM 13123e500 1452 40400 SH OTR 1,2 0 40400 0 CAVIUM INC COM 14964U108 1659 20900 SH OTR 1,2 0 20900 0 CENTURYLINK INC COM 156700106 798 48540 SH OTR 1,2 0 48540 0 CERAGON NETWORKS LTD ORD m22013102 121 45000 SH OTR 1,2 0 45000 0 CHARTER COMMUNICATIONS INC N CL A 16119p108 311 1000 SH OTR 1,2 0 1000 0 CIGNA CORPORATION COM 125509109 2684 16000 SH OTR 1,2 0 16000 0 CIGNA CORPORATION COM 125509109 2516 15000 SH Put OTR 1,2 0 15000 0 CINTAS CORP COM 172908105 273 1600 SH OTR 1,2 0 1600 0 COHU INC COM 192576106 365 16000 SH OTR 1,2 0 16000 0 COMMERCEHUB INC COM SER A 20084v108 563 25000 SH OTR 1,2 0 25000 0 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 2 160000 SH OTR 1,2 0 160000 0 CORNING INC COM 219350105 279 10000 SH OTR 1,2 0 10000 0 CORNING INC COM 219350105 279 10000 SH Put OTR 1,2 0 10000 0 CSRA INC COM 12650t104 9277 225000 SH OTR 1,2 0 225000 0 DATAWATCH CORP COM NEW 237917208 87 10000 SH OTR 1,2 0 10000 0 DELL TECHNOLOGIES INC COM CL V 24703L103 1464 20000 SH Put OTR 1,2 0 20000 0 DELL TECHNOLOGIES INC COM CL V 24703L103 930 12700 SH OTR 1,2 0 12700 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 223 11447 SH Call OTR 1,2 0 11447 0 DOMINION ENERGY INC COM 25746U109 337 5000 SH OTR 1,2 0 5000 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 237 2000 SH OTR 1,2 0 2000 0 DST SYS INC DEL COM 233326107 4722 56450 SH OTR 1,2 0 56450 0 DYNEGY INC NEW DEL COM 26817R108 560 41450 SH OTR 1,2 0 41450 0 EMERSON ELEC CO COM 291011104 512 7500 SH OTR 1,2 0 7500 0 EXXON MOBIL CORP COM 30231G102 224 3000 SH OTR 1,2 0 3000 0 FINISH LINE INC CL A 317923100 406 30000 SH OTR 1,2 0 30000 0 FLEXION THERAPEUTICS INC COM 33938J106 415 18500 SH OTR 1,2 0 18500 0 GENERAL CABLE CORP DEL NEW COM 369300108 622 21000 SH OTR 1,2 0 21000 0 GENERAL DYNAMICS CORP COM 369550108 221 1000 SH OTR 1,2 0 1000 0 GGP INC COM 36174x101 1535 75000 SH OTR 1,2 0 75000 0 GGP INC COM 36174x101 409 20000 SH Put OTR 1,2 0 20000 0 GW PHARMACEUTICALS PLC ADS 36197T103 237 2100 SH OTR 1,2 0 2100 0 HAIN CELESTIAL GROUP INC COM 405217100 234 7300 SH OTR 1,2 0 7300 0 HAIN CELESTIAL GROUP INC COM 405217100 234 7300 SH Put OTR 1,2 0 7300 0 HARDINGE INC COM 412324303 733 40000 SH OTR 1,2 0 40000 0 INFINITY PPTY & CAS CORP COM 45665Q103 710 6000 SH OTR 1,2 0 6000 0 INTL PAPER CO COM 460146103 588 11000 SH Put OTR 1,2 0 11000 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 2402 70000 SH OTR 1,2 0 70000 0 KLONDEX MNS LTD COM 498696103 588 250000 SH OTR 1,2 0 250000 0 LADDER CAP CORP CL A 505743104 302 20000 SH OTR 1,2 0 20000 0 LAYNE CHRISTENSEN CO COM 521050104 298 20000 SH OTR 1,2 0 20000 0 MACERICH CO COM 554382101 224 4000 SH OTR 1,2 0 4000 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 252 12000 SH Put OTR 1,2 0 12000 0 MAXIM INTEGRATED PRODS INC COM 