0001144204-16-118585.txt : 20160812 0001144204-16-118585.hdr.sgml : 20160812 20160812121748 ACCESSION NUMBER: 0001144204-16-118585 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 161827173 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 06-30-2016 06-30-2016 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 08-12-2016 2 77 132431 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml Alere Inc COM 01449j105 1459 35000 SH OTR 1,2 0 35000 0 Alere Inc PUT 01449j955 834 20000 SH Put OTR 1,2 0 20000 0 Allergan PLC SHS G0177J108 693 3000 SH OTR 1,2 0 3000 0 American Science & Engineering COM 029429107 374 10000 SH OTR 1,2 0 10000 0 Anthem Inc COM 036752103 525 4000 SH OTR 1,2 0 4000 0 Ashford Hospitality Prime COM 044102101 141 10000 SH OTR 1,2 0 10000 0 AT&T Inc COM 00206R102 454 10500 SH OTR 1,2 0 10500 0 Badger Meter Inc COM 056525108 511 7000 SH OTR 1,2 0 7000 0 Barnes & Noble Inc. COM 067774109 482 42500 SH OTR 1,2 0 42500 0 Barnes & Noble Inc. PUT 067774959 227 20000 SH Put OTR 1,2 0 20000 0 Cabela's Inc COM 126804301 300 6000 SH OTR 1,2 0 6000 0 Carmike Cinemas COM 143436400 2285 75855 SH OTR 1,2 0 75855 0 Carmike Cinemas CALL 143436900 611 20300 SH Call OTR 1,2 0 20300 0 Carmike Cinemas PUT 143436950 602 20000 SH Put OTR 1,2 0 20000 0 Cavium Inc COM 14964U108 309 8000 SH OTR 1,2 0 8000 0 Celator Pharmaceuticals Inc COM 15089r102 4527 150000 SH OTR 1,2 0 150000 0 CenturyLink Inc COM 156700106 364 12540 SH OTR 1,2 0 12540 0 Charter Communications Inc CL A 16119p108 915 4000 SH OTR 1,2 0 4000 0 Cigna Corp PUT 125509959 896 7000 SH Put OTR 1,2 0 7000 0 Columbia Pipeline Group COM 198280109 4792 188000 SH OTR 1,2 0 188000 0 Community Helath CVR RIGHT 99/99/9999 203668116 1 160000 SH OTR 1,2 0 160000 0 CST Brands COM 12646r105 474 11000 SH OTR 1,2 0 11000 0 Demandware Inc COM 24802y105 2247 30000 SH OTR 1,2 0 30000 0 Dreamworks Animation SKG CL A 26153C103 1328 32500 SH OTR 1,2 0 32500 0 EMC Corp COM 268648102 6453 237500 SH OTR 1,2 0 237500 0 Examworks Group Inc COM 30066a105 2113 60637 SH OTR 1,2 0 60637 0 F5 Networks COM 315616102 228 2000 SH OTR 1,2 0 2000 0 Fairchild Semiconductor Intl COM 303726103 1233 62100 SH OTR 1,2 0 62100 0 FEI Company COM 30241L109 2138 20000 SH OTR 1,2 0 20000 0 Hatteras Financial Corp COM 41902r103 272 16600 SH OTR 1,2 0 16600 0 Heartware Inernational COM 422368100 1155 20000 SH OTR 1,2 0 20000 0 Higher One Holdings Inc COM 42983D104 256 50000 SH OTR 1,2 0 50000 0 Humana Inc. COM 444859102 899 5000 SH OTR 1,2 0 5000 0 Humana Inc. PUT 444859952 3957 22000 SH Put OTR 1,2 0 22000 0 Incontact Inc COM 45336e109 831 60000 SH OTR 1,2 0 60000 0 KLA-Tencor Corp