0001144204-14-007931.txt : 20140212 0001144204-14-007931.hdr.sgml : 20140212 20140212151207 ACCESSION NUMBER: 0001144204-14-007931 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 EFFECTIVENESS DATE: 20140212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 14599776 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 12-31-2013 12-31-2013 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 02-11-2014 2 67 67677 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml Actavis Inc SHS g0083b108 504 2999 SH OTR 1,2 0 2999 0 Advance Auto Parts Inc COM 00751y106 1107 10000 SH OTR 1,2 0 10000 0 Amarin Corp PLC SPONS ADR NEW 023111206 30 15000 SH OTR 1,2 0 15000 0 Anaren Inc COM 032744104 374 13352 SH OTR 1,2 0 13352 0 Apple Inc COM 037833100 452 805 SH OTR 1,2 0 805 0 Barnes & Noble Inc. COM 067774109 217 14500 SH OTR 1,2 0 14500 0 BRE Properties CL A 05564E106 793 14500 SH OTR 1,2 0 14500 0 Brookfield Office Properties COM 112900105 289 15000 SH OTR 1,2 0 15000 0 Brown Shoe Inc New COM 115736100 281 10000 SH OTR 1,2 0 10000 0 CenturyLink Inc COM 156700106 399 12540 SH OTR 1,2 0 12540 0 Charter Communications Inc CL A NEW 16117M305 274 2000 SH OTR 1,2 0 2000 0 Cole Real Estate Investment Inc COM 19329v105 842 60000 SH OTR 1,2 0 60000 0 Comcast Corp New CL A 20030N101 260 5000 SH OTR 1,2 0 5000 0 CommonWealth Reit COM SH BEN INT 203233101 895 38400 SH OTR 1,2 0 38400 0 Compuware Corp COM 205638109 336 30000 SH OTR 1,2 0 30000 0 Cooper Tire & Rubber PUT 216831957 240 10000 SH Put OTR 1,2 0 10000 0 Cubist Pharmaceuticals CVR RIGHT 99/99/9999 229678123 57 42000 SH OTR 1,2 0 42000 0 Eastern Insurance Holdings COM 276534104 784 32000 SH OTR 1,2 0 32000 0 Electronic Arts Inc COM 285512109 918 40000 SH OTR 1,2 0 40000 0 Flow Int'l Corp COM 343468104 172 42700 SH OTR 1,2 0 42700 0 Foot Locker Inc COM 344849104 2072 50000 SH OTR 1,2 0 50000 0 Gannett Inc COM 364730101 932 31500 SH OTR 1,2 0 31500 0 General Motors Co COM 37045v100 1430 35000 SH OTR 1,2 0 35000 0 Gentium SPA SPONSORED ADR 37250B104 857 15000 SH OTR 1,2 0 15000 0 Given Imaging ORD SHS M52020100 451 15000 SH OTR 1,2 0 15000 0 Global Eagle Enertainment COM 37951d102 297 20000 SH OTR 1,2 0 20000 0 Harris Interactive Inc COM 414549105 100 50000 SH OTR 1,2 0 50000 0 Harris Teeter Supermarkets COM 414585109 3948 80000 SH OTR 1,2 0 80000 0 Health Mgmt Assoc Inc CL A 421933102 1349 103000 SH OTR 1,2 0 103000 0 ICG Group COM 44928d108 685 36774 SH OTR 1,2 0 36774 0 IntercontinentalExchange Group COM 45866f104 225 1000 SH OTR 1,2 0 1000 0 Jones Group Inc COM 48020T101 449 30000 SH OTR 1,2 0 30000 0 Jos A Bank Clothiers Inc COM 480838101 3423 62500 SH OTR 1,2 0 62500 0 Jos A Bank Clothiers Inc CALL 480838901 548 10000 SH Call OTR 1,2 0 10000 0 Leap Wireless Intl Inc COM NEW 521863308 740 42500 SH OTR 1,2 0 42500 0 Lender Processing Services COM 52602e102 2523 67500 SH OTR 1,2 0 67500 0 Life Technologies Corp COM 53217V109 8338 110000 SH OTR 1,2 0 110000 0 Linnco LLC COMSHS LTD INT 535782106 3720 120725 SH OTR 1,2 0 120725 0 Lowes Companies COM 548661107 1487 30000 SH OTR 1,2 0 30000 0 LSI Corp COM 502161102 883 80000 SH OTR 1,2 0 80000 0 Men's Wearhouse COM 587118100 3933 76999 SH OTR 1,2 0 76999 0 Mckesson Corp PUT 58155Q953 807 5000 SH Put OTR 1,2 0 5000 0 NTS Inc COM 62943B105 69 35000 SH OTR 1,2 0 35000 0 Nupathe Inc COM 67059m100 174 53100 SH OTR 1,2 0 53100 0 Occidental Petroleum COM 674599105 380 4000 SH OTR 1,2 0 4000 0 Office Depot COM 676220106 1728 326638 SH OTR 1,2 0 326638 0 Omnicom Group COM 681919106 669 9000 SH OTR 1,2 0 9000 0 Packaging Corp of America COM 695156109 316 5000 SH OTR 1,2 0 5000 0 Perrigo Co COM 714290103 614 3999 SH OTR 1,2 0 3999 0 Pioneer Nat'l Res PUT 723787957 368 2000 SH Put OTR 1,2 0 2000 0 Polyone Corp COM 73179p106 212 6000 SH OTR 1,2 0 6000 0 Responsys Inc COM 761248103 822 30000 SH OTR 1,2 0 30000 0 SPDR S&P 500 ETF Inc TR UNIT 78462F103 739 4000 SH OTR 1,2 0 4000 0 Santarus Inc COM 802817304 2231 69800 SH OTR 1,2 0 69800 0 Sapiens International Corp SHS NEW n7716a151 386 50000 SH OTR 1,2 0 50000 0 Scripps Networks Interactive CL A COM 811065101 346 4000 SH OTR 1,2 0 4000 0 Scripps Networks Interactive CALL 811065901 173 2000 SH Call OTR 1,2 0 2000 0 Solta Medical Inc COM 83438K103 221 75000 SH OTR 1,2 0 75000 0 Theravance Inc COM 88338T104 535 15000 SH OTR 1,2 0 15000 0 Thermo Fisher Scientific COM 883556102 356 3200 SH OTR 1,2 0 3200 0 Tiffany & Co Inc COM 886547108 742 8000 SH OTR 1,2 0 8000 0 Time Warner Cable Inc COM 88732J207 3184 23500 SH OTR 1,2 0 23500 0 T-Mobile US COM 872590104 976 29000 SH OTR 1,2 0 29000 0 VF Corp COM 918204108 1247 20000 SH OTR 1,2 0 20000 0 Viropharma Inc COM 928241108 1795 36000 SH OTR 1,2 0 36000 0 Vodaphone Group PLC New SPONS ADR NEW 92857w209 275 7000 SH OTR 1,2 0 7000 0 Wendys Co COM 95058W100 698 80000 SH OTR 1,2 0 80000 0