57772k101 357 5924 SH OTR 1,2 0 5924 0 MEREDITH CORP COM 589433101 269 5000 SH Call OTR 1,2 0 5000 0 MICROCHIP TECHNOLOGY INC COM 595017104 457 5000 SH Call OTR 1,2 0 5000 0 MICROSEMI CORP COM 595137100 2265 35000 SH OTR 1,2 0 35000 0 MONSANTO CO NEW COM 61166W101 4434 38000 SH OTR 1,2 0 38000 0 MONSANTO CO NEW COM 61166W101 3594 30800 SH Call OTR 1,2 0 30800 0 MONSANTO CO NEW COM 61166W101 5018 43000 SH Put OTR 1,2 0 43000 0 MULESOFT INC CL A 625207105 11215 255000 SH OTR 1,2 0 255000 0 MULESOFT INC CL A 625207105 220 5000 SH Put OTR 1,2 0 5000 0 NXP SEMICONDUCTORS N V COM N6596x109 9813 83870 SH OTR 1,2 0 83870 0 NXP SEMICONDUCTORS N V COM N6596x109 9068 77500 SH Call OTR 1,2 0 77500 0 NXP SEMICONDUCTORS N V COM N6596x109 9968 85200 SH Put OTR 1,2 0 85200 0 OCLARO INC COM NEW 67555n206 956 100000 SH OTR 1,2 0 100000 0 ORBITAL ATK INC COM 68557N103 3978 30000 SH OTR 1,2 0 30000 0 ORBOTECH LTD ORD M75253100 311 5000 SH OTR 1,2 0 5000 0 PACKAGING CORP AMER COM 695156109 361 3200 SH OTR 1,2 0 3200 0 PERKINELMER INC COM 714046109 235 3100 SH OTR 1,2 0 3100 0 PLY GEM HLDGS INC COM 72941W100 756 35000 SH OTR 1,2 0 35000 0 QUALCOMM INC COM 747525103 1912 34500 SH OTR 1,2 0 34500 0 QUALCOMM INC COM 747525103 554 10000 SH Call OTR 1,2 0 10000 0 QUALCOMM INC COM 747525103 2216 40000 SH Put OTR 1,2 0 40000 0 RAMBUS INC DEL COM 750917106 211 15700 SH OTR 1,2 0 15700 0 RAMBUS INC DEL COM 750917106 211 15700 SH Put OTR 1,2 0 15700 0 ROCKWELL COLLINS INC COM 774341101 4356 32300 SH OTR 1,2 0 32300 0 RSP PERMIAN INC COM 74978q105 2461 52500 SH OTR 1,2 0 52500 0 SCHULMAN A INC COM 808194104 430 10000 SH OTR 1,2 0 10000 0 SHERWIN WILLIAMS CO COM 824348106 784 2000 SH OTR 1,2 0 2000 0 SHIRE PLC SPONSORED ADR 82481R106 747 5000 SH Put OTR 1,2 0 5000 0 SHIRE PLC SPONSORED ADR 82481R106 1464 9800 SH OTR 1,2 0 9800 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4079 15500 SH OTR 1,2 0 15500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 18421 70000 SH Call OTR 1,2 0 70000 0 THERMO FISHER SCIENTIFIC INC COM 883556102 392 1900 SH OTR 1,2 0 1900 0 TIME WARNER INC COM NEW 887317303 9553 101000 SH OTR 1,2 0 101000 0 TIME WARNER INC COM NEW 887317303 1419 15000 SH Call OTR 1,2 0 15000 0 TIME WARNER INC COM NEW 887317303 7566 80000 SH Put OTR 1,2 0 80000 0 TRIBUNE MEDIA CO CL A 896047503 2228 55000 SH OTR 1,2 0 55000 0 U S G CORP COM NEW 903293405 2425 60000 SH OTR 1,2 0 60000 0 U S G CORP COM NEW 903293405 1617 40000 SH Put OTR 1,2 0 40000 0 VERIZON COMMUNICATIONS INC COM 92343V104 396 8290 SH OTR 1,2 0 8290 0 VIACOM INC NEW CL B 92553p201 248 8000 SH OTR 1,2 0 8000 0 XCERRA CORP COM 98400J108 583 50000 SH OTR 1,2 0 50000 0 XEROX CORP COM NEW 984121608 576 20000 SH Put OTR 1,2 0 20000 0 XEROX CORP COM NEW 984121608 576 20000 SH OTR 1,2 0 20000 0