0001144204-14-029447.txt : 20140512 0001144204-14-029447.hdr.sgml : 20140512 20140512143809 ACCESSION NUMBER: 0001144204-14-029447 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 EFFECTIVENESS DATE: 20140512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 14832983 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 03-31-2014 03-31-2014 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 05-12-2014 2 56 58352 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml Aaron's Inc COM PAR $0.50 002535300 227 7500 SH OTR 1,2 0 7500 0 Accelrys Inc COM 00430u103 498 40000 SH OTR 1,2 0 40000 0 Amcol International COM 02341w103 938 20500 SH OTR 1,2 0 20500 0 Anadarko Pete Corp COM 032511107 322 3800 SH OTR 1,2 0 3800 0 Anixter Int'l Corp COM 035290105 508 5000 SH OTR 1,2 0 5000 0 Apple Inc COM 037833100 376 700 SH OTR 1,2 0 700 0 Arthrocare Corp COM 043136100 964 20000 SH OTR 1,2 0 20000 0 Barnes & Noble Inc. COM 067774109 418 20000 SH OTR 1,2 0 20000 0 Baxter Intl Inc PUT 071813959 736 10000 SH Put OTR 1,2 0 10000 0 Beam Inc COM 073730103 4998 60000 SH OTR 1,2 0 60000 0 BRE Properties CL A 05564E106 1256 20000 SH OTR 1,2 0 20000 0 Brookfield Office Properties COM 112900105 228 12168 SH OTR 1,2 0 12168 0 CenturyLink Inc COM 156700106 412 12540 SH OTR 1,2 0 12540 0 CommonWealth Reit COM SH BEN INT 203233101 1289 49000 SH OTR 1,2 0 49000 0 CommonWealth Reit 6.50% PFD CUM CO 203233408 1256 50000 SH OTR 1,2 0 50000 0 Community Helath CVR RIGHT 01/27/2016 203668116 10 160000 SH OTR 1,2 0 160000 0 Cott Corporation COM 22163n106 85 10000 SH OTR 1,2 0 10000 0 Cubist Pharmaceuticals CVR RIGHT 99/99/9999 229678123 21 33000 SH OTR 1,2 0 33000 0 Entegris Inc COM 29362U104 466 38500 SH OTR 1,2 0 38500 0 EPL Oil & Gas Inc COM 26883d108 2316 60000 SH OTR 1,2 0 60000 0 Forest Labs Inc COM 345838106 2674 28977 SH OTR 1,2 0 28977 0 Foster Wheeler Ltd COM h27178104 324 10000 SH OTR 1,2 0 10000 0 Gannett Inc COM 364730101 276 10000 SH OTR 1,2 0 10000 0 Jos A Bank Clothiers Inc COM 480838101 5015 78000 SH OTR 1,2 0 78000 0 Lamar Advertising Co. CL A 512815101 2933 57500 SH OTR 1,2 0 57500 0 Lin Media CL A COM 532771102 663 25000 SH OTR 1,2 0 25000 0 Linnco LLC COMSHS LTD INT 535782106 271 10000 SH OTR 1,2 0 10000 0 LSI Corp COM 502161102 2004 181000 SH OTR 1,2 0 181000 0 Mckesson Corp COM 58155Q103 883 5000 SH OTR 1,2 0 5000 0 Men's Wearhouse COM 587118100 1788 36500 SH OTR 1,2 0 36500 0 Mercury Systems COM 589378108 396 30000 SH OTR 1,2 0 30000 0 New Gold Inc CDA COM 644535106 98 20000 SH OTR 1,2 0 20000 0 NTS Inc COM 62943B105 102 53000 SH OTR 1,2 0 53000 0 Occidental Petroleum COM 674599105 629 6600 SH OTR 1,2 0 6600 0 Office Depot COM 676220106 289 70000 SH OTR 1,2 0 70000 0 Omnicom Group COM 681919106 545 7500 SH OTR 1,2 0 7500 0 Pacer Intl COM 69373H106 632 70500 SH OTR 1,2 0 70500 0 Packaging Corp of America COM 695156109 274 3900 SH OTR 1,2 0 3900 0 Perkinelmer COM 714046109 279 6200 SH OTR 1,2 0 6200 0 Perrigo Co COM 714290103 696 4500 SH OTR 1,2 0 4500 0 Pioneer Nat'l Res COM 723787107 964 5150 SH OTR 1,2 0 5150 0 Reynolds American Inc COM 761713106 267 5000 SH OTR 1,2 0 5000 0 SPDR S&P 500 ETF Inc TR UNIT 78462F103 748 4000 SH OTR 1,2 0 4000 0 Safeway COM NEW 786514208 1293 35000 SH OTR 1,2 0 35000 0 Schawk Inc CL A 806373106 500 25000 SH OTR 1,2 0 25000 0 Scripps Networks Interactive CL A COM 811065101 418 5500 SH OTR 1,2 0 5500 0 Sirius XM Hldgs Inc COM 82968b103 64 20000 SH OTR 1,2 0 20000 0 Sprint Corp COM SER 1 85207U105 276 30000 SH OTR 1,2 0 30000 0 Supertex Inc COM 868532102 1154 35000 SH OTR 1,2 0 35000 0 Texas Industries COM 882491103 529 5900 SH OTR 1,2 0 5900 0 Theravance Inc COM 88338T104 495 16000 SH OTR 1,2 0 16000 0 Thermo Fisher Scientific COM 883556102 842 7000 SH OTR 1,2 0 7000 0 Time Warner Cable Inc COM 88732J207 9122 66500 SH OTR 1,2 0 66500 0 T-Mobile US COM 872590104 628 19000 SH OTR 1,2 0 19000 0 Triquint Semiconductor COM 89674K103 134 10000 SH OTR 1,2 0 10000 0 Zale Corporation COM 988858106 2823 135000 SH OTR 1,2 0 135000 0