0001144204-15-048478.txt : 20150812 0001144204-15-048478.hdr.sgml : 20150812 20150812150335 ACCESSION NUMBER: 0001144204-15-048478 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150812 EFFECTIVENESS DATE: 20150812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 151046709 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 06-30-2015 06-30-2015 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 08-12-2015 2 79 140667 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml Advent Software COM 007974108 2056 46500 SH OTR 1,2 0 46500 0 Aetna COM 00817Y108 892 7000 SH OTR 1,2 0 7000 0 Aetna CALL 00817Y908 12746 10000 SH Call OTR 1,2 0 10000 0 Alcatel-Lucent SPONSORED ADR 013904305 72 20000 SH OTR 1,2 0 20000 0 Allergan PLC SHS G0177J108 334 1100 SH OTR 1,2 0 1100 0 Altera Corp COM 021441100 5043 98500 SH OTR 1,2 0 98500 0 Anadarko Pete Corp COM 032511107 336 4300 SH OTR 1,2 0 4300 0 Ann Inc COM 035623107 2777 57500 SH OTR 1,2 0 57500 0 Apple Inc COM 037833100 439 3500 SH OTR 1,2 0 3500 0 AT&T PUT 00206R952 7282 20500 SH Put OTR 1,2 0 20500 0 Baker Hughes Inc COM 057224107 216 3500 SH OTR 1,2 0 3500 0 Barnes & Noble Inc. COM 067774109 532 20500 SH OTR 1,2 0 20500 0 Blackberry Ltd COM 09228F103 85 10400 SH OTR 1,2 0 10400 0 Broadcom Corp CL A 111320107 3089 60000 SH OTR 1,2 0 60000 0 Broadcom Corp PUT 111320957 5252 10200 SH Put OTR 1,2 0 10200 0 CenturyLink Inc COM 156700106 368 12540 SH OTR 1,2 0 12540 0 Cigna Corporation COM 125509109 1750 10800 SH OTR 1,2 0 10800 0 City National Corp COM 178566105 2531 28000 SH OTR 1,2 0 28000 0 Cleco Corp COM 12561W105 226 4200 SH OTR 1,2 0 4200 0 Community Helath CVR RIGHT 01/27/2016 203668116 2 160000 SH OTR 1,2 0 160000 0 CVS Health Corp COM 126650100 210 2000 SH OTR 1,2 0 2000 0 Danaher Corp COM 235851102 214 2500 SH OTR 1,2 0 2500 0 Delhaize Group SPONSORED ADR 29759W101 206 10000 SH OTR 1,2 0 10000 0 Direct TV COM 25490A309 8537 92000 SH OTR 1,2 0 92000 0 Dresser-Rand Grp Inc COM 261608103 4685 55000 SH OTR 1,2 0 55000 0 Equity Commonwealth COM SH BEN INT 294628102 411 16000 SH OTR 1,2 0 16000 0 Energy Transfer PartnerS PUT 29273R959 6417 10000 SH Put OTR 1,2 0 10000 0 Family Dlr Stores COM 307000109 12491 158500 SH OTR 1,2 0 158500 0 Foundation Medicine Inc COM 350465100 448 13225 SH OTR 1,2 0 13225 0 Furmanite Corp COM 361086101 122 15000 SH OTR 1,2 0 15000 0 HCC Ins. Hold. COM 404132102 1921 25000 SH OTR 1,2 0 25000 0 Hospira Inc COM 441060100 1872 21100 SH OTR 1,2 0 21100 0 Humana Inc. COM 444859102 2343 12250 SH OTR 1,2 0 12250 0 Igate Corp COM 45169U105 739 15500 SH OTR 1,2 0 15500 0 Intel Corp PUT 458140950 3103 10200 SH Put OTR 1,2 0 10200 0 Intergrated Silicon Solution COM 45812P107 221 10000 SH OTR 1,2 0 10000 0 JA Solar Holdings Co