0001144204-14-067122.txt : 20141112 0001144204-14-067122.hdr.sgml : 20141111 20141112154037 ACCESSION NUMBER: 0001144204-14-067122 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 141213730 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 09-30-2014 09-30-2014 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 11-07-2014 2 75 106670 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml Actavis Inc SHS g0083b108 2711 11235 SH OTR 1,2 0 11235 0 Albemarle Corp PUT 12653951 589 10000 SH Put OTR 1,2 0 10000 0 Allergan Inc COM 018490102 6771 38000 SH OTR 1,2 0 38000 0 Alliance Data Systems Corp PUT 018581958 745 3000 SH Put OTR 1,2 0 3000 0 Ambit Biosciences Corp COM 02318x100 613 39800 SH OTR 1,2 0 39800 0 Annie's Inc COM 03600t104 3672 80000 SH OTR 1,2 0 80000 0 Apple Inc COM 037833100 353 3500 SH OTR 1,2 0 3500 0 Athlon Energy Inc COM 047477104 873 15000 SH OTR 1,2 0 15000 0 Auxilium Pharmaceuticals Inc COM 05334d107 1194 40000 SH OTR 1,2 0 40000 0 B/E Aerospace Inc COM 073302101 336 4000 SH OTR 1,2 0 4000 0 Bally Technologies Inc COM 05874b107 444 5500 SH OTR 1,2 0 5500 0 Bally Technologies Inc PUT 05874b957 807 10000 SH Put OTR 1,2 0 10000 0 Bolt Technology Corp COM 097698104 1755 80000 SH OTR 1,2 0 80000 0 CenturyLink Inc COM 156700106 513 12540 SH OTR 1,2 0 12540 0 Chiquita Brands Intl Inc COM 170032809 5690 400700 SH OTR 1,2 0 400700 0 Chiquita Brands PUT 170032959 710 50000 SH Put OTR 1,2 0 50000 0 Cleco Corp COM 12561w105 626 13000 SH OTR 1,2 0 13000 0 Cleco Corp PUT 12561w955 303 6300 SH Put OTR 1,2 0 6300 0 Computer Sciences Corp COM 205363104 306 5000 SH OTR 1,2 0 5000 0 Computer Sciences Corp PUT 205363954 306 5000 SH Put OTR 1,2 0 5000 0 Concur Tech Inc COM 206708109 5514 43478 SH OTR 1,2 0 43478 0 Concur Tech Inc PUT 206708959 254 2000 SH Put OTR 1,2 0 2000 0 Conversant Inc COM 21249J105 2911 85000 SH OTR 1,2 0 85000 0 Covidien PLC SHS g2554f113 5839 67500 SH OTR 1,2 0 67500 0 Covidien PLC PUT g2554f953 433 5000 SH Put OTR 1,2 0 5000 0 Dollar General Corp COM 256677105 1497 24500 SH OTR 1,2 0 24500 0 Dollar General Corp PUT 256677955 611 10000 SH Put OTR 1,2 0 10000 0 Dresser-Rand Grp Inc COM 261608103 1563 19000 SH OTR 1,2 0 19000 0 Endo International PLC SHS g30401106 273 4000 SH OTR 1,2 0 4000 0 Equity Commonwealth COM SH BEN INT 294628102 643 25000 SH OTR 1,2 0 25000 0 Express Inc COM 30219e103 624 40000 SH OTR 1,2 0 40000 0 Express Inc PUT 30219e953 312 20000 SH Put OTR 1,2 0 20000 0 Family Dlr Stores COM 307000109 2588 33500 SH OTR 1,2 0 33500 0 Foster Wheeler AG COM h27178104 316 10000 SH OTR 1,2 0 10000 0 Gannett Inc COM 364730101 267 9000 SH OTR 1,2 0 