COM 482480100 5054 69000 SH OTR 1,2 0 69000 0 Lamar Advertising Co. CL A 512816109 272 4100 SH OTR 1,2 0 4100 0 LDR Holding Corp COM 50185u105 3141 85000 SH OTR 1,2 0 85000 0 Linkedin Corp COM CL A 53578a108 9822 51900 SH OTR 1,2 0 51900 0 Linkedin Corp PUT 53578a958 2877 15200 SH Put OTR 1,2 0 15200 0 Marketo Inc COM 57063L107 348 10000 SH OTR 1,2 0 10000 0 Maxim Integrated Prods Inc COM 57772k101 211 5924 SH OTR 1,2 0 5924 0 Media General COM 58441k100 7804 454000 SH OTR 1,2 0 454000 0 Medivation Inc COM 58501n101 12006 199100 SH OTR 1,2 0 199100 0 Medivation Inc PUT 58501n951 1508 25000 SH Put OTR 1,2 0 25000 0 Memorial Resource Dev Corp COM 58605Q109 159 10000 SH OTR 1,2 0 10000 0 Monsanto Co COM 61166W101 1241 12000 SH OTR 1,2 0 12000 0 Nanosphere Inc COM NEW 63009F204 128 75000 SH OTR 1,2 0 75000 0 Nexstar Broadcasting PUT 65336K953 476 10000 SH Put OTR 1,2 0 10000 0 Och-Ziff Cap Mgmt CL A 67551u105 190 50000 SH OTR 1,2 0 50000 0 Office Depot COM 676220106 33 10000 SH OTR 1,2 0 10000 0 Packaging Corp of America COM 695156109 469 7000 SH OTR 1,2 0 7000 0 Polycom Inc COM 73172K104 281 25000 SH OTR 1,2 0 25000 0 Qihoo 360 Technology PUT 74734m959 731 10000 SH Put OTR 1,2 0 10000 0 Qlik Technologies COM 74733t105 2366 80000 SH OTR 1,2 0 80000 0 Qlik Technologies PUT 74733t955 1325 44800 SH Put OTR 1,2 0 44800 0 Rite Aid COM 767754104 150 20000 SH OTR 1,2 0 20000 0 Rose Rock Midstream COM U REP LTD 777149105 2639 100000 SH OTR 1,2 0 100000 0 Rouse Properties COM 779287101 484 26500 SH OTR 1,2 0 26500 0 Sciquest Inc COM 80908t101 530 30000 SH OTR 1,2 0 30000 0 Sherwin Williams COM 824348106 323 1100 SH OTR 1,2 0 1100 0 Shire PLC SPONSORED ADR 82481R106 611 3319 SH OTR 1,2 0 3319 0 Signet Jewelers Limited SHS G81276100 214 2600 SH OTR 1,2 0 2600 0 Signet Jewelers Limited PUT G81276950 412 5000 SH Put OTR 1,2 0 5000 0 Skullcandy COM 83083J104 573 93387 SH OTR 1,2 0 93387 0 St. Jude Med Inc COM 790849103 5093 65300 SH OTR 1,2 0 65300 0 Starwood Hotels & Resorts WRLD COM 85590a401 15714 212500 SH OTR 1,2 0 212500 0 Terex Corp COM 880779103 203 10000 SH OTR 1,2 0 10000 0 Terex Corp PUT 880779953 203 10000 SH Put OTR 1,2 0 10000 0 Theravance Biopharma COM g8807b106 295 13000 SH OTR 1,2 0 13000 0 Tivo Inc COM 888706108 248 25000 SH OTR 1,2 0 25000 0 Tumi Holdings COM 89969q104 2567 96000 SH OTR 1,2 0 96000 0 Tyco International PLC SHS g91442106 1363 32000 SH OTR 1,2 0 32000 0 Valspar Corp COM 920355104 540 5000 SH OTR 1,2 0 5000 0 Virgin America Inc COM VTG 92765x208 3333 59300 SH OTR 1,2 0 59300 0 Yahoo COM 984332106 1371 36500 SH OTR 1,2 0 36500 0 Zoetis Inc CL A 98978V103 237 5000 SH OTR 1,2 0 5000 0