Ltd PUT 466090956 898 10500 SH Put OTR 1,2 0 10500 0 Kraft Foods Group COM 50076Q106 724 8500 SH OTR 1,2 0 8500 0 Kythera Biopharma COM 501570105 4231 56183 SH OTR 1,2 0 56183 0 Lamar Advertising Co. CL A 512816109 517 9000 SH OTR 1,2 0 9000 0 Lumenis Ltd SHS CL B M6778Q121 775 56500 SH OTR 1,2 0 56500 0 Martha Stewart Living CL A 573083102 281 45000 SH OTR 1,2 0 45000 0 Maxim Integrated Prods Inc COM 57772K101 205 5924 SH OTR 1,2 0 5924 0 Men's Wearhouse Inc COM 587118100 416 6500 SH OTR 1,2 0 6500 0 MGM Resorts Int'l COM 552953101 183 10000 SH OTR 1,2 0 10000 0 Mindray Medical Intl Ltd PUT 602675950 2993 10500 SH Put OTR 1,2 0 10500 0 Montpelier Re SHS G62185106 205 5200 SH OTR 1,2 0 5200 0 Mylan N V SHS EURO N59465109 2239 33000 SH OTR 1,2 0 33000 0 Omnicare Inc COM 681904108 943 10000 SH OTR 1,2 0 10000 0 Orbitz Worldwide COM 68557K109 823 72100 SH OTR 1,2 0 72100 0 Packaging Corp of America COM 695156109 294 4700 SH OTR 1,2 0 4700 0 Pall Corp COM 696429307 3734 30000 SH OTR 1,2 0 30000 0 Partnerre Ltd COM G6852T105 4626 36000 SH OTR 1,2 0 36000 0 Perkinelmer COM 714046109 211 4000 SH OTR 1,2 0 4000 0 Perrigo Inc SHS G97822103 7855 42500 SH OTR 1,2 0 42500 0 Pinnacle Entertainment COM 723456109 962 25800 SH OTR 1,2 0 25800 0 Pioneer Nat'l Res COM 723787107 229 1650 SH OTR 1,2 0 1650 0 Polypore Int'l COM 73179V103 281 4700 SH OTR 1,2 0 4700 0 Rally Software Development COM 751198102 603 31000 SH OTR 1,2 0 31000 0 Receptos Inc COM 756207106 931 4900 SH OTR 1,2 0 4900 0 Reynolds American Inc COM 761713106 489 6546 SH OTR 1,2 0 6546 0 RTI International Metals Inc COM 74973W107 1655 52500 SH OTR 1,2 0 52500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1235 6000 SH OTR 1,2 0 6000 0 Scripps Networks Interactive CL A COM 811065101 261 4000 SH OTR 1,2 0 4000 0 Sigma-Aldrich Corp COM 826552101 2926 21000 SH OTR 1,2 0 21000 0 Signet Jewelers Limited SHS G81276100 551 4300 SH OTR 1,2 0 4300 0 Synchronoss Technologies COM 87157B103 343 7500 SH OTR 1,2 0 7500 0 Tegna Inc COM 87901J105 401 12500 SH OTR 1,2 0 12500 0 Teva Pharmaceuticals ADR 881624209 520 8800 SH OTR 1,2 0 8800 0 Thermo Fisher Scientific COM 883556102 311 2400 SH OTR 1,2 0 2400 0 Time Warner Cable Inc COM 88732J207 2583 14500 SH OTR 1,2 0 14500 0 T-Mobile US Inc COM 872590104 543 14000 SH OTR 1,2 0 14000 0 Tower Watson & Co CL A 891894107 252 2000 SH OTR 1,2 0 2000 0 Valeant Pharmaceuticals COM 91911K102 222 1000 SH OTR 1,2 0 1000 0 William Cos Inc DEL COM 969457100 574 10000 SH OTR 1,2 0 10000 0 Xueda Ed Group PUT 98418W959 397 10500 SH Put OTR 1,2 0 10500 0 Yelp Inc CL A COM 985817105 344 8000 SH OTR 1,2 0 8000 0 Zimmer Biomet Holdings COM 98956P102 1354 12400 SH OTR 1,2 0 12400 0 Zoetis Inc CL A 98978V103 579 12000 SH OTR 1,2 0 12000 0