9000 0 GFI Group Inc COM 361652209 54 10000 SH OTR 1,2 0 10000 0 Glimcher Realty Trust SH BEN INT 379302102 609 45000 SH OTR 1,2 0 45000 0 Gulf Coast Ultra Deep Rylty ROYALTY TR UNT 40222t104 82 41000 SH OTR 1,2 0 41000 0 Int'l Game Technology COM 459902102 860 51000 SH OTR 1,2 0 51000 0 Intl Rectifier Corp COM 460254105 1177 30000 SH OTR 1,2 0 30000 0 Kodiak Oil & Gas Corp COM 50015q100 611 45000 SH OTR 1,2 0 45000 0 Lamar Advertising Co. CL A 512815101 1867 37900 SH OTR 1,2 0 37900 0 Lin Media LLC CL A COM 532771102 666 30000 SH OTR 1,2 0 30000 0 Mallinckrodt PLC SHS g5785g107 255 2827 SH OTR 1,2 0 2827 0 Measurement Specialties COM 583421102 4259 49750 SH OTR 1,2 0 49750 0 Medical Action Inc COM 58449l100 414 30016 SH OTR 1,2 0 30016 0 Men's Wearhouse Inc COM 587118100 1322 28000 SH OTR 1,2 0 28000 0 Move Inc COM NEW 62458m207 1677 80000 SH OTR 1,2 0 80000 0 Packaging Corp of America COM 695156109 249 3900 SH OTR 1,2 0 3900 0 Perkinelmer Inc COM 714046109 249 5700 SH OTR 1,2 0 5700 0 PetSmart Inc COM 716768106 280 4000 SH OTR 1,2 0 4000 0 Pioneer Nat'l Res COM 723787107 423 2150 SH OTR 1,2 0 2150 0 Protective Life Corp COM 743674103 1735 25000 SH OTR 1,2 0 25000 0 Reynolds American Inc COM 761713106 295 5000 SH OTR 1,2 0 5000 0 Rockwood Holdings Inc COM 774415103 1491 19500 SH OTR 1,2 0 19500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 591 3000 SH OTR 1,2 0 3000 0 Safeway Inc COM NEW 786514208 686 20000 SH OTR 1,2 0 20000 0 Salix Pharmaceuticals Inc COM 795435106 1875 12000 SH OTR 1,2 0 12000 0 Scripps Networks Interactive CL A COM 811065101 351 4500 SH OTR 1,2 0 4500 0 Shire PLC SPONSORED ADR 82481R106 11269 43500 SH OTR 1,2 0 43500 0 Sigma-Aldrich Corp COM 826552101 680 5000 SH OTR 1,2 0 5000 0 Signet Jewelers Limited SHS g81276100 683 6000 SH OTR 1,2 0 6000 0 Sirius XM Hldgs Inc COM 82968b103 105 30000 SH OTR 1,2 0 30000 0 Sprint Corp COM SER 1 85207U105 63 10000 SH OTR 1,2 0 10000 0 Taminco Corp COM 87509U106 1575 60352 SH OTR 1,2 0 60352 0 Theravance Inc COM 88338T104 325 19000 SH OTR 1,2 0 19000 0 Tim Hortons Inc COM 88706M103 796 10100 SH OTR 1,2 0 10100 0 Time Warner Inc COM NEW 887317303 226 3000 SH OTR 1,2 0 3000 0 Time Warner Cable Inc COM 88732J207 9399 65500 SH OTR 1,2 0 65500 0 T-Mobile US Inc COM 872590104 606 21000 SH OTR 1,2 0 21000 0 Trulia Inc COM 897888103 520 10630 SH OTR 1,2 0 10630 0 TRW Automotive Hldgs Corp COM 87264S106 911 9000 SH OTR 1,2 0 9000 0 TW Telecom Inc COM 87311l104 2913 70000 SH OTR 1,2 0 70000 0 Valeant Pharmaceuticals Intl COM 91911k102 1312 10000 SH OTR 1,2 0 10000 0 Verizon Communications Inc COM 92343V104 247 4931 SH OTR 1,2 0 4931 0