0001144204-16-133759.txt : 20161114 0001144204-16-133759.hdr.sgml : 20161111 20161114094632 ACCESSION NUMBER: 0001144204-16-133759 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 161991374 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 09-30-2016 09-30-2016 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 11-11-2016 2 68 126440 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml AEP Industries COM 001031103 756 6913 SH OTR 1,2 0 6913 0 Alere Inc COM 01449j105 4432 102500 SH OTR 1,2 0 102500 0 Alere Inc PUT 01449J955 432 10000 SH Put OTR 1,2 0 10000 0 Anthem Inc COM 036752103 251 2000 SH OTR 1,2 0 2000 0 Apigee Corp COM 03765n108 2803 161120 SH OTR 1,2 0 161120 0 Apple COM 037833100 102 900 SH OTR 1,2 0 900 0 Apple PUT 037833950 283 2500 SH Put OTR 1,2 0 2500 0 AT&T Inc COM 00206R102 426 10500 SH OTR 1,2 0 10500 0 Barnes & Noble Inc. COM 067774109 466 41199 SH OTR 1,2 0 41199 0 Biogen Inc COM 09062X103 313 1000 SH OTR 1,2 0 1000 0 Cabela's Inc COM 126804301 220 4000 SH OTR 1,2 0 4000 0 Carmike Cinemas COM 143436400 3969 121400 SH OTR 1,2 0 121400 0 CenturyLink Inc COM 156700106 344 12540 SH OTR 1,2 0 12540 0 Cepheid COM 15670r107 4215 80000 SH OTR 1,2 0 80000 0 Cintas Corp COM 172908105 225 2000 SH OTR 1,2 0 2000 0 Columbia Pipeline Partners COM UT REPSTG 198281107 2018 125000 SH OTR 1,2 0 125000 0 Community Helath CVR RIGHT 99/99/9999 203668116 1 160000 SH OTR 1,2 0 160000 0 Cynapsus Therapeutics COM PAR NO PAR 23257Y859 1006 25000 SH OTR 1,2 0 25000 0 Dell Technologies Inc COM CL V 24703L103 1315 27500 SH OTR 1,2 0 27500 0 Deutsche Bank PUT d18190958 393 30000 SH Put OTR 1,2 0 30000 0 DTS Inc COM 23335c101 2127 50000 SH OTR 1,2 0 50000 0 Endochoice Holdings COM 29272u103 998 125000 SH OTR 1,2 0 125000 0 Fleetmatics Group Plc COM g35569105 7604 126781 SH OTR 1,2 0 126781 0 G & K Services Inc CL A 361268105 3103 32500 SH OTR 1,2 0 32500 0 Humana Inc. COM 444859102 442 2500 SH OTR 1,2 0 2500 0 Imperva Inc COM 45321l100 376 7000 SH OTR 1,2 0 7000 0 Incontact Inc COM 45336e109 839 60000 SH OTR 1,2 0 60000 0 Intersil Corp CL A 46069S109 548 25000 SH OTR 1,2 0 25000 0 Joy Global Inc COM 481165108 2219 80000 SH OTR 1,2 0 80000 0 KLA-Tencor Corp COM 482480100 1394 20000 SH OTR 1,2 0 20000 0 KLA-Tencor Corp PUT 482480950 1394 20000 SH Put OTR 1,2 0 20000 0 Lam Research Corp COM 512807108 355 3750 SH OTR 1,2 0 3750 0 Lamar Advertising Co. CL A 512816109 268 4100 SH OTR 1,2 0 4100 0 Linkedin Corp COM CL A 53578a108 8581 44900 SH OTR 1,2 0 44900 0 Maxim Integrated Prods Inc COM 57772k101 237 5924 SH OTR 1,2 0 5924 0 Media General COM 58441k100 8091 439000 SH OTR 1,2 0 439000 0 Medivation Inc COM 58501n101 17074 209493 SH OTR 1,2 0 209493 0 Mid-American Apartment COM 59522J103 705 7500 SH OTR 1,2 0 7500 0 Molson Coors CL B 60871R209 1922 17500 SH OTR 1,2 0 17500 0 Monsanto Co COM 61166W101 1022 10000 SH OTR 1,2 0 10000 0 Monster Worldwide Inc COM 611742107 1444 400000 SH OTR 1,2 0 400000 0 Netsuite Inc COM 64118q107 1660 15000 SH OTR 1,2 0 15000 0 NXP Semiconductors NV COM n6596x109 510 5000 SH OTR 1,2 0 5000 0 NXP Semiconductors NV PUT n6596x959 510 5000 SH Put OTR 1,2 0 5000 0 Och-Ziff Cap Mgmt CL A 67551u105 174 40000 SH OTR 1,2 0 40000 0 Packaging Corp of America COM 695156109 569 7000 SH OTR 1,2 0 7000 0 Perkinelmer COM 714046109 202 3600 SH OTR 1,2 0 3600 0 Press Ganey Hldg COM 74113l102 2338 57876 SH OTR 1,2 0 57876 0 Rackspace Hosting PUT 750086950 634 20000 SH Put OTR 1,2 0 20000 0 Rite Aid COM 767754104 684 89000 SH OTR 1,2 0 89000 0 Rite Aid PUT 767754954 1038 135000 SH Put OTR 1,2 0 135000 0 Rose Rock Midstream COM U REP LTD 777149105 2877 100000 SH OTR 1,2 0 100000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2163 10000 SH OTR 1,2 0 10000 0 SPDR S&P 500 ETF TR PUT 78462F953 1082 5000 SH Put OTR 1,2 0 5000 0 Silicon Graphics Corp COM 82706l108 2137 277500 SH OTR 1,2 0 277500 0 Skullcandy COM 83083J104 124 19600 SH OTR 1,2 0 19600 0 St. Jude Med Inc COM 790849103 4969 62300 SH OTR 1,2 0 62300 0 St. Jude Med Inc PUT 790849953 2393 30000 SH Put OTR 1,2 0 30000 0 Sunedison Semi SHS y8213l102 570 50000 SH OTR 1,2 0 50000 0 Syngenta Ag-Adr SPONSORED ADR 87160A100 1314 15000 SH OTR 1,2 0 15000 0 Theravance Biopharma COM g8807b106 362 10000 SH OTR 1,2 0 10000 0 Tobira Therapeutics COM 88883p101 258 6500 SH OTR 1,2 0 6500 0 Tobira Therapeutics PUT 88883p951 397 10000 SH Put OTR 1,2 0 10000 0 Virgin America Inc COM VTG 92765x208 803 15000 SH OTR 1,2 0 15000 0 Virgin America Inc PUT 92765x958 1605 30000 SH Put OTR 1,2 0 30000 0 Vitae Pharmaceuticals COM 92847N103 2929 140000 SH OTR 1,2 0 140000 0 WCI Communities COM PAR $0.01 92923C807 3084 130000 SH OTR 1,2 0 130000 0 Whitewave Foods Inc COM 966244105 6341 116500 SH OTR 1,2 0 116500 0